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Managing an Open Access, Multi-Institutional, International Digital Library: The Digital Library of the Caribbean BROOKE WOOLDRIDGE Florida International University, FL, USA LAURIE TAYLOR and MARK SULLIVAN University of Florida, FL, USA ABSTRACT. Developing an Open Access, multi-institutional, mul- tilingual, international digital library requires robust technologi- cal and institutional infrastructures that support both the needs of individual institutions alongside the needs of the growing partner- ship and ensure continuous communication and development of the shared vision for the digital .,i.. i,-y as a whole. This article ex- plains the methods and factors that have led to the Digital Library of the Caribbean's success in i..'-. .l i., the necessary infrastruc- ture, following the initial planning to the current stage of develop- ment, along with how challenges were met and the challenges that remain. KEYWORDS Cooperative digitization projects, collaborative part- nerships, worldwide digital libraries, cultural heritage projects, preservation, archiving, digital, collaboration, cooperation, library, university, college, archive, museum, information technology INTRODUCTION The Digital Iii'.1 'y of the Caribbean (dLOC) is a cooperative digital li n ,ry that provides centralized access to digital collections that otherwise may exist in isolation. Bringing together collections from the diverse countries that comprise the Caribbean, dLOC provides researchers with greater access to resources that are physically dispersed throughout the Caribbean and the world. Supported by partner institutions with additional funding from the Address correspondence to Brooke Wooldridge, Florida International University, Green Library, 11200 SW 8th Street, Miami, FL 33199. E-mail: Brooke.Wooldridge@fiu.edu B. Wooldridge et al. Department of Education's Technological Innovation and Cooperation for Foreign Information Access (TICFIA) Program, dLOC currently hosts over 675,000 images representing content submitted by nine Caribbean countries. Universities, national lii 1 .- .. national archives and private collections partner with dLOC to gain access to equipment, training and the online in- frastructure to ensure that endangered research materials from the Caribbean are preserved and ._..-_....- to current and future researchers and educators. To remove barriers to possible contribution, dLOC promotes the open shar- ing of materials without the loss of ownership, copyright, or rights related to cultural heritage materials. All materials contributed are il idi lki i.. in dLOC as open access resources and partners retain full ill ii for all materials contributed and all rights to the contributed materials. In addition, dLOC works with scholars and K-12 educators to incorpo- rate these materials into research and t. i.- 1,in providing greater context for contributed resources and further promoting new teaching and research based on the unique resources found in dLOC. By providing the infrastruc- ture for diverse institutions in the Caribbean and worldwide to digitally pre- serve and offer online access to resources from and about the C il '.... ii and circum-C ili..'.. in, dLOC is contributing to the advancement of Caribbean Studies and the related disciplines. This article will explore the how the Digital I ii,'-y of the Caribbean has grown from a pilot project with five members to a thriving partnership of many distinct institutions that benefit from shared technologies and col- laboration. It will also address some of the stru-4.41l.-, that the project has encountered and how, as a group, the dLOC partners have chosen to ad- dress them. In a follow-up article, we will address the partnership from the perspective of a sample of the member institutions and discuss the tactics for the future su-.i uiini i 'il of the collaboration. START SMALL, THINK BIG In 2002, the University of the Virgin Islands (UVI), the University of Florida (UF) and Florida International University (FIU) entered into an agreement to collaborate in building a United States Virgin Islands History and Culture digital lii' iiy collection.' It was through this successful partnership that the idea for dLOC was born. The representatives from UVI, using a grant from the Institute of Museum and I.i, iiiy Sciences, developed the model for local collaboration to select resources appropriate for digitization. The Digital Ii'1 iiy Center at UF provided the technical expertise necessary to advise the development the digital collection. The partners developed a model in which the cultural and national patrimony would be united online, but the items and the rights would remain with the contributing partner. This model established in the US Virgin Islands project demonstrated the Managing an Open Access Digital Library potential for greater collaboration at the regional level, and it was with this collaboration that the idea for the Digital Iii,! i y of the Caribbean emerged. The success of most projects is incumbent upon adequate human and financial capital. The collaborators from the aforementioned project demon- strated the necessary human capital. The Technological Innovation and Co- operation for Foreign Information Access (TICFIA) program provided an opportunity to raise the necessary financial support. TICFIA supports "inno- vative techniques or programs using new electronic technologies to collect, organize, preserve, and widely disseminate information on world regions and countries other than the United States that address our Nation's teaching and research needs in international education and foreign languages."2 Since its inception in 1999, the program has funded more than twenty distinct projects focusing on diverse world regions including Latin America and the Caribbean, Asia, Africa and the Middle East. With this funding opportunity in mind, the original dLOC project direc- tors presented the model of a joint digital l!i ,' ,y to a group of lii ,1! in-, and archivists at the 2004 Annual Conference of the Association of Caribbean Uni- versity Research and Institutional I ii ,! .-_-. (ACURIL). Representatives from interested institutions met later that year at the University of Puerto Rico, Rio Piedras, to establish the framework for collaboration. TICFIA awarded the Florida International University's Latin American and C i'i.... ii' Center, in collaboration with the Center for Latin American Studies and the Digital I li I ,)y Center at the University of Florida, the University of the Virgin Islands and the University of Central Florida a four-year grant in the fall of 2005 to develop the technical infrastructure and to build capacity in the Caribbean to digitize and make n ,i ,i i.- C l .. .. ini resources to students, scholars and citizens. The federal funds and university cost share provided the project with the support necessary to develop the technical infrastructure, local ca- pacity for on-site digitization for the initial five foreign project partners3 and outreach funds to promote the freely i...._..- .-.iiI..- collections for teaching and research. The development of digital collections requires equipment, knowledge and technical infrastructure. Many lii mi ...-, and archives cannot allocate the necessary resources to build and host their own digital collections from scratch, and this is also the case for many C 'II.... ii' hiim li'.-.- and archives. dLOC offered the basic equipment, t! liiniiini. and the technical infrastructure needed for its partners to embark on the journey towards digital preserva- tion and access for their resources. In the dLOC model, the partners retain ownership of their collections while sharing the content online in exchange for the technology required to provide digital preservation and access. Rep- resentatives from each partner institution guide the development of both their digital collections and the future of dLOC as a whole. The University of Florida's Digital I ii, !i Center provides software to facilitate the digitiza- tion process (including metadata creation and the submission of electronic B. Wooldridge et al. files), long-term digital preservation of archival files and online delivery via a digital lhi ,i y- infrastructure. Generally, the mission of dLOC is to: * Serve as gateway to existing digital resources from and about the Caribbean * Ensure digital preservation of resources * Generate new digital content for scholars and students * Increase access to rare or at-risk Caribbean materials * Build capacity for digitization in the Caribbean * Implement technical infrastructure and a support network to assist digital projects * Form partnerships with Caribbean institutions and digital lii ,i y initiatives The model has proven so successful that the project has incorporated six new partners4 with content online and additional partners that are building collections from both the Caribbean and the United States. LAYING THE FOUNDATION FOR SUCCESS The key foundation for the current success of this project was laid during the initial planning r'......lii'4 the subsequent development of the grant proposal and the later adoption of the by-laws. The organizational structure defined in the by-laws, the project's four-year work plan and clear evaluation tools have facilitated the project's continued success despite significant changes in leadership.5 Even with changes in the project's principal investigator, one of the project's co-directors, the coordinator and the technical director, dLOC is on target to meet the majority of its original goals. The strength of the initial planning documents has facilitated our continued achievement of the project's goals. The by-laws clearly define the structure and the roles of two governing bodies for the organization. The institutional partners who are contributing content are represented on the Executive Committee which is the group re- sponsible for policy ri 1 iki-, planning and fundraising efforts. The Executive Committee also oversees the project director and appoints a seven-member Advisory Board charged with providing collection development and addi- tional guidance for the project. The Executive Committee meets annually at the Association of Caribbean University, Research and Institutional I i'! 11'.- -. (ACURIL) conference to determine major policy issues. It also meets pe- riodically through phone conferences to address on-going concerns. The participation of dLOC members in the leadership of the collaboration en- courages practical planning and effective follow-through on the part of the project's members. Similarly, the Advisory Board meets annually and pro- vides advice for the development of the project. The members of this board also work with the project coordinator on specific projects in their content Managing an Open Access Digital Library areas during the year. The by-laws stipulate two-year staggered terms which ensure continuity while providing for a consistent stream of new ideas and new areas of expertise on the board. These institutional structures, outlined and nurtured from the beginning of the collaboration, have sustained the project through its first four years. THE PARTNERS MATTER While the institutional structures are vital for success, an even more im- portant contributing factor in dLOC's success is the personal commitment by the people involved in the project. Building upon longstanding relation- ships established through the Association of Caribbean University, Research and Institutional I ii i, i'..-, (ACURIL) and a long history of cooperative col- lection development and cooperative preservation activities, the institutional representatives of the partner institutions demonstrate a level of trust and commitment that carries dLOC forward. The partners from the US institu- tions that participate in the project value the collaboration and provide time, energy and resources. The local operations teams are committed to preserv- ing their institutional collections and making them more widely .i i il..- to the public. In addition, the grant funding has allowed the project team to travel to the member institutions to provide instruction, troubleshoot tech- nical issues, and develop personal relationships and an understanding of the challenges in each location that may affect participation. Without the commitment and support of both the leadership and operational staff of the member institutions, dLOC would not exist. The work required to develop dLOC includes staff from all areas within each of the partner institutions. The collection development and technical teams at the partner institutions dedicate the hours necessary to review their physical collections, select appropriate materials to build their digital col- lections, negotiate for copyright clearance, develop the necessary metadata, prepare materials for digitization, digitize materials and submit the digital resources. The technical representatives provide vital feedback on the digi- tization software throughout this process. This feedback aids the dLOC pro- grammer in tailoring the digitization software and internal systems at the UF Digital I i ,i ;- Center to best serve the needs of each partner institution. The majority of this work, which is crucial to making dLOC succeed, requires significant internal and external collaboration. dLOC's technical team at the University of Florida continues to research and improve both the workflow for our partners and the user experience for the online interface. The dLOC programmer at UF participates in the majority of the training visits to project partners where he trains the partners how to use the metadata creation and tracking software and receives valuable feedback. In addition to numerous development requests from colleagues, B. Wooldridge et al. partners and users, UF has conducted a number of formal u-. i ,iliy tests for the project that have facilitated continued improvements to the dLOC site. Ochoa and Sullivan have a forthcoming article on user-centered technology for digitization projects that explains the user-centered process,6 a process which has informed the design of both the digitization tools and the dLOC site. The dedication and desire of the technical team to constantly refine existing technologies and to continue to evolve those technologies for new solutions has greatly contributed to dLOC's success. In addition to the commitment from staff directly related to the part- ner collections and to the digitization process, the member institutions have benefited from strong administrative and institutional support. The Deans, Directors and other administrators of the member institutions have under- stood the problem of limited resources, the vital need for a collaborative solution, and the opportunity presented in dLOC to maximize existing re- sources. Administrators encouraged the original five partners to embrace the risk and opportunity presented in the idea of a collaborative digital li i y-. dLOC'S GROWTH dLOC now provides access to over 6,000 titles and 675,000 images of C ( ',i.... ii' content. Representatives promote dLOC as a digital lii' 'r3- re- source and as a tool for ongoing digitization at various academic confer- ences such as the C (il'.. ii'n Studies Association and the Association of C 11 i.... ii' University, Research and Institutional Iii !ii!.--. (ACURIL). Statis- tics show a significant spike in traffic to the digital lii i 1y- immediately after the conferences. Additional outreach and promotion include teaching train- ing workshops in Miami-Dade County, a lesson plan competition for K-12 classrooms, and a scholarly lecture series highlighting research of content in dLOC. Since the initial launch in 2006, the project has grown from a few thousand hits per month to almost 50,000 hits per month. New users can easily find dLOC content through regular web searches using commercial search engines because the metadata and full text for all items are i ni ,il.-. to search engines. dLOC, like many digital lihi 11..._-., has dynamic web ad- dresses built when users access materials within its digital lihi 1 y- system; however, the dLOC programmer designed static citation and text pages of all content to ensure and optimize search engine access. Other users find dLOC through direct links provided by lihi mii'.--, and archives that highlight C i 'i.... ii' digital content, through many other sites as dLOC's rich content is found by others and linked from blogs and Wikipedia pages, and through the RSS feeds i i 1.i..- for new items for all of dLOC and RSS feeds for new items from each partner institution. As both the content in dLOC and awareness of the project continue to grow, dLOC continues to attract new users and members. Managing an Open Access Digital Library The pilot project with five Caribbean partners established the technical and organizational framework for a sustainable model for regional digital collaboration and growth. During the initial grant period, we have also been very successful attracting new members. By joining dLOC, members receive digitization training and trouble-shooting support; digitization tools within the dLOC Toolkit which include metadata creation, tracking software, elec- tronic submission and archiving tools; and have their materials hosted and ......-.--...-. on dLOC with its robust infrastructure which supports full-text -.... 1i.1in-4 multiple file formats with downloadable content and page image views with zoom (. ip ililly. The digital li n' ,y- hosting includes both part- ner pages within the dLOC webpage as well as customized interfaces for the partner's website.' The customized holding and interface pages are to ensure that all partners receive i i i',, and credit for materials submitted and to ensure that materials submitted by each institution can easily be searched individually. This customization allows partners to benefit individually and collectively from participation, showcasing the value of dLOC's leveraging of digital technologies in terms of modularity, discrete representation, and 1,- 41,1.- 11 i. ,1) Finally, new partners also receive back-up archiving through the collaboration with the University of Florida Digital I ii,! ,y Center and the statewide Florida Digital Archive.8 dLOC continues to grow as a successful and well-regarded digital li- brary, and word of mouth among lii i, ... -, and archives generates significant interest. The dLOC Project Coordinator contacts potential members who are already interested and those who have yet to learn about dLOC, a process that has resulted in many new partners. For new partners to join dLOC, the interested institutions submit an application and that application is reviewed by the dLOC Executive Board. In order to join, institutions must meet the following criteria: 1. Willingness to contribute collections and to make these freely n ,.i ii id.. to the project. 2. AN 111 ii ,iliy- of appropriate collections with Caribbean content. 3. Willingness to comply with common standards. 4. Willingness to designate a representative to manage local participation. The requirements to join dLOC are minimal, to limit barriers for new part- ner institutions. Like dLOC's technological infrastructure, which is designed to ensure that all partners benefit individually and collectively, dLOC itself benefits from more contributing partners so any nonessential restrictions on membership would hinder dLOC's growth and development. The list below includes all project partners that are currently contributing content online. The new members come from diverse countries, linguistic B. Wooldridge et al. groups, and types of institutions and with varying levels of experience with digitization. * National Archives of Haiti * National I ',! !y of Aruba* * CARICOM, Guyana * The College of The Bahamas* * Florida International University * La Fundaci6n Global Democracia y Desarrollo (FUNGLODE) * National Ii'!1 'ay of Jamaica * Belize National Ii i ,y Service and Information System* * Pontificia Universidad Cat61lica Madre y Maestra* * Universidad de Oriente, Venezuela * University of Central Florida * University of Florida * University of South Florida* * University of the Virgin Islands * Wider Caribbean Sea Turtle Conservation Network* *New Members Growth always implies change, and dLOC now has to balance the desire for new content and growth with our li ,ii y to support that growth. dLOC must support its current project partners while incorporating the new partners. This will bring changes in the governing structure and current operating structure. These questions about dLOC's future are currently being addressed by the group, and will be discussed in further detail in the follow-up article in the next issue of this journal. It is the dedication and flexibility of all dLOC members that has enabled the project to be a success; these same traits will help the group to determine the next steps. EVOLVING TO MEET USER AND PARTNER NEEDS It took time to establish the infrastructure and develop a critical mass of re- sources, and in the beginning there was not enough content to build topical collections. The majority of our partners contributed content focusing on a specific theme of their ch-.... -i and the partner collection was a useful di- vision of the content for the user. As the content grows, significant thematic and geographic collections are now emerging. Some obvious thematic col- lections include historical photographs, cultural history, travel and tourism, biology and environmental conservation, literature, agriculture, legal docu- ments, slavery and resistance, government documents, university archives, maps and newspapers. Finding aids and additional contextual materials are Managing an Open Access Digital Library necessary for the most effective use of the materials in dLOC for teaching and research. dLOC is developing strategies that will address these needs in the most useful manner to meet ut-. i ,iliy and technological needs and to best enable additional growth and extension in the future. Project partners and advisors are also developing strategies to address the needs of the growing number of institutional partners for training and additional resource preservation. While personal on-site training is ideal, both time and resources limit the number of training dLOC can present per year. dLOC is training existing partners to conduct digitization workshops, providing workshops for multiple partners at the ACURIL conference and developing online training videos. The video training will be ,i. n i i..- online or by mailed DVD. By moving the existing dLOC training to a series of video tutorials, basic training will be ,i i ,ii 11..- on demand, and onsite dLOC training will then serve as the secondary level of training for advanced digitization concerns. With advanced training likely to be in demand from many existing and new partners, more onsite training partners are also being added, and the University of Central Florida has already begun sending trainers for new dLOC partners. Other partners are developing projects that combine training with resource collection and preservation. For instance, the University of South Florida has developed guides and training materials for conducting oral histories. Using those materials, the University of South Florida is developing an oral history project, "C 11 l .... iin I l 1i i ,in-, in the 21st Century: An ACURIL Oral History Project," that will support training for conducting oral histories alongside the collection of oral histories. CONCLUSIONS Developing an open access, multi-institutional, multilingual, international digital li ,i riy requires robust technological and institutional infrastructures that support the needs of individual institutions alongside the collaborative and ensure continuous communication and development of the shared vision for the digital lii ,ry as a whole. The Digital I l1,! ry of the C iiii.... ii' (dLOC) first found success with the pilot project of five C (i i.... in1 members. dLOC has continued to grow into a thriving international, multilingual, multi-institutional partnership that is cooperatively enhancing and expanding dLOC as an open access digital lii iiry. Factors contributing to dLOC's success include an established history of trust and cooperation among partner institutions, institutional support from both staff and administration, a strong technological core that allows all materials to benefit individual institutions and the ,'--, ..' l- group of partners, and the planning documents that established strong governance for cooperative development. B. Wooldridge et al. NOTES 1. http://webpac.uvi.edu/imls/project2002/2000.shtml 2. www.ed.gov/print/i 1 I i I I,. c601.html 3. The nine: ,-,- I,, institutions for dLOC: CARICOM Community Secretariat, Florida International University, Fundacion Global de Desarollo y Democracia, National Library of Jamaica, University of Central Florida, Universidad de Oriente (Venezuela), University of Florida, University of the Virgin Islands, National Archives in Haiti. 4. National Library of Aruba, Caribbean Studies Association, The ( II of The Bahamas, Belize National Library Service, Pontificia Universidad Catolica Madre y Maestra, University of South Florida, Wider Caribbean Sea Turtle Conservation Network. All members that have contributed content are listed on the dLOC Partner page: http://www.dloc.com/?m=hbbpart. 5. The governance information is available online at http://www.dloc.com/?c=dloc&m=hitbylaw. 6. Ochoa, Marilyn and Mark Sullivan. i .... ,I Library of the Caribbean: a user-centric model for technology development in collaborative ,li. ii1, projects." Invited paper to a Special Issue, OCLC Systems & Services: International Digital Library Perspectives: in press. 7. Partner pages include customized pages that show all materials contributed by the holding institution and the customized interfaces show those materials within an interface which has been customized to match the partner's website. For instance, see The ( II- of The Bahamas holding page: http://dloc.com/?h=cobn and the holding page with the customized interface: http://dloc.com/?h= cobn&n=cobn. 8. For more on the Florida Digital Archive, see: http://ww' i I li.i I .1 i 'I |
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PAGE 1 ManaginganOpenAccess,Multi-Institutional,InternationalDigitalLibrary:TheDigitalLibraryoftheCaribbeanBROOKEWOOLDRIDGEFloridaInternationalUniversity, FI,USALAURIETAYLORandMARKSULLIVANUniversityofFlorida, FI,USAABSlRACT.DevelopinganOpen Access, multi-institutional, mul tilingual, international digital library requires robust technologi calandinstitutional infrastructures that support both the needsofindividual institutions alongside the needsofthe growing partner shipandensure continuous communicationanddevelopmentofthe shared visionforthe digital library as a whole. This article ex plains the methodsandfactors that have ledtothe Digital Libraryofthe Caribbean's success in bUilding the necessary infrastruc ture, following the initialplanningtothe current stageofdevelop ment, along with how challenges were metandthe challenges that remain. KEYWORDS Cooperative digitization projects, collaborative part nerships, worldwide digital libraries, cultural heritage projects, preservation, archiving, digital, collaboration, cooperation, library, university, college, archive, museum, information technologyINTRODUCTIONThe Digital Libraryofthe Caribbean (dLOC)isa cooperative digital library that provides centralized access to digital collections that otherwisemayexist in isolation. Bringing together collections from the diverse countries that comprise the Caribbean, dLOC provides researchers with greater access to resources that are physically dispersedthroughoutthe Caribbeanandthe world.Supportedbypartnerinstitutions with additional funding from theAddresscorrespondencetoBrookeWooldridge,FloridaInternationalUniversity,GreenLibrary, 11200 SW8thStreet, Miami,FL33199. E-mail:Brooke.Wooldridge@fiu.edu1 PAGE 2 2B. Wooldridgeetat.DepartmentofEducation's Technological InnovationandCooperation for Foreign Information Access (TICFIA) Program, dLOC currently hostsover675,000 images representing content submittedbynine Caribbean countries. Universities, national libraries, national archivesandprivate collections partnerwithdLOC to gain access to equipment, trainingandtheonline in frastructure toensurethatendangeredresearch materials from the Caribbean arepreservedandaccessible to currentandfuture researchersandeducators. To remove barriers to possible contribution, dLOCpromotestheopenshar ingofmaterials without the lossofownership, copyright,orrights related to cultural heritage materials.Allmaterials contributed are available in dLOC asopenaccess resourcesandpartners retain full attribution for all materials contributedandall rights to the contributed materials. In addition, dLOCworkswith scholarsandK-12educators to incorpo rate these materials into researchandteaching, providing greater context for contributed resourcesandfurther promotingnewteachingandresearchbasedontheuniqueresourcesfoundin dLOC. By providing the infrastruc ture for diverse institutions in the Caribbeanandworldwide to digitally pre serveandoffer online access to resources fromandaboutthe Caribbeanandcircum-Caribbean, dLOCiscontributing totheadvancementofCaribbean Studiesandthe related disciplines. This article will explore thehowthe Digital LibraryoftheCaribbean hasgrownfrom a pilot projectwithfivemembersto a thriving partnershipofmanydistinct institutions that benefit fromsharedtechnologiesandcol laboration.Itwill also addresssomeofthestruggles thattheprojecthasencounteredandhow,as a group, the dLOC partners havechosento ad dress them. In a follow-up article,wewill addressthepartnership from the perspectiveofa sampleofthememberinstitutionsanddiscuss the tactics for the future sustainabilityofthe collaboration.STARTSMALL,THINKBIGIn 2002, the UniversityoftheVirgin Islands (UVI), the UniversityofFlorida (UF)andFlorida International University (FIU)enteredintoanagreementto collaborate in building a United States Virgin Islands HistoryandCulture digital library collection.1Itwasthroughthis successful partnership that the idea for dLOCwasborn. The representatives fromUVI,using a grant from the InstituteofMuseumandLibrary Sciences,developedthemodel for local collaboration to select resources appropriate for digitization. The Digital Library Center atUFprovidedthe technical expertise necessary to advise thedevelopmentthedigital collection. The partnersdevelopeda model inwhichtheculturalandnational patrimonywouldbeunitedonline,buttheitemsandthe rightswouldremain withthecontributing partner. Thismodelestablished in theUSVirgin Islands project demonstrated the PAGE 3 ManaginganOpen Access Digital Library3potential for greater collaboration at the regional level,anditwaswith this collaboration that the idea fortheDigital Libraryofthe Caribbean emerged. The successofmost projectsisincumbentuponadequatehumanandfinancial capital. The collaborators fromtheaforementioned projectdemonstrated the necessaryhumancapital. The Technological InnovationandCo operation for Foreign Information Access (TICFIA) programprovidedanopportunity to raise the necessary financial support. TICFIAsupports"inno vative techniquesorprograms usingnewelectronic technologies to collect, organize, preserve,andwidely disseminate informationonworldregionsandcountriesotherthantheUnited States that addressourNation's teachingandresearchneedsin international educationandforeign languages."2 Since its inception in 1999, theprogramhasfundedmorethantwenty distinct projects focusingondiverseworldregions including Latin Americaandthe Caribbean, Asia, Africaandthe Middle East. With this funding opportunity in mind,theoriginal dLOC project direc torspresentedthemodelofa joint digital library to agroupoflibrariansandarchivists at the2004Annual ConferenceoftheAssociationofCaribbean Uni versity ResearchandInstitutional Libraries(ACURIL).Representatives from interested institutionsmetlater that year attheUniversityofPuerto Rico,RioPiedras, to establishtheframework for collaboration.TICFIAawardedthe Florida International University's Latin AmericanandCaribbean Center, in collaborationwiththe Center for Latin American Studiesandthe Digital Library Center at the UniversityofFlorida, the Universityofthe Virgin Islandsandthe UniversityofCentral Florida a four-year grant in the fallof2005todevelopthe technical infrastructureandto build capacity in the Caribbean to digitizeandmakeavailable Caribbean resources to students, scholarsandcitizens. The federal fundsanduniversity costshareprovidedtheproject with thesupportnecessary todevelopthetechnical infrastructure, local ca pacity for on-site digitization fortheinitial five foreign project partners3andoutreach funds topromotethe freely accessible collections for teachingandresearch. Thedevelopmentofdigital collections requires equipment,knowledgeandtechnical infrastructure. Many librariesandarchivescannotallocate the necessary resources to buildandhosttheirowndigital collections from scratch,andthisisalsothecase formanyCaribbean librariesandarchives. dLOC offeredthebasic equipment, training,andthe technical infrastructureneededfor its partners toembarkonthejourney towards digital preserva tionandaccess for their resources. InthedLOC model, the partners retainownershipoftheir collections while sharing thecontentonline inexchangeforthetechnology required to provide digital preservationandaccess. Rep resentatives fromeachpartner institution guide thedevelopmentofboththeir digital collectionsandthefutureofdLOC as a whole. The UniversityofFlorida's Digital Library Center provides software to facilitate the digitiza tion process (including metadata creationandthe submissionofelectronic PAGE 4 4B. Wooldridgeetat.files), long-term digital preservationofarchival filesandonline delivery via a digital library infrastructure. Generally,themissionofdLOCisto: Serve as gateway to existing digital resources fromandaboutthe Caribbean Ensure digital preservationofresources Generatenewdigitalcontentfor scholarsandstudents Increase access to rareorat-risk Caribbean materials Build capacity for digitization intheCaribbean Implement technical infrastructureandasupportnetworkto assist digital projects Form partnerships with Caribbean institutionsanddigital library initiatives The model hasprovensosuccessful thattheprojecthasincorporated sixnewpartners4withcontent onlineandadditional partners that are building collections fromboththeCaribbeanandtheUnited States.LAYING THE FOUNDATION FOR SUCCESSThekeyfoundation for the current successofthis projectwaslaid during the initial planning meeting, thesubsequentdevelopmentofthe grantproposalandthelateradoptionofthe by-laws. The organizational structure defined in the by-laws,theproject's four-yearworkplanandclear evaluation tools have facilitated the project'scontinuedsuccess despite significantchangesin leadership.5 Even withchangesin the project's principal investigator,oneofthe project's co-directors, the coordinatorandthe technical director, dLOCisontarget tomeetthe majorityofits original goals. The strengthofthe initial planningdocumentshasfacilitatedourcontinuedachievementofthe project's goals. The by-laws clearly define the structureandthe rolesoftwogoverning bodies for the organization. The institutional partnerswhoare contributing content arerepresentedontheExecutive Committeewhichisthegroupre sponsible for policy making, planningandfundraising efforts. The Executive Committee also oversees the project directorandappoints aseven-memberAdvisory Board chargedwithproviding collectiondevelopmentandaddi tionalguidancefor the project. The Executive Committee meets annually at the AssociationofCaribbean University, ResearchandInstitutional Libraries(ACURIL)conference to determine major policy issues.Italso meetsperiodicallythroughphoneconferences to address on-going concerns. The participationofdLOCmembersin the leadershipofthe collaboration en courages practical planningandeffective follow-throughonthe partofthe project's members. Similarly, the AdvisoryBoardmeets annuallyandpro vides advice for thedevelopmentoftheproject. Themembersofthisboardalsoworkwiththe project coordinatoronspecific projects in their content PAGE 5 ManaginganOpen Access Digital Library5areas during the year. The by-laws stipulate two-year staggered termswhichensurecontinuity while providing for a consistent streamofnewideasandnewareasofexpertiseontheboard. These institutional structures, outlinedandnurturedfrom the beginningofthe collaboration, have sustained the projectthroughits first four years.THEPARTNERS MATTERWhile the institutional structures are vital for success,anevenmore im portant contributing factor in dLOC's successisthepersonal commitmentbythepeopleinvolved in the project. Buildinguponlongstanding relation ships establishedthroughtheAssociationofCaribbean University, ResearchandInstitutional Libraries(ACURIL)anda long historyofcooperative col lectiondevelopmentandcooperative preservation activities,theinstitutional representativesofthe partner institutions demonstrate a leveloftrustandcommitment that carries dLOC forward. The partners from theUSinstitu tions that participate in the project value the collaborationandprovide time, energyandresources. The local operations teams are committed to preserv ing their institutional collectionsandmakingthemmore widely available to the public. In addition, the grant fundinghasallowedtheproject team to travel to thememberinstitutions to provide instruction, troubleshoot tech nical issues,anddeveloppersonal relationshipsandanunderstandingofthe challenges ineachlocation thatmayaffect participation. Without the commitmentandsupportofboththe leadershipandoperational staffofthememberinstitutions, dLOCwouldnotexist. Theworkrequired todevelopdLOC includes staff from all areas withineachofthe partner institutions. The collectiondevelopmentandtechnical teams at the partner institutions dedicate thehoursnecessary to review their physical collections, select appropriate materials to build their digital col lections, negotiate for copyright clearance,developthe necessary metadata,preparematerials for digitization, digitize materialsandsubmit the digital resources. The technical representatives provide vital feedbackonthedigi tization softwarethroughoutthis process. This feedback aidsthedLOC pro grammer in tailoring the digitization softwareandinternal systems attheUFDigital Library Center to best serve theneedsofeachpartner institution. The majorityofthis work,whichiscrucial to making dLOC succeed, requires significant internalandexternal collaboration. dLOC's technical team at the UniversityofFlorida continues to researchandimproveboththe workflow forourpartnersandtheuser experience for the online interface. The dLOCprogrammeratUFparticipates in the majorityofthetraining visits toproject partnerswherehetrainsthepartnershowtousethe metadata creationandtracking softwareandreceives valuable feedback. In addition tonumerousdevelopmentrequests from colleagues, PAGE 6 6B. Wooldridgeetat.partnersandusers,UFhasconductedanumberofformal usability tests for the project that have facilitatedcontinuedimprovements to the dLOC site.OchoaandSullivan have a forthcoming articleonuser-centeredtechnology for digitization projects that explainstheuser-centered process,6 a processwhichhas informed the designofboththe digitization toolsandthe dLOC site. The dedicationanddesireofthe technical team to constantly refine existing technologiesandto continue to evolve those technologies fornewsolutions has greatly contributed to dLOC's success. In addition to the commitment from staff directly related to the partnercollectionsandto the digitization process, thememberinstitutions have benefited from strong administrativeandinstitutional support. The Deans, Directorsandotheradministratorsofthememberinstitutionshaveunderstoodtheproblemoflimited resources, the vitalneedfor a collaborative solution,andtheopportunitypresentedin dLOC to maximize existing re sources. Administratorsencouragedthe original five partners to embrace the riskandopportunitypresentedintheideaofa collaborative digital library.dLOCSGROWTHdLOCnowprovides access toover6,000titlesand675,000imagesofCaribbean content. RepresentativespromotedLOC as a digital library re sourceandas a tool forongoingdigitization at various academic conferencessuchas the Caribbean Studies AssociationandtheAssociationofCaribbean University, ResearchandInstitutional Libraries(ACURIL).Statis ticsshowa significant spike in traffic to the digital library immediately after the conferences. Additional outreachandpromotioninclude teaching train ingworkshopsin Miami-Dade County, a lessonplancompetition forK-12classrooms,anda scholarly lecture series highlighting researchofcontent in dLOC. Since the initial launch in2006,the projecthasgrownfrom a fewthousandhitspermonthto almost50,000hitspermonth.Newuserscaneasily find dLOCcontentthroughregularwebsearches using commercial search enginesbecausethe metadataandfull text for all items are available tosearchengines. dLOC, likemanydigital libraries, has dynamicwebad dresses builtwhenusers access materials within its digital library system; however,thedLOCprogrammerdesignedstatic citationandtextpagesofallcontentto ensureandoptimize searchengineaccess. Other users find dLOCthroughdirect linksprovidedbylibrariesandarchives that highlight Caribbean digital content,throughmanyothersites as dLOC's rich contentisfoundbyothersandlinked from blogsandWikipedia pages,andthroughtheRSSfeeds available fornewitems for allofdLOCandRSSfeeds fornewitems fromeachpartner institution.Asboththecontentin dLOCandawarenessofthe project continue to grow, dLOC continues to attractnewusersandmembers. PAGE 7 ManaginganOpen Access Digital Library7The pilot projectwithfive Caribbean partners establishedthetechnicalandorganizational framework for a sustainable model for regional digital collaborationandgrowth. Duringtheinitial grant period,wehavealsobeenvery successful attractingnewmembers. By joining dLOC,membersreceive digitization trainingandtrouble-shooting support; digitization tools within the dLOC Toolkitwhichinclude metadata creation, tracking software, elec tronic submissionandarchiving tools;andhavetheir materialshostedandaccessibleondLOCwithits robust infrastructurewhichsupportsfull-text searching, multiple file formats withdownloadablecontentandpageimage viewswithzoomcapability. The digital library hosting includesbothpartnerpageswithin the dLOCwebpageas well as customized interfaces for the partner's website? The customized holdingandinterfacepagesare to ensure that all partners receive attributionandcredit for materials submittedandtoensurethat materials submittedbyeachinstitutioncaneasilybesearchedindividually. This customization allows partners to benefit individuallyandcollectively from participation, showcasing the valueofdLOC's leveragingofdigital technologies in termsofmodularity, discrete representation,andaggregation. Finally,newpartners also receiveback-uparchivingthroughthe collaborationwiththe UniversityofFlorida Digital Library Centerandthe statewide Florida Digital Archive.8dLOC continues togrowas a successfulandwell-regarded digitallibrary,andwordofmouthamonglibrariesandarchives generates significant interest. The dLOC Project Coordinator contacts potentialmemberswhoare already interestedandthosewhohave yet to learnaboutdLOC, a process that has resulted inmanynewpartners. Fornewpartners to join dLOC, the interested institutions submitanapplicationandthat applicationisreviewedbythe dLOC Executive Board. In order to join, institutions mustmeetthe following criteria:1.Willingness to contribute collectionsandtomakethese freely available to the project.2.Availabilityofappropriate collectionswithCaribbean content.3.Willingness to comply withcommonstandards.4.Willingness to designate a representative tomanagelocal participation. The requirements to join dLOC are minimal, to limit barriers fornewpartnerinstitutions. Like dLOC's technological infrastructure,whichisdesigned toensurethat all partners benefit individuallyandcollectively, dLOC itself benefits from more contributing partnerssoanynonessential restrictionsonmembershipwouldhinderdLOC'sgrowthanddevelopment. The listbelowincludes all project partners that are currently contributing content online. Thenewmemberscomefrom diverse countries, linguistic PAGE 8 8B. Wooldridgeetat.groups,andtypesofinstitutionsandwith varying levelsofexperience with digitization. National ArchivesofHaiti National LibraryofAruba* CARICOM,Guyana The CollegeofThe Bahamas* Florida International University LaFundaci6n Global Democracia y Desarrollo (FUNGLODE) National LibraryofJamaica Belize National Library ServiceandInformation System* Pontificia Universidad Cat6lica Madre y Maestra* UniversidaddeOriente, Venezuela UniversityofCentral Florida UniversityofFlorida UniversityofSouth Florida* Universityofthe Virgin Islands Wider Caribbean Sea Turtle Conservation Network* *New Members Growth always implies change,anddLOCnowhasto balancethedesire fornewcontentandgrowthwithourability tosupportthat growth. dLOC mustsupportits current project partners while incorporatingthenewpartners. This will bringchangesin the governing structureandcurrent operating structure. These questionsaboutdLOC's future are currentlybeingaddressedbythe group,andwillbediscussed in further detail inthefollow-up article inthenext issueofthis journal.Itisthe dedicationandflexibilityofall dLOCmembersthathasenabledtheproject tobea success; these same traits willhelpthegroupto determine the next steps. EVOLVINGTOMEET USERANDPARTNER NEEDSIttooktime to establish the infrastructureanddevelopa critical massofre sources,andin the beginning therewasnotenoughcontent to build topical collections. The majorityofourpartners contributedcontentfocusingona specificthemeoftheir choosing,andthepartner collectionwasa useful di visionofthecontent for the user. Asthecontent grows, significant thematicandgeographic collections arenowemerging. Some obvious thematic col lections include historicalphotographs,cultural history, travelandtourism, biologyandenvironmental conservation, literature, agriculture, legal docu ments, slaveryandresistance,governmentdocuments, university archives,mapsandnewspapers. Finding aidsandadditional contextual materials are PAGE 9 ManaginganOpen Access Digital Library9necessary forthemost effectiveuseofthe materials in dLOC for teachingandresearch. dLOCisdeveloping strategies that will address theseneedsin the most usefulmannertomeetusabilityandtechnologicalneedsandto bestenableadditionalgrowthandextension in the future. Project partnersandadvisors are also developing strategies to address theneedsofthe growingnumberofinstitutional partners for trainingandadditional resource preservation. While personal on-site trainingisideal,bothtimeandresources limit thenumberoftrainings dLOCcanpresentperyear. dLOCistraining existing partners toconductdigitization workshops, providingworkshopsfor multiple partners at theACURILconferenceanddeveloping online training videos. The video training willbeavailable online orbymailed DVD. By moving the existing dLOC training to a seriesofvideo tutorials, basic training willbeavailableondemand,andonsite dLOC training willthenserve as thesecondaryleveloftraining foradvanceddigitization concerns. Withadvancedtraining likely tobeindemandfrommanyexistingandnewpartners, more onsite training partners are alsobeingadded,andthe UniversityofCentral Florida has alreadybegunsendingtrainers fornewdLOC partners.Otherpartners are developing projects thatcombinetraining with resource collectionandpreservation. For instance, the UniversityofSouth Florida hasdevelopedguidesandtraining materials for conducting oral histories. Usingthosematerials,theUniversityofSouth Floridaisdevelopinganoral history project, "Caribbean Librarians in the 21st Century: AnACURILOral History Project," that willsupporttraining for conducting oral histories alongside the collectionoforal histories.CONCLUSIONSDevelopinganopenaccess, multi-institutional, multilingual, international digital library requires robust technologicalandinstitutional infrastructures thatsupporttheneedsofindividual institutions alongsidethecollaborativeandensurecontinuous communicationanddevelopmentofthesharedvision forthedigital library as a whole. The Digital Libraryofthe Caribbean (dLOC) firstfoundsuccesswiththe pilot projectoffive Caribbean members. dLOC hascontinuedtogrowinto a thriving international, multilingual, multi-institutional partnership thatiscooperatively enhancingandexpandingdLOC asanopenaccess digital library. Factors contributing to dLOC's success includeanestablished historyoftrustandcooperationamongpartner institutions, institutionalsupportfrombothstaffandadministration, a strong technological core that allows all materials to benefit individual institutionsandthe aggregatedgroupofpartners,andthe planningdocumentsthat established strong governance for cooperative development. PAGE 10 10B. Wooldridgeetat.NOTES1.http://webpac.uvi.edulimls/project2002/2000.shtml2.www.ed.gov/print/policy/higered/leg/hea98/sec601.html3.Theninefoundinginstitutions for dLOC: CARl COMCommunitySecretariat, FloridaInternationalUniversity,FundacionGlobaldeDesarolloyDemocracia,National LibraryofJamaica, UniversityofCentral Florida,UniversidaddeOriente(Venezuela),UniversityofFlorida, UniversityoftheVirgin Islands, National Archives in Haiti.4.NationalLibraryofAruba,CaribbeanStudies Association,TheCollegeofTheBahamas,Belize National Library Service, PontificiaUniversidadCatolicaMadrey Maestra, UniversityofSouthFlorida,WiderCaribbeanSea TurtleConservationNetwork.AllmembersthathavecontributedcontentarelistedonthedLOCPartnerpage:http://www.dloc.comPm=hbbpart.5.Thegovernanceinformationis availableonlineathttp://www.dloc.comPc=dloc&m=hitbylaw.6.Ochoa,MarilynandMark Sullivan. "Digital LibraryoftheCaribbean: auser-centricmodelfortechnologydevelopmentincollaborativedigitization projects."Invitedpapertoa Special Issue,OCLCSystems&Services:InternationalDigital Library Perspectives:in press.7.Partnerpagesincludecustomizedpagesthatshowall materialscontributedbytheholdinginstitutionandthecustomizedinterfacesshowthosematerialswithinaninterfacewhichhasbeencustomizedtomatchthepartner'swebsite.Forinstance,seeTheCollegeofTheBahamasholdingpage:http://dloc.comPh=cobnandtheholdingpagewiththecustomizedinterface:http://dloc.comPh=cobn&n=cobn.8.FormoreontheFlorida Digital Archive, see:http://www.fcla.edu/digitaIArchivel. |