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SOCIAL IMPACTS OF WATER SUPPLY PROJECTS: NGO's AND THE HUMAN DIMENSIONS by Mary Elmendorf, Ph.D. 601 Tyler Drive Sarasota, Florida 34236 Paper presented at the International Forum of Montreal S.O.S. Water is Life June 17th to 20th, 1990 Montreal, Quebec Canada The focus of this paper is on the impact of water projects implemented by NGO's (Non-Governmental Organizations)* on the social and economic well-being of people in unserved communities as well as the constraints and enabling factors which have characterized these activities. Let's begin by a quick review of the IDWSSD. A. IDWSSD 1. The Stage The stage was set in November, 1980, for the launching at the UN General Assembly of the International Drinking Water and Sanitation Decade, 1981-1990, a perfect convergence of the resolutions from the previous UN Conferences. As Barbara Ward wrote just before her death in 1981. If the 1970's were for the United Nations the decade of conferences, it is perhaps encouraging that the 1980's have been declared the International Drinking Water Supply and Sanitation Decade. To move from the general understandings of Stockholm to the very specific problems of drinking water -- with its close links to sanitation, waterborne disease, primary health care, infant mortality and population growth -- is a tremendous step forward. Here was a priority issue -- improved water supply and sanitation -- as defined by NGO's and Third World women, now the accepted focus of coordinated action by international agencies, bilateral and non-governmental organizations as well as national governments. The basic principle underlying the IDWSSD is that people cannot achieve a quality of life consistent with human dignity unless they have access to safe drinking water and sanitation facilities, and that such access is therefore a basic human right. In addition, the adverse effects of contaminated drinking water and poor sanitation are well documented. It is reliably estimated that some 15 million children under the age of five die in developing countries every year, mainly because of water-borne diseases. The same diseases exact a heavy toll of mortality and morbidity among the adult population and decrease economic productivity. 2. The Curtain is Now Closing on IDWSSD As the Water DECADE ends there is nearly universal agreement that the overall objective is: to achieve sustainable and effectively used water and sanitation systems which _can be communitymanaged. *NGO in this paper is used to cover both international and national non- govermental organizations working in development. Some are welfare oriented agencies, some are support service groups, but most have field-based programs with a community development focus. - 1 - There is also growing consensus about lessons learned during the DECADE. There is a new understanding of the vital importance of the human d i men si ons of the necessity of community involvement men women and children in the planning, execution, evaluation, and management of the projects. This means a new respect for the ability of communities to define and s_-,e their problems if given a chance of the need for dialogue between agencies and communities to understand existing beliefs, behaviors, and new opportunities of the importance of participatory approaches to: preliminary planning technical assistance data gathering evaluation and monitoring -training and capacity building of close linkages of water to sanitation and environmental concerns including hygiene education for effective use. B. Back to NGOs This brings us backI:: to the NGOs whose world: : for over four decades has been concentrated in the poorer rural and urban areas with few basic resources cr in existing infrastructures where government programs do not exist or are ineffective. NGOs have played significant roles in many countries because of their close relationships with the local communities and the people. Their water and sanitation projects are '/ usually developed in a community development context, with heavy involvement of the local people, not only in labor, but in financing and in decision-making about siting, project design, and discussions of technology opticins. Many of the systems have been low cost,. simple technologies such as gravity flow, wells with hand pumps, spring protection, and catchment tanks. In contrast to multilateral and binational agencies, whose projects are concentrated in the urban areas, NGOs are the major actors in the development oif water supply and sanitation in rural communities.f(/-A. CARE and Catholic Relief Services are two o-f the most active international NGO's in the sector. In 1989, Dr. Rudi Horner, Director of CARE's Primary Health Care (PHC) Section, said that the largest item in the 1990 PH C'budget of over 25 million US dollars is for 26 water supply and sanitatio-n projects in 20 countries, with the rest -- a little more than half ---. divided between 34 PHC projects and 13 food assisted Maternal and Child Health programs. She added that women are being recognized more and mo-re as key elements in sustainable, effectively used, community managed water and supply systems. In 1985 a workshop to develop methods for CARE staff in Africa to function in a more participatory mode expressed a new awareness iof a 1pss oif community contact with rapid program expansion ins ,a & l b / i /-/A/CS O e 7- /,7 /41 - In 1958,CARE's first water project was in a village in Mexico with a strong emphasis on community participation, self-help and involvement of women. This community-based system was a demonstration project, carried out in collaboration with another NGO, the American Friends Service Committee (AFSC), whose volunteers were trained by WHO. UNDP, several ministries, state and local authorities were all involved and the project was replicated.' After 30 years the system is still operating and has been upgraded but still has an active Water Committee (Elmendorf, 1979). This project was used as a case study for designing and funding of the U.S. Peace Corps. The Mexican government also designed regional responses to increasing local demands for WS/S with local NGO involvement combined with government support. A national NGO, Aqua del Pueblo, which was organized in the 1960's specifically to help rural Guatemalan villages obtain improved water and sanitation facilities has been well documented (Buckles, 1980, Karp, 1982). Peace Corps volunteers working with CARE developed a methodology with their Guatemalan colleagues to bring gravity flow piped water and improved sanitation to isolated highland villages and designed a training course for "barefoot engineers". Gradually a Guatemalan agency became established, grew rapidly -- too rapidly some might say -- while serving as a model and a resource for other NGOs. These are only examples. No attempt has been made to include the numerous cases world wide where bilaterals, NGOs, local and international, have provided successful innovative projects and approaches. The activities of national NGOs so clearly presented in the recent report Asian Linkages, NGO Collaboration in the 1990's by PACT (Private Agencies Cooperating Together) includes case studiesfrom Bangladesh, Indonesia, Nepal, Sri Lanka, and Thailand. Their findings and recommendations deserve careful consideration as do the lessons learned from the Philippines in the IDRC seminar reportso! n0,/f Perhaps now is the time to mention that CIDA (Canadian International Agency for Development) is far ahead of most of the bilateral donor agencies in giving a large number of small grants to non-governmental organizations. CIDA supports at least 75 NGO projects which promote community participation, women in development training, with a grassroots approach to the provision of new water supply and sanitation services. C. Why the Interest in NGOs? CIDA and other bilateral and international agencies are increasingly interested in NGOs because they have been operating over the years in a much more participatory community-oriented way with notable social and economic changes and greater sustainability than most government programs. One reason is that their greatest resource has been the human resources -- of their staffs, their collaborating volunteers, and the rural communities. They have been using, not always but more often than governmental agencies, the lessons learned during the DECADE partly because they were people-oriented, but also because their funding was limited. Perhaps we need to look at the potential policy influence of NGOs on global social and economic issues. The influence becomes clear in the following section. / - ... . D,,. Selected UN Conferences and NGO Fcorums 1975-1985 1. In Mexico City in July 1975, at the UN World Conference on Women, participants, particularly the NGOs, from Latin America, Asia and / AfKrica struggled to get priority given to such basic needs as domestic water, which they felt should be satisfied before other women's issues such as equity in the labor force could be addressed. The Plan of Action for implementing the objectives of this Conference proposed that: Improved, easily accessible, safe water supplies (including wells, dams, catchments, piping, etc.), sewage disposal and other sanitation measures should be provided both to improve health conditions of families and to reduce the burden of carrying water which falls mainly on women and children. The Conference also recommended that governments and international organizations give more attention to urgent water and sanitation problems. 2. During Hdabitat, the United Nations Conference on Human Settlements in Vancouver in 1976, the participants of a Water Day Symposium, led by Barbara Ward, raised world consciousness when they demonstrated by carrying pails of water on their heads. One of the official delegates asked, "What on earth does water have to do with human settlements"? During the conference it gradually became clear that water, as a basic human need has clear priority in every -' village, hamlet or home, a basic key to human survival. The Conference after intense lobbying by the unofficial delegates adopted the target of "Clean Water for All by 1990," and the resolution was sent on as agreed policy of the participating Governments to the forthcoming UN Water Conference. 3. At the 1977 UN Water Conference in Mar del Plata, Argentina, more consideration was given to the problems of irrigation, hydroelectricity and other industrial uses than to domestic water, in spite of the recommendation from Habitat. Ultimately the Conference did propose and lay the framework for the International Drinking Water and Sanitation Decade, 1981-1990. An excellent -statement, Cc.mmunity_Wat.er__Sp..lies_an.d Deveo ... signed 7 February 1977 by fifty four international NGOS, which was widely circulated, concluded with eight suggestions still relevant today: (a) That planning for adequate and safe water supplies be included and integrated under a larger strategy of social development; (b) That consultations be held with village people when preparing water supply projects, with a view to their active participation in such project t s; (c) That efforts be made to strengthen the involvement of women in the decision-making process in regard to water; (d) That, where feasible, local labour and materials be used in making tools and constructing facilities; - 4 - (e) ]That comprehensive programs of education and training be undertaken at every age level to foster understanding and action to protect the safety of water supplies and to effect hygienic waste disposal; (f) That school curricula and non-formal education programs, for example, include instruction in the proper use of water and its protect on; (g) That job related training opportunities for water maintenance, management and technology include women and girls; (h) That new forms of practical cooperation be developed between governments, NGOs and the people of the villages in support of such programs. The Mar del Plata Action Plan of 1977 stated that priority attention should be given to the segments of the population in greatest need and suggests coordination of all sectors active in rural areas, "utilizing the manpower and other resources." It stated that "special emphasis should be given to the situation and to the role of women in the area of public participation". 4. In July 1980, at the UN Mid-Decade Conference on Women in Copenhagen, the statement outlining the important relationships of women and water supply prepared earlier by NGOs and concerned delegates for the Mar del Plata conference was incorporated into the official goals of the Women's Decade. A strong resolution was adopted that specifically mandated: Member States and UN agencies, including specialized agencies, to prom ot e full participate on of women in planning, implementationo, and application of technology for water supply projects. The pl eas fr om Thi rd Wor ld women in Copenhagien were more f oc used, but no less vociferous than they had been in the 1975 Women's Conference in Mexico, as th ey work. ed wit h women from Western Europe a nd the US, representatives of NGOs and the UN Agencies, as well as concerned individuals, to develop strategies for giving priority to their basic needs, especially water and san i tat i on. 5. A skilled Kenya woman, Eddah Gachukia, chaired the Kenya NGO organizing committee for the 1985 UN Women's Conference in Narobi where over 300 of the 1000 panels in the NGO Forum related to water and/or Even though the 1977 Mar Del Plata UN Water Conference did very little to recommend formal recognition of the importance of women's roles in water and sanitation, the members of the NGO committee and concerned delegates pointed out that: Securing better and nearer water supplies is at or near the top of development concerns among women's organizations in development countries. An excellent example is the current cooperative project among Kenya women's NGOs and UNICEF, to develop safe and more convenient water supplies at the village level. In 1977 Virginal Hazzard was UNICEF Program Officer for Kenya (1974- - 5 - 1981).. The same Eddah Gachukia, then chair of the National Council of Women, with wise leadership helped the thirty or so local Kenyan NGiOs to organic z e and c cooperatively launch a country-wide program, with each NGO contributing its special abilities. They wanted a specific focus that would involve all of them. After examining health, agriculture, income generation and other possibilities they Y.DJ..ios..E 'I. y agreed to tackle the greatest need, WATER. Thus the UNICEF "Water for Health Program" was born (Hazzard, 1986). "It grew, almost like a weed." There were many difficulties in coordination of the NGO and management o::cf increased funding, but it survived and bec ame K In early 1983, UNIFEM and PROWWESS discussed possible channels for cooperation n W i- :K: I WAHO in trai n ing women as trainers of 1 oc a l women and so improving the sustainab i lity and effective utilization of water and sanitation pro.jec::ts U NIFEM funds helped KWAHO post two s:,c i olo gists to the project t who trai ned 5 .lo cal women as ex'te nsi on workers. PROWWESS funds provided KWAHO with management support and training in participatory methodologies. UNDP pledged support in 1988 for institution b uild ing on a declining basis over a three year period. The impact on the women, the users, and trainers, the agency staffs in this effort is another part of history, but the episode strongly demonstrated the impact of a Kenya Women's NGO on the IDWSSD in demonstrating how "software" and "hardware" could mesh in the field. And the institutional history showed the impact of women at all levels, of inter-agency cooperation, international, binational, over mental and among NGOs. A c hart from the interesting case study, Peo le. Pums aLnd Aencie... (Narayan-Par ker, 1988) slho ws the organizational st r uc t ur e Women and NGOs in the developing countries can have impact on policy makers and policy. Their voices have to be heard and their activities seen. The 1985 UN Conference on Women was the perfect opportunity. The KWAHO project demonstrated to conference participants from other Lount r ies how Kenyan women throw ugh t heir NIGOs could d c o nt r i but e t o sol ving their sel f-c' h ossen -pr-oTems f- wa Ter' world: Fng wiFTTTFTT sensti- ve_ donors, inTYerTnatoI 7 and national 'origaini zatf1-ons, goivernmenital and NGOs. Many people will say Kenyan women are different. And they are! Ot her s wi 11 say, b u t l oo- k a t all t he t si d e su p or t s Th e answer i s there are similar examples in other country i es with less money, less tec hnic::al assistance, bLut with strong s support fo-r m 1 local women and /or l]. oc al N G 0 s. And their e can be many more . E. S .c -i al.l and l c_ c '...- !..' ii.n.. an .e Social and economic changes brought about by NGO water projects will vary from community to community depending on many factors -- technological, ecological and cultural, and the agency's approach. The benefits first perceived by the users are usually convenience, quantity of water, and privacy -- with latrines. 1. Household-Level Effects For women, the primary drawers of water, the relief from this daily drudgery gives them more time and energy often used to increase household food or income. In fact, improved nutrition - 6 - and cash f r om home gardens, po ultry, or o their mi cro-activitie s dependent o:::,n water availability add si gnificantly to family well - be:i. ng and women s i n creasing sel f-confidence and dec ision-ma I::ing power. To a large extent t he achi evement of household level benefits, social, economic and health-related, are dependent on the ability of women to manage the new facilities and to influence water and sani t at i on-related t bepivicr of, -t-.oLisehil d members. As carriers of water ilwhee Ih.ousehold taps do not exi.T, women influence directly the volume c::onsumed and thus the possibility of achieving health effects related to quantity of water (i.e., decreased diarrheal mco rbidity, diminished skin infections, trachoma, and other so-called water washed diseases). As the selectors of water sources, women determine the quality of water delivered to the house based on their perceptions of what is a good and acceptab 1e source. As those who manage household water, women select the transport and storage vessels, wash them, and cover them, influence both the volume of water consumed and its quality. Finally, as those who feed and care for infants and small children, they determine the cleanliness of their eating and drinking utensils and the quality as well as the quantity of the food and water they consume,. Women are responsible to a considerable degree for the prevention of diarrhea and the recovery of the infant or toddler with d dehydration. A 111 potential health benefits o:::f :i. mpr cived water and san itat i on are in thu n in fl uenced b y-tfe w.omans c-7eavior a-Tanrre --in resp:ion se t o per cei ved dandini-r-Fnrherent in excreta, unclean hands, I 1.Tt -er" Df..cF, in ..i.e recr -aTe an"wtie fl i L es., It is she wh--to" 'rT.s a 0n-tat lint:: in the chain of ccontami nat i on from feces to fingers t o f o :d, and she who iin t urn c~ -n:_"Tf'.tT--yrbiy afri"ne use, hand-.wasi ing p an d p r otecti o n l oncfif':F! ( Sin :i:t "13980) . Co:rnmmLun i t V-l...evel. E f fec:: t s In the vast majority of co::mmuni t :i.es where a si ngl e water source serves from 30 to 200 or more persons-, health and soc:io-ecconomic benefits depend on the roles of women,,. Women control to a great extent the possible contamination of the source:: through i the main er :i. n whi c h they use the :i n stallat:i. on F or ex ample e, in the :a se of op:: en we l..s, the use o f a clean b ucl:: e t and the prevent i on of sp:i.lt water r u"n n irnc: bac k :i nt o the well. (prevention of G inea woir m t r ans mission) depend s o:n thi e pos i t i ve act i on s o f women. Women are usually the first to n ot i c e defec ts :i. n th e structure of the well or break--.downs in the pump or other lifting mechanism, and cal 1 attention to t h ese p r ob::l ems, apply simple e solut i ons, n or arrange for repairs if: possible. In many parts of the world, the women collect and handle water committee funds. Some have raised money for upIr adina, particularly to patio standpipes where feas l:::I e C:o m mu n i. t y level outcomes of i nt r oduc::i::. n i mpr o ved water t ec hn olo. cq :i es o:c f t en gi ve women new res : c t, st at u.s an dc: se lf-- confidence as they assume more group responsibilities and public act i vi t ies. In evaluate i :::n of pro..ects, whether one is describing the function of a pump or its use by villagers,, one mi..st talk with the women to find out what the real im acts are,, Wo men's ro:es as d:i. f fu..ser o: cf k-::nowledge. attitudes, an.d behavior associated with new water,: and sanitation technologies are key factors in - 7 - e 1:,._p 1 a:. n i n t he f f ect ve J .. se a n d s usta. a b.i :i. :i. : i water an d s a n i t a t i ,o n p r c.j s , F. Constrain n st s and En ab1I. i n c Fac t or N f i T h ere are N Gs o f ever sE :. e rm t he nh i t i cat t e d i n t e r n at : o n a 1 dev el:.. o::,pin.ent a Ec:. e nc i =:, s E u% ch aI s C.: CARE. t o B1 tma 1. n at :i. ona 1 sec t or spec i f i c ag(nc ies Li. k-::e Aqua del Pueblo 1 c,, CAR E, which started L outx in the U,,S,,A., during World iar I W & :I as a Coop ex at :. ve ::: f d :i r :i. vf .i eyid i G iLs i ep r e, sen It. :Ji r cl I:'r o t es t ant s C: a t hi :::, i c s, J .euws ..u ak (er s Me ,::,n 1i. t e.. .. abor un :i s o ... C I and A!L.. e: ,, t o send des i. ci nated ei cmere:ncy e ood to -:L Europe has b come an autonomous Cdlevel ,...fme nt aency, K WJAHJ st art ved out in a s :i.mil. ar way as a coor c:nat ed ef fort of < enyan women's MT ii.:O s in 7.':7, to concentrate on water project s, ii Os are proud of their r grassro : ts acti vi T ties an d many avoid c a : ont ( : :,.t with o:1i r V(-- ernmen t aciencies fo. r I ear of l osing t heir auto nomy and/ o r t.h e c. onfi. d ience of the c communities. h e s e p a r a t e nes s o f N.is is i ml:::p rtant but the age nci e: s wihi c::h have been able toC d e v i. 1 i. n I-:: s wiv Is w:ith I 1 a Lthat I..t 1 oS i n g- t e ir t n o m y seem to have had clr re:at er i Fm)pact, wheni C, rI measured E b:y rnumbe1r of : o m m u.n :i t i Ge s er ve C a'ncr' Iep5 it :i. t /y A r e at e d p o s i t i v e c t r rib ut.. i on i s that the Ia'iOs c:an d 1emon st r ate to c: ommun iti. es ways t o relate to governmentt agencies as they expand their gr assraocots ef forts t ,, Ss t f t h e ,::: n t r a :i n t are r e a t e d t o management and a: :: o u n t ab i i : t y wh i i: h c: an b e com:. a a a vc a a eated wi t Ih r ap i c e :-; p a n s i o n A n o t h e r c o n s t r a i n t whi. ch is often meant i. oned is .he inability. y oCf NMiiOs to .,or k.:: tcl, get her, b u t w e ae c n umer ous e x a m p 1. eUs w h e r e s eem:in n g y i :: c: m p a t i b 1 e cx r 'ups form c oa C i t i c n t c a ch i ee L l ca 1 al s. -c- and water r ....for a I -etter :i. f :i. s one f tC_: se W'Jeater is a basic c need( f::or human cl.nity and health,, 'ater is life,, Water pro je-::'t s l sponsored II:y ,NiOs i bec, me an ei ential. 1:: art of r ur a 1 l ! -..infrastructure, The NGiO water :r'.:.jects which d epend ::n f"I co m I munit ": partici :. tion, wi th i oI"v,. ment of en" women ;, atnd i:h:ild rne ofti: n si e r ve as entry ::o:i nts fo'r ot .he.r dceve lop:: ment a .ctivities. While stren cthenini cooperative -action at the grassroots level, NGiOs also increase human potential, dignity and cive people:: h 1 p e f o r a b e:t er f u t u r e , Many NG1\ s n:eedc assist anc in -report:ing.. man :aging arnd eac. o ...! :untin c as they attempt ti e.:i :.. p -,an d and repl icate coo:c water i::: r ojects, P perhaps a st and ar di ze!d Vi llage Level Accounting and Management System I.- ...AMIS) 9 co ..uld be level oiped acc:ep:tablel. to q::governments and cl-donor agency: es at the s .ame t ime contr a:::t s anc:l reporting are s: mplifie. f l,, T he ai..it o n i:: in a nd g ras roots co n nect i c n s t: ha t sma l 1 l iG:s i. r i-q h tly t ak : e p r ide i n are (., n a b In :i. n :: lg a~ c t e r i s t ti. t i o n 1 a n d r an n a. g e m e n t sk:i.l.ls .L an be improved, .. int-::ages witl other agencies including g o v e r n m e n t a n be i. n C: r a s e da, b u t t h e- h u m a n cl i m e n s i ns, t h e p art :. c i cipat or y approach a nid th c ommu n :i. ty :involv emen t are t::: be -guarded.c |