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[COMMITTEE PRINT] FORTY-EIGHTH REPORT TO CONGRESS (January 1 Through December 31, 1977) OF THM DEPARTMENT OF DEFENSE In Accordance With Section 2455, Title 10, U.S.C. (Formely Section 8 of Public Law 426, 82d Congress) OF THE DEFENSE CATALOGING AND STANDARDIZATION ACT OF 1952 REPORT OF THE INVESTIGATIONS SUBCOMMITTEE OF THE COMMITTEE ON ARMED SERVICES UNITED STATES HOUSE OF REPRESENTATIVES NINETY-FIFTH CONGR SECOND SESSION 0OCU N1 JUNE 30, 1977 U.S. GOVERNMENT PRINTING OFFICE 31-3160 WASHINGTON : 1978 HOUSE COMMITTEE ON ARMED SERVICES NINETY-FIFTH CONGRESS, SECOND SESSION MELVIN PRICE, Illinois, Chairman CHARLES E. BENNETT, Florida SAMUEL S. STRATTON, New York RICHARD H. ICHORD, Missouri LUCIEN N. NEDZI, Michigan CHARLES H. WILSON, California ROBERT L. LEGGETT, California RICHARD C. WHITE, Texas BILL NICHOLS, Alabama JACK BRINKLEY, Georgia ROBERT H. (BOB) MOLLOHAN, West Virginia DAN DANIEL, Virginia G. V. (SONNY) MONTGOMERY, Mississippi HAROLD RUNNELS, New Mexico LES ASPIN, Wisconsin RONALD V. DELLUMS, California MENDEL 3. DAVIS, South Carolina PATRICIA SCHROEDER, Colorado ABRAHAM KAZEN, JR., Texas ANTONIO B. WON PAT, Guam BOB CARR, Michigan JIM LLOYD, California LARRY McDONALD, Gerogia THOMAS J. DOWNEY, New York GOODLOE E. BYRON, Maryland CHARLES WHITLEY, North Carolina JOHN B. BRECKINRIDGE, Kentucky BOB STUMP, Arizona BOB WILSON, California WILLIAM L. DICKINSON, Alabama G. WILLIAM WHITEHURST, Virginia FLOYD SPENCE, South Carolina DAVID C. TREEN, Louisiana ROBIN L. BEARD, Tennessee DONALD J. MITCHELL, New York MARJORIE S. HOLT, Maryland ROBERT W. DANIEL, JR., Virginia ELWOOD H. (BUD) HILLIS, Indiana DAVID F. EMERY, Maine PAUL S. TRIBLE, JR., Virginia ROBERT E. BADHAM, California JOHN J. FORD, Staff Director INVESTIGATIONS SUBCOMMITTEE SAMUEL S. STRATTON, New York, Chairman ROBERT L. LEGGETT, California ROBERT H. (BOB) MOLLOHAN, West Virginia DAN DANIEL, Virginia HAROLD RUNNELS, New Mexico RONALD V. DELLUMS, California LUCIEN N. NEDZI, Michigan BILL NICHOLS, Alabama ROBIN L. BEARD, Tennessee DAVID C. TREEN, Louisiana ROBERT W. DANIEL, JR., Virginia ROBERT E. BADHAM, California JOHN F. LALLY, Counsel (II) ASSISTANT SECRETARY OF DEFENSE WASHINGTON. 0. C. 20101 MANPOWER. RESERVE AFFAIRS 4 MAY 1978 AND LOGISTICS Honorable Melvin Price Chairman, Committee on Armed Services House of Representatives Washington, D. C. 20515 Dear Mr. Chairman: As prescribed by Section 2455, Title 10, United States Code, we are enclosing the Forty-eighth Annual Report on the Department of Defense (DoD) Cataloging and Standardization Programs. This report covers the period from January through December 1977. Reports on these two programs have been combined in accordance with the provisions of Section 2455. Inasmuch as the Congress in its legislation directed that the Secretary of Defense report any other data which he considers will best inform Congress on the status of the Cataloging and Standardization Programs, there is included information concerning such DoD Programs as Screening and Interrogation, North Atlantic Treaty Organization Codification, Item Management Responsibilities and other significant accomplishments. These plans and programs are directly associated with the development and/or utilization of cataloging or standardization data and have been initiated to provide additional means of insuring more effective utilization of materiel resources. Sincerely, Enclosure As stated JOHN P. WHirTE Assistant Secretary of Defese (Manpowert Reserve Affairs & ogstiC) (M) Digitized by the Internet Archive in 2013 http ://archive.org/details/congressOOu nit 48TH REPORT DEPARTMENT OF DEFENSE CATALOGING AND STANDARDIZATION PROGRAMS 1 JANUARY 31 DECEMBER 1977 FEDERAL CATALOG SYSTEM The Federal Catalog System is a Government-wide program established by law, administered by the Department of Defense in conjunction with the Administrator of the General Services Admin istration to provide a uniform system of item identification and assign National Stock Numbers to all items of personal property used by Government Departments and Agencies. Through the operation of this system, duplicate items are prevented from entering or are eliminated from the Government inventory, interchangeability among items is revealed, data to accomplish standardization is made available, logistics support throughout the Government is facilitated and Government/industry relationships are strengthened. All of these elements and products of the system improve materiel management and military effectiveness and promote efficiency and economy in logistics operations. The Defense Logistics Agency (DLA) is responsible for management and administration of the operation of the Federal Catalog System. North Atlantic Treaty Organization*(NATO) countries and other foreign countries' participation in the Federal Catalog System is by agreement or on an individual basis. TRENDS IN THE FEDERAL CATALOG SYSTEM Attached are two charts which depict Federal Catalog System Totals since December 1970 and the Status of Integrated Materiel Management in DoD for the same time period. These are provided to better- visualize the changes in the Federal Catalog System over the past eight years. The following paragraphs relate to these charts. FEDERAL CATALOG SYSTEM TOTALS As of 31 December 1977, the end of the reporting period, there was a total of 5,277,651 items on file. Of these, 4,753,377 National Stock Numbers (NSNs) represented active items of supply and 524,274 items were in an inactive status (those with no recorded managers). The matching of new item submittals (requests for NSN assignment) against inactive item identifications makes possible the reactivation of some inactive NSNs, thus avoiding the assignment of new NSNs. The number of active items included 139,994 "seiniactive" items. A semiactive item of supply is defined as an item which is not currently stocked at the wholesale level nor is future wholesale stockage authorized. This potentially inactive NSN must be retained in the system as an item of supply because it is in-use or on-hand below the wholesale level. (1) 2 ITEMS MANAGED BY THE UNITED STATES GOVERNMENT During the reporting period, 218,877 items were added to and 158,261 items were deleted from the U.S. Government portion of the Federal Catalog System files. This resulted in a Government-wide inventory of 4,199,264 items, a net increase of 60,616 during the period. This total includes NSNs assigned to items managed by the civil agencies, as well as to items managed by the Department of Defense. ITEMS MANAGED BY THE DEPARTMENT OF DEFENSE The ending inventory for this reporting period indicated 3,867,984 items, including 139,104 semiactive items, managed by DoD, a net increase of 61,184. This was the result of 215,073 additions to and 153,889 deletions from the Federal Catalog System. 157,995 of the 215,073 additions were accounted for by assignment of NSNs to new item identifications. The remaining were reactivations of inactive item identifications and reinstatement of previously cancelled items. As of the end of the reporting period, and within the total of 3,867,984 DoD item identifications, there were 3,122,239 which reflected items centrally managed, stocked, stored and issued. Of this latter quantity, 125,035 were designated as having no requirement for future procurement and should become inactive when existing wholesale stocks are exhausted. ITEMS USED BY THE MILITARY SERVICES The following table reflects the total quantities of items recorded in the central files of the Federal Catalog System as being used by the Army, Navy, Air Force, and Marine Corps on the 31st day of December for the years 1974 through 1977. The figures include items for which the Military Services operate as their own inventory managers and also those items for which the Military Services operate only as retail managers, Excluded from the U.S. Army figures are U.S. Army Tank Automotive Readiness Command (TARCOM) items. These items have been included under "Other Items Subject to Integrated Management". Military Service 31 Dec 1974 31 Dec 1975 31 Dec 1976 31 Dec 1977 Army 883,911 902,405 910,186 917,346 Navy 1,750,964 1,786,325 1,828,942 1,889,579 Air Force 1,751,893 1,791,519 1,807,485 1,869,974 Marine Corps 289,128 308,800 312,371 312,456 COMMONALITY OF ITEMS AMONG THE MILITARY SERVICES The total shown for each Military Service includes many stock numbers which are used also by one or more of the other three services and which are, therefore, included in their totals as well. The degree to which this commonality exists among the services is revealed by the following table: Used Also by One Military or More of the Percentage Service TOTAL Other Services Commonality Army 917,346 493,445 53.8 Navy 1,889,579 636,103 33.7 Air Force 1,869,974 661,896 35.4 Marine Corps 312,456 236,522 75.7 ITEMS MANAGED BY THE DEFENSE LOGISTICS AGENCY Of the 3,867,984 items recorded in the central files- as being managed by DoD, on 31 Dec 1977, 2,733,758 items, or 70.9 percent, were in the 331 commodity classes assigned to the general cognizance of the DLA for integrated materiel management. Of these, 1,940,047 items, or 71.0 percent, were- designated for inventory management by DLA, including 66,909 items which were designated by DLA as authorized for local procurement. The remaining 29.0 percent are retained for management by the Military Services. OTHER ITEMS SUBJECT TO INTEGRATED MANAGEMENT On 31 Dec 1977, there were 2,204 items in the three Federal Supply Classification (FSC) classes of tires and tubes assigned to the TARCOM; of these TARCOM was recorded as integrated manager on 2,194 items. TARCOM's mission includes integrated management of items peculiar to combat and tactical vehicles of Army design in any FSC class. TARCOM is presently recorded as the integrated manager for 47,633"items in other FSC classes, making a total in all FSC classes of 49,827 items. GSA has been assigned integrated materiel management for 69 FSC classes. At the end of the reporting period, there were 108,721 DoD items in these FSC classes and GSA was recorded as the integrated manager for 75,350 of these items. ITEM MANAGEMENT RESPONSIBILITIES FOR DOD USED ITEMS The following table displays the wholesale management responsibilities of the 3.9 million items used by DoD. The Federal Catalog System is the vehicle that collects, maintains and disseminates the management data elements necessary to assist in making management assignments and to achieve the overall DoD objective of "one-item/one-Manager" for all DoD used items. The DoD wholesale manager can take three forms: 1. The Commodity Integrated Materiel Manager (CIMM); i.e., DLA, GSA, TARCOM, etc., which is defined as an activity designated to exercise Integrated Materiel Management for a FSC group/class, commodity or items on a DoD or Federal Government-wide basis. 2. The Weapons Integrated Materiel Manager (WIMM), which is the Military Service Inventory Control Point that performs the DoD or Federal Government-wide Integrated Materiel Manager functions. 3. The Military Lead Service (MLS) Inventory Manager is an activity assigned the prime responsibility for the inventory management of a reparable, investment or end item of supply within a particular Military Service/Agency. The figures in Columns One and Two of the following table are the total number of items (3,392,845) currently under the single integrated management concept regardless of the number of activities using the items. The totals shown in the vertical columns are net DoD figures for CMM, WIMM and Total DoD Managed Items.. The total for MLS are gross registrations because a single item may be in the inventory of more than one Service. The total DoD Managed Items column reflects net items managed by Service. TABLE OF ITEM MANAGEMENT RESPONSIBILITIES FOR DOD ITEMS Activity CIMM WIMM MLS TOTAL DOD MANAGED ITEMS Army 49,827 187,789 72,831 310,447 Navy -- 517,010 160,966 677,976 Air Force -- 586,294 230,226 816,520 Marine Corps -- 33,076 5,366 38,442 DLA 1,940,195 .... 1,940,195 Other DoD -- 38 20,192 20,230 *GSA 78,618 .... 78,618 TOTAL 2,068,640 1,324,205 489,581 3,867,984 *These items are managed by GSA, but used by DoD. ITEMS MANAGED BY THE CIVIL AGENCIES GSA prepares and submits catalog data on behalf of all civil agencies except the Federal Aviation Administration (FAA) and the Coast Guard, which prepare and submit their own data. At the end of the reporting period, the central files included 331,280 items -recorded as being managed by civil agencies only, and an additional 247,915 items managed in common with DoD or a total of 579,195 items. During the reporting period, 49,385 items were reported as entering the civil agency supply system and 46,726 as being deleted, resulting in a net increase of 2,659 items. INTERNATIONAL USE OF THE FEDERAL CATALOG SYSTEM During the reporting period, 145,178 screening requests of part numbers and NSNs were processed against the central files; 279,479 user registrations were effected; and 31,714 new item identifications were prepared under the applicable international agreements, which resulted in assignment of new NSN's. As of 31 December 1977, a gross total of 3,647,517 user registrations were recorded to 12 NATO countries, 13 other foreign countries and 3 NATO agencies. The quantity of user registrations by country or agency was as follows: Belgium Canada Denmark France Netherlands Greece 231,112 305,882 118,097 330,428 245,662 214,605 NATO COUNTRIES Germany Italy Norway United Kingdom Turkey Portugal OTHER FOREIGN COUNTRIES Australia 465,830 South Africa 70,070 Japan 28,881 Iran 16,411 *Brazil 60 *Philippines 21 Israel 19,640 *Spain 254 *South Korea 93 New Zealand 66,520 *Egypt 155 *Saudi Arabia 4,602 Singapore 11,789 *Catalog Services are not furnished these foreign countries. User registration in the central files was recorded by the U.S. Military Services under the Foreign Military Sales Program. NATO AGENCIES NATO Supply Center 78,440 Logistics Working Group 107,254 NATO Inte. Comm. Sys. Mgt. Agency 178 The net total of NSNs with registered foreign managers was 1,635,649. Of this total, 554,113 were used solely by foreign governments and the remainder, 1,081,536, were used by one or more U.S. activities, as well as by one or more foreign countries. DESCRIPTIVE METHOD OF ITEM IDENTIFICATION Within the Federal Catalog System there are three basic types of Item Identifications: Full Descriptive, Partial Descriptive and Reference Method. For designated commodity areas the Full Descriptive Method of Item Identification is preferred and provides a data base defining the physical and functional characteristics of items, permitting the detection of duplicate items entering the system, the accurate assignment of National Stock Numbers and providing data for use in 728,693 69,009 268,521 259,753 5,537 20 competitive procurement, item reduction studies, research and development and other logistics purposes. The following chart reflects the current and past percentages of Full Descriptive Item Identifications managed: 31 December Activity 1975 1976 1977 Army 23.6 23.6 24.3 Navy 16.7 16.1 15.8 Air Force 17.3 17.0 16.4 Marine Corps 33.7 32.6 30.6 DLA 46.9 50.7 55.8 DoD 33.3 35.0 37.6 System 31.3 32.8 36.7 SYSTEM TRANSACTION PROCESSING During Calendar Year 1977, 36,334,127 Federal Catalog System transactions were processed. Of these transactions, 267,093 were new item submittals/reinstatements; 752,184 were cancellations of active or inactive NSNs; 1,044,312 were users add/delete or changes; 717,059 were standardization actions and 22,993,843 were file screening and interrogations by NSN or reference number. The remaining transactions concerned freight data, catalog management data, item identification revisions, reference number data, system support records, data element changes and multiple transactions. MANUFACTURERS' DATA As of 31 December 1977, there were 93,949 valid manufacturers' codes in the Cataloging Handbook, Federal Supply Code for Manufacturers (FSCM). The FSCM is a coding system of five digit numbers assigned to establishments which are manufacturers of items of supply procured by agencies of the Federal Government. Represented in the publications are 52,633 U.S. and Canadian manufacturers. The remaining 41,316 codes identify manufacturers in other foreign countries. PARTICIPANTS IN THE FEDERAL CATALOG SYSTEM At the end of the period, the central cataloging files and processing operations were serving the needs of 61 wholesale and retail materiel managers in DoD and 83 in the civil agencies. In addition, cataloging services were furnished to 12 NATO countries, seven other foreign countries and three NATO agencies. CHARACTERISTICS SEARCH The Item Characteristics data base has long been a part of the Catalog System, supporting such functions as National Stock Number assignment, item reduction studies and the furtherance of competitive procurement. Mechanized characteristic screening automatically compares proposed new NSN requests and maintenance actions to the existing data base to detect duplication or possible duplication. Due to the extensive nature of this data base, data retrieval for design, research and development and some standardization functions has been limited to individual interrogation by NSN or mass data extracts by Federal Supply Class and/or approved item name. A characteristics search capability permitting rapid access to the data base to obtain item records based on specific characteristics is now available for approximately 30% of the descriptive items in the data base. Technical and professional personnel working in design, research and development and standardi- zation way query the data base citing the characteristics of the items of their interest. The automated characteristic search process will find and return to the requestor all items resident in the data bace matching the characteristics submitted. This process is designed to serve the individual needs of a wide variety of logistics programs. The requestor has the ability to tailor the search request to fit a specific need. Broad groupings of items may be obtained by searching the file for all items containing a few specified characteristics. Narrower groupings are obtained by increasing the number of characteristics that must be present in the file item to satisfy the match condition established by the requestor. The utility of the catalog system characteristics data base is therefore greatly increased and better serves the intent of the law that established the Catalog System. SCREENING AND INTERROGATION During the reporting period, 5,579,468 manufacturers' reference numbers were screened against the master files in support of provisioning actions; 1,843,248 or 33.0 percent were matched to existing NSNs. There were 508,101 NSNs screened for the same purpose. Additionally, there were 2,293,563 manufacturers' reference numbers screened against the master file, of which 472,648 or 20.6 percent matched existing NSNs for purposes other than provisioning, i.e., to obtain management data recorded in the master file, such as item user information, validation of NSNs, standardization decisions, related manufacturers' codes and reference numbers and to provide support to procurement. Also, there were 2,003,672 NSNs screened for this purpose. In addition to the above, provisioning screening also provides the capability (by matching reference numbers to NSNs) for the screening of declared excess asset files to ascertain the availability of assets for materiel utilization purposes. During this reporting period, assets were found to exist for 2.0 percent of the NSNs matched. 8 CONSOLIDATED MANUFACTURERS/NONMANUFACTURERS FILE The "Handbook for Nongovernment Organization Codes for Military Standard Contract Administration Procedures (MILSCAP)" contains data from a consolidated Federal Supply Code for Manufacturers/Federal Supply Code for Nonmanufacturers (FSCM/FSCNI1) File. This basic publication contains 132,724 coded facilities and is used in the mechanical interchange of data required by MILSCAP and the agencies/activities automated data processing system. MASTER CROSS REFERENCE LIST The Master Cross Reference (RL) Part One (Reference Number to National Stock Number (NSN)/Permanent System Control Number (PSCN), Part Two (NSN/PSCN to Reference Number), and a Marine Corps tailored Part One are published and distributed by a Government Printing Office contractor on DoD Standard 48:1 microfiche. Magnetic tapes of the MCRL Part One are furnished to the Department of Commerce for sale to the general public. IDENTIFICATION LISTS DoD Identification Lists (ILs) are published on microfiche with a reduction ratio of 48:1. All Federal Supply Classes published in ILs under the Defense Integrated Data System (DIDS) are compiled from mechanized characteristics data. Centralized mechanical production of ILs was accomplished over a two-year period, ending December 1977. The consolidated Identification Lists provide descriptive, reference and illustrative data to identify or select items of supply. The publications contain all active items which have a recorded user and are included regardless of users' interest or how the items are managed. During 1977, the IL microfiche distribution totaled 31,118,200 microfiche. MANAGEMENT LIST The first Military Service tailored Management Data Lists (MLs) publication from the DIDS files were distributed in October 1975. Distribution for 1977 was as follows: Fiche Service In Sets Sets Army 6,880,036 105,535 Air Force 3,248,023 26,047 Marine Corps 327,752 27,454 Navy 3,583,147 37,182 Basic publications are produced quarterly for the Air Force, Navy, and Marine Corps with monthly intervening change bulletins for the Marine Corps. The Army ML publication is produced monthly. FEDERAL AVIATION ADMINISTRATION PUBLICATION A Federal Aviation Administration (FAA) tailored IL, on microfiche, was compiled and initially distributed during July 1976. Basic editions are published annually with no change bulletins. NATIONAL SECURITY AGENCY PUBLICATION A tailored hard copy IL has been compiled for the National Security Agency. Basic editions are published annually in January with no change bulletins. SIGNIFICANT ACCOMPLISHMENTS/FUTURE PLANS During this reporting period, DLA accomplished several objectives and finalized plans to achieve increased responsiveness to customer requirements. Among these were: 1. On I May 1978, it is expected that we will implement a *.ignificant service-coordinated change to the Defense Integrated Data System. This change basically will require wholesale manager concurrent submittal of item identification and supply management data. It will also improve compatibility between the source of supply and catalog system files. 2. One study, to improve accessability of catalog data to the user, included establishment of a remote terminal at the Aviation Supply Office in Philadelphia linked to the Federal Catalog Data Base. This live test provides a basis for future consideration of the feasibility, cost and user satisfaction of developing Remote Terminal Access to the Central Data Base by Federal Catalog System participants. 3. DoD is currently conducting a study on the adequacy of Federal Catalog System publications. A series of visits to DoD/Civil Agency activities has been made. Interviews with over 450 users of publications were conducted as well as 4500 questionnaires to solicit ideas for improvements. Analysis of information gained is now in-process. A final report with recommendations will be forwarded to OASD in 1978. 4. In their May 1977 meeting, the NATO Group of National Directors on Codification appointed the United States as the Pilot Country for assignment of NATO Standard Stock Numbers and selected the fuels area as the first commodity to be covered. As a result, item identifications were prepared for coordination with all NATO countries. Adoption of this concept will result in one number for one item of supply in NATO, thereby increasing inter-operability among NATO countries. Additionally, the first procedures for international coordination of changes to Federal Item Identification Guides/Item Identification Guides (FIIGs/IIGs) were developed by the U.S. (DLA) and coordinated during FY 77. The implementation of these procedures will provide the means for international exchange of coded characteristics data. 5. Effective January 1978)the U.S. will use other NATO countries' Stock Numbers when the item is produced by a NATO country and used by the U.S. MILLIONS 5 4 3 2 1 0i STATUS OF INTEGRATED MATERIEL MANAGEMENT IN THE DOD :::::\\::::: WEAPONS INTEGRATED GRATED MATER I EL MANAGER SOTAL .DEFENSE LOGISTICS AGENCY .... .... .- ........ C M .. . . i.iii.iii.,..." II . .t . . . . ..! - 70 71 72 NON-INTEQ. WIMM DLA CIMM GSA TARCOM TOTAL INT. MGT. .76 1.939 1.778 0.573 0.567 0.479 0.461 0.463 ,0.475 0.040 0.059 1.257 1.221 1.292 1.311 1.318 1.324 1.747 1. I 753 1.732 1.735 13 .. 840 1.882 1.903 1.940 0.071 0.059 0.059 0. 066 0.063 0.071 0.075 0.079 0.052 0.052 0.049 0.048 0.047 0.048 0.048 0.050 3. 849 3.701 3.670 1 3.637 30726 3.773 3.807 3.868 FEDERAL CATALOGING SYSTEM TOTALS NATO & OTHER GOV'T. MGD. ITEMS 4 CIVIL AGENCY MGD.o ITEMS 2 SYS. 1.S. GOV'I )OD FED. CAT. SYS. ITEMS W/MGR. U.S. GOV'T DOD 70 71 72 73 74 75 76 77 6.261 6.474 5.983 5.948 -5.793 5.904 5.945 5.278 4.415 4.382 4.346 4.361 4.505 4.587 4.656 4.753 4. 156 4.072 3.974 3.941 4.037 4. 104 4. 139 4. 199 3.8473.726 .....773 3 368 387 3. 701 3. 670 13.6371 3. 726 3 7 .87 3 6 M ILLI ON S 12 STANDARDIZATION SECTION ANNUAL REPORT THE DEFENSE STANDARDIZATION PROGRAM: The Defense Standardization Program has its genesis in Chapter 145, Title 10, of the U. S. Code (Public Law 1028, 84th Congress). The program requires the achievement of the highest practicable degree in the standardization of items and practices applicable thereto used throughout the Department of Defense. The program is implemented by Department of Defense Directive 4120.3 and by Defense Standardization Manual 4120.3-M. As a result of the recent reorganization of the Office of the Secretary of Defense, the administration of this program now rests with the Under Secretary of Defense for Research and Engineering. SPECIFICATIONS AND STANDARDS APPLICATION AND TAILORING PRO"'RAM: One of the major initiatives within the Defense Standardization Program is the emphasis being placed on improving the development, preparation, application and management of specifications and standards. The thrust of this program is to tailor DoD requirements so as to encourage technological advancement, make maximum use of commercial practices and still maintain control over weapon system development. The last annual report reviewed the background for this effort and identified several actions initiated to ensure that standardization requirements applied to defense acquisitiofis state only minimal, essential military needs. The DoD "tailoring" efforts this past year expanded upon previous initiatives and also broke ground in some related areas. The overall approach towards improving the application and tailoring of specifications and standards is two-directional. The initial direction is focused on correcting the application of existing standardization documents as used in defense acquisition. To establish the policies, responsibilities and procedures governing the proper utilization of specifications and standards, DoDD 4120.21, Specifications and Standards Application, was issued in April 1977. In response to this directive, each of the military departments developed implementing instructions for their commands. The Office of the Under Secretary of Defense for Research and Engineering (OUSDR&E) is reviewing and assessing the. implementation of this policy on major weapon systems. To date, these reviews have indicated -n increasing improvement in the selective application of specification require- ments. Difficulties still exist, however, in obtaining reco=endations from contractors during the bidding process, in limiting specification referencing and in extending the tailoring efforts from the prime contractor to the subcontractors. To guide program offices and contractors in effective specification application and tailoring practicesq a DoD-wide handbook is being developed for selecting, tailoring and applying specifications, standards and rei ted requirements in the acquisition of military systems, subsystems and 13 equipment. Similarly$ DoD instructions regarding the preparation of the Statement of Work provisions of a contracts including requirements tailoring, are being developed and are scheduled for publication in 1978. There has been considerable interest in the tailoring philosophy and approach from program offices and defense suppliers. In response to this interests four industry associations (American Defense Preparedness Associations Aerospace Industries Association of America$ Electronics Industries Associations and National Security Industrial Association) co- sponsored two successful seminars on the "Selective Application and Tailoring of Specifications and Standards for Defense Systems Acquisitions." Several excellent recommendations for improving the acceptance and effectiveness of the tailoring approach were generated from the discussion groups. In addition, a DoD/Industry workshop was conducted shortly after the seminars to develop application guidance and instructions for ten specific standardization documents which are known to drive costs when indiscriminately applied. The results from the seminars and workshops are most promising and are currently being evaluated for implementation. In conjunction with the effort to improve the application of specifications and standards, a priority effort is underway to improve the content and format of management and technology oriented specifications and standards covering areas such as reliability, maintainability, quality assurance and the like. Because of the potential for misinterpretation and misapplications these non-product standardization documents have been identified as "cost drivers" and singled out for specific attention. Consequently, program management plans are being developed to organize each of the technology areas, identify problem documents and requirements, define specific tasks to correct the deficiencies and commit the necessary resources. Existing documents within each of the technology disciplines are being evaluated for need, technical and economic realism flexibility and tailorability, and compati- bility with related (both government and industry) requirements. The final outgrowth of these plans will be the elimination of excessively stringenL requirements and the development of a new generation of.more flexible and realistic specifications and standards. To date, Reliability and the Packaging areas are covered by fully coordinrrted, approved management plans. Similar plans for Configuration Management and Human Factors are in the final stages of approval. Plans for other areas, e.g., General Design Requirements, Environmental Requirements and Related Test Methods$ Quality Control and Assurances Maintainability and Safety, are undergoing similar development. SCOPE OF THE DEFENSE STANDARDIZATION PROGRAM: The Defense Standardization Program (DSP) encompasses the broad range of equipments, parts, materials, processes and practices described in specifications, standards, engineering drawings, and purchase description; which are prepared and used by the Department of Defense activities. The 14 DoD Index of Specifications and Standards lists more than 439800 active documents (37,700 in the military series and 4,800 in the Federal series in addition to 1,676 industry standards which have been adopted for use by DoD and have equal status.) CONSOLIDATION OF DOCUMENTS: Since passage of Public Law 436, 82nd Congress, 43,890 specifications and standards have been consolidated into 1,830 specifications. During this reporting period, 134 documents were consolidated into 72. MAINTAINI1G DOCUMENTS CURRENT: The program for reviewing and updating standardization documents continued during the report period. Under this program, documents listed in the DoD Index of Specifications and Standards which have not been acted upon for five years or more are identified and reported to the proponent activity for action. The proponent must either validate the document as currents schedule a project to bring it up to date, or cancel the document, as applicable. During the year, a total of 4,414 documents were subjected to maintenance review by the Services. Of these, 1,911 were validated as current and 477 were cancelled. A total of 1,748 have been or will be updated. through revision or amendment. Disposition is pending on 278. In all, there was a total of 3,880 documents processed in this period. This included the preparation of news revised and amended specifications and standards to implement standardization decisions to support new procurement, or to bring about a general update of document coverage in accordance with the maintenance program outlined above. ITEM REDUCTION: As a result of actions taken under the DSP to reduce the number of sizes$ kinds and types of items that are generally similar, there are now 149,143 stock numbered items which have been identified in the Federal Cataloging records as "not to be procured." These items will eventually be cancelled by cognizant supply managers. The number of items so identified increased 15,131 since the last report. A total of 6,211 were cancelled from the system in the year. COST REDUCTION THROUGH THE DOD PARTS CONTROL SYSTEM: During CY 1977, the Military Departments and Defense Agencies published instructions and regulations implementing the policies of DoD Instruction 4120.19, dated December 16, 1976s governing control of parts proliferation. These implementing documents are mandatory on all program managers for use on major weapon systems contracts where provisioning will occur and on any other contract where life cycle benefits can be derived. 15 In this connection, MIL-STD-9651 dated 15 April 1977# establishing a single integrated parts control procedure was approved and issued during this reporting period. This military standard accomplished the following: (I) consolidation of various unique parts control system procedures defined in numerous documentsr (2) designation of the Military Parts Control Advisor' Group (MPCAG) as a focal point for parts information and (3) formatting of the document to permit tailoring of requirements for cost-effectiveness. Another significant milestone achieved during the year was the development of a MPCAG computerized data system at both the Defense Electronics Supply Center and Defense Industrial Supply Center.. The system permits massive parts control program data to be compiled and made accessible through automated data control. This system also provides rapid interrogation capability* automated item characteristic breakdown, management reports and consistency of parts recommendations. Due to the success of the program in the electronic and mechanical fastener areas# the Parts Control Program has been extended to include other categories of items such as gears and pulleys, bearings, pipe and tubing, valves. seals and packing. Through this expansion, the DoD will control the majority of the Federal Supply Classes where significant item growth has been recorded. The Department of Transportation has requested support from this program. Expansion of this support to other goverruent agencies was recommended by the Government Accounting Office in its report entitled, "Effective It=r Entry Control Can Reduce Logistics Costs." The Program has grown steadily in the past year and is now invoked in more than 300 contracts. The electronics area remains the most active in the program because of rapid technology advancement, with a reported cost avoidance in the year of $121.7 million and a benefit to cost ratio ot 110 to 1. The second most active area, mechanical fasteners, achieved cost avoidance of $11.4 million. Examples of programs receiving Parts Control support are: XM-l Tankp F-16 and F-18 aircraft, and various electronic systems and equipment contracts. METRICATION: Implementing documents were issued by the DoD Components promulgating the policies in DoD Directive 4120.18, Use of the Metric System of Measurement. Emphasis from the Congress to achieve greater standardization of equipment., components, and spare parts within NATO has resulted in consideration of the use of metric units of measurement in many of our new weapon system prograimr.. For example, the Army has reported 12 programs that incorporate from 5 to lrJ) percent metric design. Two basic documents, DoD-STD-1476, Metric System, Application in New Systemic:, and DoD-M-24680s Metric Machinery/Equipment, General Requirements fors wer: developed and issued during CY 1977. These documents provide for newly d ,iTi items to be metric, but allow components of those items to be in the custi. ry measuremenl system when not economically available as metric designs. 16 To keep pace with the metric progress in the private sector, the Defense Department participates in the technical committees of the American National Metric Council. Within the Federal Government, DoD has been an activeimember of the metrication subcommittee of the Interagency Committee on Standards Policy (ICSP). DoD Directive 4120.18 was used as the basis for a Guide developed for use by other Federal Departments/Agencies in preparation of their policy directives. Approximately 100 design engineering specifications and standards are being updated to include metric units of measurement. The Defense Industrial Supply Center has been designated to manage a joint DoD/AIA/SAE log for aerospace metric documentation needs. The DoD will prepare the required specifications and standards for 56 of the 263 generic categories of aerospace mechanical fasteners and hardware. PARTICIPATION WITH INDUSTRY STANDARDIZATION ACTIVITIES: The adoption and use of non-government specifications and standards has been given continued emphasis. The DoD Instruction 4120.20 on Development and Use of Non-Government Specifications and Standards was implemented within the Services through the issuance of departmental regulations. These regulations amplify the DoD policies emphasizing participation in the activities of non- government standards producing bodies in the development of specifications and standards. Participation during the development phase enhances the utility of the document to the DoD. Existing industry documents that satisfy the requirements of the DoD will be adopted to the maximum practical extent in lieu of preparing or revising military documents. Department of Defense participa- tion with industry has shown a significant increase with over 100 additional documents adopted in the past year. The policy emphasis was reinforced through publicity in major association periodicals and through participation in a government/industry seminar specifically aimed at fostering greater participa- tion., adoption, and use of non-government standards. The seminar was originally suggested by the Department of Defense. It was sponsored by the leading private standards producing organizations in the U. S. Approximately 250 industry and government attendees participated in panel discussions which centered around the goal of increased use of industry standards by the DoD. and the solution of problems which will lead to such use. The recommendations and suggestions generated were directed to both the DoD and to private standards producing bodies. INTERNATIONAL STANDARDIZATION EFFORTS: The Defense Standardization Program continues in its efforts to support the stated objectives of the Congress to improve standardization and inter- operability within NATO. With respect to materiel standards, the Department of Defense participates with NATO in their efforts to develop plans for the development of needed NATO standards (STANAGS) in the areas of assemblies$ 17 components, spare parts and materials (ACSM). The U. S. proposal to NATO to form a Group of National Directors for Materiel Standardization as a principal cadre planning group was approved early in 1977. This group, identified as AC/301, has met three times and has accepted studies made by the U. S. pertaining to materials$ hardware, electronic components and engineering drafting practices. All of these studies identify a need for STANAGS beyond the existing 300 which pertain to materiel. Consideration is being given to the adoption by NATO of existing international non-government standards which meet the need and requirements of the NATO alliance as a whole. In the interim, the Department of Defense has recommended that a priority be established for the development of STANAGS covering seven specific areas proposed by the United States in 1975. These standards would cover (1) standard electronic modules (2) metric screwthread forms (3) tires (metric sizes) for ground vehicles, (4) slave receptacles for ground vehicles, (5) environmental conditions and tests, (6) technical manual formats and (7) engineering drafting practices. The Army, Navy2 and Air Force continue to participate in standardization agreements between America' Britain, Canada, and Australia (ABCA) (including New Zealand for Air Force programs) in the long standing ABCA programs of the English speaking nations. These programs have produced over 500 existing standards. These standards are routinely considered as a basis for NATO STANAGS. The Department of Defense is adopting private sector non-government standards which conform to international standards as a means of conforming to incer- nationally accepted materiel and engineering practices. Presently, 1,676 non- government standards produced by U. S. technical and professional societies have been adopted. Many, but not all$ of fhese adopted standards presently conform to non-government international standards. This program will continue to be given priority as a means of conforming to engineering and production practices of the free world and to enhance the availability and exchange to materiel through international trade. RESOURCE CONSERVATION AND RECOVERY ACT: The last annual report to the Congress explained in some detail the manner in which the Defense Department has implemented that part of Section 6002 of the Act which concerns the review of new and revised specifications for conformance with the act. Specifically, the act requires that within eighteen months from its date of enactments agencies will undertake a review of specifications to identify and eliminate prohibitions in the use of recovered/ reclaimed material and to require the use of such materials to the maximum extent possible without jeopardizing the intended use of the item. As was explained in the earlier report, the Department of Defense has incorporated the requirements of Section 6002 of the act into its existing Overage DocuL.ent Review Program which prescribes that each specification or standard will Do periodically reviewed for currency and continued need. An earlier section oF this report reveals that 4,414 documents were reviewed tinder this pr 'grt in the year. Of these, 1,911 were validated as current and in conformance wiLh the act. In addition, 1S748 either have been or are scheduled for revision to 18 bring them current. including conformance with the act. The following are representative examples of actions taken to further the utilization of reclaimed/recovered materials: Rebuilt Aircraft Tires. Rebuilt (retread) tires have been utilized by the trucking industry and on low speed aircraft tires for many years. Rebuilt tires have not previously been used on high speed/high performance type aircraft due to relative inexperience in retreading procedures and actual flight experience. All tire specifications and standards require dynamometer testing, but very few actually require flight testing. In the year a military standard was issued covering Service Suitability (Flight) Testing of Rebuilt Navy Aircraft Tires$ which required designated high speed/high performance aircraft tires to demonstrate actual flight capability prior to final qualification approval. Flight testing the rebuilt F-4 MLG Tire (30x11.50 26 PR) in.accordance with this standard proved successful and led to the issuance of Military Standard 14172 (AS) Tires Pneumatict Aircraft, Rebuilt$ 30xli.50-14.50, Type III (Navy), Fabric Reinforced Tread. This tire when purchased in lieu of the new tire should yield substantive percentage savings per unit. Specification MIL-W-003912 for Wood Parts and Wood Substitutes: Fabricated for Transport Vehicle Bodies and Similar Applications. Revision C has been completed to Military Specification MIL-W-003912 for wood parts and wood substitutes. This revision was initiated as a result of a decision to include a synthetic wood-like product into the specification. MIL-P-46074B. Plastic Molding Material Cellulose Propionate. Revision of this specification included modifying the requirements on inhibitor content, clarifying wording on inspection of material and periodic lot check tests, reducing number of test specimens required for some tests and improved control of conditioning and test conditions. Reference to virgin material was deleted in accordance with DoD policy and the paragraph expanded to allow use of reclaimed material. Procurement and Utilization of Remanufactured/Rebuilt Automotive Truck Repair Comnonents and Assemblies (DCSC). Development of rebuild standards and acceptance criteria for procurement of rebuilt remanufactured vehicular components is active as reflected: Rebuild drawings have now been prepared and approved to include vehicular engine water pumps, diesel engine cylinder headss pressure plate assemblies# clutch discs$ gasoline engines, transmissions, diesel engine cylinder heads (aluminum), non-powered valves and torque converters. As of December 1977, 72 items have been procured at a savings of $1,670,374. Approximately 793 have been selected for remanu- factured/rebuilt procurements to date. There are four Canadian rebuild manufacturers that have expressed interest in the rebuild program. Their participation will be fully explored. A rebuild/remanufacture potential is anticipated in the areas of engine governors and fuel injectors and this area is now being investigated. Requests are being sent to those users for the return of cores (reparable carcasses) for the rebuild program. 19 USE OF COMMERCIAL PRODUCTS: In response to recent OFPP Policies dealing with the increased use of commercial products by Federal agencies,9 the DoD has undertaken a number of new programs to conform our acquisition practices to this objective. One of the programs involves a series of test procurements in which new methodology such as market research, acquisition strategy, alternative technical descriptions and procurement methods will be explored and evaluated. A significant goal in this program is the development of procedures and practices which will avoid the preparation and use of Federal and Military specifications wherever possible in the procurement of commercial products. The program embraces a variety of test items including subsistence, plumbing supplies, automotive gasoline threaded fasteners and selected avionics equipment. Coupled with this is a separate program that specifically addresses the present body of military and federal specifications utilized by the Defense Department. Under this program a review will be performed of all of those specifications which are categorized in the Federal Supply Classes considered to be predominantly commercial in nature. This review will involve the analysis of approximately 8000 specifications to identify those that describe a commercial item. Following that, action will be taken to revise the specification to conform as nearly as possible to the commercial product and commercial practice. Because of the magnitude of this review program, it will be phased over several years with annual quantitative goals established. UNIVERSITY OF FLORIDA 3 1262 09117 6403 |