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TOURISM AND INVENTION:
ROLAND BARTHES'S EMPIRE OF SIGNS
BY
CRAIG JONATHAN SAPER
A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL
OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT
OF THE REQUIREMENTS FOR THE DEGREE OF
DOCTOR OF PHILOSOPHY
UNIVERSITY OF FLORIDA
1990
TABLE OF CONTENTS
ABSTRACT ......................... .................. iii
INTRODUCTION ........................................... 1
Notes ........................................... 10
CHAPTER ONE:
FROM PSYCHOLOGY TO CULTURAL STUDIES ................... 11
Maps Of Invention ...............................11
Myth Of Creativity ...............................22
Invention As A Language Game ..................... 43
Notes ............................................53
CHAPTER TWO:
INVENTION-TOURISM .................. ................... 54
Out-Of-Towners ................................... 54
Attractions ...................................... 75
Wandering ......................................90
Invention-Tourism As A Minor Language ............93
Notes ........................................... 110
CHAPTER THREE:
INVENTION-TOURISM AT HOME ........................... 120
tcritour ........................................ 120
Tele-Tourism .................................... 133
Epistourmology .................................. 142
Media and Cultural Studies Today ................. 151
Roland Barthes and Cultural Studies .............. 159
Notes ............................................ 164
CHAPTER FOUR:
INVENTION-TOURIST GUIDE ............................... 170
Empire of Souvenirs .............................. 193
Becoming An Invention-Tourist Attraction ......... 200
Notes ............................................ 206
CONCLUSION ............................................ 209
BIBLIOGRAPHY .......................................... 214
BIOGRAPHICAL SKETCH .................................. 229
Abstract of Dissertation Presented to the Graduate School
of the University of Florida in Partial Fulfillment of the
Requirements for the Degree of Doctor of Philosophy
TOURISM AND INVENTION:
ROLAND BARTHES'S EMPIRE OF SIGNS
By
Craig Jonathan Saper
August, 1990
Chairman: Dr. Gregory Ulmer
Major Department: English
This dissertation extrapolates a method primarily from
Roland Barthes's Empire of Signs. Similar to a travelogue
and ethnographer's diary, that text serves as an example of a
new genre called invention-tourism. This genre plays through
tour guides, travelogues, and the cliches about travelers in
order to explore how tourism mediates differences, strangers,
newness, etc.. This tourist's discourse suggests a
semiotician-on-tour. That on-tour changes the understanding
of attractions from objects-to-demythologize to magnets of
attention. Attractions of attention change research routes
and provoke a lost-sense, a doubt between knowing the way and
asking for directions. A sense of loss, and of being lost,
sets in motion an inner stenography of textual substitutions,
variations, and multivalences. In terms of invention, these
variations in expectation indicate emergent ideas. Without
deciding on any particular choice, truth, or argument, it
creates a setting for an artificial or textual brainstorming.
Psychological traits of creativity no longer orient research
on invention. A textual theory of invention based on a
synthesis of contemporary psychological research and
philosophical criticisms of creativity stresses the
importance of the organization, accessibility, and
provocativeness of knowledge. These textual factors restrict
or encourage invention. Invention-tourism, applied to our
home language and way of knowing, affects how we package
knowledge and how we use our memories. Rhetors have long
interpreted memory as a textual practice, an art of memory,
rather than a purely cognitive function. By "drawing a
blank" in memory or memory theaters, an art of invention
emerges. Rather than a theater it functions as an invention
multimedia performance. In terms of pedagogical
applications, tourism is an oft repeated term for the new
attitude required by the electronic classroom. Cultivating
access and links among bits of information requires one to
move through information as a tourist; informatics and
generative assignments supplement memory in invention-
tourism.
INTRODUCTION
This training manual provides general advice about
textual methods of invention and specific suggestions for
designing guide books, intellectual attractions, and
information agencies. In offering these suggestions, it
describes a specific project, the project's potential uses,
and the facilities and facilitators needed. As a guide to
thinking your way to somewhere you have not visited, this
manual extrapolates a textual method of invention primarily
from Roland Barthes's Empire of Signs. Similar to a
travelogue and ethnographer's diary on Japan, that text
serves as an example of a new genre called invention-tourism.
This genre plays through tour guides, travelogues, and the
cliches about travelers in order to explore how tourism
mediates differences, strangers, and otherness. The
institutions of an invention practice will function according
to a tourism model. This tourist's discourse suggests a
semiotician-on-tour which changes the understanding of
attractions from objects-to-demythologize to magnets of
attention. By focusing on the organization and retrieval of
information rather than on the characteristics of genius,
invention-tourism follows the contemporary research in
psychology and cultural studies. A textual theory of
1
invention based on a synthesis of contemporary psychological
research and philosophical criticisms of creativity stresses
the importance of the organization, accessibility, and
provocativeness of knowledge. These textual factors restrict
or encourage invention. Invention-tourism, applied to our
home language and way of knowing, affects how we package
knowledge and how we use our memories. By examing the
metaphors and images we use to frame our thinking (about
invention), we can study the implications of the ways
scholars organize knowledge for invention. Rather than merely
a scholarly analysis of theories of invention, the chapters
that follow present a program for thinking differently.
In the early 1980s Yale French Studies published a
special issue on pedagogy which argued that French
poststructuralist theory can inform teaching as well as
reading and writing strategies. Articles turned to Derrida,
Lacan, and Barthes as guides into a theoretically informed
teaching practice. One article, Steven Ungar's "The
Professor of Desire" later became a book with the same
title.1 This dissertation responds to Ungar's challenge to
understand Barthes as a writer and a teacher. Specifically,
it uses Ungar's book as a spring-board to explore, for
example, attractions, and the mediations of differences in
both the tourism and invention. In this sense, the
dissertation extrapolates an institutional practice (of
invention) from Barthes's textual method. Just as his trip
to Japan becomes the pretext for an exploration of writing,
playing through his writing becomes the pretext for an
exploration of invention. Barthes wants to assert and play
through an otherness which resists the control of semiotic,
ethnographic, and positivistic mastery. For example, in his
own image "Japanned" and in his attempts to find the words
for "drawing a blank," he finds an alternative perception
somewhere between lost and found. The impasses and failures
in his own mastery force "a change in perception that Barthes
responds to in a desire to write"(Ungar 50). Through
writing, he works through that image of "himself displaced--
dis-Oriented?--by the loss of meaning that a foreign culture
sends back to him"(Ungar 50). Ungar concludes that "it is
this loss--and its impact on Barthes as the
writer/semiologist on vacation--that he recasts in L'Empire
des signes as a momentary exemption from the mastery of signs
he had sought to write out" in earlier texts(Ungar 50).
Barthes called this his only successful book, and yet, it
"asserts loss against mastery"(Ungar 50-51). This
alternative perception attempts a writing practice neither
critical nor fictional, but with elements of both. Images of
deviations, twists, and turns around empty centers become not
objects of study, but ways to understand a loss of
confidence. This sense of loss resists any meaning projected
"out of a need to assume mastery and appropriate
difference"(Ungar 54).
This dissertation extrapolates an invention method out
of this simulation of Barthes's images of momentary loss. By
"drawing a blank" in something like a memory theater, he
discovers another dimension or lost-sense. This encounter
with, what I refer to as farblonzhet--the Yiddish term for
the affect which corresponds to an undecided pause at an
intersection--sets in motion detours and necessitates
rhetorical detours around impasses of knowledge. It uses the
fascinations or manias usually discarded by conventional
reading practices and understands these variations of
expectation as indicators of emergent ideas. Those little
gifts fascinate and divert the attention, changing our path
long enough for one to wonder, "am I lost yet?" Those
moments, which resist a meaning within current symbolic
systems, take on implications of an unheard-of symbolic
system. In this sense, the failures of empirical reading
strategies offer an entrance into a model of invention.
In chapter one, I introduce a textual theory of
invention based on a synthesis of research by psychologists
and Paul Feyerabend's criticisms of creativity. How we
organize our knowledge and the questions we pose determines
the accessibility and provocativeness of knowledge. These
textual factors of organization can restrict or encourage
invention. Chapter one introduces which textual factors will
help and which will hinder those efforts. Neither
psychological traits of creative geniuses, nor personal
histories function as central characters in the current
research on the textual factors of invention. As I
demonstrate, this stress on cultural and textual factors has
5
influenced changes in the models used to describe creativity
and invention. Problem setting, rather than problem solving,
has become the crucial factor in determining how to make
knowledge accessible and provocative. In this scenario, art
and literary works change from objects of study to models for
research. Sifting out relevant information, combining
isolated fragments into new groupings, and, by using analogy,
relating newly acquired information to information from past
situations function as the major textual factors in
invention. These information processing strategies of
selective encoding, combination, and comparison create a
situation, I argue, of artificial brainstorming. Part of
this "storming" of information makes use of the plundering of
cultural history, common places, or even funny coincidences.
The textual factors currently considered to encourage
invention are used by Roland Barthes in, what I call,
invention-tourism.
In chapter two, I explore Empire of Signs as a lesson
on, and model of, informatics, on how to find questions to
ask and how to package our knowledge. In preparing our
situations for invention, Barthes argues for an openness to
otherness. Through the impasses and circular
misunderstandings, he allows differences to rattle the
foundations of sameness. Even temporality is disrupted by
"anachronisms of culture and illogicalities of itinerary"(ES
79). I extrapolate from this text a way to make knowledge
more suitable to non-academic problems. These problems are
messy, ill-defined, and sometimes unanswerable. Merely
identifying that there is a problem can determine the
solutions offered. Solving these problems requires more
inventive textual settings rather than heuristic methods. As
Paul Feyerabend argues, even scientific breakthroughs depend
on making moves forbidden by methodological rules.
In this alternative textual setting, myths and cliches
become important. The myths and cliches of tourism become
the initiators of research. It is these paradoxical
moments, cliched (representations of stereotypes) and unique
(infinite combinations and distortions), which Barthes-as-
tourist seeks to find. He offers a method to deal with
uncertain problem situations: invention-tourism. Tourism,
in this scenario, functions as a trope: a way of creating
and directing the trajectory of research. In a general
sense, this research uses the procedures of selecting,
turning, and sifting through objects and attractions (in
every sense of that word). I argue that Barthes's (often
unsuccessful) efforts to find his way through Tokyo leads to
a kind of rhetorical way-losing--a lost-sense necessary for
invention. As an alternative way of knowing, which depends
neither on traditional notions of the human subject nor on
conscious memories without forgetting and the unconscious,
invention-tourism disrupts the usual connection between an
individual and a social background. The social milieu no
longer functions as a mere background for individuals'
actions. Instead, the social space of tourism allows Barthes
to, in Deleuze and Guattari's terms, "pick-up ideas."
Invention-tourism creates a situation in which one becomes an
alien in relation to the major language. Although Barthes
explores an image of a foreign city, his own language is what
becomes strange and foreign to him. From those internal
tensions, he offers an opening, or a line of flight, to
alternative languages.
Chapter three addresses the consequences of applying
invention-tourism to our home language and situation. In
exploring the relationship between tourism and staying at
home, I suggest that we can write with the mythical
construction of tourism (e.g., the image of the tourist with
camera in tow). That writing of tourism I call 6critour
playing on Derrida's use of the French term for writing
6criture. Changes in ideology and technology collapse the
opposition between tourism and home. Media bring the far-
away close-at-home. We no longer need to go to a foreign
land to function as tourists. The encyclopedic storage
capacities of multi-media computers and the ease in linking
information allow informatics (how we package knowledge) to
supersede rote memorization as a foundational skill in all
levels of education. Cultivating access and links among bits
of information does not require "correct" answers or a recall
of "significant" details. It requires students to know how
to access information and move through information as a
tourist navigating in unknown territory. Indeed, researchers
often use the term tourism to describe the new attitude
required by the electronic classroom. Tourism has become a
major cultural activity; one survey found that "nearly four
out of five vacation travelers plan to make more trips in the
1990s than they did in the past five years, while fewer than
one in 12 expect to cut back on travel."2 Because tourism is
already so important to modern culture, it comes as no
surprise that educators have turned to that experience to
describe alternative pedagogies. Researchers attempting to
incorporate computer multimedia technologies into the
classroom have suggested that educators use the term tourist
instead of student. They argue that the use of computers has
more to do with the whims of tourism than any techno-formal
constraints.
Besides becoming tourists at home, the explosion of
tourism allows anyplace to become an attraction. Writing
through touring and tourism (i.e., ecritour) invents an
alternative way of knowing and perceiving, an epistourmology
or knowing through ecritour. The writing, in the general
grammatological sense, has far-reaching implications for
traditional books and textbooks. The rhetorical method of
teaching writing focuses on making good arguments, while the
invention-tourist-text emphasizes an alternative to rational
arguments which scholars describe under the rubrics of
creativity, paleologic, etc. The passage to this alternative
discourse depends on the crossings and switching found in
the poignant encounters with the details of what attracts
one's attention. The punctum functions as an encounter
between framer and framed, picture and context, and then and
now. In that sense, the relationships among the mediation
of differences through a boundary or punctum can influence
invention. Teaching invention-tourism does not merely use
tourism as a metaphoric vehicle for the tenor of invention,
it works through a literal connection between these two
discourses.
Chapter four applies Acritour to an institutional
practice of invention. In order to allow institutions to
handle an enormous amount of visual, verbal, and semantic
information and to encourage an invention discourse,
snapshots become more than evidence of a trip to a foreign
city. They provoke further thought. A invention-tourism
institution will encourage a way to think with the tourist's
stereotypes and a lost-sense rather than memorization (of
answers to tests), rules of formal similitude, or rational
argument. To think as a tourist or to make one's home
(institution) a tourist attraction requires an institutional
practice which makes the mediation of difference a primary
concern. In designing and managing such a practice, images
and details which mirror and resist the search for
connections between differences can function as discontinuous
switches and links among sources of information. Differences
will not dissolve into sameness nor synthesize into a
dialectical merger. To the modernist rejoinder, "only
connect," invention-tourism responds, "get lost." Only a
lost-sense, the sense of getting lost and losing the
connections, will help one navigate through an institutional
practice for invention.
Notes
1 Steven Ungar, Roland Barthes: The Professor of Desire
(Lincoln: University of Nebraska Press, 1983). Hereafter
referred to in text as Ungar.
2 Richard Morin, "Polls show baby boomers will travel,
demand more," cited from a survey by the Daniel Yankelovich
Group, The Gainesville Sun, Sunday, February 4, 1990.
CHAPTER ONE
FROM PSYCHOLOGY TO CULTURAL STUDIES
Although every creation is of necessity
combinative, society, by virtue of the romantic
myth of 'inspiration' cannot stand being told so.
Roland Barthes, Sade. Fourier. Loyola
Maps of Invention
How do we map invention? What models do we use to
understand it? In the past, two complementary models
described invention as an individual's journey; one focused
on particular routes, while the other described the peculiar
terrain. One method appeared in the social sciences, the
other in the humanities. Psychologists explored the traits
and processes of individual innovators, while cultural
historians illuminated the contexts surrounding an
individual's creative achievement or breakthrough. This
harmonious conjunction of cultural studies and the social
sciences marked the most important foundation of humanism:
the world was built by the creative genius of individuals; by
studying their traits and achievements we could continue to
progress into, and master, the future. Humanism has come
under sharp attack for its conception of an "ideal man," a
parochial way of life, and an apolitical conception of
cultural history. The contention here has less to do with
11
these sweeping condemnations of the humanist project than
with the current trends in research on creativity and
invention. The humanistic theories no longer hold complete
sway and no longer orient research. Indeed, both
contemporary psychological approaches and cultural histories
of innovation have identified inadequacies in previous
approaches. Much of the current research debunks previous
myths and misconceptions. By going beyond a mere explication
of these criticisms, this chapter explores a different theory
of creativity and invention. From the synthesis of elements
of social psychological approaches, Paul Feyerabend's
cultural history, and textual theories, this chapter offers a
theory of invention which the other chapters in this
dissertation more fully explore and develop.
The maps of invention examined here suggest a textual
theory of invention. The way we organize our knowledge, the
metaphors and images we use to frame our thinking, and the
questions or settings we pose determine the accessibility and
provocativeness of knowledge. These textual factors, neither
neutral nor universal, function as a system which can
restrict or encourage invention. In the discussion of Paul
Feyerabend's theory, this chapter explores when a community
should or should not encourage invention; however, the
emphasis of this chapter concerns how to encourage invention.
Once we have defined invention and decided to engage in it,
we should know which textual factors will help and which will
hinder our efforts.
Researchers no longer exclusively study particular traits
in an autonomous creative genius, nor do they study personal
histories as autonomous events separate from language and
culture. This stress on cultural and textual factors has
influenced changes in the models used to describe creativity
and invention. Contemporary social-psychological approaches
describe individual creativity as a composite picture.
Cultural historical approaches also use the composite model,
but they describe this picture as a myth or illusion. This
essay does not focus merely on the differences, but on the
synthesis of these approaches. The synthesis proposed in this
essay suggests that invention does not depend on an autonomous
creative genius, but rather on manipulating shared cultural
commonplaces. This model makes invention into a collective
and cultural activity rather than a picture of "man against
the world" or a genius transcendent above the community.
Invention becomes a type of discourse--what Wittgenstein
called a language game. Wittgenstein uses this term to
describe the rules and properties of modes of discourse.
Jean-Francois Lyotard has equated these language games with
"the minimum relation required for society to exist. . ."
Lyotard's statement allows us to see that the invention
language game describes a particular social bond. The rules
of the game do not legitimize themselves but require the
contract or agreement between players. Without the rules, the
game would cease, but each and every modification of the rules
changes the game. This open exchange creates the rules as the
participants play the game. Lyotard goes on to explain that
"certain institutions impose limits on the games, and thus
restrict the inventiveness of the players in making their
moves"(Lyotard 16). These institutions demand a guided
exchange with unquestioned rules. This essay will offer a
model of invention which uses an open exchange. By conceiving
of invention as a type of language game, we open the exchange
of ideas to both more players and more methods.
The research discussed here leads to the conclusion
that invention usually occurs by mixing knowledge from
different disciplines and playing with language. Further,
invention has less to do with autonomous creativity than with
the relative restrictions on the flow of information. Some
institutions and institutional practices create barriers to
flexible networks. The crucial element of invention concerns
the fluidity of ideas across disciplinary and specialized
boundaries. The approach extrapolated here emphasizes
movement through information rather than the explication of
any particular piece of information. Invention requires an
understanding of informatics, how we package and transmit
ideas and information. Because the connection of information
previously thought to be separate plays a key role in the
method extrapolated here, an "open exchange" of ideas will
encourage the potentially productive crossing of apparently
unrelated information. This model of invention appears both
in contemporary psychological approaches and in cultural
studies.
Robert Sternberg's anthology on contemporary
psychological perspectives of "the nature of creativity"
functions as a useful indicator of the shift in psychological
conceptions. The volume includes traditional research on
individual creativity and a "new view" which explores the
"systems" surrounding creative achievement. That "new view"
indicates how the current paradigm of psychological research
has moved toward a cultural studies approach. And, by
playing this psychological paradigm off of Paul Feyerabend's
cultural criticism of creativity,2 we can appreciate the
conjunction of shared cultural commonplaces and uncommon
innovations. Innovation, the process of making changes,
appears to have little in common with invention, finding and
connecting commonplaces. But, because invention allows the
speaker to find something to say, it might suggest how an
innovator finds questions to ask. In that sense, it
functions not as a solution to problems, but as an artificial
brainstorming, which does not require an individual genius,
nor a universal true or Rational method.
To find the conjunction between the commonplace and the
innovative requires an interrogation and dismantling of the
boundary between specific individuals' creativity and general
cultural contexts. The study of the interaction between
individuals and socio-cultural influences has now become
common. For example, studies of Thomas Edison no longer
focus on his achievements, but on cultural influences and
myths as well. The stories about Thomas Edison's life help
determine our common assumptions about innovators. The
anecdotes about his work epitomize, and help create, our
assumptions about the moment of invention. As one of his
colleagues recalled, "Mr. Edison had his desk in one corner
and after completing an invention he would jump up and do a
kind of Zulu war dance. He would swear something awful. We
would crowd round him and he would show us the new
invention."3 Many biographers have attempted to find the
psychological traits or childhood events which led Edison to
"greatness," and historians have recounted the commonplaces
Edison coined about invention (e.g., "Invention is one
percent inspiration and ninety-nine percent perspiration;"
"To stop is to rust;" "A harvest must be reaped occasionally,
not once in a lifetime.") as well as the stories about his
working methods (e.g., he often worked through the night and
could sleep standing on his feet).
Edison's importance for cultural studies has shifted
from an example of individual genius to an example of
cultural myth.4 Studies now focus on, for example, Edison as
an American cultural hero and on how he created and
manipulated that image. These studies focus on textual
evidence and on changing conceptions of Edison rather than on
any "man behind the myth." Significantly, these accounts
call into question even the notion of Edison as an individual
creative genius. For recent histories argue that Edison's
achievement had as much, if not more, to do with winning
patent fights as it had to do with creativity. And, at least
at his Menlo Park lab, team research, not individual
inspiration, led to breakthroughs. Again, the changes in
approaches to understanding Edison's achievements are
indicative of a shift away from studying creativity as a
psychological trait.
The notion of a creative genius, a person with an
extraordinary capacity for original thought or invention,
comes from the merger of two related ideas: inspiration and
natural talent. In Latin, the word ingenium (innate ability)
joins with the more complicated term genius. Genius comes
from the term for the divinity which guided the stars during
one's birth. The genius was worshipped on birthdays and the
birthday cake is all that remains of the ritual of making an
offering to one's genius. "Genius in this sense of guardian
spirit was attributed not only to individuals but also, by
extension, to groups of people . .and to places . .
genius loci: cities, towns, houses, marketplaces, and street
corners."5 In later chapters, I argue indirectly that
something similar to a genius loci can help to reorient
invention toward a concern with setting instead of individual
genius. For the purposes of this chapter, it is important to
understand how spiritual concerns enter into humanist notions
of creativity. Creativity suggests a relationship to notions
of possession by forces greater than the individual's self or
at least knowledge of the supernatural. Hence, the common
equation of creativity and melancholy since the fifteenth
century has to do with too much knowledge, or even demonic
possession. More importantly for the argument here, these
previous conceptions of creativity suggest an activity
transcendent above, rather than a product of, social bonds
and language games. From the late nineteenth century on,
creativity describes a trait found in individuals without
necessarily referring to divine intervention. The
inspiration of creative artists shifted from divinity to
psychology.
Freud had studied creativity, but most psychoanalytic
research dealt only tangentially with creativity and
sublimation, and always in relation to pathology. The effort
to study creativity as a psychological trait has
overdetermined origins. But many authors, including
Sternberg, use J. P. Guilford's presidential address to the
American Psychological Association members in 1950 as the
watershed event which sparked wide-spread interest in
creativity. The staggering increase in the number of
citations in Psychological Abstracts during the 1950s
indicates the growth of interest in studying creativity.6
Typical of the research in the 1950s, Guilford's study
catalogued the cognitive characteristics of creative
geniuses. These people had a generalized sensitivity to
problems or an ability to notice inadequacies in situations;
they could also offer solutions (what Guilford called
"fluency of thinking") and they could think in new and
flexible ways about old problems. In solving these problems
they offered original and uncommon responses. In their
processes of problem solving, they often redefined or
reorganized their knowledge, and they usually combined two or
more of these abilities in constructing often complex
solutions. The apparent obviousness of these traits does not
arise from their poignancy but from their generality.
Guilford sought to map the parameters of creativity, but he
offered a tautological definition: if creativity requires an
original response, then original responses are traits of
creative individuals. To merely state the obvious in the
most general terms does not help guide applications for the
encouragement of creativity. In spite of these problems,
psychologists at the time attempted to find individuals with
these traits in the general population.
While Guilford extrapolated traits from accounts of
creative geniuses, E.P. Torrance developed a creativity test.
As an indication of its current importance, the Sternberg
anthology includes Torrance's discussion of the test. The
test, initially devised in the mid-60s, asks participants to
manipulate objects in unusual ways, draw pictures from
abstract shapes, or solve a riddle. Unusual answers are
encouraged. For example, one question asks the participant
to list possible uses of a brick. The evaluator grades the
test according to four factors which closely resemble
Guilford's traits: fluency, flexibility, elaboration, and
originality. In grading the test, one counts the total
number of solutions to determine fluency, and counts
different types or kinds of solutions to determine
flexibility. For example, if you wrote down two uses for a
brick, then you would have a fairly low score on fluency. If
you suggested different types of uses, then you would have a
high flexibility score; using a brick as a sheltering device
in a brick house is a different type of use than using it as
a water displacement device in the tank of a toilet.
Elaboration depends on how much extra information a
participant supplies for each solution. For example, the
answer "to build things with" is less elaborate than the
answer "to use in the tank of my toilet to save water every
time I flush the toilet." An unusual but appropriate or
possible answer determines the score for originality. An
inappropriate use would be an impossible use. According to
Torrance, any creative individual will have a high cumulative
score on this test.
By defining creativity outside of cultural contexts,
Torrance does not explain how a high score leads to
innovation. And, by focusing on individual traits, he does
not explore which social contexts might encourage these
traits. Criticisms of narrow notions of creativity have
invariably alluded to Torrance's test. Critics complain that
knowing ways to use bricks has little to do with innovation
or creativity in a large-scale social context. The use of
practical building objects (e.g., bricks or nails) in tests
of creativity may suggest a link between conceptions of
language and architecture. For example, Wittgenstein
described language games by alluding to the discussion
between a carpenter and a helper. His conception of the
building trade as some how linked to the very foundations of
language resembles Torrance's implied suggestion that
creativity has something to do with understanding how to use
a brick. It is as if Torrance answered Wittgenstein by
claiming that participants can build alternative language
games from the raw materials of their current language games.
Further, being "hit over the head with a brick" may change
the very rules of the language game. This connection between
language games and building materials may be a "yellow brick
road" or an indicator of being "dumb as a brick." It is
beyond the scope of this chapter to explore this issue
further. In terms of the argument presented here, the traits
Torrance describes have more import than the fascinating
textual resonances.
Significantly, in the Sternberg volume, Torrance adds
two more traits. He argues that "falling in love" with the
endeavor and the perseverance to overcome hostility toward
that love are the major factors for predicting creative
achievement later in life. In making this argument, he
describes a boy who "was in love with nature, especially
birds. He was a social outcast in his youth because of this.
. . This has been a common experience of many of our most
eminent inventors, scientists, artists, musicians, writers,
and so on."7 This statement describes something most of us
take for granted: creative people love their endeavors even
if that love alienates them from their own community.
Myth Of Creativity
Paul Feyerabend questions this supposedly innocent love
and the corresponding alienation. He argues that the myth of
creativity isolates researchers and experts from the
community. Although Torrance sees the community punishing
creative individuals for their love, Feyerabend explains how
this faith in the endeavor creates many dangers for an
uninvolved community. They both agree that whether the
community finally forces the individual into alienation or
not, the individual's love and faithfulness initiate that
alienation. Torrance never examines if, and how, the
community benefits from an individual's love of the endeavor.
More importantly, he fails to examine how creativity
functions in the context of a socio-political structure.
That social structure includes what science considers
objective, reasonable, and creative. The relationships among
these terms help Feyerabend explain the dangers of an
unfettered love for the endeavor. For example, within his
criticism of the ideas of reason and objectivity, he objects
to Albert Einstein's privileging of creativity as an element
within rational scientific discovery; to understand
Feyerabend's objections and arguments, we need to explicate
his general critique of objectivity.
Feyerabend claims that when cultures identified their
way of life with the laws of the (physical and moral)
universe they invented objectivity. When those cultures had
to confront different views, objectivity became an issue.
Cultures have three typical reactions to these
confrontations: persistence, opportunism, and relativism.
Some cultures persist in believing in the infallibility of
their ways and fail to change. Other cultures
opportunistically accept or adopt the institutions, customs,
and beliefs they find attractive. The third group of
cultures, the relativists, has many forms of explanation.
Within their cultures they can accommodate many different
belief systems. The Ancient Greeks introduced a fourth
reaction to differences: Argument. Arguments standardized
and formalized the method of accepting or rejecting different
belief systems. It gave the user a way of finding supposed
"truths" (objective laws of the universe), and it led the way
to the equation of reason and rationality with Objective
Truth.
Each of these four versions represents different
conceptions of objective truth. And, therefore, as
Feyerabend writes, "cultural variety cannot be tamed by a
formal notion of objective truth because it contains a
variety of such notions"(FR 140). The introduction of reason
and rationality into notions of objectivity, presumes a right
or truthful way of living, and everyone must accept that way
of life. This supposedly universal validity of rationality
justifies intervention into different cultures and gives
rationality the same aura as that which surrounds gods,
kings, and tyrants. Even those cultures which did not change
after confronting different cultural practices refrained from
insisting as a point of Law on changing and intervening in
other people's cultural practices.
This imperialism of rationalism also internally
controls the exchange of ideas. For Feyerabend, there are
two ways to exchange ideas. The guided exchange has
participants adopt a specified tradition and accept only
those responses that correspond to its standards, while the
open exchange has the participants develop the tradition as
the exchange goes along. The open exchange is guided by in
statu nascendi (words born under the impact of the moment).
For the most part, we live within a scientific paradigm which
guides our intellectual exchanges. To counteract the guided
exchange of rationalism, we can adopt "an attitude" that
understands people as inseparable parts of the culture they
live in rather than independent autonomous creators. With
this "attitude" we would no longer have rational laws guide
our exchange of ideas; instead we would open our exchanges to
the impact of the moment or situation. Even fictitious
theories work for communities engaged in this type of on-
going exchange.
Counter to the common assumption, Feyerabend does not
engage in a philosophy of science, nor does he criticize
scientific research. He criticizes science education. That
type of education attempts to force a peculiar methodology on
historical evidence. It ignores the variety in history, and
it accepts only the information which leads to the current
"truth." He does not make an argument against science; he
focuses his attack on the legitimation of disciplines and
methods which hinder scientific progress. The research in
cognitive psychology supports Feyerabend's contention that
limitations on cross-disciplinary work and an over-reliance
on fact-finding disrupts the increase of scientific, or any
type of, knowledge. As one researcher notes, "knowledge is
not facts. Cognitive science suggests that our minds make
huge collections of interconnections and categorizations
among the facts we learn. We cannot be said to know anything
until the mind . cross-relates it to the maximum number
of other things we know."8 The problem with science
education (and its applications in the humanities) concerns
the formation of disciplines around "objective" goals.
Lyotard summarizes the problem.
If education must not only provide for the
reproduction of skills, but also for their
progress, then it follows that the transmission of
knowledge should not be limited to the transmission
of information, but should include training in all
of the procedures that can increase one's ability
to connect the fields jealously guarded from one
another by the traditional organization of
knowledge.(Lyotard 52)
In Feyerabend's interrogation of how this traditional
organization of knowledge limits the ability to make
connections, he examines the relationship between creativity
and objectivity; he uses Albert Einstein's discussions of
creativity to highlight this relationship. Einstein argues
that we create the world from "a labyrinth of sense
impressions;" he suggests that creativity concerns the
ordering of the otherwise meaningless world, and of putting a
pattern or theoretical structure onto the universe. The
connection between theory and appearances needs "a deeply
religious attitude" and "tremendous creative efforts are
required to establish it"(FR 133). Feyerabend counters this
explanation by arguing that a person put into a labyrinth of
sense impressions could never construct physical objects; the
complete disorientation would prevent any thinking including
the simplest thoughts. Rather than a creative solution,
paralysis would take hold. If sense-data do not have a
logical equivalence with the world of real objects, it does
not follow that an act of creativity made the objective
world. He argues that, "the existence of a logical gap taken
by itself does not yet show that it needs an individual
creative act itself to bridge the gap"(FR 133).
The development of concepts need not be a result of the
conscious actions of those using them.9 Nevertheless, we can
explain even the conscious and intentional formulation of
novel general principles without depending on the concept of
creativity. "Speaking of creativity makes sense only if we
view human beings in a certain way: they start causal chains,
they are not just carried along by them . that is not the
only possible assumption and a life that rests on it is not
the only form of life that ever existed"(FR 133). The
Rational model depends on a unified idea of a self, while
other models (e.g., the Homeric model) have a conception of
selves as relays for loosely connected events such as dreams,
thoughts, emotions, divine interventions, and so on. In the
Homeric model, the individual imbedded in its surroundings
does not 'act' or 'create' in the sense proposed, for
example, by psychologists like Robert Sternberg. But, the
individual in the Homeric model does not need the miracles of
creativity to engage in and benefit from change.
In the Sternberg anthology, P. N. Johnson-Laird makes
another analogy between creativity and irrational acts; he
writes, "Creativity is like murder--both depend on motive,
means, and opportunity." And, he continues in the next
sentence to say, "Society has . dramatic effects on the
creation of works of the imagination."10 This analogy
highlights precisely the problem Feyerabend identifies in
explanations and justifications of creativity. It gives free
reign to the individual over and above the needs and desires
of a community. In terms of this analogy, we try to prevent
murders as much as possible, and regardless of motive we
recognize that murder has a dramatic effect on society, not
merely the effect of society on murderers. If we did
understand creativity like murder, we would also have to
confront the responsibility of the community to intervene.
The type of intervention is crucial.
The way we intervene, the questions we ask of inventors
and researchers, should, Feyerabend claims, go beyond tests
for rationality and methodological prudence. The rational
model might not serve our interests at all. Theoretically it
cannot deal with the mind/body split, the problem of
induction, nor the reality of the external world. It has
practical problems as well. It desperately needs to find a
way to rethink the role of individuals; instead of masters
(and potential destroyers) of Nature and Society, it must
reintegrate the notion of human agency back into the context
of language and culture. As long as certain "rational"
actions appear to transcend culture, this Western
intellectual imperialism will not allow for Otherness or
different Natures and/or cultures. As Feyerabend concludes,
"the allegedly most rational view of the world yet in
existence can function only when combined with the most
irrational events there are, viz. miracles. . It needs a
miracle to bridge the abyss between subject and object, Man &
Nature, experience and reality . creativity is supposed
to be that miracle"(FR 140). Creativity bridges the gap only
in the Rational model.
In a poignant example of the problem of an over-
reliance on the Rational model, one group of researchers
recounts the story of the Kpelle farmers. The researchers
presented the farmers with a set of 20 items, five each from
four categories: food, clothing, tools, and cooking
utensils. They asked the farmers to sort the objects into
groups of objects that go together. Instead of putting
objects into the four Rational taxonomic categories, the
farmers would, for example, put the potato with the pot.
"After all," they would explain, "one needs the pot to cook
the potato." A "wise" man, they reasoned, would group these
things in the same way. Startled, the experimenters asked
how a "fool" would group the objects; the farmers explained
that a "fool" would put the objects into four categories:
food, clothing, tools, and cooking utensils. Obviously, the
Kpelle had the ability to do the Rational taxonomic
classification.1 For the Kpelle farmers, the Rational
organization not only seems inadequate, but also foolish. In
order to benefit from something like Kpelle "wisdom," we must
entertain false notions and even fictional logics.
Unfortunately, the dominant system of knowledge does not
merely ignore those responses, it actively discourages them.
In an effort to protect a domain of knowledge from the
lures of "false" thinking and "fictional" forms of
expression, science education represses the rhetorical
strategy or language game which allows for an open exchange
of ideas and the manipulation of shared commonplaces.
Science education supposedly replaces this rhetorical
strategy, invention, with "fact finding" and an objective
method. Inventio returns in the guise of a personal trait,
creativity. This "creativity" functions as the foundation of
science's ontology; it bridges the gap between a patterning
mind and facts. Science and the study of history require
rhetorical processes to function. Rigidified notions about
historical or scientific research repress the very rhetorical
processes required to continue practicing science or studying
history. This repression forces invention to return as a
element of a person rather than as a cultural strategy; an
innate trait replaces a learned skill.
Researchers arguing for norms of objectivity and guards
against "flights-of-fancy" also assume that an individual's
creative mind connects obvious facts with the immutable logic
of a domain. The term "creativity" can mask this cognitive
or psychological bias. A bias which presumes an a priori
split between a logical mind and the factual world; without
creativity one can never connect subject and object or Man
and Nature. Scientific breakthroughs, including scientific
applications in the humanities, neither require this
mind/world split, nor gain anything from presuming its
existence. Advocates of the Rational model might warn that
models which use invention as a research strategy allow "any
old thing" and have no guides for responsibility toward the
community (of researchers); these models supposedly threaten
the community with irresponsible, or even dangerous,
projective readings and absurd speculations. The Rational
model, including the social scientific and other scientific
applications in the humanities, effaces its own
irresponsibility to the community by inventing logics which
it then obeys and remains faithful and responsible to. The
corresponding guided exchange prohibits responsibility to
anything but abstract laws.
In the context of Feyerabend's criticism, we must
recognize that psychological perspectives do not ignore the
social contexts of creativity. Indeed, Teresa Amabile, whose
essay begins Sternberg's volume, rejects the notion "implicit
in much of the research [that] the important characteristics
of creative people are largely innate (or at least
immalleable)"12 and instead offers anecdotal surveys on
creative people. She finds among the most repeated traits in
these people the recurrence of a resistance to social
control, the undermining of creativity by the expectation of
external evaluation, and intrinsic motivation. Dean Keith
Simonton analyzes the effects of the educational context on
creativity. He notes that education encourages creativity
until the graduate school level, where the many years of
academic training required hinders creativity through the
overcommitment to traditional views of artistic and
scientific issues.13 Other recent discussions of the social
context merely mention the possibility of pursuing research
of families, schools, organizations, and societal-cultural
setting. The language used in some of these discussions
indicates a deep concern for social contexts. "Originality
depends on context. If you don't know the context, you can't
evaluate its uniqueness.""1
As early as 1947, researchers considered the cultural
context as a variable of creativity. For example, in
discussing Shakespeare the researchers note that creative
genius "is usually only possible at a given stage of cultural
progress and can never be closely paralleled in a different
era."15 By 1959, researchers included the social field as a
crucial factor in understanding creativity. For Lasswell,
the recognition (by the social field) of a variation (to the
domain of knowledge) as "valuable" functions as a necessary
condition for creativity. He also noted that although the
social field may repeatedly withdraw and reinstate
recognition, each time a consensus occurs creativity appears.
The social field determines what is and what is not creative.
This "ecology of innovation" attempts "to predict the routes
which novelties would originate in a social context."16 In
1961, Stein also stressed the importance of the social
field's acceptance of creativity. According to Stein,
creativity functions in the transactions between an
individual and the environment. For Stein, the social field
selects creative variations, and only reputation determines
whom we consider creative.17 Also in 1961, Rhodes suggested
a multi-variable conception of creativity: the four P's of
Creativity: Person, Process, Product, and Press (i.e., the
press or pressure of the social context).18 Sternberg uses
these categories to schematically summarize the information
in his anthology of contemporary perspectives.
In Sternberg's anthology, the social context becomes a
central concern of the "new view" of creativity in the
systems approach. Indeed, these theorists partially answer
Feyerabend's call for scientists to recognize the variety in
history. According to system theorists, we attribute
creativity only after a social field agrees to except a
variation into the domain of knowledge. For Mihaly
Csikszentmihalyi, the appearance of creativity depends on the
social agreement within the artistic or scientific
establishment. As Howard Gardner explains, the social
field's obstacles leave creative individuals vulnerable.
They must learn to endure hostility from both peers and gate-
keepers. The gatekeepers have more power in determining
which variations enter the domain of knowledge.
Unfortunately, the social field chooses these gatekeepers
according to social success in the current system, not
according to an ability to add variations to the domain.19
We can conclude from this that many gatekeepers have a vested
interest in excluding rule changing or methodological
variations in order to maintain their power to referee
changes to the domain. Further, any group which wants to
maintain the status quo may discourage interest in
variations. On the other hand, a fragmented social field
which rarely reaches any agreement condemns variations to
remain parochial for a long time. If a particular social
field does not accept a variation, then it may enter a domain
of knowledge only through its acceptance by a group of people
from related fields, who may then go on to form a new field.
For example, Freud's psychoanalysis, which met with hostility
from the medical community, found its initial acceptance by
people from related fields who helped form the new social
field of psychoanalysis. Once the social field accepts the
variation into the domain and, thus, begins to replicate
and/or imitate it, then future generations can benefit from
that meme (i.e., or unit of imitation). A creative
variation requires a social context. And, "if no qualified
persons are willing to invest their energy in preserving the
variation, it will not become one of the memes that future
generations know about."20
For system theorists, originality depends on relative
and fallible social processes, and posterity can all too
easily reverse this designation of originality. Therefore,
they reject originality or the process of variation as the
sole criteria for creativity. We can only evaluate the
creativeness of a person or product in a socio-historical
context; nothing in objects or people solely determines
creativity. Csikszentmihalyi writes, "It is impossible to
tell whether an object or idea is creative by simply looking
at it"(Csikszentmihalyi 326). It might appear that
psychologists still equate creativity with originality. For
example, Robert Weisberg appears to offer a dissenting
opinion in Sternberg's anthology of contemporary perspectives
on the nature of creativity. He argues first that "creative
thinking may require neither extraordinary individuals nor
extraordinary thought processes," and he stresses the
importance of commitment and expertise in a chosen field. He
goes on to explain that "true originality evolves as the
individual goes beyond what others had done before."
Moreover, "in order to produce something new, one should
first become as knowledgeable as possible about the old."21
Although he uses the term originality, he connects it to the
memes or "what others had done before" in the social field.
In this peculiar use of originality as a criterion for
creativity, Weisberg discounts any radical and complete
originality and imbeds the term in a social context.
Although the social field may "reverse its judgment,"
at some point in time, the field does reach a "collective
agreement." Of course, depending on the social structure of
the field (e.g., the power controlled by the gatekeepers),
that collective agreement may more closely resemble coercion.
On the other hand, only a compromised) variation may find
acceptance in the case of a fragmented field. The system
theorists seem to recognize this difficulty in determining a
creative adaptation. Therefore, they focus their initial
efforts at studying "unambiguous" instances of creativity--
instances where "no one" would disagree with the status of
the accomplishment. Finally, the system theorists study only
the initial context of creation, reception, and acceptance of
a person or product by a social field. Using these histories
they illustrate that only imitated and replicated variations
appear successful or creative. A variation which the social
field ignores appears as a weird aberration rather than an
indicator of a creative breakthrough. On the other hand,
what was once taken as a new variation (and changed the
domain of knowledge) appears later as normal and uncreative.
For example, we do not consider re-inventing the wheel a
creative breakthrough. Because variations depend on
historical contingencies, system theorists claim to evaluate
a domain's content before and soon after the variation rather
than the contents of the current domain of knowledge. For
example, to determine if inventing the wheel was a creative
variation a researcher would not study the current domain of
knowledge. If the researcher did attempt to decide whether
the wheel is a creative variation by reading current physics
texts, then that researcher would obviously argue that the
wheel is not a creative variation. Unfortunately, when the
system theorists look for "unambiguous" cases of creativity,
which "no one" in the current social field would dispute,
they allow contemporary prejudices to sully their historical
analysis.
As I discussed in relation to (science) education's
role in forming disciplines, an over-reliance on objectivity
and fact-finding restricts potential inter-disciplinary
connections. These restrictions coalesce through the social-
discursive practices of educators. They define a domain of
knowledge, which they separate from the rest of history; the
domain then operates according to a "logic" of its own. The
education process consists of training in that specific
logic; the process stresses uniform actions and ignores
historical vicissitudes. While Feyerabend questions the
arbitrariness of domains, the system theorists take it for
granted. The system theorists use Karl Popper's definition
of "World III" to explain that domains contain theoretical
systems, problem situations, and critical arguments, and all
of the contents of journals, books, libraries, etc., hold
this knowledge, a knowledge "independent of anyone's claim to
know."22 The term "domain" resembles Plato's Form; like
Plato's notion of Form, domains do not merely communicate
states of subjective consciousness because they contain an
objective element; however, while people can never change
the eternal Form, people can and do change domains. We
discuss a domain when we refer to a branch of learning (e.g.,
mathematical knowledge) and we often attribute an autonomous
quality to domains.
Using Popper's model, the system theorists can evaluate
the structuring of information and the accessibility of that
information within a domain without attributing those
structures to a particular writer or subjective
consciousness. Popper's model allows them to deal with
general structures rather than specific contents and
individuals' communications. Unlike Feyerabend, who focuses
on the structure of a domain to highlight how meaning is
controlled for ideological or political reasons, the system
theorists examine how neutral structures control access.
They want to reveal that "some ways of imparting information
result in knowledge representations that are not especially
accessible."23 They hope to discover which symbols are
better for "storing creative ideas" within a domain. To make
domains and social fields more receptive to variations, the
theory suggests organizing them for accessibility, relevance
to a wider socio-historical context, and for the ability to
recognize problems rather than describe (old) solutions.
Studying past and possible ways to organize and store
knowledge becomes a major concern in the study of invention.
Indeed, this relatively new social field, with contributors
from semiotics, psychoanalysis, and poststructuralism, has
begun to investigate how we frame, organize, and present our
knowledge.24
Science education (and educational programs based on
that model) organizes knowledge into facts. Only after
educators have established a new domain does the social field
create "stable facts" for the domain. These facts remain
constant despite the vicissitudes of history, and students
experience them as independent of opinion, belief, and
cultural background. Later, these facts justify the
boundaries between domains. Science educators try to prevent
any style of thinking which might lead to a blurring of
boundaries between domains. Again, the argument of this
chapter concerns those restrictions as well as suggestions of
ways to construct less restrictive language games. In the
educational practices influenced by the science education
model, including dominant practices in the humanities,
restrictions still remain. For example, a student's sense of
humor or sense of tragedy must not influence his or her
scholarly activity. If these "external" elements influence
students of science, then they may begin to question the
relevancy of a domain's conceptual boundaries and the
timelessness of unitary facts. As an example, Sternberg
presumes that "showing humor, fantasy, color, and movement,
in both literal and metaphoric senses, probably are more
relevant to the arts . then they are to science"[emphasis
added].25 However, he fails to examine this presumption. By
taking that presumption for granted he unwittingly discounts
much of the research on creativity. In spite of the research
he presents, Sternberg opts for the primacy of normal science
(normal in Thomas Kuhn's sense of the word) over creative
research.
For Feyerabend, progress in science only occurs when
boundaries blur and when we compare contemporary reason and
experience with false or fictional (and often
incommensurable) ideas--unreasonable, nonsensical,
unmethodological theories. But, science education effaces
this dialectical thinking crucial for its own success. The
unitary concept of an observed fact supposedly leads
inductively to clear principles and theories.
Almost everyone takes it for granted that precise
observations, clear principles, and well-confirmed
theories are already decisive; that they can and
must be used here and now to either eliminate the
suggested hypothesis, or to make it acceptable, or
perhaps even prove it!"(AM 168)
This conception of definitive proof "makes sense only if we
assume that the principles of our arguments--are timeless
entities which share the same degree of perfection . and
are related to each other in a way that is independent of the
events which produced them"(AM 52). The distinction between
a context of discovery and a context of justification depends
on this conception of timeless entities. As an example, in
the conclusion and summary of the Sternberg anthology, Tardif
and Sternberg argue that the field of creativity requires
"much empirical research," but they never investigate the
possibly contradictory, and at least problematic,
relationship between creativity and empirical research
(Tardif and Sternberg 433).
Feyerabend not only identifies the influence of
historical change on supposedly stable and unchanging facts,
he also discusses how qualitative factors disrupt the use of
factual evidence as a basis for a methodology. The medium of
observation (e.g., microscopes, telescopes, eyes) and the
procedures of observation (the conceptual parameters on what
is and what is not an object) partially determine the object
or, at least, what we observe and understand about the
object. Only through contrasting the ideational context of
observation (i.e., using various media and various
procedures) will we expose prejudice. Comparison replaces
analysis in Feyerabend's "pluralistic methodology."
"Learning does not go from observation to theory but always
involves both elements. Experience arises together with
theoretical assumptions not before them"(AM 135). Out of
this criticism of science education and creativity,
Feyerabend offers an alternative which makes use of
psychological theories of invention, but he abandons the
notion of a psychological individual as well as objectivity-
as-research-guide. In that sense, he makes use of an
invention, a strategy, with neither genius nor rational
argument. Invention, in classical rhetoric, does not use
hermeneutics of truth nor arguments. It functions not as a
solution to problems, but as an artificial brainstorming.
This plundering of cultural history, common places, or even
funny coincidences does not require a genius nor a fool-proof
method. It requires the manipulation of shared cultural
commonplaces.
Before abandoning the individual, an examination of
what role it plays in creativity research can help to
highlight impasses and salvage insights. In order to study
the creative person, the system theory uses models of
motivation, information-processing, and problem finding. The
information-processing model uses research on the components
of problem solving26 and problem-finding.27 Sternberg has a
variety of components for problem-solving processes.
Conditionalized knowledge, selective encoding, selective
combination, and selective comparison contribute the most to
creative problem solving. Conditionalized knowledge, all the
information about the conditions and constraints of the use
of abstract knowledge, helps a subject determine the
relevance of information to a problem situation and the
relevance of that situation to a wider social context.
Sternberg rejects creativity tests like Torrance's because
they focus on the most banal aspects of creative problem
solving. "A person's ability to think of unusual uses of a
brick, or to form a picture based on a geometric outline,
scarcely does justice to the kind of freedom of spirit and
intellect captured in people's implicit theories of
creativity.""28 For Sternberg, the creative problem solver
sifts out relevant information, combines the isolated parts
into a unified whole, and relates the newly acquired
information to information from past problem solving
situations through the use of analogy. The information
processing strategies of selective encoding, combination, and
comparison work on conditionalized knowledge in a real-life
situation to generate creative solutions. In addition to
these strategies, the creative person must be able to discern
that a problem exists. Not only do they have a sensitivity
to problems, they also question accepted notions and received
ideas. These strategies, traits, and motivations do not
operate in a cultural vacuum. Constantly under the pressure
of socio-historical conditions, the creative problem solver
must contend with efforts to inhibit creative solutions
through socialization like science education. Some
educational institutions, in an effort to socialize students
into a preset mold, discourage any unconventional or
imaginative responses. It appears that the system theorists
would agree with Feyerabend that science education (or any
discipline built on that model) usually prohibits unusual
ways of formulating, solving, and evaluating problems. And,
if we no longer equate strategies with personal traits, we
can extrapolate an invention without psychological
explanations. The problem with the term creativity, its
allusion to autonomous genius, leads to problems in attempts
to encourage creative solutions; if we follow the lead of
system theorists and Feyerabend, we might look away from
individual traits and toward textual and cultural practices.
Invention As A Language Game
"Proliferation," the generative principle, which for
Feyerabend, replaces creativity, changes the relation between
the context of discovery and the context of justification.
While "the context of discovery tells the history of a
particular piece of knowledge, the context of justification
explains its content and the reasons for accepting it. Only
the later context concerns the scientist"(FR 110). "In the
history of Science, standards of justification often forbid
moves that are caused by psychological, socio-economic-
political and other 'external' conditions"(AM 165).
Psychological research on invention explains that when we
invent theories, "we often make moves that are forbidden by
methodological rules." Because these two contexts (discovery
and justification) gather conflicting information, we have
to confront the problem of which context deserves
preferential treatment. Feyerabend suggests that "they must
be given equal weight." These contexts actually function as
"a single uniform domain of procedures"(AM 167).
The generative procedure makes the context of
discovery, the history of science, an integral part of
science itself. No longer do "facts" and "data" justify
theories. Instead, the difference between (often
incommensurable) ideas implicitly modulates the progress of
justification. Comparison replaces analysis and observation
as the test of ideas, while the supremacy of falsifiability,
as the gatekeeper of scientific knowledge, gives way to
eclectic affirmation of both true and false ideas--false only
from the perspective of (scientific) common sense. Science
and common sense depend on the formal logic of
falsifiability; this logic insists that theories must contain
the possibility that new empirical evidence may prove the
theory false (or true). This logic depends, therefore, on
the idea of objective evidence.
Because the alternative sensibility, conditioned by
dialectical thinking, depends on comparison of ideas, not on
the single idea of objectivity, this sensibility dissolves
everyday thinking (including ordinary scientific thinking)
and everyday practice "into nothing." But Feyerabend
explains how this dialectic between true and false already
exists in the history of science. A scientist, like
Galileo, begins with a "strong belief," which runs counter to
the "contemporary reason and experience." This belief
spreads and "finds support in other unreasonable beliefs."
It can, as of yet, find no support in the objective facts of
contemporary experience. Then, technologists build new kinds
of instruments to find evidence to confirm the belief.
Finally, an ideology forms which contains arguments for
specific phenomena in many areas of research. In this
scenario, "theories become clear only after incoherent parts
of them have been used for a long time. Such unreasonable,
nonsensical, unmethodological foreplay thus turns out to be
an unavoidable precondition of clarity and empirical
success"(AM 26-27). Thomas Kuhn offers a slightly different
version of change. As Kuhn explains, "anomalies do not
emerge from the normal course of scientific research until
both instruments and concepts have developed sufficiently to
make the anomaly which results recognizable as a variation of
expectation."29 And he continues by explaining that "the
conditions which make the emergence of anomaly likely and
those which make anomaly recognizable are to a very great
extent the same"(Kuhn 763, note 16). Kuhn does not stress
the emergence of an unreasonable belief before the anomaly
appears. But both theories agree that even science depends
on "false" ideas and "unmethodological foreplay" for its own
progress. Science does not progress according to strict
methods and accurate descriptions. Science education, on the
other hand, inscribes a method into the particular context of
discovery as a justification; this pedagogy simplifies the
processes of invention and discovery not by highlighting the
essential patterns of these processes but by "simplifying its
participants," students of the sciences. Science's
complexities give way to the demands of pedagogical
efficiency.
Psychoanalytic models suggest that the boundary between
language games and individuals blurs when we examine
cognition more closely. Although this chapter focuses on
textual models, a psychoanalytic perspective can suggest ways
to conceive of creativity without the primacy of a conscious
masterful mind, and this perspective can link the cognitive
systems model with my textual approach. Indeed,
psychoanalytic conceptions of creativity suggest that the
machinations of forces outside the control of any individual
ego resemble the linguistic procedures discussed above by
Sternberg: analogy and combination.
In traditional psychoanalytic models, creativity
requires the use of "primary-processes," which function by
grouping apparently different objects according to some
common element and then generalizing across rational
domains. In primary-process thinking, "a class is a
collection of objects that have a predicate or a part in
common . and that become identical or equivalent by
virtue of this common part or predicate."30 The combination
of this process with "secondary-processes" (i.e., rational
thinking) forms the tertiary process and converts the
"primitive thinking" into "innovating powers." The
amorphous process occurs without expression in words,
images, thoughts, or actions of any kind; instead of
appearing a concept it emerges as an endocept. Endocepts
(e.g., surprise, hesitation, and doubtfulness) appear as
"atmospheric" or "global experiences."
A paleologic (paleo, Greek for old) responds to these
endocepts. This logic works by identification according to
similarity of formal structure rather than meaning. For
example, Arieti tells the story of a man obsessed by the
fear that his wife was poisoning his food; later the man
admitted that the wife had "poisoned his life." This type
of identification allows the "stream of thought to proceed
in a large number of directions"(Arieti 75). Arieti
suggests three processes of association at work in
paleologic: contiguity, similarity, and par pro toto (part
for whole). "The few ideas that are associated by
contiguity and similarity stand for a whole constellation of
ideas (par pro toto) and tend to bring about the whole
constellation"(Arieti 97). The associative processes have
three corresponding stages; first, the abstraction of
unities and grouping according to contiguity; then,
metaphoric connections between similar elements; and,
finally, the inference of the not given from the given, the
whole from the piece. By explicating these procedures,
Silvano Arieti helps us understand creativity as structured
like a linguistic procedure and arising from processes
outside our rational control. Later chapters will explore
further the textual basis for invention.
The comparison between the psychological perspective
and Feyerabend's agenda has identified some differences and
similarities. More importantly, it has begun to chart a
different route for research. As Frank Barron urges in the
Sternberg anthology, "we have reached such a point of
development of our knowledge of creativity that it is ready
for application."31 This application requires the
manipulation of images and commonplaces. For example,
Darwin's use of the tree image, according to Howard Gruber in
the Sternberg anthology, helped generate the principle of
natural selection.32 Images generate ways of thinking. In
terms of where we find these images, Feyerabend argues that
art functions "as a necessary means for discovering and
perhaps even changing the features of the world we live
in"(AM 52). He suggests we use examples from art (he
mentions dada explicitly) as generative models and as
research methods not merely as objects of study.
In her book How Great Ideas are Born, Denise Shererjian
suggests that, among other things, creativity is aided by
travel.33 Roland Barthes uses a tourist's visit to the city
as a model of invention in Empire of Signs. Tourism functions
like a trope in defining the qualities of an invention
process. While most tourists bring home memories, Barthes
brings home an image of loss, of being lost. From his mis-
haps, he hints at the consequences of a rhetoric premised on
getting lost among the places or loci in a kind of memory
theater or city. He travels not for inspiration, but in
order to find a language for that which resists taxonomic
classification and scientific fact-finding. From the
impasses and detours he encounters he builds a method of
inventing something from nothing, of making much of little.
Barthes's text functions neither as an ethnography, nor
as a philosophical treatise on otherness, but as a model.
The image of wandering through the City, in this case Tokyo,
functions not as an object of study, but as a model of
invention; it demonstrates how to find our way or make
connections between topics, and by making those connections
to invent something other, different, or innovative. The
maps of invention examined here, from psychology and cultural
studies, pave a route to this city of invention. Only by
elaborating on the metaphors and images we use to frame our
thinking can we investigate the implications of the way we
organize our knowledge. Studies of problem setting, rather
than problem solving, will teach us how to make knowledge
accessible and provocative. Moreover, art and literary
models offer a way to study what we do not know, something
Other, different, or as of yet impossible.
Notes
1 Francois Lyotard, The Postmodern Condition (Minneapolis:
University of Minnesota Press, 1984), 15. Hereafter referred
to in text as Lyotard.
2 Feyerabend writes about his cultural criticism of
creativity in Farewell to Reason and Against Method. Paul
Feyerabend, Farewell to Reason (London: Verso, 1987).
Hereafter referred to in text as FR. cf. Paul Feyerabend,
"Creativity--A Dangerous Myth, Critical Inquiry (Summer,
1987), 13, 4. Paul Feyerabend, Against Method (London:
Verso,1975). Hereafter referred to in text as AM.
3 Unidentified reporter, The New York Times (19 October
1931), as quoted in Ronald Clark, Edison: The Man Who Made The
Future (New York: G. P. Putnams's Sons, 1977), 31.
4 Wyn Wachhorst, Thomas Alva Edison: An American Myth
(Cambridge: The MIT Press, 1981). cf. Carolyn Marvin, When
Old Technologies Were New: Thinking About Electric
Communication in the Late Nineteenth Century (New York:
Oxford University Press, 1988). For discussions of the
patent fights over the movie camera and projector see John L.
Fell's editorial introduction to Film Before Griffith
(Berkeley: University of California Press, 1983), and for a
discussion of how Edison's assistant W. K. L. Dickson
actually invented the motion picture camera see Gordon
Hendrick, The Edison Motion Picture Myth (Berkeley:
University of California Press, 1961).
5 Penelope Murray, "Poetic Genius and Its Classical
Origins," in Genius: The History of an Idea, Ed. Penelope
Murray (New York: Basil Blackwell, 1989), 3.
6 J. P. Guilford, "Creativity," Presented as the
presidential address to the American Psychological
Association annual meeting at Pennsylvania State College on
September 5, 1950. Published in American Psychologist
(1950), 5, 9: 444-454.
7 E. Paul Torrance, "The Nature of Creativity as Manifest
in Its Testing, in The Nature of Creativity: contemporary
psychological perspectives, Ed. Robert Sternberg (New York:
Cambridge University Press, 1988), 68. cf. E. P. Torrance,
Role of Evaluation in Creative Thinking, Report of project
number 725, U.S. office of Education, H.E.W., 1964.
8 Thomas Anderson, "Beyond Einstein," in Interactive
Multimedia: Visions of Multimedia for Developers. Educators.
and Information Providers, Ed. Sueann Abron and Kristina
Hooper (Redmond, Washington: Microsoft Press, 1988), 197.
9 cf. Jacques Lacan, "Desire and the Interpretation of
Desire in Hamlet," Yale French Studies (1977), 55/56. Lacan
explains that the conscious individual cannot bridge "the
gap" in reality. He suggests that the development of
concepts and rituals, which we use to bridge that gap, arise
from unconscious forces completely out of our control.
10 Philip Johnson-Laird, "Freedom and constraint in
creativity," in The Nature of Creativity: Contemporary
Psychological Perspectives, Ed. Robert J. Sternberg (New
York: Cambridge University Press, 1988), 208.
11 Michael Cole, et. al., The Cultural Context of Learning
and Thinking: An Exploration in Experimental Anthropology
(New York: Basic Books, 1971).
12 Teresa Amabile, The Social Psychology of Creativity
(New York: Springer-Verlag, 1983), 5. cf. Beth Hennessey
and Teresa Amabile, "The conditions of creativity," in The
Nature of Creativity: Contemporary Psychological
Perspectives, Ed. Robert Sternberg (New York: Cambridge
University Press, 1988), 11-38.
13 D.K. Simonton, "Socio-cultural context of individual
creativity: A trans-historical time-series analysis,"
Journal of Personality and Social Psychology (1975), 32. cf.
D.K. Simonton, "Formal Education, Eminence and Dogmatism:
The Curvilinear Relationship," Journal of Creative Behavior
(1983), 17, 3. cf. Dean Keith Simonton, "Creativity,
leadership, and chance," in The Nature of Creativity:
Contemporary Psychological Perspectives, 386-426.
14 J. Young, "What is Creativity?" Journal of Creative
Behavior (1985), 19, 2: 77-87.
15 L. M. Terman, "The Gifted Child Grows Up," In Genetic
Studies of Genius, Vol. 4, Ed. L.M. Terman (Stanford, Calif.:
Stanford University Press, 1947), 448.
16 H. Lasswell, "The Social Setting of Creativity," in
Creativity and Its Cultivation, Ed. H. Anderson (New York:
Harper & Brothers, 1959), 217.
17 M. I. Stein, Survey of the Psychological Literature in
the Area of Creativity With a View Toward Needed Research,
Cooperative Research Project number E-3, H.E.W (New York: New
York University, 1962). cf. M. I. Stein, "Creativity as
Intra- and Inter-Personal Process," in A Source Book for
Creative Thinking, Ed. S. Parnes and H. Harding (New York:
Charles Scribner's Sons, 1962), 85-92.
18 Cited in E. P. Torrance, Role of Evaluation in Creative
Thinking, Report of project number 725, U.S. office of
Education, H.E.W., 1964, 1-2.
19 Howard Gardner, "Freud in Three Frames: A Cognitive-
Scientific Approach to Creativity," Dedalus: Journal of the
American Academy of Arts and Sciences, (Summer, 1986), 105-
134. This is an earlier and unacknowledged, but nearly
identical, version of Gardner's "Creative lives and creative
works: a synthetic scientific approach," in The Nature of
Creativity: Contemporary Psychological Perspectives, 298-
321..
20 Mihaly Csikszentmihalyi, "Society, Culture, and Person:
A Systems View of Creativity," in The Nature of Creativity:
Contemporary Psychological Perspectives, 332. Hereafter
referred to in text as Csikszentmihalyi.
21 Robert Weisberg, "Problem solving and creativity," in
The Nature of Creativity: Contemporary Psychological
Perspectives, 173.
22 Karl Popper, "Knowledge: Subjective versus Objective"
(1967), in Popper Selections, Ed. David Miller (Princeton,
N.J.: Princeton University Press, 1985), 60.
23 J. Bransford, R. Sherwood, N. Vye and J. Rieser,
"Teaching Thinking and Problem Solving: Research
Foundations," American Psychologist (1986), 41, 10: 1080.
24 See for example Robert B. Ray, "The ABC of Visual
Theory," and Gregory L. Ulmer, "Handbook For a Theory Hobby,"
Visible Language, Special Issue on "Instant Theory: Making
Thinking Popular," Ed. Craig Saper, (Autumn 1988), 22, 4:
423-448 and 399-422.
25 Twila Z. Tardif and Robert Sternberg, "What do we know
about creativity?" in The Nature of Creativity: Contemporary
Psychological Perspectives, Ed. Robert Sternberg (New York:
Cambridge University Press, 1988), 438. Hereafter referred to
in text as Tardif and Sternberg.
26 Robert Sternberg, Beyond IO: A Triarchic Theory Of
Human Intelligence (New York: Cambridge Univ. Press, 1985).
cf. Robert Sternberg, "Intelligence, Wisdom, and Creativity:
Three is Better Than One," Educational Psychologist (1986),
21, 3: 175-190. Robert Sternberg and J. Davidson, "Insight
in the Gifted," Educational Psychologist (1985), 18. Robert
Sternberg and D. Caruso, "Practical Modes of Knowing," in
Learning and Teaching: The Ways of Knowing, Eds. Eisner and
Rehage (Chicago: University of Chicago Press, 1985).
27 Mihaly Csikszentmihalyi and J. Getzels, The Creative
Vision: A Longitudinal Study of Problem Finding in Art (New
York: Wiley, 1976).
28 Robert Sternberg, "Intelligence, Wisdom, and
Creativity: Three is Better Than One," Educational
Psychologist (1986), 21, 3: 187.
29 Thomas Kuhn, "The Historical Structure of Scientific
Discovery, Science (June 1, 1962), 136: 763. Hereafter
referred to in text as Kuhn.
30 Silvano Arieti, Creativity: The Magic Synthesis (New
York: Basic Books, 1976), 71. Hereafter referred to in text
as Arieti.
31 Frank Barron, "Putting creativity to work." in The
Nature of Creativity: Contemporary Psychological
Perspectives, 76. cf. Frank Barron, "The Psychology of
Imagination," in A Source Book for Creative Thinking, Ed. S.
Parnes and H. Harding (New York: Charles Scribner's Sons,
1962).
32 Howard Gruber and Sara Davis, "Inching our way up Mount
Olympus: the evolving-systems approach to creative thinking,"
in The Nature of Creativity: Contemporary Psychological
Perspectives. cf. Howard Gruber, "Darwin's "Tree of Nature
and Other Images of Wide Scope," in On Aesthetics in Science,
Ed. Judith Wechsler (Cambridge, Mass.: The M.I.T. Press,
1978), 131.
33 Denise Shererjian, How Great Ideas are Born (New York:
Viking, 1989).
CHAPTER TWO
INVENTION-TOURISM
a space not of seeing but of doing.
Roland Barthes, Empire of Signs
On arriving in a foreign city, the point is to learn,
not how to find your way, but how to lose it.
Walter Benjamin
Out-Of-Towners
Lost in a tangle of streets without names, unfamiliar
with language, customs, and rituals, and guided only by a map
which resembles an illegible palimpsest, a middle-aged man
wanders around a crowded Asian city. If we add a robbery to
this scene, then we might expect Karl Maiden to appear from
an alley telling us not to forget our American Express
Travler's Checks. That infamous commercial plays on our
greatest fears about otherness. Indeed, as the commercial
teaches us, unless we can hope to reduce chaotic foreignness
to a series of commodities, unless we can, that is,
incorporate the threat of difference, we probably should not
leave home at all. Faced with this dilemma, the writer "at
one and the same time knows and hesitates."1
Who would celebrate precisely those elements of travel
we find most threatening? It is Roland Barthes, not Malden,
who can hardly contain his enthusiasm for an otherness which
eludes him. And, his Empire of Signs, which resembles a
travel guide, includes only the absolutely other within
tourist attractions. The "neglected study of tourism"2
offers a way to understand both the social aspect of spatial
structures (in this case the city of Tokyo) and, by
extension, an invention-tourism. As many urban and cultural
theorists recognize, "the organization, and meaning of space
is a product of social translation, transformation, and
experience."3 The experience of the tourist in a foreign
city defines the urban experience as much as, if not more
than, architectural practice. This essay explores a way to
use socio-spatial settings to think with, learn from, and
invent out of. It uses a tourist's visit to the city as a
model of invention; tourism becomes a major trope in defining
the qualities of that invention process. Barthes's use of
tourism brings with it all of the, often derogatory,
connotations from social histories and literature. As he
does in A Lover's Discourse, he appears to take a
particularly un-fashionable pose: a tourist in the age of
sophisticated travellers and ethnographers.
Tourism predates modernity, as Dean MacCannell
explains, "in the same way that capitalism predates
Protestantism. But this is not the point. Premodern
tourists were not socially organized as they are today.
Sightseeing, before about seventy-five years ago, was mainly
speculative and individualistic"(MacCannell 194). That
social construction and organization of the modern tourist
has as much to do with critical and literary discourses as it
has to do with merely travelling to exotic places. Indeed,
travellers often define themselves in opposition to a
mythical "Tourist." "The Tourist," mocked by writers from
Ruskin to E.M. Forester, never seeks the authentic, while
actual "tourists demand authenticity"(MacCannell 104). That
pilgrimage defines their very essence. All the pictures and
stories on the attraction draw them to experience the "Real
Thing." By challenging the notion of the authentic, while
taking on a touristic rhetoric of adventure, Barthes
resembles "The Tourist." That pose puts him, paradoxically,
at odds with tourism because of the "long-standing touristic
attitude; a pronounced dislike, bordering on hatred, for
other tourists" as if to say 'they are the tourists. I am
not'(MacCannell 107). Indeed, it is a commonplace among
tourists and travel writers to denigrate "The Tourists" as
passive spectators, who expect interesting things to happen
to them, and expect everything to be done to them and for
them. Andy Warhol struck a pose similar to Barthes when he
remarked that he liked the postcard version of the "Mona
Lisa" more than the real thing.
Neither MacCannell nor Barthes scoff at this touristic
activity. As noted above, by not scoffing they,
paradoxically, oppose the tourists' elitist discourse.
MacCannell defends tourists against the intellectual nay-says
who claim to have privileged access to the authentic,4 while
Barthes becomes a tourist looking for The Japanese City. He
initially wants to domesticate all cultural differences until
he can incorporate them into the familiarity of his own
language. He goes to Japan with the ultimate travel fantasy
to visit a far-away place from the comfort of his own home
(language). He finds only a loss of his semiotic mastery and
inadequacies in his familiar language. He confronts a block
to any positivistic knowledge; over and over again he meets
an impasse, what he would later call the punctum, which
resists any metalanguage to describe the signs of Tokyo. If
we equate tourism with Auguste Comte's sociology-religion, as
MacCannell does, then Barthes's invention-tourist lacks the
positivistic fervor necessary for a successful pilgrimage to
The Center of the Foreign City. Barthes is the worst sort of
tourist: he lets things happen to him, he allows himself to
be thrilled by cliches like the Zen experience or the cute
Japanese style of packaging, and, worst of all, he does not
attend to the "real beauty" of Tokyo; he looks only at
peripheral details. He uses tourism as a way to interrogate
his relation to objective truth-seeking.
Tourists' claims to the contrary, tourism functions as
a metonymic indicator of the current redefinition of the
categories of "truth" and "reality" precisely because tourism
disrupts the notion of authenticity. Dean MacCannell
describes how tourist traps highlight what exists throughout
all tourist sites and everyday life: inauthenticity.
[T]ourist settings, like other areas of
institutional life, are often insufficiently
policed by liberal concerns for truth and beauty.
They are tacky. We might also suggest that some
touristic places overexpress their underlying
structure and thereby upset certain of their
sensitive visitors: restaurants are decorated like
ranch kitchens; bellboys assume and use false,
foreign first names; hotel rooms are made to appear
like peasant cottages; primitive religious
ceremonies are staged as public pageants.
(MacCannell 103)
The earlier reference to American Express concerns the common
assumption that tourism "seeks to make the world a series of
accessible sites, equivalent as markers for goods."(Culler
167). Again, paradoxically, it can only do this by reducing
the threat of alienating difference or otherness while still
maintaining its authenticity. Barthes poses as a tourist who
finds the authentic inaccessible and discovers an otherness
invading the familiar. These missed encounters and
threatening situations could be part of a tourist's worst
nightmare. Those moments of impasse and detour function as
intense intersections which resist an almost religious faith
in positivism common to semiotics, ethnography, and tourism.
This faith in positivism accounts for the prejudice
against those tourists who would seek anything less than the
absolutely authentic. The social construction of this truth-
seeking tourist began, as noted above, during the nineteenth
century. The use of the guide-book quickly stigmatized "its
bearer in contrast to all that was indigenous, authentic, and
spontaneous."5 In literature and criticism the tourist
became the dupe of deception and crass manipulation. In a
contemporary version of this mythic deception, one researcher
describes how "a Turkish respondent of mine, whose job it is
to divert tourists off the main thoroughfares of Istanbul to
a backstreet leather coat factory, described the language he
uses in his work as 'Tarzan English, you know, the kind one
reads in comic books'(MacCannell 200). In Puerto Rico, a
popular joke tells of a man who in his dreams dies and goes
to hell; he finds hell contains dancing girls, gambling, and
booze, and he has a wonderful time. Upon awakening, he makes
a covenant to live his life in sin and try for hell instead
of heaven. When he dies, he goes to hell; Satan gives him a
pitch-fork and tells him to start shoveling the hot coals.
In protesting, he recounts his dream, and asks where are the
dancing girls, the booze, the gambling, and all the rest.
"Oh that's for the tourists," Satan replies.
As the authentic recedes, efforts to follow it lead
inevitably behind-the-scenes. For example, a travel guide to
Disney's EPCOT suggests we put one such attraction on our
"must-see list." It explains that "the Hidden Treasures of
The World Showcase tour will give you a better understanding
of the art, architecture, and culture of the world showcase
countries. You'll also get some surprising behind-the-scenes
looks at several pavilions."6 To discover the authentic
holds sway over many tourists, especially ethnographers and
semioticians. Once the tourist goes behind-the-scenes, the
attractions out front might no longer appear authentic at
all. The tourist seeks the staging ground to learn more and
to protect against the un-fashionable pose of the unknowing,
or worse, the deceived tourist, and this double liberal
desire to see the real life of other people and to avoid
deception sometimes takes on a morbid (but perhaps
politically necessary) cast. For example, tourists to Dachau
are told that
the Dachau Memorial Museum is open year round
except for Christmas and national holidays. As
with most of Europe, crowds are at their peak
during the spring and summer. The morning hours,
however, will afford the viewer the most intimacy.
Visitors during the fall and winter will find the
camp most depressing as the Bavarian weather will
shroud the sight in a gray blanket.7
Do we really need to know so much, in such detail, not about
Dachau, but about getting an authentic intimate view of a
concentration camp. In Hiroshima Mon Amour, about a French
woman's visit to Hiroshima and the memorial museum there, the
Japanese man tells the visitor, who says she saw the horror
at the museum, "You weren't there, you don't know." The
distinction to extrapolate from these anecdotes is not merely
between knowing and ignorance; sometimes chronological
history, the desire to know, and the effort to avoid
deception prevent otherness from having any impact on our
language and lives. We see, we know, we understand; what
does the attraction think of us?
This essay explores what Kristin Ross describes as "an
'ethics of combat,' one that poses space as a terrain of
political practice."8 Barthes uses the spatial ambience of
the urban terrain for an "ethics of combat" rather than an
aesthetic appreciation of Tokyo. His adventure resembles the
Situationists' drivess9 Both projects attack the control of
the imagination through the complementary categories of
creativity and rationality. Barthes attempts to "grasp the
everyday without relegating it either to institutional codes
and systems or to the private perceptions of a monadic
subject."10 He rejects both science education's method and
subjective genius as the cause of knowledge. The city
becomes, in this scenario, "not merely a network of streets,
but a conjunction of habit, desire, and accident"(Ross &
Kaplan 3). The practice Barthes describes is "situated
somewhere in the rift between the subjective,
phenomenological, sensory apparatus of the individual and
reified institutions"(Ross & Kaplan 3).
Invention-tourism loosens the hold of any one context
or any supposedly limitable context and, by doing so, allows
information to function generatively. It uses information to
suggest different contexts or the illimitable boundaries of
contexts. It no longer finds information circumscribed by
given contexts and applicable only to particular problems.
This generative scholarship uses tourist attractions, not as
objects of study, but as guides for research. The
attraction, paradoxically both the epitome of the real thing
and its negation, calls into question both hermeneutics of
truth and meaning and outright rejections of the desire to
know (more, other, differently, etc.). All too often critics
equate the rejection of critical hermeneutics with the
rejection of the desire to know. The tourism model shows how
this equation need not hold: the tourist, especially the
denigrated mythic one, wants to know more about an obviously
staged or inaccessible authenticity. Tourists seek these
paradoxical moments (cliched objects and unique combinations)
in which learning becomes a matter of jumping tours rather
than using contextualized information for given problems.
This model is not a cure-all, nor a "How To" manual on
creativity; it offers instead a way to understand the
importance of how we frame our questions and present our
knowledge. If we present information with an invisible
frame, then little invention takes place. If, on the other
hand, we delay conclusion and foreground the process of
construction, then invention becomes like Brecht's Epic
theater; it becomes distanced. This distance and
forestalling conclusion occurs by interweaving codes and
references. Textual machinations replace the expression of a
transcendent author.
By using a visit to the city as a model of invention,
tourism becomes a major trope in defining the qualities of
that invention process. And, as the cultural histories of
tourism explain, tourists always want to find the "Real
Thing." Yet, contrary to the claims of these truth-seeking
travellers, tourism, by creating sights "for the toursits,"
disrupts the notion of authenticity. The invention-tourist
does not ask what to think about all the attractions; the
invention-tourist wonders/wanders what the attractions think
of us.
In this urban territory where streets have no names,
where the neighborhoods and city alike have only empty
centers, where a cook "cooks nothing at all"(ES 24), and
where "emptiness is produced in order to provide
nourishment"(ES 24), the impasses support this landscape with
a "central emptiness, forcing the traffic to make a perpetual
detour"(ES 32). The moments of loss or getting lost become
the intense potential detours of invention. What I argue is
that Barthes's efforts to find his way through Tokyo leads to
a kind of rhetorical way-losing, a lost-sense necessary for
invention.
The extrapolated method of inventing from a breakdown
of semiotic mastery uses the procedures of selecting,
turning, sifting through objects and attractions (in every
sense of that word). That is, Barthes diverges from the
tourist's discourse of truth-seeking by allowing the trope of
tourism to affect, provoke, and comment upon his writing
practice. Through that use, he hints at an invention-tourism
premised on an image of loss, of Being lost; he hints at the
consequences of a rhetoric premised on getting lost among the
places or loci in a kind of memory theater or city. In
classical rhetoric, invention is the act of recalling stored
information; finding something to say by moving from locus
to locus is aided by the memory theater's ability to store
information. The ancient art of memory shifts a process from
cognition to a discursive practice. Invention, similarly, is
a discursive practice rather than a cognitive trait.
Invention depends on how we store and recall knowledge rather
than on what we know or who we are. Different than the art
of memory, which teaches a way to recall information,
invention works by loosing the way among that stored data.
The two systems are closely related and cannot be thought of
separately, but in invention, movement rather than place
becomes crucial to knowledge production. We can know the
world by following and generating links as tourists lost in a
foreign city rather than as mneumenitists in a familiar
place.
In a discussion of memory and writing, Plato rejects
the performances of epic poetry. Knowledge in that oral
culture depended on an artificial memory system, which made
use of visual images, temporal "becoming" rather than
transcendent "being," a mixture of fact and fiction, and
audience participation. As Jacques Derrida explains, even
though Plato agrees that writing is "good for memory,"
writing is for Plato "external to memory, productive not of
science but of belief, not of truth but of appearances."11
Plato objected to the passive recitations of poetry because
it created a monument of memory (hypomnemata) rather than
living memory (mneme). In their efforts to visit or recite
these monuments rather than think for themselves, the
audience lost any hope of thinking as individual subjects.
Plato coined an appropriate phrase for the epic audience, who
he claimed had a lost-sense and could not reason for
themselves; he called them "sight-seers." Invention-tourism
depends on the play between sightseers and seers; it depends
on using sightseeing (in every sense) in an invention program
which resembles the seer's activities.
As I have argued, contrary to the notion that tourists
want only the cheap imitation, they want to "get off the
beaten path" and "in with the natives." Tourists desire to
share in the real life of the places they visit. The
modernist and romantic versions prize "the unpromising,
remote, or marginal places off tourism's beaten track as the
havens of a valid genius loci"(Buzard 165). Barthes, on the
other hand, does not find revelations in marginal areas far
away from tourist attractions; he finds the impasses and
detours, what he later calls punctums, right there where
"everyone" goes. As an unsure tourist, unsure of his own
frame for understanding what he tours, he does not mock
tourism like elitist tourists; his pose as a "mickey mocker"
abandons the romantic search for authenticity and the
modernist myth of originality. He occupies the smudged, the
effaced, the cliched in order to find a language for that
which resists taxonomic classification and scientific fact-
finding. Barthes's discourse is very different than, for
example, Ruskin's, who in order to subvert the authority of
the Murray guidebooks ironically incorporated that discourse
into his own work. Ruskin writes,
Without looking about you at all, you may find, in
your Murray, the useful information that it is a
church which 'consists of very wide nave and
lateral aisles, separated by seven fine pointed
arches.' And as you will be--under ordinary
conditions of tourist hurry--glad to learn so much,
without looking, it is little likely to occur to
you that this nave and two rich aisles required
also, for your complete present comfort, walls at
both ends, and a roof on the top."12
Barthes does not rely on any guide book. The city
nevertheless deceives, blocks knowledge, and offers
everything-up as tourist attractions (e.g., a Pachinko
gallery, the Bunraku theater, restaurants, etc.). His
opening comment to Empire of Signs, "Orient and Occident
cannot be taken as 'realities'"(ES 3), take on reverberations
of the degraded activities of the tourist: finding only the
unauthentic, the reproduction, the "Japanesy" instead of the
"Japanese." Like a typical tourist tale, one of Barthes's
anecdotes describes how he follows a map in vain, telling the
taxi cab driver when to turn. Finally, he asks the driver to
stop at a phone booth so that he can call for new directions.
We never learn if he reached his destination or not. There
is nothing peculiar about this story; everyone has
experienced the frustrations of following "bad" directions.
So it comes as a surprise when Barthes not only affirms the
experience but builds a method of invention from this and
other impasses.
Seduced by the absurdity of this travel guide, one can
imagine Mr. Hulot playing Barthes in an eventful trip to
Japan. Hulot, the central character in Playtime and other
films by the French director Jacques Tati, would, like
Barthes, move through this disastrous adventure unaware of
the seriousness of the situation. Yet, by doing so, he would
teach us, like Joyce's Bloom (a "Charlie Chaplin as
advertising agent" who takes "pratfalls within mass commodity
culture"13), about the wonders of this Otherness which we
usually try to contain and repress. We would tag along as
Barthes-as-Mr. Hulot on holiday struggled with the
"apparently illogical, uselessly complicated, curiously
disparate address system"(ES 33). The journey would take us
from a close encounter with a violent student protest to the
Pachinko galleries, where everyone appears as if working in a
factory instead of enjoying an amusement. Of course, Tati
would stage amazing sight gags in the rooms which Barthes
tells us look the same upside down as right side-up. Our
hero would visit stationery stores and puppet theaters. Most
of the time he would, like the most degraded of all tourists,
wander around lost. And, as always, end up in yet another
restaurant, where he could marvel over everything from
chopsticks to things floating in his murky watery soup. His
"Japanned" picture would appear in the newspaper to his
surprise. Ebisu, the Japanese god of tourism, would appear
not in its traditional form of a hunchback but as an "ugly
American."
More than an amusing film treatment, Barthes's
"controlled accidents" go beyond our hero's mishaps to a
method of "yielding to the path of the initial dispatch"(ES
28): a method of making much of little. He delicately
selects, turns, and sifts through objects and attractions (in
every sense of that word) to meet with differing aspects of
nothing, or the loss of a centered meaning and memory. He
finds over and over again "a shock of meaning lacerated,
extenuated to the point of its irreplaceable void"(ES 4).
Even the essence of the "Japanese thing" is determined not by
a positive value or meaning, but by a frame, a frame of
"nothing, empty space which renders it matte (and therefore
to our eyes reduced, diminished, small)"(ES 43). That
diminutive character which "tends toward the infinitesimal"
creates a sense of a collection of fragments organized around
an impasse, an empty center of meaning. His own language
shows its internal tensions, its impasses to sense, and its
limits. These moments of loss or getting lost become the
intense switches or detours of invention. Efforts to navigate
through Tokyo, what architects call "wayfinding," leads to a
kind of rhetorical waylosing. The image of wandering through
the city functions as a model of invention.14
In a discussion of travel guides, Barthes complains
that these guides give travellers only an abstract reading of
a place and exclude the possibility of appreciating the non-
monumental and the temporal.
Generally speaking, the Blue Guide testifies
to the futility of all analytical
descriptions, those which reject both
explanations and phenomenology: it answers
in fact none of the questions which a modern
traveller can ask himself while crossing a
countryside which is real and which exists in
time.(M 75-6)
The rejection of analytic descriptions and the inclusion of
the temporal and a concern for extreme particularities mark
much of Barthes's work. He seeks that which resists the
eternal values of Art and Knowledge. These values always
presume to exist outside the vicissitudes of time, the lives
of people, and the contingencies of place. Barthes rejects
those methods, from analytic history to formalism and
structuralism, which attempt to protect these values. But
rather than leave a vacuum in their place for some romantic
notions to fill, he proposes methods and procedures to
approach that which the study of Art, Literature, and
Knowledge have left unnoticed on the wayside. As Barthes
shifts away from the enlightenment project of Mythologies,
especially in the last ten years of his life, the tourist
guide no longer functions merely as an illusory veil or
displacement of reality. In those years he makes a decisive
break with efforts to appreciate form, structure, or
Knowledge. While his early works contain flashes of the
importance of the particular, he does not yet incorporate
those moments of insight into a larger project. In the later
works, he no longer attempts analytic elucidation of a
terrain; instead, he provokes us to approach the absolutely
particular in our readings, viewings, travels, etc. And out
of this particularity he builds a general method: a method
of writing as well as reading. This essay could, in fact,
introduce a Barthes Guide, vexing and difficult, but still
useful to the tourists.
In America, the challenge comes less from the Eternal
values usually found in museums, histories of Art, and canons
of Literature, than from the pseudo-science of supposedly
neutral and objective description. As Barthes notes, the
myth of travel embodied in the Blue Guide had already begun
to give way to statistics and rankings of the banal. "Notice
how already, in the Michelin Guide, the number of bathrooms
and forks indicating good restaurants is vying with that of
'artistic curiosities'"(M 76). Who can doubt the veracity of
a guide which gives addresses, telephone numbers, and prices
of motels along the road, and who would think to question the
validity of such truths? In his early work, like
Mythologies, Barthes demonstrated how these everyday facts
hid many underlying assumptions; in his later work, he
noticed how our attention to facts discounted and ignored the
particularities these facts presumed to offer. By focusing
attention on the monumental or the statistical social
geography, we often fail to notice the city-spiel (play of
the city's structure), the setting. He went further: he
offered an alternative method to both fact mongerers and
calculators of eternal values. He offered an alternative to
descriptive readings which depend on the abstract notions of
aesthetics, knowledge, or even empirical objectivity. The
essence of (rhetorical) traveling is not "certain boring and
useless things: customs, mail, the hotel, the barber, the
doctor, prices"(ES 13). What is traveling? Meetings, Barthes
answers. The rendezvous becomes that momentary intense
intersection, like a train station, an empty value, which
sets in motion a perpetual combination of lines.
Empire of Signs primarily teaches us about a discursive
method rather than about architecture, building, or urban
planning. Beatriz Colomina, in her editorial introduction to
Architectureproduction, explains how architecture refers to
interpretation and criticism, not merely to buildings. She
goes onto explain that "a building is interpreted when its
rhetorical mechanism and principles are revealed."15 With
the mechanical reproduction of the image of the City the size
of the audience increases. As that image influences the
audience, the cognitive maps of cities changes. The audience
(the tourist in front of a building, the reader of a journal,
the viewer of an exhibition or a newspaper advertisement)
"increasingly become the user, the one who gives meaning to
the work"(Colomina 9-10). The meaning Barthes makes out of
the City has more to do with "a tourist in front of a
building" than the function of buildings and streets. He
does not live in a city; he uses images of the city to talk
about discursive practices and rhetoric. That is, his
efforts at "wayfinding" lead toward an invention.
Designers interested in the situation of disorientation
in cities have noted the importance of a conceptual image or
cognitive map. Wayfinding depends more on cognitive maps and
on what one knows about a situation than on what one sees.
The recognition of a cognitive-textual aspect to space
conceives of space as a textual translation. Feminist work
on cities also points to the importance of contextual factors
in mapping a city. In a discussion of detective fiction, one
critic asserts the difference between how female detectives
conceived of a city versus how men picture cities.
The tradition of the detective novel clearly
deals with the questions and darkness of the
city, but from Williams' description, it seems
to do so in a particularly masculine way: the
rational abstract intelligence, elevated and
separated from others, which isolates and
differentiates until it identifies a single
cause 16
Women writers of detective novels, on the other hand, "see
light and change in the city as well as darkness"(Sizemore
155). This rather pat contrast does highlight an alternative
to the film noir city. This essay focuses not on the solution
of the dark city crimes, but on those elastic intersections
and confusing boundaries which provoke both male and female
detectives with unsolved enigmas. What the comparison of
male and female writers does, perhaps unintentionally, is
suggest that the city is a textual system, not merely a
neutral setting.
The most influential of studies of urban design and one
of the first to consider a city as a text, Kevin Lynch's The
Image of the City, argues that "the mishap of disorientation"
creates
a sense of anxiety and even terror that . .
reveals how closely it is linked to our sense
of balance and well-being. The very word
"lost" in our language means much more than a
simple geographical uncertainty; it carries
overtones of utter disaster.17
This essay focuses on the linguistic and rhetorical overtones
of the word lost. In helping us to work through those
overtones, Lynch lists the elements of disorientation in the
image of the city: direction ambiguity, characterless path,
lack of differentiation, elastic intersection, weak or absent
boundary, point of confusion, and many others. The knowledge
of these disorientations has influenced urban planning. For
example, Paul Rabinow explains how, in the mid-60s, an
enormous effort at urban planning began in France. He
writes, "In addition to including the latest technological
and functional advances, the urbanism teams were directed to
create a symbolism of urbanity and micro-spaces of
sociability embodying the values of comfort, ease, and
centrality."18 He goes on to quote the authors of the
"authoritative Histoire de la France urbaine" who conclude
their discussion of this urban planning project by saying,
"The material to be worked on is as much human behavior as
the physical environment."19 Rabinow's thorough exploration
of the norms of modern life addresses how the image of the
city became "an object to be harmoniously ordered" and
organized according to "an urban parallel to Bentham's
Panopticon"(Rabinow 211-212). Urban architecture can be read
as an effort to enact "universal norms for humanity" and that
"three universal needs--shelter, boundaries, and signaling--
provided the grid of intelligibility"(Rabinow 244). Foucault
uses such plans and schemes as "strategic exemplars" "as a
means of illuminating not an entire age but particular nuclei
of knowledge and power"(Rabinow 212). Like the project
undertaken here, Foucault's Discipline and Punish finds a way
of thinking with an image (e.g., the Panopticon).
The image which this essay focuses on has little to do
with being controlled, or seen, from a panopticon. Instead,
this essay addresses the image of getting lost, of being out
of sight or unsighted. The Yiddish term, farblonzhet,
expresses the affect we can only translate as lost or
confused. It describes the pause one takes at a crossroad;
not the certainty of knowing you are lost, but the self-doubt
implied in asking am I lost? It suggests more of what
Barthes tries to describe than the English lost because it
makes that spatial description more personal and meditative.
It describes a situation between lost and the decision to try
a different route. Farblonzhet used as an initiator of an
invention-tourism functions as an instant selecting, turning,
and sifting of possibilities intersecting in a momentary
break with certain knowledge.
The image Barthes uses to explore rhetoric resembles
neither the intelligible image of the rational city, nor the
legible image of the functionalist city. In that sense,
Barthes's Tokyo is not a Modern image of a city, and the
rhetoric he describes is, likewise, found at weak boundaries
and elastic intersections of classical rhetoric. The two
moments of invention-tourism, an encounter with elastic
intersections and wandering around weak boundaries, make the
impasses productive. The elastic intersections function as
punctums.
Attractions
For Barthes, the punctum appears as something not-
quite-in-harmony, a problem or an impasse.20 The vacillation
in knowledge which falls between subjective expression and
objective grammar corresponds to moments of farblonzhet.
Like Proust's madelaines, punctums provoke involuntary
memories. The train station epitomizes this shuttling of
desire. The station always alludes to other places as it
"permits departure"(ES 34). This place of other places
functions as a relay of desire: always pointing to something
outside itself. Like a passenger jumping at the arrival of
"his" train, Barthes gets hooked not because of an
interesting detail in a photograph, but because of where that
detail promises to take him. Proust's involuntary memories
begin with a childhood scene of waiting in his bedroom for
his mother to kiss him good night; analogous to this
connection of the mother's figure with involuntary memory,
the most potent punctum, for Barthes, is a photograph of his
mother. In this photograph, "the mask vanished"(CL 109) and
the air was "consubstantial with her face," but instead of
the past made present ("it is happening"), the past arrests
the present. This puncture or arrest in reading does
function as an index of a past reality, an identification of
"that has been." It cynically proves that reality is missing
and dead. In terms of this death, Barthes's choice of the
word "consubstantial" alludes, again, to Bazin's theory of
cinema. Bazin makes an analogy between the photographic
image and the shroud of Turin, but Barthes has perverted this
religious metaphor by casting his mother in the role of
Christ; he personalizes the truth. The religious idea that
Christ's flesh and blood coexists with the wine and bread
given during the Eucharist closely resembles Bazin's notion
that the dead past coexists in the present. Barthes perverts
the analogy by suggesting we feel pity, instead of guilt or
exaltation, for the past, and he raises this pity to such a
mad intensity that it suggests a death without heaven,
without return. Rather than the past living-on in our
presence, Barthes ask us to consider certain photographs as
textual time machines. For example, a photograph of a man
condemned to die puts us into a past time or an anachronism
of culture; as Barthes writes, "He is dead and he is going to
die ...."(CL 95). The analogy between the death mask and the
photographic image still holds, but his ecstatic logic allows
photography to "reverse the course of the thing"(CL 119).
This "temporal hallucination" indicates an emergent symbolic
system. As Barthes writes,
I want to change systems: no longer unmask,
no longer to interpret . . Let us imagine
that the science of our la~si were to
discover, one day, its own lapsus, and that
this lapsus should turn out to be: a new,
unheard-of form of consciousness?(LD 60)
The punctum, as a lapsus in our current understanding of a
chronological model of reading, forces knowledge of
discontinuity and fragmentation; it makes us vacillate. The
reader or spectator stumbles. Interpretation becomes "an
action of thought without thought, an aim without a
target"(CL 111). Barthes uses this vacillation as the
"initial dispatch," which sets the course of inquiry. One
might easily misunderstand this lapsus, which Barthes
explains as implicating the viewer, as something which will
eventually reappear like a missing address. But, this "no
address" (or noh address) only appears in art or in reality
as a something missing, a structural inconsistency, an empty
gesture. The inability to find a fit, or to place the look
in a body (spectator's, author's, politic's, etc.)
disconcerts Barthes. He responds to that "noh place" with a
writing which originates neither in a first person narration,
nor a third person narration. He speaks what Mary Wiseman
calls "no person," neither private nor communal. He does not
argue for a universal truth, nor does he make an argument for
adopting particular practices.
This no address of the no person functions as a method
to study the punctum as a "spider's web" where the subject
"dissolves" into a "speck, cut, little hole--and also a cast
of the dice." This loss and emptiness in the photograph
"takes you outside yourself"(Grain 352), or carries you back
to something that was and is no more. That effect marks the
"photograph's transgression of the logocentric association of
the real and the present."21 It offers an alternative to
conventional logocentric notions of reading: a breakdown of
spatial and visual conceptions or symbolic codes. As Jacques
Derrida explains, logocentric or spatio-visual metaphors
(e.g., absence versus presence) center or orient Occidental
or Western conceptions of writing. He interrogates the
"analogy between our looking and sensible looking."22 All
philosophical descriptive language depends on the metaphor of
vision. Spatial metaphors (e.g., inside versus outside) "are
embedded . at the very heart of conceptuality itself."23
Logocentric logic, which describes in one spatially oriented
stroke how something looks, its boundaries, and how one can
see or understand its meaning, falters when confronted with
the figural excess of variations and multivalence. The map
of Tokyo has a center, an empty center, which mirrors the
subject's empty center.
Obviously, Barthes's guide to this city of invention
does not resemble AAA's "trip tic," but it does provoke us to
travel, to wander, and to think through the urban landscape.
The new logic teaches us that what attracts his attention
becomes Tokyo--hence its conceptual boundaries always change.
Usually we describe the elements of a city, but with a
retroactive logic, the qualities retroactively connect to the
city. With the clash of cultures and languages, racism
appears in cities especially with outsiders like tourists
looking for the authentic. The man who spoke like "Tarzan"
to fool the tourists, in the example cited above, played with
those prejudices. Indeed, thinking with stereotypes and
schemas is more common than common sense. That organization
of information is always riven with punctums, always open to
a lost-sense; nevertheless, the attraction depends, in part,
on this everyday or popular thinking. Indeed, as we will see
in chapter three, researchers in artificial intelligence now
try to program computers to have prejudices instead of formal
scientific or rational logics.
Racism works not by accusing an individual of some
supposedly derrogatory quality (e.g., lazy, greedy, boring,
etc.), but by claiming that members of a race or group always
have those qualities. Prejudice works by retroactively
attributing a quality to someone only after they are
identified as a member of a group. It is not racist to say
you are dirty and you are a Jew. It is racist to say, All
Jews are dirty; therefore, retroactively you, as a Jew, are
dirty. This retroactive logic can justify prejudice against
large groups of people--we need not know anything besides
your difference from the dominant group. This racist logic
leads to a whole group being subjected to a metaphoric
cleansing. Indeed, Christian propaganda used this
retroactive logic to banish, punish, and, in the Nazi's
extension, exterminate the dirtiness (the Jews). By claiming
incorrectly that Jews belonged to a race distinct from other
races, retroactive logic allowed them to be permanently
differentiated as unclean, and, hence, prohibited from
conversion by baptism or cleansing. That is, the racist
syllogism would read: All Jews belong to a single race. You
or your parents are Jewish; therefore you must belong to that
race. If the premise is accepted as true and the case is
true, then by accepting the conclusion one accepts the
premise. To forestall prejudice against otherness, one must
infect this logic with something that can call into question
the premise.
Barthes explores this retroactive reasoning in his
examination of otherness. Instead of protecting himself from
otherness, difference, and circular misunderstanding, he
allows differences to rattle the foundations of sameness.
Retroactive temporality creates what Barthes calls
"anachronisms of culture and illogicalities of itinerary"(ES
79). His language can say nothing, or only nothing, about
this foreign city; therefore, his language has,
retroactively, blank spots in it. He does not first
recognize his language's inabilities; instead, he notices the
inaccessibility of the "Empire of Signs." These signs (of
nothing, or with no central meaning) designate, only after
the encounter, the weak points in his semiotic mastery. He
does not blame the signs for their tenacity; he finds fault
with his premise of semiotic mastery. From this discovery,
Barthes goes onto discuss language, writing in general, not
only in relation to his encounters with "Japan." The
singular disruption becomes the wholee movement of his
writing practice around impasses. The logic of Empire of
Signs works according to the following syllogism. My
semiotic mastery can understand how meaning is constructed.
There is a lack of meaning in this territory. Therefore,
semiotic mastery fails. Again, we can compare this to a
racist logic if we make the syllogism a bit more abstract.
All of this group have meaning. Within that group one does
not have meaning. Therefore, the method of designating
meaning is flawed. The understanding of all sign systems
changes, and the general rule or premise is proven false.
There is a subtle distinction between this logic and one that
merely states that the particular case proves the premise
false. Barthes does not claim that this territory is merely
an exception to the rule, he claims it retroactively proves
the rule false and untenable. Prejudice allows for
exceptions, not doubt.
This politics uses the "initial dispatch" of the
punctum in a combinatory similar to what the situationists
called d6tournment. This detour of the signifiers functions
to derail tourism, "the leisure of going to see what has
become banal."24 In this derailing of the tourist attraction
and the discounting of the monument in favor of the street,
d6tournment loosens the meaning of each element--"which may
go so far as to lose its original sense completely . ."25
Not an empirical object, but an object of desire, the realm
of our likes, dislikes, and fantasies (what Lacan calls the
"Imaginary order") regulates the course of Barthes's
movements. He explains that "the system of the imaginary is
spread circularly, by detours and returns the length of an
empty subject"(ES 32). These detours function according to a
retroactive temporality. In classical rhetoric and
structuralism, language functions according to a
chronological temporality. The sign's meaning can not
reverse, the signifier cannot change the signified, but
repetition, "the circularity which makes the one pass into
the other indefinitely," allows, according to Derrida, "the
production of some elliptical change of site."26 As Derrida
writes, "Repeated, the same line is no longer exactly the
same, the ring no longer has the same center, the origin has
laved."27 A retroactive time distorts deduction and
induction.28 For example, Barthes explains that the elements
he finds do not add up to a totality called Tokyo, a
irreversible signified, and he also explains that he does not
begin by looking for the qualities, or signifiers, of Tokyo.
The metonymic collection of fragments creates a kind of
synergistic effect without a center.
Roger Cardinal explains how to recognize details which
function as punctums. He places Barthes's work on "third
meaning" and the punctum in relation to other similar work
like the Surrealist's "paranoid criticism." That criticism
emphasizes "irrational knowledge fed by a tangential features
of the film shaped in the light of oneiric associations--a
kind of errant dream-criticism"(Cardinal 114). He also
describes other types of details, obviously intended or
intended but understated, which do not function as punctums
or according to third meaning. His essay explores how we can
use peripheral details as part of a decentered reading
strategy. This strategy does not focus on the intended
meaning of a film, but on details which are poignant to the
viewer. Rather than use details as examples to prove a point
about a film's form or meaning, Cardinal suggests that the
use of peripheral details, details probably unimportant to
other viewers, offers an alternative way to understand films.
The use of peripheral details calls into question what it
means to read. Indeed, Cardinal argues that the decentered
reading strategy offers an alternative to "literate" reading.
This strategy demands a willingness to experiment and
to attend carefully to films. In that sense, it fulfills one
of the major concerns of film studies: to encourage students
to attend more carefully to the cinematic apparatus. Rather
than follow the story or appreciate the film making, the
decentered attention floats in "mischievous curiosity which
inspires a non-acquiescent look and leads to a conscious
prioritization of that which is other than the focal
image"(Cardinal 114). As Cardinal explains, "there can be
creative energies released by virtue of a studied dislocation
of the gaze from the center of the frame to its quirky
circumference"(Cardinal 114). Passive spectators will find
this strategy practically impossible, but active spectators
will succeed if they add something to the film which, as
Roland Barthes writes, is "nonetheless already there." In
arguing that we must add something to the film which is
already there, Barthes suggests that saying any old thing
will result in the same unproductiveness as saying the same
old thing. More importantly, his description of the punctum
as both added and already there suggests that what
simultaneously escapes language and has a meaning (i.e., a
third meaning); he creates new meaning for something which we
can say nothing about. The punctum requires you to find
something as of yet unsaid, something different,
supplemental, or left over.
There are obviously intended details. For example, in
Hitchcock's Notorious, the heroine, a government agent who
marries a suspected Nazis to uncover his scheme, picks-up the
key to the wine cellar where her husband has secretly stored
uranium. When he goes to kiss her hands, she hugs him, drops
the key behind him, and kicks it under a table. In the next
scene, we look down in an establishing shot over a large
formal party; in a single shot, the camera cranes down until
the screen fills with the heroine's hand; we see the key back
in her possession. This is an example of a central and
centered detail. In the last scene of Welles's Citizen Kane,
the camera cranes over a warehouse of Kane's belongings. In
the penultimate shot of the film, we see workmen through a
sled into the furnace; the words on the sled, "Rosebud," were
Kane's last words, and an unsolved mystery for the
investigator of his life. In both of these examples, we
cannot help but notice these details. Indeed, they are
arguably the two of the most famous scenes in the history of
cinema. In producing films, directors use details to build
or conclude a narrative.
The understated detail appears as a reinforcement of
themes or narratives, or as part of less conventional
narratives. The final scene in Antonioni's The Passenger and
the opening scene of Coppola's The Conversation, a film
strongly influenced by Antonioni's Blow-up, use understated
details to build or conclude the narrative. The last scene
of The Passenger begins when the hero lies down to take a
nap; the camera records only what can be seen of the dusty
dirt plaza outside the window. Assassins who have pursued
the hero throughout the film arrive. We see the assassin in
the room only briefly in a reflection in one of the windows.
Later, the hero's wife arrives and when asked if she knows
the victim, she says, "no, I never knew him." The hero's
new-found girl-friend says, "yes, I knew him." This scene
concludes both the narrative and thematic lines of this film
about switching identities. The Conversation begins with a
crane shot of a city park in San Franscisco. The camera
follows a mime and then follows various other characters
around the park. As we piece together the relationships
between the various characters, we learn that a surveillance
team has an elaborate system to record a couple strolling
around the park. The enigma, why are they following such an
unlikely pair, involves the spectator and the investigator in
a nightmarish look at the implications of voyeurism. Many of
the initial scene's details become quickly recuperated into
the narrative and thematic structure. We are led through the
sometimes understated details like tourists consulting a
guide to know what to look at next.
The multi-media tourist-text makes use of found
materials. Its use or programming of that material functions
as a way to organize and access information for invention.
In that sense, in responds to the challenge of the cultural
and cognitive scientists who have stressed the importance of
textual models in allowing for invention. The invention-
tourist-text is a model of an invention informatics. It re-
iterates texts by using peripheral details. Barthes explains
that even in the most tightly controlled films available,
peripheral details can appear. To stress his point, he
chooses Eisenstein's Ivan the Terrible, Part I, a film and
director famous for the careful control over every element of
the film's form and mise-en-sc6ne. We need not look for
peripheral details in unseen or peripheral films; we need not
search through rare archives to find the marginalized. One
can find the peripheral detail in the most control sites;
like a tourist, who stands in front of the monument and can
not help but notice some "unimportant detail," the peripheral
is not the modernist dream of the authentic away from the
crowd. We need not leave the tourist attraction, the movie
theater to find it. We need not mock the tourists and praise
the discoverer. For those dreams of conquering new
territory, of finding the authentic where no one has looked
before, carry with them the baggage of colonialism,
imperialism, and even sexism. The peripheral detail, the
tourist's attractions, is neither heroic nor uniquely
authentic.
Barthes's decision to focus on an apparently carefully
controlled film, Ivan the Terrible, and the recognition that
peripheral details appear even in the most trite, crass, and
insipid films suggests how one can use Barthes's method in
analyzing other films. The goal in this dissertation is not
to use the punctum to read films with, but an example can
further define a reading strategy based on the punctum.
According to Hollywood lore, the most takes in any film
occurred during the shooting of Chaplin's City Lights: one
scene took over three thousand takes to produce. This
startling number of re-takes indicates an obsessive desire to
control the final product. These takes also indicate the
importance in this film of the pro-filmic event rather than
camera set-ups or editing. Indeed, when looking at this
film, one is struck both by the unimaginative mis6-en-scene,
camera work, and editing, and, conversely, by the minute care
and brilliance in choreographing the actors' movements. The
sets, nearly empty of any detail, and Charlie's central and
centered sight-gags make this film an appropriate limit case
for Barthes's theory. Only by carefully scanning the film
can one find any details, never mind peripheral and
unintended details. The plot of the film concerns a blind
"flower girl" and a homeless "tramp." He falls in love with
her and, in spite of many misadventures, he raises enough
money for her to have an sight restoring operation. She
gains her vision and is very disappointed to see her hero,
who she assumed was wealthy, is actually a tramp. To
identify intended, understated, and peripheralized details in
City Lights, allows one to discover the differences between
these details. Only by actually touring films can one pick-
up punctums.
In a discussion of an often cited film, which was
supposed to teach a group of indigenous people the
importance of boiling water, Barthes suggests how punctums
might occur in representation.
According to an old experiment, when a film was
shown for the first time to natives of the African
bush, they paid no attention to the scene
represented (the central square of their village)
but only to the hen crossing this square in one
corner of the screen. One might say: it was the
hen that gazed at them.29
Pecked by the punctum, Barthes investigates a "kind of
subtle beyond--as if the image launched desire beyond what
it permits us to see..."(CL 59). As Barthes explains, the
punctum's gaze "is located beyond appearance: it implies at
least that this 'beyond' exists, that what is 'perceived'
(gazed at) is truer than what is simply shown"(Barthes,
1983, 240). As Lacan explains,
In our relation to things as constituted by the
path of vision and ordered in the figures of
representation, something shifts, passes, is
transmitted from stage to stage, in order to be--
invariably, to some degree--elided: this is what
is called the gaze.30
Resistant to your consciousness, the gaze alludes to a
staining or a resist as in the dying of fabric: a stain in
an image. This not seeing something, of something missing or
lost functions as neither part of a personality nor an
element in a discursive structure, except as a loss or
blockage in that structure. Jane Gallop explains this "blind
field" as something outside the frame; in her discussion of
such photographs where "things continue to happen outside the
frame"(Gallop 153), she discusses how in those cases even
certainty escapes the frame. Barthes's word choice in his
discussion about the lack of intention involved in punctums
betrays his doubt: "the detail that interests me is not, or
at least not rigorously, intentional, and probably it must
not be . it does not necessarily attest to the
photographer's art"(CL 79-80)[emphasis added by Gallop].
Barthes "cannot be certain the detail that pricks him is not
intended"(Gallop 158). But, faced with this and other
uncertainties about the unsayablee," he admits he has "no
other resource than this irony: to speak of the 'nothing to
say'"(CL 93). This nothing becomes the locus around which
Barthes travels in Empire of Signs. Each frame of reference,
which can appear as a photograph, a narrative, a video, a
metaphor, or an essay's argument, can contain a links to
something outside the frame. The links in multi-media
computer programming for invention connect to other frames of
reference. The punctum links frames even at the expense of
rational certainty. This literal discontinuity or lack of
certainty appears as a structural inconsistency. It thus
contradicts readings which rely on authorial intention,
aesthetic formalism, or cultural contextualizations. It
cannot support readings which found themselves on the
consistency of text or context. It always depends on a
blurring between view and viewer, framed and framer, etc. It
cannot exist as an unchanging image in a picture nor as a
definitive frame of reference. It passes between frame and
picture. The punctum becomes a pass-word or a passage among
figurative snapshots.
Wandering
Walter Benjamin's description of his "Arcades" project
describes a selection procedure similar to Barthes's:
"Method of work: literary montage. I need say nothing.
Only show. I won't steal anything valuable or appropriate,
any witty turns of phrase. But the trivia, the trash: this,
I don't want to take stock of, but let it come into its own
in the only way possible: use it."31 Just as Joyce, in
Ulysses, borrows "advertisement's capital to turn it to his
own uses," Barthes builds his method from the trivial as a
significant component of the alternative symbolic system
(Advertisements 123). For example, the haiku focuses on the
trivial but raises the image to neither the metaphoric, the
symbolic, nor the paradigmatic. Barthes's space of doing
closely resembles Benjamin's letting the trivia come into its
own by using it.
In combining the elements, the goal is to create a
light, fragile, and "fresh" product. These qualities arise
from the looseness of construction. No one element dominates
the others; "everything is the ornament of another
ornament"(ES 22). This "purely interstitial object"(ES 24)
has no deep substance. As the signs empty of meaning, a
visually raw effect appears: not a deep meaning, nor a
secret code, but a construction which shows its joints. Like
the logic of advertisements, without discernable authors but
with personal messages, the logic of Empire of Signs connects
fragments according to the magnetism of gossip or graffiti.
Barthes writes through street talk or the popular. The walk
follows special places which produce anemnesis. "Things
extra and other (details and excesses coming from elsewhere)
insert themselves into the accepted framework, the imposed
order. The surface of this order is everywhere punched and
torn open by ellipses, drifts, and leaks of meaning: it is a
sieve-order"(Everyday 107). This is the order of Tokyo. The
map cannot help us here.
Barthes uses the improper, disordered, and irrational
as a method of research. Michel de Certeau argues that this
impropriety lies at the origin of many investigations.
"(B)outs of surprise (in the same way there are bouts of
fever), the sudden jubilatory, semi-ecstatic forms of
"astonishment" or "wonder" . have been, from Aristotle to
Wittgenstein, the inaugurators of philosophical activity.
Something that exceeds the thinkable and opens the
possibility of 'thinking otherwise' bursts in through
comical, incongruous, or paradoxical half-openings of
discourse." He goes on to explain that these philosophers
find "events of a thought yet to come"(Heterologies 194). As
Gregory Ulmer explains, "this 'impropriety' is necessary in
any case because Barthes addresses a level of reality that
exists at the limit of knowledge excluded from the extant
codes of both opinion and science."32 Even scientific
breakthroughs, as Paul Feyerabend argues, depend on making
moves forbidden by methodological rules. "Theories become
clear only after incoherent parts of them have been used for
a long time. Such unreasonable, nonsensical,
unmethodological foreplay thus turns out to be an unavoidable
precondition of clarity and empirical success."33
The procedure makes use of variations, substitutions,
and multivalence without deciding on how these choices
support a particular truth or argument. In that sense, this
logic allows for brainstorming without unnecessary criticism.
It builds on the fascinations or manias usually discarded by
conventional reading practices; it allows for the intensity,
patience, and personalized analogies necessary for generating
associations; it makes reading into an invention situation;
and it understands variations of expectation as indicators of
emergent ideas, metaphors, or even a new paradigm. Empire of
Signs explores details which resist taking a meaning within
current symbolic systems; these extreme particularities
suggest an unheard-of symbolic system. The new rhetoric does
not merely offer a negative criticism of a dominant ideology
of reading, writing, or thinking; out of the failures of
empirical reading strategies it builds a method: select,
combine or turn, and frame or sift.
Details or extreme particularities appear as temporal
problems or anomalies in reading. At those moments something
happens. "This something--which is etymologically an
adventure--is of an infinitesimal order: it is . an
anachronism of culture . an illogicality of
itinerary."(ES 79). These "changes in reading" indicate a
disruption of the symbolic system, that binary opposition
which holds our conceptions in place. After selecting these
details, we combine them in a bricolage which highlights
suspicions, affirmations, transgressions, and our desires.
Then, we frame this combination to encourage an active
reading, to have the text become a model.
Invention-Tourism As A Minor Language
Such recombination does not pierce the materials, but
gradually unravels them; it does not cut them from another
context, but finds the "natural fissures"(ES 18). Each gap
appears as a "fissure of the symbolic," the rift between
individuals and institutions. Barthes looks for what exceeds
the institutional explanations and from that builds the
combinatory of otherness. The invention of otherness out of,
as well as in, commonplaces involves what Gilles Deleuze and
Felix Guattari call a minor literature. This
"deterritorialized language, appropriate for strange and
minor uses," disrupts the usual connection between an
individual and a social background.34 For Barthes, the
social milieu does not serve as a mere background, but rather
it allows him to, in Deleuze's and Guattari's terminology,
"pickup ideas." This invention through a minor method allows
Barthes "to become a nomad and an immigrant and a Gypsy in
relation" to his own language (Kafka 19). Although he uses
an image of a foreign city, his commentary suggests that what
becomes strange and foreign is his own language. From within
the major language, he finds the possibility of minor
languages and internal tensions. He becomes a "sort of
stranger within his own language"(Kafka 26). He finds not a
foreign city but, in a prophetic image of the contemporary
Japanese cultural and financial expansion, a linguistic or
rhetorical Oriental zone in the Occident. As one
Congressional representative said, "the United States is
rapidly becoming a colony of Japan."35 Indeed, one educator
even claims that "we used to export philosophy. Now we
import it [from Japan]."36 This minor method entails
escaping "the force of gravity to enter a field of
celerity"(Kafka 36). As Jean Baudrillard explains, Japan
manages, "in what seems to us an unintelligible paradox, to
transform the power of territoriality and feudalism into that
of deterritoriality and weightlessness."37 This minor method
not only digs a space for Otherness but also calls into
question the ground of both subjectivity and any stable or
major method: it floats, like a tourist on a cruise, from
place to place, topos to topos.
In his discussion of Tokyo, Barthes explains that
that city's address system "is apparently illogical,
uselessly complicated, curiously disparate," but this
alternative system requires that the knowledge of a city
"usually managed by map, guide, telephone book," gives in to
a system not based on the abstractions of printed culture but
on the "gestural practice."
This city can be known only by an activity of
an ethnographic kind: you must orient
yourself in it not by book, by address, but
by walking, by sight, by habit, by
experience; here every discovery is intense
and fragile, it can be repeated or recovered
only by memory of the trace it has left in
you: to visit a place for the first time is
thereby to begin to write it: the address
not being written, it must establish its own
writing.(ES 36)
Barthes focuses on the "delicate communication" of someone
drawing directions and explaining how to follow the visual
cues to a particular address. In reading these diagrammatic
directions, Barthes recovers the writing practice by
retaining "the gesture of my interlocutor reversing his
pencil to rub out, with the eraser at its other end, the
excessive curve of an avenue, the intersection of a
viaduct"(ES 34). The fabrication of the address fascinates
him more than the address itself. By following the gestural
marks in each reading and by re-reading that address, he
creates an occasion to recover the process of constructing a
narrative. "When an artist struggles with material .
sounds, words . it is . that struggle and that
struggle alone that is in the last instance being told."38
Instead of a single abstract metalanguage, like a printed
map, Barthes's method requires us to engage with, experience,
and write the text the way a lost visitor might wander
through a foreign city: slowly with surprises and
hesitations.
The cognitive map does not appear continuous, unified,
logical, or complete. The wanderings no longer uncover
denotative meanings nor certain destinations. The text
becomes a situation rather than a substance. It has less to
do with definitive meanings than with potential combinations
and with changing the setting or frames for understanding.
A practice of invention which takes into account cultural
criticisms of creativity, Barthes's model depends neither on
genius, nor on rational method. The twenty-six sections of
Empire of Signs, which suggest an alphabetic guide or set of
instructions rather than a subjective journal, explain, as
they demonstrate, invention without inward reflection or
objective goals. This burrowing through the city, neither
centered on speech nor limited by reason, writes its own
rules as it explores an unheard-of symbolic system.
We no longer know the topos or place in advance, nor
have abstract rules to guide our thinking. Barthes lets the
materiality of language and culture decide his path and
orient invention. He explores and elaborates on the vehicle
of the metaphor topoi to disengage invention from the
metaphysics of any transcendent strategy or genius outside of
the shared cultural commonplaces about the City. He returns
invention to a writing practice and leads us to find
Otherness inscribed in common categories of the urban
landscape. As he wanders from place to place, topic to
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