![]() ![]() |
![]() |
UFDC Home | Search all Groups | World Studies | Federal Depository Libraries of Florida & the Caribbean | UF Government Documents Collection | Vendor Digitized Files | | Help |
Material Information
Subjects
Notes
Record Information
|
Full Text |
L - FOR IMMEDIATE RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 INDEX FOR JANUARY 1941 This Index lists alphabetically all registration statements which have appeared in the REGISTRATION RECORD during the month, giving the date of the last item reported during the month in each case. By referring to the REGIS- TRATION RECORD of that date, the details as to the item, and also the back record of previous items, may be found. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. Digitized by the Internet Archive in 2012 with funding from University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation http://www.archive.org/details/registration3794unit RILE ISSUER NAME 2- RECORD OF LATEST ACTION DURING MONTH FORM DATE OF LATEST ACTION FOR MONTH 1968 ADMINISTRATIVE CORPORATION Cl SUPPLEMENTAL PROSPECTUS MATL FILED - 4512 AIR COMMUNICATIONS INC Al POST EFFECTIVE AMENDMENT FILED 2980 AMERICAN FORGING & SOCKET COMPANY A2 ANNUAL REPORT ON FORM 1MD FILED LAST PREVIOUSLY RECORDED ITEM REGISTRATION STATEMENT EFFECTIVE 3691 AMERICAN TRUSTEE FUNDS INC Cl PROSPECTUS PER SECTION 1081 FILED - 3850 AMERICAN TRUSTEE FUNDS INC Cl PROSPECTUS PER SECTION 10B1 FILED - 4651 ASSOCIATED INVESTORS INC Cl REGISTRATION STATEMENT ORIG FILED - 2235 ATLANTIC OIL INVESTMENT CORP Al SUPPLEMENTAL PROSPECTUS MATL FILED - 1903 AXE HOUGHTON FUND INC Al ORIGINALLY FILED AS ADMINISTERED FUND SECOND INC AMENDMENT OF NOV 23 1940 WITHDRAWN - AMENDS OF JAN 9 11 & 24 1941 EFF 4572 BARIUM STAINLESS STEEL CORP A2 PRICE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE 800B FILED - 4571 BEAR MINING AND MILLING COMPANY Al AMENDS TO DEFER EFFECTIVE DATE 4568 BIG HORN MINES INC AO1 AMENDS TO DEFER EFFECTIVE DATE 4287 BLOOM LAKE CONSOLIDATED MINES LTD Al PROSPECTUS PER SECTION 1081 FILED - 4607 BOND STORES INCORPORATED A2 PRICE REPORT PER RULE 970 FILED - 4273 BRAINARD STEEL CORPORATION A2 AMENDMENT OF JAN 11 1941 EFFECTIVE - 2967 BREWSTER AERONAUTICAL CORPORATION Al PROSPECTUS PER SECTION 10B1 FILED - 3975 BREWSTER AERONAUTICAL CORPORATION A2 EDITORS NOTE 1906 BROAD STREET INVESTING CORPORATION A2 ORIGINALLY FILED AS BROAD STREET INVESTING CO INC PROSPECTUS PER SECTION 1081 FILED - 419 BROWN FORMAN DISTILLERS CORP Al ORIGINALLY FILED ON FORM 02 AS BROWN FORMAN DISTILLERY CO EDITORS NOTE 2325 BROWN FORMAN DISTILLERS CORP Al ORIGINALLY FILED AS BROWN FORMAN DISTILLERY CO EDITORS NOTE 4605 BRUNSWICK BALKE COLLENDER COMPANY A2 PRICE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE 8008 FILED - 3471 CALLAHAN ZINC LEAD COMPANY Al PROSPECTUS PER SECTION 10B1 FILED - 3501 CENTRAL SOYA COMPANY INC A2 ANNUAL REPORT ON FORM 1MD FILED LAST PREVIOUSLY RECORDED ITEM EDITORS NOTE 4014 CENTRAL SOYA COMPANY INC A2 ANNUAL REPORT FILED WITH RS 2-3501 - LAST PREVIOUSLY RECORDED ITEM PRICE REPORT PER RULE 970 FILED PROSPECTUS PER RULE 800B FILED 4628 CENTURY SHARES TRUST At PRICE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE 8008 FILED 4591 CHAIN STORES DEPOT CORPORATION A2 AMENDS TO DEFER EFFECTIVE DATE 4544 CHEFFORD MASTER MFG CO INC Al SUPPLEMENTAL PROSPECTUS MATL FILED - 4084 REPUBLIC OF CHILE SCH B PROSPECTUS PER SECT ION 10B1 FILED - 4559 CITY WATER COMPANY OF CHATTANOOGA A2 SUPPLEMENTAL PROSPECTUS MATL FILED - 1 7 41 1 11 41 FILE ISSUER NAME NUMBER 2- RECORD OF LATEST ACTION DURING MONTH .. ISERNM FORM DATE OF LATEST ACTION FOR MONTH 4435 COLORADO SPONSORS INC Cl ANNUAL REPORT ON FORM 2Ma FILED LAST PREVIOUSLY RECORDED ITEM PRICE REPORT PER RULE 070 FILED - 1326 COMMODITY CORPORATION Al PROSPECTUS PER SECT ION 1081 FILED - 4625 CONSOL GAS EL LT AND PW CO OF HALT A; PRICE REPORT PER RULE 970 F I LE - 4620 CONTINENTAL AIR LINES INC A2 AMENDMENT F ILED ZZ-50 COPLEY SQUARE TRUST T3 EDITORS NOTE 23 CORPORATE EQUITIES INC Al EDITORS NOTE 922 CORPORATE EQIITI ES INC Cl PROSPECTUS PER SECTION 10R1 FILED - 1285 CORPORATE EQIu IT I ES INC Cl EDITORS NOTE 1292 CORPORATE EQUITI ES INC C1 EUI TORS NOTE 4614 CRUCI LE STEEL COMPANY OF AMERICA A2 PROSPECTUS PER RULE 8001 FILED - 4647 DAVENPORT WATER COMPANY A2 REGISTRATION STATE 4ENT ORI ; FILED - 4575 DELTA AIR CORPORATION A2 PRICE REPORT PER RULE 970 FILE - PROSPECTUS PER RULE OU0H FILED 4636 DESPINA GOLD MINES LIMITED Al REGISTRATION STATEMENT UIRI(; F ILE - 4497 DIAMOND SHOE CORPORATE ON AZ AMENDS TO UEFER EFFECT I VE DATE 4535 DIESEL PLANTS INC Al PRICE REPORT PER RULE 970 F I LED - 4550 WALT DISNEY PRODUCTIONS A2 ANNUAL REPORT ON FOR I 1 1) FILED LAST PREVIOUSLY RECORDED ITEM SUPPLEMENTAL PROSPECTUS rATL FIL EU - 2639 U I VER I F I F I NV F T NT F If N I NC A1 ANNUAL REPORT ON FORMt 1M F ILEI) LAST PREVIOUSLY RECORD I TEM PROSPECTUS PER SECT ION 10B1 FILED - 45 9 EL PASo ELECTRIC COMPANY TEXAS A2 PRIi CE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE 8001 FILED 3558 EMERSON ELECTRIC MAN FACTURING CO A2 PROSPECTUS PER SECTION 10 1 F ILFU - 4410 EMPIRE LIMBER COMPANY B COMM U1 AMENDMENTS OF JAN 4 & 16 1941 EFF - 4649 EVEREL PROPELLER CORPORATION Al REGISTRATION STATE ENT n RI G FILED - 352H F I ELI TY FUND INC A2 PROSPECTUS PER SECTION 1081 FILED - 3573 FIFTH MADISON CORPORATION El PROSPECTUS PER SECT ION 10R1 FILED - 350 FINANCIAL SECURE TY FItNI) INC Al PROSPECTUS PER SECTION 1081 FILED - 4496 FIRST I NVFSTORS SHARES CORPORATION C1 SUPPLEMENTAL PROSPECTUS H4ATL FILED - 274 5 F FISCAL FIND I NC Al P R0SP E T c S P R SECT I ON 1 1 FIL F) - 4637 FO)TE RROq GEAR ANn tc PHINrF f 4 A R i EFFECTIVE 4 30 PM E T I NE ON - 5747 F OUN E R S MUTUAL DEPO S I TOI CORP C1 ANNUAL REPORT ON F t)R H i '.) f II F LA ST PREOREV I ISLY HECOR E 0 IT IE PRON SPECTUS PEH SECT ION 10UH FILED - 4630 FRONTIER REFINING COMPANY Al R 3 EFFECTIVE 10 30 AM E S I n UN - 12 FUNDAMENTAL GROUP COHPO RA r IO Al PROSPECTUS PER SECTION 10 HI FIL ED - 3419 F UNIAMENTAL INVESTORS INC Al PROSPECTUS PEH SECTION 10B1 FILED - FILE ISSUER NAME FORM DATE Of LATEST NUMBER 2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH Z --85 ROBERT GAIR COMPANY INC T3 APPLIC FOR EQUAL OF TRUST INDENTURE EFFECTIVE 4 30 PM E S TIME ON 1 24 41 APPLICATION PER SECTION 304C FILED DEC 21 1940 GRANTED 1 24 41 ZZ-93 GENERAL AMERICAN INVESTORS CO INC T3 APPLIC FOR OUAL OF TR INDENTR EFF 1 31 41 AS OF 4 30 PM E S TIME 1 29 41 4593 GENERAL INDUSTRIES COMPANY A2 PRICE REPORT PER RULE 970 FILED 1 2 41 3600 GENERAL INVESTORS TRUST Al PROSPECTUS PER SECTION 10B1 FILED 1 31 41 4648 THE GEORGETOWN CORPORATION Al REGISTRATION STATEMENT ORIG FILED 1 29 41 4470 GILCREASE OIL COMPANY OF TEXAS GILCREASE PRODUCTION CO CO ISSUER Al SUPPLEMENTAL PROSPECTUS MATL FILED 1 13 41 4611 GILMORE VILLAGE DEPARTMENT STORE Al AMENDMENT FILED 1 23 41 ZZ-94 AUOLF GOBEL INC T3 APPLIC FOR EQUAL OF TRUST IND FILED 1 14 41 3376 HARSHAW CHEMICAL COMPANY A2 ANNUAL REPORT ON FORM 1MO FILED 1 25 41 SEE REGISTRATION RECORD FOR 1 27 41 LAST PREVIOUSLY RECORDED ITEM R S EFFECTIVE AS OF OCT 14 1937 ON 11 1 37 4615 HARSHAW CHEMICAL COMPANY A2 ANNUAL REPORT FILED WITH RS 2-3376 1 25 41 SEE REGISTRATION RECORD FOR 1 27 41 LAST PREVIOUSLY RECORDED ITEM PRICE REPORT PER RULE 070 FILED 1 q 41 PROSPECTUS PER RULE R00B FILED 1 8 41 4565 HAWAIIAN ELECTRIC COMPANY LIMITED A2 SUPPLEMENTAL PROSPECTUS MATL FILED 1 28 41 4274 HAYES MANUFACTURING CORPORATION A2 POST EFFECTIVE AMENDMENT FILED 1 17 41 4619 HAYES MANUFACTURING CORPORATION A2 REGISTRATION STATEMENT EFFECTIVE ON 1 28 41 AS OF 4 3U PM E S TIME 1 16 41 4650 WALTER E HELLER & COMPANY A2 REGISTRATION STATEMENT ORIG FILED 1 30 41 4481 HILTON DAVIS CHEMICAL CO A2 SUPPLEMENTAL PROSPECTUS MATL FILED 1 4 41 4643 HOFFMANN LA ROCHE INC A2 REGISTRATION STATEMENT ORIG FILED 1 28 41 4610 HOUSEHOLD FINANCE CORPORATION A2 PRICE REPORT PER RULE 970 FILED 1 8 41 PROSPECTUS PER RULE 800 FILED 1 8 41 4687 ILLINOIS BELL TELEPHONE COMPANY A2 PRICE REPORT PER RULE 970 FILED 1 22 41 1197 INCOME FOUNDATION FUND INC Al POST EFFECTIVE AMENDMENT FILED 1 18 41 3933 INCOME FOUNDATION FUND INC C1 POST EFFECTIVE AMENDMENT FILFn 1 18 41 4190 INCOME FOUNDATION FUND INC Cl PROSPECTUS PER SECTION 1081 FILED 1 4 41 3679 INDEPENDENCE SHARES CORPORATION C1 PROSPECTUS PER SECTION 1081 FILED 1 17 41 4451 INTERNATIONAL PAPER COMPANY A2 AMENDS TO DEFER EFFECTIVE DATE -. 1 27 41 3877 INVESTMENT CORP OF NORTH AMERICA A2 R S WITHDRAWAL REQUEST AND AFFIDAVIT FILED 1 29 41 3907 INVESTMENT COMPANY OF AMERICA A2 SUPPLEMENTAL FI NANCI AL DATA FILED 1 28 41 4314 INVESTORS FUND C INC A2 PROSPECTUS PER SECTION 1081 FILED 1 24 41 4057 INVESTORS SYNDICATE A2 REGISTRATION STATEMENT WITHDRAWN 1 4 41 4599 INVESTORS SYNDICATE OF AMERICA INC Al AMENDMENT OF JAN 9 1941 EFFECTIVE 1 22 41 4219 JERSEY CENTRAL POWER & LIGHT CO A2 SUPPLEMENTAL PROSPECTUS MATL FILED 1 16 41 4634 JONES & LAUGHLIN STEEL CORP A2 PRICE REPORT PER RULE 970 FILED 1 17 41 PROSPECTUS PER RULE 8008 FILED 1 17 41 UILE ISSUER NAME FORM DATE OF LATEST 2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH 1 29 41 4232 JOY MANUFACTURING COMPANY A2 ANNUAL REPORT ON FORM 1MI) FILED LAST PREVIOUSLY RECORDED ITEM SUPPLEMENTAL PROSPECTUS MATL FILED - 4612 KAUFMANN DEPARTMENT STORES INC A2 PRICE REPORT PER RULE 970 FILED - 4641 K INNER MOTORS INC Al REGISTRATION STATEMENT ORIG FILED 4569 KNIIDSEN CREAMERY CO OF CALIF A2 SUPPLEMENTAL PROSPECTUS MATL FILED - 4634 LAKE SUPERIOR DISTRICT POWER CO A2 AMENDMENT FILED 4642 LAPLANT CHOATE MANUFACTURING CO INC A2 REGISTRATION STATEMENT ORIG FILE - 4588 LAWRENCE WAREHOUSE COMPANY A2 PROSPECTUS PER RULE 800B FILED - 4272 LI BBY MCNEILL & LIBBY A2 EDITORS NOTE 4635 LIHBY MCNEILL & LIBBY A2 PROSPECTUS PER RULE dOOB FILE - 4623 LUZERNE COUNTY GAS & ELECTRIC CORP A2 PRICE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE BOOB FILED - 4580 MACDONALD MINES LIMITED Al PRICE REPORT PER RULE 970 FILED - 3575 MANHATTAN BOND FUND INC Al ORIGINALLY FILED AS MANHATTAN FUND INC PROSPECTUS PER SECT I ON 10H1 FIL ED - ZZ-97 MINNESOTA AND ONTARIO PAPER CU T3 AMENDMENT To APPLIC FOR EQUAL FILED - 3205 MONROE LOAN SOC I ETY A2 PROSPECTUS PER SECTION 1081 FILED - 4616 MONTANA I)AKOTA ITIL I TI ES CO A2 PROSPECTUS PER RULE 8 0 0 FILED - 4485 MUTUAL FUND OF CALIFORNIA C1 PROSPECTUS PER RULE OOH FILED - 4597 MUTUAL INVESTMENT FUND INC Al SUPPLEMENTAL FINANCE AL IDATA FILED - SEE REGISTRATION RECORD FOR - 4639 MUTUAL INVESTMENT FUND INC Al REGISTRATION STATEMENT ORIG FILED - 3579 MUTUAL MANAGEMENT COMPANY Cl PROSPECTUS PER SECTION 10R1 FILrn - 4604 NATIONAL OIL PRODUCTS COMPANY A2 PRICE REPORT PER RULE 970 FILED - 4595 NORTHEAST AIRLINES INC A2 PRICE REPORT PER RULE 970 FILED - PROSPECTUS PER RULE 8008 FILED 4472 NORTHWESTERN PUBLIC C SERVICE CO A2 REPORT FILED SEE REGISTRATION RECORD FOR - 4640 OHI 0 FINANCE COMPANY A2 REGISTRATION STATEMENT ORIG FILED - 4295 REPI0RL IC OF PANAMA SCH 9 ETC SUPPLEMENTAL PROSPECTUS MATL FILED - 4579 PANHANDLE EASTERN PIPE LINE CO A2 R S EFFECTIVE 4 30 PM E S TIME ON - 451 H PARKER APPL IANCE COMPANY Al SUPPLEMENTAL PROSPECTS MATL FIL ED - 4531 PASAUENA FIRE INSURANCE COM PANY Al SUPPLEMENTAL PROSPECTUS MATL FILED - 4502 DAVID FENDER GROCERY COMPANY A2 NAME OF REGI STRANT WILL BECOME COLON I AL STORES INCORPORATED UPON MERGER WITH SOUTHERN GROCERY STORES INC SUPPLEMENTAL PROSPECTIUS MATL FILt o - 41t5 PENNSYLVANIA TELEPHONE COR.P A2 SUPPLEMENTAL FINANCIAL DATA FILED - 4o1H PHILLIPS PETROLEUM COMPANY A2 SUPPLEMENTAL PROSPECTUS MATL FILED - 70 PLYMOUTH FUND INC Al PROSPECTUS PER SECTION 1081 FILED - FILE ISSUER NAME FORM DATE OF LATEST NUMBER 2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH 3129 PURE OIL COMPANY A2 PROSPECTUS PER SECTION 10B1 FILED 1 24 41 1634 RAILWAY AND LIGHT SECURITIES CO A2 AMENDMENT OF JAN 21 1941 EFFECTIVE 1 23 41 4600 REASON TUNG PLANTATIONS INC Al AMENDS TO DEFER EFFECTIVE DATE 1 21 41 3879 REPII) L IC I NVES ORS FUND I C A2 PROSPECTUS PER SECT ION 10 FIL FD 1 2 41 4629 RIEKE METAL PROI)UCTS CORPORATION A2 AMENDMENT F ILED 1 30 41 443 ROCHESTER GAS AND ELECTRIC CORP A2 REPORT FILED 1 2 41 ZZ- 6 SAN FRANCISCO HAY TOLL BRII GE CO T3 APPLIC FOR EQUAL OF TRUST INDENTURE EFFECTIVE 4 30 PM E S TIME ON 1 2 41 4621 SAVANNAH GAS COMPANY A2 PRICE REPORT PER RULE 970 FILED 1 ?5 41 PROSPECTUS PER HULE 8 0 0 FILED 1 25 41 4633 SHELL UNION OIL CORPORATION A2 PRICE REPORT PER RULE 970 FILED 1 28 41 PROSPECTUS PER RULE 800 FILED 1 28 41 4622 SOUTHERN COUNTIES GAS CO OF CAL IF A2 PRICE REPORT PER RULE 970 FILED 1 27 41 SUPPLEMENTAL PROSPECTUS MATL FILED 1 27 41 4598 SOUTHERN NATURAL GAS COMPANY A2 PRICE REPORT PER RULE 970 FILED 1 24 41 PROSPECTUS PER RULE 8001 FILED 1 24 41 3686 SOVEREIGN INVESTORS INC Al PROSPECTUS PER SECTION 1081 FILED 1 6 41 2454 SPENCER TRASK FUND INC Al SUPPLEMENTAL PROSPECTUS MATL FILED 1 31 41 SUPPLEMENTAL FINANCE AL DATA FILEDn 1 3 41 4626 STANDARD OIL COMPANY OHIO Az AMENDMENT FILED 1 23 41 4632 SUPERVI SED SHARES INC IOWA A2 AMENDMENT FILED 1 31 41 3485 T I S MANAGEMENT CORPORATION C1 PROSPECTUS PER SECTION 10B1 FILED 1 10 41 2952 TAYLOR COLQU ITT CO A2 ANNUAL REPORT ON FORM 1MI) FILED 1 16 41 LAST PREVIOUSLY RECORDED ITEM PROSPECTUS PER SECTION 1081 FILED 12 22 38 4606 TEXAS FUND INC C1 AMENDS TO DEFER EFFECTIVE DATE 1 28 41 4646 TEXAS SOUTHWESTERN GAS COMPANY Al REGISTRATION STATEMENT ORIG FILED 1 28 41 3100 THIRD INVESTMENT COUNSEL CORP A2 SUPPLEMENTAL PROSPECTUS MATL FILED 1 14 41 SEE REGISTRATI ON RECORD FOR 1 15 41 4644 TRUST FUNDS INC C1 REGISTRATION STATEMENT ORIG FILED 1 28 41 4645 TRUST FUNDS INC C1 REGISTRATION STATEMENT ORIG FILED 1 28 41 4379 UNION LIGHT HEAT AND POWER CO Az AMENDS TO DEFER EFFECTIVE DATE 1 30 41 4603 UNION PREMIER FOOD STORES INC A2 SUPPLEMENTAL PROSPECTUS MATL FILED 1 15 41 4631 UNITED RESOURCES CORPORATION C1 AMENDS TO DEFER EFFECTIVE DATE 1 23 41 3925 UNITED STATES MOLYBDENUM CORP A01 R S WITHDRAWAL REQUEST FILED 1 31 41 4542 UNIVERSAL CORPORATION INDIANA Al PRICE REPORT PER RULE 970 FILED 1 6 41 PROSPECTUS PER RULE HOOH FILED 1 6 41 3714 REPUBLIC OF URUGUAY SCH B PROSPECTUS PER SECTION tOR0 FILFD 1 7 41 4617 VAN NORMAN MACHINE TOOL COMPANY A2 PRICE REPORT PER RULE 970 FILED 1 15 41 3916 WATERFORD DOWNS INC Al PROSPECTUS PER SECTION 10B FILED 1 15 41 Luril.E SiTY OF FLORIDA FILE i -1.l1i NaM p'l' l AlE OlF LI 2- ANBTION 1 1 II II 11111111 S '", [ J ATION FR 3 1262 08741 3794 34 16 E i i. I fr N I A 1 i '. T i 3 H t "T l'l 1, 1 1 F IL2 I .' 41 4 3 4 r T I ,111 1 j p I A , a L i i i. t 1 .. i ,T 1 l n i. 1 S \ T .1I P V I I I 'Ig 2 I II I_= I t I r A 4 i L I I I I- I* -I 8 i, 1 3J1 17 iri r i l 4 L n i 1 A i. r. 'ai .1 FI i 1"ia i l < .1 1 i [ r l c t 4' A ~ __ |