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Page i Page ii Acknowledgement Page iii Page iv Page v Table of Contents Page vi Page vii Abstract Page viii Page ix Introduction Page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 Page 10 Page 11 Page 12 Page 13 Page 14 Page 15 Page 16 Page 17 Page 18 Page 19 Page 20 Traditional education: Brown and Amherst, 1897-1923 Page 21 Page 22 Page 23 Page 24 Page 25 Page 26 Page 27 Page 28 Page 29 Page 30 Page 31 Page 32 Page 33 Page 34 Page 35 Page 36 Page 37 Page 38 Page 39 Page 40 Page 41 Page 42 Page 43 Page 44 Page 45 Page 46 Page 47 Page 48 Page 49 Page 50 Page 51 Page 52 Page 53 Page 54 Page 55 Page 56 Page 57 Page 58 Page 59 Page 60 Page 61 Experimental education: Madison and San Francisco, 1927-1942 Page 62 Page 63 Page 64 Page 65 Page 66 Page 67 Page 68 Page 69 Page 70 Page 71 Page 72 Page 73 Page 74 Page 75 Page 76 Page 77 Page 78 Page 79 Page 80 Page 81 Page 82 Page 83 Page 84 Page 85 Page 86 Page 87 Page 88 Page 89 Page 90 Page 91 Page 92 Page 93 Page 94 Page 95 Page 96 Page 97 Page 98 Page 99 Page 100 Meiklejohon's developing interest in law: Berkeley, 1942-1955 Page 101 Page 102 Page 103 Page 104 Page 105 Page 106 Page 107 Page 108 Page 109 Page 110 Page 111 Page 112 Page 113 Page 114 Page 115 Page 116 Page 117 Page 118 Page 119 Page 120 Page 121 Page 122 Page 123 Page 124 Page 125 Page 126 Page 127 Page 128 Page 129 Page 130 Page 131 Page 132 Page 133 Page 134 Page 135 Page 136 Page 137 Page 138 Page 139 Page 140 Page 141 Page 142 Page 143 Page 144 Page 145 Page 146 Page 147 Page 148 Page 149 Page 150 Page 151 Page 152 Page 153 Page 154 Page 155 Page 156 Page 157 Page 158 Page 159 Page 160 Page 161 Page 162 Page 163 Page 164 Page 165 Page 166 Page 167 Page 168 Page 169 Page 170 Page 171 Page 172 Page 173 Page 174 Page 175 Page 176 Page 177 Page 178 Page 179 Page 180 Page 181 Page 182 Page 183 Page 184 Page 185 Page 186 Meiklejohon's theories and the Supreme Court Page 187 Page 188 Page 189 Page 190 Page 191 Page 192 Page 193 Page 194 Page 195 Page 196 Page 197 Page 198 Page 199 Page 200 Page 201 Page 202 Page 203 Page 204 Page 205 Page 206 Page 207 Page 208 Page 209 Page 210 Page 211 Page 212 Page 213 Page 214 Page 215 Page 216 Page 217 Page 218 Page 219 Page 220 Page 221 Page 222 Page 223 Page 224 Page 225 Page 226 Page 227 Page 228 Page 229 Page 230 Meiklejohon extended: Legacy and lessons for the 21st century Page 231 Page 232 Page 233 Page 234 Page 235 Page 236 Page 237 Page 238 Page 239 Page 240 Page 241 Page 242 Page 243 Page 244 Page 245 Page 246 Page 247 Page 248 Page 249 Page 250 Page 251 Page 252 Page 253 Page 254 Page 255 Page 256 Page 257 Page 258 Page 259 Page 260 Page 261 Page 262 Page 263 Page 264 Page 265 Page 266 Page 267 Page 268 Page 269 References Page 270 Page 271 Page 272 Page 273 Page 274 Page 275 Page 276 Page 277 Page 278 Page 279 Page 280 Page 281 Page 282 Biographical sketch Page 283 Page 284 Page 285 Page 286 |
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THE PROFESSOR, FREEDOM AND THE COURT: ALEXANDER MEIKLEJOHN AND THE FIRST AMENDMENT BY PAUL HENRY GATES, JR. A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 1996 Copyright 1996 by Paul Henry Gates, Jr. ACKNOWLEDGMENTS As a doctoral student, I considered and rejected a number of dissertation topics before settling, relatively late in my program, on the teaching life of Alexander Meiklejohn. I had brought considerable legal experience to my studies, so there was little doubt that law would figure prominently in the dissertation, but I also wanted a strong historical component. Meiklejohn's name had popped up frequently in my readings on mass communication in connection with First Amendment scholarship during the middle years of the 20th Century. The references were invariably sketchy, however, and within a few paragraphs, he was gone. Not until the next-to-last semester of my coursework did I really "meet" Meiklejohn. I was planning a career in academia and was researching a paper on academic institutions and their teaching missions as part of a course in Mass Communication Teaching. I was, myself, the product of a liberal arts college as an undergraduate, so small liberal arts programs became the focus of my work. And there was Meiklejohn again. I discovered that he was not a lawyer, but a philosophy professor who had become president of Amherst College at the age of 40 and didn't iii begin to study law until he "retired" from teaching at the age of 70. From then on, I immersed myself in Meiklejohn's books on college teaching and began to see a connection between his philosophy of education and the First Amendment interpretation I had seen frequently in other courses. Meiklejohn held my attention for weeks, and when attention turned to admiration, I realized I'd found my topic. It is particularly fitting that the professor who introduced us, Dr. Julie Dodd, is herself a dedicated teacher. My thanks only begin to convey my gratitude to Julie for the opportunity to discover Meiklejohn the man and the professor. Special thanks are due, of course, to my doctoral committee, especially my supervisor and mentor, Dr. Bill Chamberlin, who, though 592 miles away, was always available to me when I needed editorial guidance and reassurance that I could actually complete this project. The other members of my committee, Dr. Bill McKeen, Dr. John Wright, Prof. Gus Burns and Prof. Laurence Alexander, each deserve thanks, not only for their work on this dissertation but for what they added to my UF experience. Their unique individual contributions to my education made them ideal committee members, and I thank them for so readily agreeing to work with me. Any undertaking of this magnitude also requires a supportive family, and I have that in abundance in my parents, Barbara and Paul, who were always keen to hear of my progress on "that paper." Their encouragement of my education has not been confined to this most recent undertaking, however, but goes back some 40 years, and has added more to my life than they can imagine. Thanks also go to my good friend and colleague, Matt Bunker, who was always at the other end of the phone line or e-mail with a heartening word and a quick answer when I was stuck. With the end now in sight, my deepest thanks go to my wife, Diane, whose unwavering love, patience and support from beginning to end made the entire program possible and kept me going when my own resolve occasionally flagged. TABLE OF CONTENTS ACKNOWLEDGMENTS . . . .. ... iii ABSTRACT . . . .. .... viii CHAPTERS I INTRODUCTION . . . . Research Question . . Meiklejohn, Academic Freedom and the First Amendment . . . . Literature Review . . . Methodology . . . . Outline of the Study . . . II TRADITIONAL EDUCATION: BROWN AND AMHERST, 1897-1923 . . The Making of a Scholar . . . The Roots of Controversy at Amherst . Meiklejohn and Academic Freedom . . Meiklejohn's Fall From Grace . . III EXPERIMENTAL EDUCATION: MADISON AND SAN FRANCISCO, 1927-1942 Introduction . . . . Shaping the Experimental College . . Socialism at Madison: A Brief History . The End of the Experimental College . Refining Theories of Education . . Why Education? . . . . Meiklejohn Turns to Adult Education . Meiklejohn Turns to the Law . . IV MEIKLEJOHN'S DEVELOPING INTEREST IN LAW: BERKELEY, 1942-1955 . . . Introduction . . . . Meiklejohn and Felix Frankfurter . . Meiklejohn and Holmes: Logic v. Realism Meiklejohn, the Stromberg Opinion and its Antecedents . . . . vi 2 3 . 1 . 2 . 3 . 14 . 18 . 20 . 21 . 21 . 37 . 45 . 54 . 62 . 62 . 64 . 71 . .74 . 76 . .01 . 101 . 103 . 109 . 116 . Meiklejohn Takes on Chafee--and Vice Versa 128 Meiklejohn's Constitutional Sources . .. .138 Why Free Speech? . . . ... 141 Meiklejohn's Limits on Free Speech ...... 145 Meiklejohn and Broadcasting as Lesser Speech 159 Communism, Free Speech and World War II 162 The Harvard Crimson Debate . . .. 177 Meiklejohn and Chafee's Last Meeting . 182 V MEIKLEJOHN'S THEORIES AND THE SUPREME COURT 187 Introduction . . . . 187 Meiklejohn, Black and Douglas . . 189 Meiklejohn and Douglas . . ... .205 Meiklejohn's Mark on the Court ......... 213 Politics and the Interpretation of Meiklejohn229 . . . . . VI MEIKLEJOHN EXTENDED: LEGACY AND LESSONS FOR THE 21st CENTURY . . ... .231 Introduction . . . . .. 231 Meiklejohn's Contribution . . ... .235 Back to Education . . . ... 237 Access for Education . . . .. 242 An Affirmative Role for the First Amendment 261 Meiklejohn's Legacy . . . .. 266 REFERENCES . . . . ... . 268 BIOGRAPHICAL SKETCH . . . ... 281 Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy THE PROFESSOR, FREEDOM AND THE COURT: ALEXANDER MEIKLEJOHN AND THE FIRST AMENDMENT By Paul Henry Gates, Jr. December 1996 Chairman: William F. Chamberlin Major Department: Journalism and Communications Alexander Meiklejohn (1872-1964) believed that the primary goal of a liberal education was to prepare citizens to participate in the American form of democratic government. The philosophy professor and former college president emphasized that the nation's Founders had intended that voters retain ultimate control of the government they had selected to represent them. He also believed that effective and informed political involvement required an acquaintance with the best thinkers in such diverse areas as politics, philosophy, history, economics and law. Meiklejohn brought the experience of more than 40 years of college teaching to the study of the First Amendment after retiring from the classroom in 1942. His academic career included concurrent teaching and administrative responsibilities at several institutions. He viii was a dean at Brown University, president of Amherst College, director of the Experimental College at the University of Wisconsin-Madison and the director of the San Francisco School for Social Studies, a second experimental program he developed for adult students. Meiklejohn viewed the First Amendment as the primary means of ensuring that a variety of viewpoints were represented in the public debate. Although the global political climate after the Second World War often made his liberal viewpoints unpopular, he consistently promoted his belief that freedom of thought and expression on the wide range of political and social issues faced by society was the most certain way to preserve the American system of self-government. His views gained considerable support among several justices of the United States Supreme Court during the 1960s and his influence is detectable in the Court's opinions in such landmark cases as New York Times Co. v. Sullivan and Red Lion Broadcasting Co. v. Federal Communications Commission. Toward the end of his life, Meiklejohn encouraged federal and state governments to use the First Amendment to actively promote the enlargement of the public sphere of information available to voters, a recommendation that has considerable currency for a nation preparing to grapple with the problems and challenges of the 21st Century. CHAPTER I INTRODUCTION With the 1948 publication of Free Speech and Its Relation to Self-Government, a philosophical treatise on the meaning of the First Amendment, Alexander Meiklejohn burst onto the constitutional scene, seemingly from nowhere, but espousing a carefully thought-out philosophy of free expression. Joining an illustrious group of mass communications thinkers that included Walter Lippmann, A.J. Leibling and Zechariah Chafee, Jr., Meiklejohn published his book just as the anti-Communist fervor that followed the post-war Soviet domination of Eastern Europe was reaching fever pitch. In a Cold War climate that had many seeing threats to democracy around every corner, Meiklejohn stepped into the maelstrom with the view that speech about the conduct of government should enjoy near-absolute protection. Meiklejohn, however, was no Young Turk seeking to make a name for himself with controversial new ideas. Retired ten years from a 41-year career as a philosophy professor and college president, Meiklejohn had already spent a lifetime examining the role of critical thinking in education and the importance of academic freedom to the achievement of that goal. At seventy-six, with most of his contemporaries long gone from the academic scene, Meiklejohn embarked on yet another career of championing the value of the dissident voice to a strong democracy. Building on the experience of philosophical training that stretched back into the 19th Century, Meiklejohn helped guide the American Civil Liberties Union, testified before Congress and wrote and lectured on the First Amendment for another 18 years. Active and alert, and within two months of his ninety-third birthday, Meiklejohn was planning a letter to the Board of Regents about student protests at the University of California at Berkeley when he died on December 16, 1964. Meiklejohn, who was not a lawyer, nonetheless influenced thinking at the United States Supreme Court for more than 30 years. Free Speech was first cited by the justices three years after publication, and 16 more times over the next 32 years. Others of his First Amendment writings were cited another nine times, and his work was widely discussed among the justices in several more cases. Research Ouestion Meiklejohn's influence at the Court in individual cases is briefly noted in a vast range of work on freedom of expression. However, no effort has been made to synthesize the role his work played in shaping a unified First Amendment view among some members of the Court. The genesis of Meiklejohn's First Amendment philosophy as influenced by the earlier periods of his life, when he wrote at some length on academic freedom, remains unexplored. Writers have yet to show how the extension of his teaching career into the realm of free expression was part of a logical intellectual evolutionary process. These gaps in the commentary on Meiklejohn provide the opportunity to create a more complete picture of his contributions as a First Amendment theorist through research on the following questions: How did Meiklejohn's career in higher education as a professor and administrator influence his interest in and views on free expression after he retired? What impact did Meiklejohn's writings have on First Amendment jurisprudence at the United States Supreme Court during the years between roughly 1950 and 1980? The first portion of this study will be limited in scope to a study of Meiklejohn's involvement with questions of free expression during his academic career. The second will focus on the refinement of those views after his retirement and their more narrow application to the citizen-government relationship. Meiklejohn. Academic Freedom and the First Amendment Meiklejohn's life was one of almost exclusively academic pursuits. After college he went directly to graduate school, and after receiving his doctorate, went into teaching. He taught philosophy from 1897 until his retirement in 1938, and occasionally thereafter. Even during his years as Dean of Brown University and President of Amherst College, he was never far from the classroom, teaching an undergraduate course in logic at least one semester each year. 4 A former student recalled years later that Meiklejohn's guiding principle as president of Amherst was that "it is wrong to define the aims of liberal education in terms of character or good citizenship, or religious faith, or anything other than the goals of honest inquiry." It was not that he found the other attributes unworthy, but believed it most important that education be guided by intellectual rigor. Following that premise, Meiklejohn believed that in studying the theories of a particular discipline, "we must make sure that they come under the control of intelligence [therefore] in college we concentrate on the role of critical thought."1 Meiklejohn's doctrine on freedom of expression, however, was not intended exclusively or even primarily to protect the freedom of philosophical inquiry. It was, instead, a political doctrine arising out of political needs and designed to maintain and foster the freedom of political inquiry and discussion during a complex period in history that saw a dramatic shift and realignment of global power. The remainder of this section of the chapter will introduce some of the main points made in Meiklejohn's early writing on the First Amendment. An overview of his First Amendment philosophy, it will identify the broad themes he considered most important for the guidance of American Bixler, Julius Seelye, "Alexander Meiklejohn: the Making of the Amherst Mind," 47 New England Quarterly 183 (1974). Bixler, a member of the Amherst Class of 1916, was president of Colby College in Waterville, Maine. democracy. Meiklejohn's writings during the last 15 years of his life developed and amplified these early ideas in critiques of contemporary Supreme Court decisions and are examined in detail in Chapter IV. Meiklejohn's best-known work on the freedom of expression is Political Freedom: The Constitutional Powers of the People, which appeared in 1960. It consists of two distinct sections. Part One is, with minor adjustments, the text of Free Speech, his 1948 book. Part Two is a collection of speeches, letters and other papers written between 1948 and 1958. Meiklejohn viewed the First Amendment as an essential component of self-government in a democratic system. In Political Freedom, he wrote that the true meaning of the "freedom of speech" protected by the First Amendment is "public speech," which is a political freedom "valid only in and for a society which is self-governing. It has no political justification where men are governed without their consent."2 Free people, who govern themselves, must not be protected from hearing any idea on the ground that it is unwise, unfair or dangerous, Meiklejohn wrote, because it is they "who must pass judgment upon unwisdom, unfairness or danger." Preventing "acquaintance with information or opinion or doubt or disbelief or criticism" that is relevant 2 Meiklejohn, Alexander, Political Freedom: The Constitutional Powers of the People, New York: Harper & Bros. (1960), 84. to any public matter they must act on is to impede the judgment of the body politic. "It is that mutilation of the thinking process of the community against which the First Amendment to the Constitution is directed."3 The primary purpose of the First Amendment, according to Meiklejohn, is to protect public speech about matters of public interest. "It was written to clear the way for thinking which serves the general welfare."4 Meiklejohn opposed any official effort to limit discussion of matters bearing on the common interests of society or pass judgment on the value of the ideas expressed. "Any such suppression of ideas about the common good, the First Amendment condemns with its absolute disapproval. The freedom of ideas shall not be abridged."5 Meiklejohn thought the First Amendment's protection absolute because it serves a critical public need. "Free men need the truth as they need nothing else."6 However, the only truth with any value and validity "is that which we win for ourselves in the give and take of public discussion and decision. What we think together at any time is, for us, our truth at that time."7 The First Amendment thus 3 Id. at 27. 4 Id. at 42. 5 Id. at 28. 6 Id. at 59. 7 Id. at 73. serves as "a device for the sharing of whatever truth has been won."8 In Meiklejohn's view, the First Amendment both protects speech absolutely and limits its scope. Both the protection and the limitation stem from the public's need for truth. "The guarantee given by the First Amendment is assured only to speech which bears, directly or indirectly, upon issues with which voters have to deal--only, therefore, to the consideration of matters of public interest."9 Meiklejohn was never critical of the slightly vague nature of the text of the First Amendment, but instead took the philosopher's logical approach to interpreting the 45 words of the amendment.10 He approached the task of interpretation from the standpoint of procedural efficiency for the exchange of ideas about the conduct of government. Giving the First Amendment a literal reading, Meiklejohn wrote that the article did not forbid the abridging of speech, but did forbid the abridging of the freedom of speech. The freedom of speech, which is inviolate, he argued, is "freedom of discussion for those minds" that are engaged in the business of deciding "matters 8 Id. at 75. 9 Id. at 79. 10 U.S. CONST., Art. I, reads, "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press, or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances." of public policy." He did not extend similar protection to "unregulated talkativeness."" Meiklejohn's interpretation of the First Amendment clearly leaves many types of expression outside the absolutely protected area but not completely without constitutional guarantees. His theory posits that "under the Constitution, there are two different freedoms of speech, and, hence, two different guarantees of freedom rather than only one."12 The first type of freedom is extended to public discussion of "the common needs of all the members" of the society, which have a "constitutional status which no pursuit of an individual purpose can ever claim."13 It therefore stands alone with full First Amendment protection. The second, and lesser, freedom takes in all other types of expression, which Meiklejohn called "private speech." He regarded private speech as personal to the individual engaged in it, and conceded that the right was considerable, but outside the purview of the First Amendment. Meiklejohn likened private speech rights to the right to life and property and found them similarly protected by the Due Process Clause of the Fifth Amendment. These lesser rights he differentiated from "freedoms" by describing them as "liberties." Clothed in those terms, 11 Meiklejohn, Political Freedom, at 25-6. 12 Id. at 8. 13 Id. at 55. Meiklejohn saw protection for speech "not from regulation, but from undue regulation."14 Without absolute protection, private speech becomes a relative right that may be abridged upon a demonstration of a compelling public interest. Meiklejohn's creation of a bifurcated view of speech values has received little attention and even rarer acceptance. The United States Supreme Court has never resorted to a Fifth Amendment "liberty" construct to protect speech,15 although it has, of course, "incorporated" the First Amendment's protections against action by the states through the Fourteenth Amendment's Due Process Clause. An argument could be made, one that Meiklejohn would probably have accepted as it follows his line of reasoning, that the "liberty" protected by the original Fifth Amendment Due Process Clause must also include a guarantee of freedom of speech separate from and lesser than the First Amendment's protection. As a whole, however, the Court has fairly consistently moved in exactly the opposite direction. To be sure, 14 Id. at 37. 15 U.S. CONST., Art. V, reads, in pertinent part, "No person shall be deprived of life, liberty, or property, without due process of law. . Meiklejohn conceived of a "liberty" as a public interest secondary in importance to a "freedom." As such, he would allow regulation of that interest by the government after established procedures were followed. The Court, however, has not created such a two-tiered hierarchy of rights, but has instead established levels of judicial scrutiny and required varying degrees of evidentiary proof from governmental entities seeking to enforce regulations that implicate First Amendment freedoms. individual justices such as Robert Jackson, Felix Frankfurter, John Harlan and William Rehnquist, have maintained that freedom of speech, when employed as a defense against action by the states, should be less strictly construed than when the federal government is involved because of due process requirements.16 This conception of due process, however, has been attempted only as a justification for disparate jurisdictional treatment, and even that argument has not found favor at the Court, which has unwaveringly maintained that freedom of speech is to be treated equally at both the state and federal levels. Meiklejohn lamented this failure to differentiate substantively between First Amendment speech and speech protected under the Due Process Clauses of the Fifth and Fourteenth Amendments. He disagreed with the Court's refusal to accord differing substantive values to types of speech because an interpretation which mandates the inclusion of all speech under the First Amendment cheapens the absolute freedom of public speech and leaves it "safe only from undue abridgment.""17 "Public discussion," he wrote, "has thus been reduced to the same legal status as private discussion."18 6See, e.g., the vigorous dissenting opinion of Justice Jackson in Douglas v. City of Jeannette, 319 U.S. 157, 181 (1943). 17 Meiklejohn, Political Freedom, at 54. (emphasis in original). 18 Id. at 51. Although the Court never accepted Meiklejohn's separation of First and Fifth Amendment speech, he makes a point that does not depend on that distinction. Different types of expression serve different purposes and should be granted different levels of constitutional protection.19 If we cannot distinguish between speech protected under different amendments, then we must examine the different kinds of speech under the protections of the First Amendment only. The inflexible position that all expression is equal leads inevitably to either protecting everything absolutely or relativizing protection under the same standards for all types of expression.20 Meiklejohn refused to elevate commercial speech to the level of political speech and extend absolute First Amendment protection to it. "There are in the theory of the Constitution, two radically different kinds of utterances. The constitutional status of a merchant advertising his wares, of a paid lobbyist fighting for the advantage of his client, is utterly different from that of a citizen who is planning for the general welfare."21 This was radically different from the broad self-fulfillment value of speech, which also included commercial speech, articulated by Harvard law professor Zechariah Chafee, who found "an individual interest, the need of many men to express their 19 Id. at 37. 20 Id. at 38. 21 Id. at 37. opinions on matters vital to them" to be the controlling principle.22 Meiklejohn would lump such comments of singular interest together with commercial speech and other forms of private speech and protect them through the Fifth Amendment only. As he repeatedly stressed throughout his writings, political speech is of paramount importance and the value of political expression is primarily to the audience rather than to the speaker who wishes to utter it, and freedom of expression springs not from the desire to speak, but from the need to hear.23 In Meiklejohn's hierarchy of values, expression merely for its own sake ranked low, and its sole justification was the support it provided for higher forms of expression. Meiklejohn took a dim view of the mass media, particularly broadcasting, as the prime example of pervasive commercial speech undeserving of protection at the level of political speech. As speech unrelated to the business of self-government, commercial radio fell into Meiklejohn's broad catch-all category of private speech, that is speech carried on for the benefit of the speaker. "The radio, as we now have it," he wrote in 1948, "is not cultivating those qualities of taste, of reasoned judgment, of integrity, of loyalty, of mutual understanding upon which the enterprise of self-government depends. On the contrary, it is a mighty 22 Chafee, Jr., Zechariah, Free Speech in the United States, Cambridge, MA: Harvard University Press (1941), 33. 23 Meiklejohn, Political Freedom, at 24-7. 13 force for breaking them down."2 Ten years later, he added that "privately sponsored television has proved to be even more deadly. [The broadcast media] corrupt both our morals and our intelligence."25 In keeping with his position that political speech was foremost among types of expression, Meiklejohn often called attention to other recognized categories of speech that fell short of that ideal to justify his two-level system of protection. Meiklejohn pointed out that all speech is not in fact treated equally, and that courts have recognized that some forms are subject to controls ranging from regulation to outright prohibition. "Thus libels, blasphemies, attacks upon public morals or private reputations have been held punishable."26 Meiklejohn acknowledged that his list was only partial and included other forms of speech such as incitement to violence and endangering public safety. He emphasized the breadth of punishable speech, writing that "this listing of legitimate legislative abridgments of speech could be continued indefinitely. Their number is legion."27 While carefully sketching out the categories of speech he approved of prohibiting, Meiklejohn was unable to draw a meaningful distinction between pure speech and speech mixed 24 Id. at 87-8. 25 Id. at xvi, 87. 26 Id. at 113. 27 Id. with action. He ignored the possibility that the accompanying action might be the dispositive factor in judging speech instead of a judgment based solely on the purpose of the expression. "Speech," he wrote, "as a form of human action, is subject to regulation in exactly the same way as is walking, or lighting a fire or shooting a gun. To interpret the First Amendment as forbidding such regulation is to so misconceive its meaning as to reduce it to nonsense."28 Meiklejohn rejected the idea of a "balancing test" as it would apply to First Amendment speech. He reasoned that any weighing of competing social values would be meaningless because of the overwhelming importance of First Amendment speech, which he had limited to speech on public affairs. The exchange of ideas on topics of political and social import was speech without equal since it led to an acquaintance with the information necessary for voters to make an educated choice at the polls.29 He did, however, accept such an ad hoc evaluation for lesser forms of speech, since he believed that not all speech necessarily contributed to the search for truth. Literature Review There is only one study of Meiklejohn that even begins to approach the status of a biography. A 1981 book, which excerpts Meiklejohn's major writings, particularly on 28 Id. at 114. Id. at 19. academic freedom from the earlier years of his career, begins with a 47-page biographical sketch.30 That portion of the book stresses Meiklejohn's teaching career as a framework for introducing the excerpts from his teaching-related writings, and is full of detail on the earliest years of his life, but does not go into any depth on Meiklejohn's philosophy. Six dissertations have been written on Meiklejohn. Three have concentrated heavily on his educational theories.31 Two others focused on his theoretical concept of the state.3 The dissertation most closely related to this study, a 1979 work by Mack Redburn Palmer, touches on both those areas and adds Meiklejohn's view of law to the mix. It is a masterful attempt to reconcile some of the inconsistencies in Meiklejohn's pronouncements and clarify 30 Brown, Cynthia Stokes, Alexander Meiklejohn: Teacher of Freedom, Berkeley, CA: Meiklejohn Civil Liberties Institute, (1981). 31 Baldwin, Robert H., "A Quest for Unity: An Analysis of the Educational Theories of Alexander Meiklejohn (Ph.D. dissertation, University of Pittsburg, 1967); Shantz, Hermione, "The Social and Educational Theory of Alexander Meiklejohn (Ph.D. dissertation, Michigan State University, 1969); Green, James M., "Alexander Meiklejohn: Innovator in Undergraduate Education (Ph.D. dissertation, University of Michigan, 1970). 32 Cooper, Charles J., "Alexander Meiklejohn: Absolutes of Intelligence in Political and Constitutional Theory," (Ph.D. dissertation, Bryn Mawr College, 1967); Perry, Eugene, Alexander Meiklejohn and the Organic Theory of Democracy," (Ph.D. dissertation, Syracuse University, 1969). the positions that had subjected him to heavy criticism during his lifetime.33 More than 30 years after his death, Meiklejohn is still enormously popular as a source for law review authors, with at least 550 citations to his written work in the last 15 years alone. There have been no articles devoted exclusively to his philosophy in recent years, apart from brief summaries of his books. Legal scholars cite Meiklejohn frequently in civil liberties treatises and occasionally devote short chapter subsections to summarizing his arguments. Most often Meiklejohn's views are mentioned by scholars in connection with specific cases, some of whose written decisions originally cited him.34 These discussions do not generally delve into any understanding of Meiklejohn's writings beyond their immediate application to the cases illustrated. 33 Palmer, Mack R. "The Qualified Absolute: Alexader Meiklejohn and Freedom of Speech," (Ph.D. dissertation, University of Wisconsin-Madison, 1979). SSee, e.g., Krislov, Samuel, The Supreme Court and Political Freedom, New York: Free Press (1968); Schauer, Frederick, Free Speech and Its Philosophical Roots," in The First Amendment: The Legacy of George Mason, T. Daniel Shumate, ed., Fairfax, VA.: The George Mason University Press (1985); Ladenson, Robert F., A Philosophy of Free Expression, Totowa, NJ: Rowman & Littlefield (1983); Redish, Martin H., Freedom of Expression: A Critical Analysis, Charlottesville, VA.: The Michie Co. (1984); Haiman, Franklyn S., "Speech Acts" and the First Amendment, Carbondale, IL.: Southern Illinois University Press (1993); Graber, Mark A., Transforming Free Speech: The Ambiguous Legacy of Civil Libertarianism, Berkeley, CA: University of California Press (1991). Meiklejohn also often appears in media law texts and casebooks, again in the company of other legal philosophers, such as Chafee, with whom he is often paired and compared.35 They are, again, only as comprehensive and analytical as four- to five-page summaries can be. Meiklejohn and his views generally appear in chapters on First Amendment philosophy and comprise but a small portion of the broad sweep that those chapters make. In spite of widespread mention in current literature, Meiklejohn is presented, without exception, as one of several relatively minor figures from the past. His ideas are acknowledged as having some application to today's issues, but are discounted as having never enjoyed broad support. Although Meiklejohn's theories were never explicitly embraced by a majority of the justices, his adherents did occupy pivotal positions on the Court. His ideas were cited repeatedly to temper more reactionary views at the Court and provided a liberal counterweight to McCarthyite sentiments that were common in the post-war period. As voices from 35 See, e.g., Pember, Don R., Mass Media Law, Dubuque, IA: Wm. C. Brown Publishers, 5th ed. (1990); Middleton, Kent R. and Chamberlin, Bill F., The Law of Public Communication, White Plains, NY: Longman, 3rd ed., (1994); Holsinger, Ralph L., Media Law, New York: McGraw-Hill, Inc., 2nd ed. (1991); Nelson, Harold L.; Teeter, Dwight L. and LeDuc, Don R., Law of Mass Communications, Westbury, NY: Foundation Press, 6th ed., (1989); Carter, T. Barton; Franklin, Marc A. and Wright, Jay B., The First Amendment and the Fourth Estate, Westbury, NY: Foundation Press, 5th ed. (1991); Franklin, Marc A., Mass Media Law, Mineola, NY: Foundation Press, 2nd ed. (1982). the political right become increasingly strident in the mid-1990s, Meiklejohn's moderating influence may hold valuable lessons for keeping diverse viewpoints in circulation for the benefit of our ongoing experiment in democracy. Methodology In addition to the published writing of Meiklejohn, this study is based primarily on archival collections located in four cities across the country. The relatively few writings about Meiklejohn, which appear most frequently as eulogies in academic and professional journals, will be consulted as secondary sources. The first, and smallest, collection is located at Brown University in Providence, Rhode Island. In Meiklejohn's home state, he was a professor and Dean at Brown for 15 years. While the collection of Meiklejohn's personal papers is small, the archives do contain a wealth of material concerning his role at the university during the formative years of his career. The oldest major collection is held in the archives of Amherst College in Amherst, Massachusetts. Meiklejohn was president of Amherst for 11 crucial and often controversial years. Meiklejohn's Amherst materials are contained in 11 boxes of documents. Two collections are held in Madison, Wisconsin, where Meiklejohn headed the Experimental College at the University of Wisconsin for five years. The largest of all, consisting of 69 boxes, is at the State Historical Society of Wisconsin. Meiklejohn's widow, Helen, chose the historical society as the repository for his personal papers in 1969. Before her own death in 1982, Mrs. Meiklejohn also made a concerted effort to retrieve her late husband's letters to his many correspondents and donated them to the historical society as well. A second collection of 70 boxes, much of which concerns Meiklejohn only peripherally, deals with the administrative history of the Experimental College and is housed in the University of Wisconsin Archives. It is, however, a rich source of material on the curriculum of the Experimental College and the practical application of Meiklejohn's theories. The Experimental College's annual reports, in particular, give an early glimpse of Meiklejohn's recognition of the importance of an understanding of law and the position of the Constitution as a foundation of government. The fourth collection is located at the Meiklejohn Civil Liberties Institute in Berkeley, California, where Meiklejohn "retired" in 1932. The Institute is a freestanding private foundation with a small collection best described as "eclectic," and housed in a converted single-car garage. The modest three-box collection was assembled largely from correspondence with private citizens and other "fans" around the Bay Area who became acquainted with Meiklejohn through his membership in the Northern 20 California chapter of the American Civil Liberties Union in the 1940s and 1950s. Outline of the Study The next two chapters of this study will examine the development and philosophy of Meiklejohn the educator. Chapter II looks at his early years as both teacher and administrator on the traditional campuses at Brown and Amherst. He formed his theories on academic freedom during this time and tried them out, with varying degrees of success. Chapter III covers Meiklejohn's role in experimental educational programs at the University of Wisconsin and in San Francisco. He developed his theories of freedom more fully here, and put them into actual practice. The last three chapters of the study are devoted to Meiklejohn's thinking on the citizen-government relationship, as specifically guided by the First Amendment. Chapter IV explores Meiklejohn's interpretation of the First Amendment, in all its varied facets and stages, to which he devoted the last two decades of his life. Chapter V examines the influence of Meiklejohn's theories at the Supreme Court, where he found both supporters and detractors among the justices, several of whom counted Meiklejohn among their close friends. Chapter VI attempts to clarify Meiklejohn's own brand of absolutism, assess his legacy to the last years of the 20th Century and suggest some applications for his ideas in the next century. CHAPTER II TRADITIONAL EDUCATION: BROWN AND AMHERST, 1897-1923 The Making of a Scholar Alexander Meiklejohn's beliefs attracted notice as early as 1889, when, as valedictorian of the senior class at Pawtucket(Rhode Island)High School, he argued in favor of prohibition statutes.' His remarks caught the attention of the press, which summarized them briefly in a short account of the graduation ceremony.2 Prohibition had been controversial in the industrialized, working-class cities of Rhode Island, but the state had become legally dry in 1887, joining three of the five other New England states more than 30 years before Prohibition became the law of the land.3 The youngest of eight boys and the only English-born son of a Scottish textile craftsman, Meiklejohn had been 1 Meiklejohn's handwritten copy of the six-page Apr. 1, 1889 speech is held in the Alexander Meiklejohn Papers, State Historical Society of Wisconsin, Madison, Box 60, Folder 5. [Hereinafter referred to as Meiklejohn Papers.] 2 Unlabeled clipping, Meiklejohn Papers, Box 60, Folder 5. 3 Vermont, New Hampshire and Rhode Island all were declared dry between 1870 and 1887. Maine had been the first state in the country to enact prohibition laws in the United States in 1851. Brunelle, James E., ed., Maine Almanac, Augusta, Me.: Guy Gannett Publishing Co. (1978), 11. raised in a family that prized firmly-held beliefs. An important feature of Meiklejohn's early home life in Rochdale, England was the presence of workers who came by to discuss grievances against the mill managers with his father, James. The family was a member of the Rochdale Cooperative, the world's first consumer cooperative enterprise, which supplied shareholders with coal, food and clothing at wholesale prices in exchange for a few hours of labor weekly. As a result, Meiklejohn embraced the principles of direct control over life's basic necessities and participation in communal decision-making throughout his life.4 In June 1880, when Alexander was eight years old, the Meiklejohns were sent to Pawtucket by his father's employers, where James taught the latest fabric dyeing techniques to the workers in the company's Rhode Island mill. At home, money was tight, so the family concentrated on just a few books, studying the Bible and the poetry of fellow Scot Robert Burns,5 which helped propel young Alex to the top of his class in the Pawtucket public schools. After high school, Meiklejohn enrolled at Brown University in nearby Providence. He lived at home and, according to university legend, often made the four-mile "I'm an American," Script No. 65, Interview broadcast by NBC on radio station WBZ in Boston, MA on Sunday, Aug. 10, 1941; Meiklejohn Papers, Box 35, Folder 3. 5 Id. journey to classes on foot.6 An outstanding student, Meiklejohn was elected to Phi Beta Kappa in his junior year. Slightly built, and of only average height, Meiklejohn was nevertheless also a versatile athlete and managed to find time to play with the university's squash, soccer, tennis and cricket clubs.7 As a graduate student at Brown, he was also a member of the first intercollegiate ice hockey team, and is credited in some circles with introducing the flat puck in place of the round ball previously used in ice polo following a vacation trip to Canada with the team.8 Meiklejohn, however, was never confident of his historic role in the game. In 1951, writing in the university's alumni magazine, Meiklejohn wrote that Harvard may have played the Canadians first.9 Characteristically, he neglected to mention that he had been captain of the team. Meiklejohn, who was usually called Alex, but preferred Alec, graduated from Brown in 1893 with a degree in philosophy and stayed on to complete a master's degree two years later. In 1896, when his mentor, James Seth, left to join the faculty at Cornell University, Meiklejohn also left for Ithaca, New York on a hockey scholarship. Completing his Ph.D. dissertation on Immanuel Kant's theory of 6 "In Memoriam," Brown Daily Herald, Jan. 9, 1965, 6. 7 Id. 8 Evans, A.B., New England Hockey, Andover, MA: Littleton Press, (1938), 12. 9 "Hockey Pioneers," Brown Alumni Monthly, (Spring 1951), 14-15. substance0 in 1897, Meiklejohn returned to Brown as an instructor. He climbed steadily up the academic ladder at Brown, advancing to assistant professor in 1899, associate in 1903 and full professor in 1906. In 1901, Meiklejohn also assumed the responsibilities of the newly-created post of Dean.1 When Meiklejohn returned from Cornell in 1897, he was also elected to the Pawtucket School Committee, which he served until 1903." Forming Educational Theories In the classroom, Meiklejohn quickly acquired a reputation as a tenacious questioner who constantly forced students to think about their positions. He lectured infrequently, preferring to pose questions of the students, then challenging them to justify their responses. This socratic style of teaching was not common outside of the newly-established law schools at the turn of the century, but Meiklejohn saw it as a method of involving the entire class in the process of evaluating ideas, isolating awkward or unworkable components, dissecting them and suggesting new approaches to the problem.13 10 Green, James M., "Alexander Meiklejohn: Innovation in Undergraduate Education," (Ph.D. dissertation, University of Michigan, 1970), 59. 11 Bronson, Walter C., History of Brown University, 1764-1914, Providence: Brown University (1914), 481. 12 Letter to Brown classmate Fred Ladd, June 25, 1904. Meiklejohn Civil Liberties Institute, Berkeley, Box 1, Folder 8. 13 W. Randolph Burgess, "What Is Truth?" Rights XII (February 1965), 29. 25 While his questioning style may have been effective in class, it bedeviled his critics, particularly when he continued to use it after leaving academia. He never pretended to have ready solutions to all the problems he identified, but viewed his often open-ended questions as valuable contributions in and of themselves. Both in the classroom and in discussion of public issues, Meiklejohn above all intended that his questions inspire intellectual debate rather than suggest complete answers. He believed that answers would be discovered by the debaters themselves as a result of this give-and-take, and answers developed through that process were learned better than those he could have suggested or imposed.14 As Dean, Meiklejohn also employed a strategy of letting students work out their own solution as part of an athletics reform plan to deal with a problem within one of the university's teams. As baseball soared in popularity in the late 19th Century, Brown built a reputation for one of the most formidable college teams in New England. Athletic conference rules forbade students who played in professional leagues during the summer from playing on their college teams, but competition was stiff and administrators honored the rule mainly in the breach. Some of Brown's best players, who had spent the summer of 1902 playing with professional teams on Cape Cod, returned to Providence and 1Id. at 28. 26 found themselves disqualified by decree of the Dean.15 The move negated the team's championship, won the previous spring, and infuriated some alumni.'6 Meiklejohn pressed on, however, determined to return Brown athletics to true amateur status. He took his athletic reform plan another step and persuaded the faculty to turn over full responsibility for athletic program compliance to student managers, whom he believed would succeed. The students did not let their dean down, and before long, the Brown model of student oversight of intercollegiate amateur athletics became the standard. Gradually, Brown's teams returned to the top levels of competitiveness and attendance at games recovered, then eclipsed, previous numbers.17 For Meiklejohn, the crisis over how to handle the university's athletic teams went far beyond the question of professionalism in college sports. He regarded the issue as a crucible to test his views on his students' ability to make sound decisions. Meiklejohn proceeded from the belief that, handed the authority to supervise athletics and faced with the responsibility for the programs' eventual success or failure, students would choose a course of action that would maintain the university's trust in their abilities. 15 Report of the Dean to the President and Trustees, 1902-1903, Brown University Archives, Providence, RI, 20. 16 The university archives contain seven letters protesting Meiklejohn's decision. 17 Bronson, History of Brown University, at 484-85. The Dean had believed that the freedom to run the athletic programs could not be taught successfully by rigid enforcement of rules by administrators.18 When student managers met to establish policy, they chose regulations that were in the best interests and the teams and the university and the administration continued its policy of non-interference. Meiklejohn had decided that the way to teach freedom was to grant it. Testing Educational Theories By 1911, Meiklejohn had acquired a solid regional reputation as a firm, but popular, administrator and an effective, but moderate, reformer. His accomplishments at Brown attracted the attention of the trustees of Amherst College, several of whom were Brown alumni. Amherst itself had attracted notice in 1910, when a committee of members of the Class of 1885 issued a report on the state of the college. The group, which had formed at their 25th reunion, believed that standards had slipped over the years and that their alma mater was being left behind in the wake of changes in higher education that had been underway since the late 19th Century. One of the problems the alumni report identified was the size of the college, which the committee felt had grown too big, abetted by low entrance standards. The group also suggested a return to a rigidly classical curriculum, elimination of the Bachelor of Science degree, hiring of 18 Id. new, younger faculty from outside the college and an emphasis on scholarship.19 When the trustees invited Meiklejohn to visit Amherst during their search for a new president, he had already read the report, and although he "did not know where Amherst was," he admitted to a friend, his interest was piqued. "Wouldn't you like to get ahold of a college like that; wouldn't it mean something to make those ideas clear and make them work?"20 Meiklejohn was offered that chance in May 1912 as Amherst's eighth president. As rumors of the impending move spread, letters poured in urging Meiklejohn to accept the challenge he had identified. The letters were mainly from his friends in academia, but also from Brown alumni such as Charles Evans Hughes, Jr., editor of the Harvard Law Review, who had apparently been one of the first to hear the news. Another came from the New York Evening Post's city editor, a Brown classmate and Theta Delta Chi fraternity brother who pleaded for confirmation of the rumor, that he might scoop the Amherst graduate who was his counterpart at the New York Sun.21 19 Report of the Dean to the President and Trustees, 1902-1903, Brown University Archives, Providence, R.I. 20 "Some Addresses Delivered at Amherst College Commencement Time, 1923," Alumni of Amherst College, 1924, Amherst College Archives, Amherst, MA, 49. 21 Charles C. Selden to Meiklejohn, May 15, 1912, Meiklejohn Papers, Box 2, Folder 14. Amherst College had been founded in 1821 to educate Protestant clergy.2 By the end of the century, the goal had become a more general one of educating men. In the 20th Century, major universities were changing their missions for the new purpose of creating knowledge, but at Amherst, Meiklejohn's purpose was to create an environment that would encourage students to learn how to think. Just what teaching thinking entailed was not clear to the college community when the new, 40-year-old president arrived in October 1912. Over the next 11 years, Meiklejohn would show them, creating more of an interest in the college than the trustees could imagine, or endure. In his inaugural address, Meiklejohn served notice to the Amherst College community that he would be an activist president. His intention to make fundamental changes to a college experience grounded in the classics was explicit: "To give boys an intellectual grasp on human experience-- this, it seems to me, is the teacher's conception of the chief function of the liberal college."23 Among the first changes instituted by Meiklejohn were adjustments to the curriculum. By far the most controversial was a freshman course called "Social and Economic Institutions," designed by Meiklejohn to begin 22 Of the 40 members of the Class of 1834, 18 became Congregational clergymen. Education at Amherst, Gail Kennedy, ed., New York: Harper and Bros. (1955), 22. 23 Meiklejohn, Alexander, Inaugural Address of the Eighth President of Amherst College, Oct. 16, 1912, Amherst College Archives, Amherst, MA. students' thinking about the foundations of American society. The course, which was popular with the students, immediately came under fire from conservative faculty members for its "vagueness of content and looseness of method."24 The course weathered the attack and was taught for many years thereafter. Another of Meiklejohn's changes was a de-emphasis of specialized courses. He was not against specialization but thought it inappropriate for a college curriculum and best pursued after completion of a liberal college education. The intellectual road to success is longer and more roundabout than any other, but they who are strong and willing for the climbing are brought to higher levels of achievement than they could possibly have attained had they gone straight forward in the pathway of quick returns.25 Meiklejohn admitted that students needed specialized vocational training. He simply did not think that the acquisition of such operational tools was a proper goal of college. Vocational training provided none of the insight necessary for informed discussion and decision-making on basic political issues. College teachers know that the world must have trained workmen, skilled operatives, clever buyers and sellers, efficient directors, resourceful manufacturers, able lawyers, ministers, physicians and teachers. But it is equally true that in order to do its own work, the liberal college must leave the special and technical training for these trades and professions to be done in 24 Green, James M., "Alexander Meiklejohn: Innovation in Undergraduate Education," (Ph.D. dissertation, University of Michigan, 1970), 145-46. 25 Meiklejohn, Alexander, Freedom and the College, New York: Century Co. (1923), 170. other schools and by other methods. In a word, the liberal college does not pretend to give all the kinds of teaching which a young man of college age may profitably receive; it does not even claim to give all the kinds of intellectual training which are worth giving. It is committed to intellectual training of the liberal type.26 Meiklejohn also opposed the proliferation of elective courses listed in college catalogs. This late 19th Century development was the invention of Charles W. Eliot, president of Harvard University, and widely emulated among other educators by the early 20th Century." Eliot, who was in his day the most significant figure in American higher education, did not impress Meiklejohn. In my opinion it seems probable that the most important fact connected with the development of the elective system in America is that Charles William Eliot was a chemist. So far as I know he is the greatest leader in collegiate policy that America has had. But the modes of thought of his powerful leadership are predominantly the mechanical terms of chemical analysis. Those terms, with all their values and all their limitations, he for a long time fixed upon the academic thinking of this country.28 About Eliot's system he added: In a word, it seems to me that our willingness to allow students to wander about in the college curriculum is one of the most characteristic expressions of a certain intellectual agnosticism, a kind of intellectual 26 Meiklejohn, Alexander, "The Aim of the Liberal College", in Fulton, Maurice G., ed., College Life, New York: Century Co. (1921), 34-35. 27 By 1894, the only required courses at Harvard University were French or German, English Composition, physics and chemistry. Pulliam, John D. and Van Patten, James, History of Education in America, Englewood Cliffs, N.J.: Prentice-Hall (6th ed. 1995), 97-98. 28 Meiklejohn, Freedom and the College, at 196. bankruptcy, into which, in spite of all our wealth of information, the spirit of the time has fallen.29 Meiklejohn pointed out this hazard because a college did not have to inevitably fall into the same trap, he said. A college could escape the fashionable system that he felt was undermining the colleges' mission, "But I do not believe that this result can be achieved without a radical reversal of the college curriculum."30 Meiklejohn's "radical reversal" had begun with the "Social and Economic Institutions" course, and continued with his efforts to break the hold of the classics by introducing additional concepts of modern thought through courses in the fields of sociology, psychology, economics, history and the natural sciences. Opposition to courses that called into question the religious foundation of education had been common in the late 19th Century, as exemplified by the furor that accompanied John Fiske's attempt to teach Charles Darwin's Origin of the Species at Harvard University in 1860.31 A similar attitude prevailed at Amherst well into the 20th Century, where most of the faculty were older men who were themselves graduates of SId. at 178. 30 Id. at 188. 31 Gabel, Gerhard, Nineteenth Century Religious Teachings at Private Colleges and Universities, Trumbull, Conn.: F.E. King and Sons, (1925), 132-34. Amherst and adherents of the college's Calvinist traditions.32 One of Meiklejohn's major efforts at reform, and one of his major defeats, was his suggestion that Amherst's four-year college course emphasize the humanities and be divided into two parts.33 Most strikingly, Meiklejohn's proposal cut back considerably on courses in religion and the classics, accelerating the trend that had already been objected to by the Class of 1885. Although change was already underway, a classical education was still the typical academic foundation of small, private, church-affiliated colleges. Meiklejohn called the first two years' curriculum, a rigidly defined collection of readings in philosophy, history, economics and social science, the "junior college." The second half of the bifurcated curriculum narrowed the subject matter considerably. The coursework in the "senior college" would not be limited to a single subject or become technical or specialized but rather would rely on the individual student's background and interests to form connections with broader issues by drawing on the first two years' readings in the humanities. The "senior college" would end with a comprehensive test, based on the student's 3Id. at 158. 33 Meiklejohn, Alexander, "How Shall We Teach?", Message to the Board of Trustees, September 1919. Amherst College Archives, Amherst, MA, Box 8, Folder 4. own work and drawing its questions from the issues he had examined in his own studies.34 Underlying Meiklejohn's educational plan was a philosophy of human freedom based on enlightened choice. In contrast with the traditional Bible-based approach to human nature, the humanistic view espoused by Meiklejohn was threatening to the old order. The humanities, as the new type of curriculum came to be known, were studied in the context of actual human social experience. Described as a "vital and dynamic element in general education which must be concerned with modern subjects,"35 a humanities curriculum has four purposes: "[it] broadens learning, stimulates imagination, kindles sympathy and inspires a sense of human dignity."3 Meiklejohn was a fervent believer in the approach to education contained in his proposal. He seemed aware that the plan was a radical one but thought that it was worth taking a chance and that a small college like Amherst was the place to try it: The real question as to such a plan is not "Is it desirable?", but "Can it be made to work?" And the question is not one to be evaded. But my own conviction is very strong that the thing can be done. I am certain that it ought to be tried. It is better to see what can be accomplished along 34 Id. 35 Beesley, Patricia, The Revival of the Humanities in America, New York: Columbia University Press (1940), 49. 6 Green, Theodore M., The Meaning of the Humanities, Princeton, N.J.: Princeton University Press (1938), 42. such a line than to wait ignobly for someone else to make the attempt.37 The trustees, however, were not ready for such a departure from what they perceived as a reasonably progressive and modern curriculum that had been honed over the previous 20 years or so and updated by the inclusion of modern history courses.38 The trustees were especially irritated by the fact that the proposal was accompanied by Meiklejohn's assertion that even failure of his curriculum to produce graduates capable of analytical thought was preferable to not having even made the attempt: "A death like that would be a noble ending, the sort of thing from which many splendid enterprises have sprung.""39 Here was a fundamental difference between Meiklejohn and the trustees. For Meiklejohn, educational progress was continual evolution, an ongoing experiment; for Amherst's trustees and older alumni, education was a tradition deeply connected to the past. A rapidly changing technological society was insufficient reason to change; perhaps even a reason to proceed ever more slowly and cautiously.'" The trustees did 37 Meiklejohn, Alexander, The Liberal College, Boston: Marshall Jones Co., (1920), 161. The Liberal College is a collection of Meiklejohn's essays and speeches published by Amherst as part of the college's 100th anniversary celebration. 38 Id. at 160. 39 Id. at 161. 40 Brown, Cynthia Stokes, Alexander Meiklejohn: Teacher of Freedom, Berkeley, Calif.: Meiklejohn Civil Liberties Institute (1981), 16,19. manage to block Meiklejohn's plans for restructuring the curriculum into the two-part program he envisioned. However, he had sufficient support on the board to establish, one or two at a time, most of the humanities courses he wanted. If Amherst was resistant to change, other colleges and universities were not. From modest beginnings at Columbia University as early as 1919, humanities-based curricula were adopted by at least 11 colleges and universities between the late 1920s and mid-1940s.41 Fifteen years after Meiklejohn's 1923 departure, Amherst itself began to take steps toward strengthening the humanities curriculum that Meiklejohn had begun. In 1938, the seven-member Amherst Faculty Committee on Long-Range Policy reported, "It is the function of the liberal college to require at least an intelligent consideration of a few fields of knowledge which the College, by the fact of its teaching them, has marked as significant."42 41 Shoemaker, Francis, Aesthetic Experience and the Humanities, New York: Columbia University Press (1943), 155-89. Humanities-oriented curricula adopted between the late 1920s and the time of the Second World War: Stephens College (1928); Scripps College (1928); Antioch College (1930); Johns Hopkins University (1930); University of Chicago (1931), under Meiklejohn's friend, Robert M. Hutchins; University of Michigan (1932); University of Minnesota (1932); Stanford University (1935); Princeton University (1936); Columbia University (1937), under Jacques Barzun; Mills College (1943). 42 Communication to the Curriculum Committee, Nov. 11, 1938. The report was signed by professors Ralph A. Beebe and George B. Funnell. Amherst College Archives, Amherst, MA. By the mid-1940s, Meiklejohn's goal of a two-part, humanities-oriented college curriculum at Amherst was a reality, although the terminology was slightly different. The "lower college" was designed as partly remedial and as a general foundation for the last two years in the "upper college." "These (lower college) courses should be both so distributed and so related to one another that by the end of the sophomore year the students will have accomplished two things: they will have a common body of knowledge in each of the three great fields of the curriculum43 and each will have been able to make a significant beginning in work preparatory to a major [and] to be able to conclude work for that major during the last two years."" Major requirements had also become more rigorous, increasing from three to five year-long courses in the field.45 The Roots of Controversy at Amherst Not all of the efforts to change the curriculum and the controversies they engendered were of Meiklejohn's doing. A deep philosophical split over the curriculum was evident several months before Meiklejohn accepted the trustees' offer of the presidency. Spurred by the 1910 report of the Class of 1885, the debate over the future of the college continued in the pages of the new alumni magazine. 43 Mathematics and Natural Sciences; Social Studies and Philosophy; and Languages, Literature and the Arts. 44 Kennedy, Education at Amherst, 39. 45 Id. at 37. Frederick J.E. Woodbridge, dean of the graduate faculty at Columbia University, staked out one side's position in the first issue. He attacked as spurious the theory that education should foster the service or character ideal, repudiated the concept of moral indoctrination and spoke out plainly for intellectual values. The college experience should be "the process of educating the emotions to act rationally," he wrote46 He was bitterly challenged as "un-Christian" in the next issue by Cornelius H. Patton, Class of 1883, who wrote, "I have always understood that Amherst stood for a spiritual philosophy as against mere intellectualism."47 Agreement between the two alumni factions with the original point in the 1910 report of the Class of 1885 that something should be done to raise the level of teaching and study obscured the fundamental issue of the future direction of the college. The Woodbridge-Patton dispute, however, illustrated the size of the gulf between the two groups. Without some semblance of unity, any chance of realizing the goal of an improved college was impossible. Meiklejohn was perhaps doomed to fail even before he arrived. As the trustees began to evaluate candidates for president, the faculty communicated its feelings to the board. Its brief message indicated that they preferred George D. Olds, a senior mathematics professor who had been 46 1 Amherst Graduates' Quarterly, (October 1911), 21. 41 Amherst Graduates' Quarterly, (January 1912), 56. on the faculty for more than 20 years.48 Losing sight of the wishes of several of the groups within the college community by concentrating exclusively on the need to replace the retiring president, the trustees selected Meiklejohn, antagonized the faculty and alienated a good portion of the college's alumni who sympathized with Patton. Meiklejohn did enjoy victories during his tenure such as a more than doubling of the college's endowment, but ultimately even one of his successes became a weapon to be used against him. Meiklejohn had identified a gulf in social science study between Europe, especially Great Britain, and the United States and thought the differences would create opportunities for discussion. Meiklejohn instituted the practice of visiting lecturers and other short-term appointments to bring distinguished scholars to campus,49 a tradition that is followed to this day. One of the first visiting scholars was R. H. Tawney, a British labor historian with leftist leanings who arrived in the spring of 1920. Other Meiklejohn-recruited lecturers who spent several weeks to several months at Amherst were poet William Butler Yeats, historian Charles Beard and labor 48 Letter to the Board of Trustees, Mar. 14, 1912, Papers of President Julius Seelye, Amherst College Archives, Amherst, MA., Box 4, Folder 1. 4Letter to the Board of Trustees, Oct. 2, 1919, announcing plans to bring economist Ernest Baker to campus. Amherst College Archives, Amhert, MA. Box 11, Folder 7. economist Harold J. Laski.50 In the same vein, during the last few months of his tenure, Meiklejohn was working to create endowments to fund additional visiting lecturers in literature, physics and philosophy.51 Meiklejohn created friction between campus factions by attempting to alter the content of courses and classroom methods, imposing texts and testing requirements. These maneuvers fostered resentment among senior faculty members who uniformly viewed the moves as encroachments into their academic freedom.52 Although Meiklejohn had been successful in recruiting new faculty, most of Amherst's faculty had been hired and tenured long before his inauguration. Even some of the new faculty chafed under Meiklejohn's methods. Future four-time Pulitzer Prize winning poet Robert Frost, who had been hired by Meiklejohn in 1916, quit the faculty in 1920 because of conflicts with the president, though he 50 Lipset, Seymour M. and Riesman, David, Education and Politics at Harvard, Berkeley: Carnegie Commission on Higher Education (1975), 140. Laski's appointment was a particular source of rancor for Calvin Coolidge (Amherst 1895) because of Laski's support of the 1919 Boston police strike. As governor, Coolidge had broken the strike, a stand that was at least partly responsible for his elevation to vice-presidential candidate on the successful 1920 Republican ticket. 51 Meiklejohn, Alexander, "The Measure of a College," 12 Amherst Graduate's Quarterly, (February 1923), 90. 52 Partial letter to the Board of Trustees, Apr. 6, 1921, Amherst College Archives, Amherst, MA. returned after Meiklejohn left.53 Chief among Frost's complaints was Meiklejohn's attempt to reduce the number of poetry courses offered by the English Department.54 A serious public squabble during Meiklejohn's tenure has generally been interpreted in a manner that has put him on the unpopular side of a patriotic issue. In late 1916, when the First World War had been raging in Europe for more than two years and the United States' April 1917 entry into the conflict was only months away, Massachusetts Lt. Gov. and Amherst alumnus Calvin Coolidge came to speak to a "preparedness" group on campus." In keeping with his position that all sides of issues be discussed, Meiklejohn insisted that the anti-war point of view be represented at the meeting as well. Alumni were outraged that Meiklejohn remained completely neutral, but his position did not have the feared effect of promoting unpatriotic sentiment on campus.56 Meiklejohn also counseled his students to stay in school as long as possible. When war was declared, however, he told them they were obliged to serve when called. 53 Frost won the Pulitzer Prize for Poetry in 1924, 1931, 1937 and 1943. The Amherst College library, which was built shortly after Frost died in 1963, is named in his memory. s4 Robert Frost to the Board of Trustees, letter of resignation, May 11, 1920, Amherst College Archives, Amherst, MA. 55 "Lt. Gov. Tours Central Mass. Colleges," Springfield Union, Nov. 14, 1916, 8. 56 Minutes, meeting of the Board of Trustees, Jan. 10, 1917, Amherst College Archives, Amherst, MA. The policy of the Secretary of War seems to me fundamentally right. All men within military age should be classified as subject to call and the War Department should be empowered to assign each man or each group of men to the work in which they can be of greatest service. Students should remain in college, just as other men should remain in their employment until the call to other service comes. Education is vitally important but, like other important things, it must and will give way so far as necessary in the present emergency. All that men in charge of education demand is that the interests involved be really considered. In my judgment, the fewer the limitations placed upon the discretion of the War Department, the better will be the outcome.57 Far from being unpatriotic, Meiklejohn had spoken and written on his position well before Coolidge's visit, maintaining that serious study was a patriotic activity and stressing the importance of education and the role of the college in the war effort and beyond. In an address to the Academy of Political Science on May 18, 1916, Meiklejohn said that the United States' hope for military success as well as integration of national life "lies in the development of a Mind." He also argued that the mental discipline needed for a soldier could be taught in liberal arts colleges as well as in military schools.58 After the war, the college's attention focused on athletics, and again, Meiklejohn was in the thick of the 57 Undated typewritten draft memo, Meiklejohn Papers, Box 33, Folder 4. This short message, double-spaced and edited in pencil, was probably written at about the time of the November 1916 meeting. It appears to be a version prepared for Meiklejohn to deliver orally, since it is unfolded and his personal correspondence was not typed. 58 Meiklejohn's remarks were published as "A Schoolmaster's View of Compulsory Military Training," in IV School and Society 79 (July 1, 1916), 9-14. 43 fray. At first, the problem was the same as it had been at Brown: students played on professional teams during the summer and returned to college teams during the school year. Again, Meiklejohn insisted that they were not eligible, and again, the alumni howled. Meiklejohn also refused to hire full-time professional coaches, instead pressing faculty members into unpaid service and using part-timers from the town. As a result, he was blamed directly for Amherst's athletic decline.59 The issue came to a head at the November 1922 Alumni Council meeting, at which the group voted to send a message to Meiklejohn asking that he respond to a question, not so different than might be asked at some athletic powerhouses today: How are we to measure the worth of Amherst if not in the generally recognized currency of athletic prowess? Meiklejohn answered politely, but characteristically: When you look at our team on the field you will see college students playing football, not football players attending college in order to play. You must make up your team fairly and generously; you must play to win; and then the victory will take care of itself. If you win, you win. If you don't win somebody else does. I don't know what more can be said.6 Meiklejohn's article on the subject of collegiate athletics in the Atlantic Monthly put a national slant on the problem that was debated in its pages for months. In his article, the president followed the theme that he had 59 Malone, John E., "Ups and Downs on the Playing Fields," Massachusettts College Athletics (Summer 1922), 33. 6Meiklejohn, Alexander, "The Measure of a College," 12 Amherst Graduates' Quarterly (February 1923), 88. developed at Brown. He reiterated his belief that sports, responsibly organized and supervised, were an integral part of education whose benefits inured primarily to the student and not the college. I believe in college education, but I do not believe in furthering it by the abuse of the play of students. My observation is that when the attempt is made we spoil not only the play but the education.61 In his private correspondence, however, Meiklejohn was far less circumspect. In response to a letter congratulating him on the position he staked out in the Atlantic article, he showed his impatience with the issue with a touch of pique, writing, ". much of the alumni interpretation of our situation is dull and stupid."62 Meiklejohn might have had a similar response to alumni criticism of some of his visiting lecturers, especially the British labor historian R. H. Tawney, who some suspected of being a socialist. Indeed, he was, and Meiklejohn's embrace of some of his views caused him to be tarred with the same brush. For one thing, Meiklejohn organized classes for members of labor unions in Holyoke and Springfield to the south, in the mills along the Connecticut River. Ironically, the unions distrusted the well-spoken 61Meiklejohn, Alexander, "What Are College Games For?" 30 Atlantic Monthly (November 1922), 671. 62 Meiklejohn to Ephraim Emerton, Nov. 13, 1922, Amherst College Archives, Amherst, MA, Box 10, Folder 13. "professor," in the belief that the college would try to inculcate capitalist values in the classroom.63 Conservative alumni had some difficulty with Meiklejohn's commitment to exposing students to divergent views on a variety of issues. The fathers of many of Meiklejohn's students were wealthy capitalists who had sent their sons to Amherst for safekeeping and polishing, not for encouragement in questioning the foundations of capitalism. Such critical thinking is often uncomfortable for those who are criticized. During the period of anti-socialist hysteria, an alumnus asked Meiklejohn, "Would you have a bolshevik as a professor?" The president's response, "I'd have anyone if he were a good teacher," only served to increase suspicions." One writer noted that, "One of the awkward results of the years of liberal thought in Amherst College was that it frequently made the sons of upper and middle class families zealous to liberate those whom their fathers exploited."65 Meiklejohn and Academic Freedom In contrast to the relatively infrequent but high-profile events involving questions of academic freedom 63 Meiklejohn, Alexander, "The Measure of a College," 12 Amherst Graduates' Quarterly, (February 1923), 90. 64 Julius Seelye Bixler (Amherst 1916), "The Meiklejohn Affair," 25 Amherst (Spring 1973), 3. 65 Price, Lucien, Prophet Unawares: The Romance of an Idea, New York: Century Co. (1924), 35-36. that agitated alumni and were debated in the pages of Amherst Graduates' Quarterly during the last half of his tenure, Meiklejohn struggled largely unnoticed for most of his tenure at Amherst with the more fundamental problem of justifying the importance of academic freedom. Issues involving academic freedom bubbled up periodically, but usually as only part of another more gripping controversy, such as socialists lecturing on campus, and was a constant source of tension between Meiklejohn and the trustees. The debate over the nature and extent of academic freedom was conducted mainly out of public view in the pages of academic administrators' journals, where Meiklejohn championed his belief in unfettered classroom discussion from nearly the beginning of his presidency. Meiklejohn believed that the goal of a liberal education was an agile mind, one that was able to analyze often conflicting points of view and apply them to current social and political problems. He believed that type of academic experience required the freedom to explore ideas and assumed that all points of view would be presented in the classroom for evaluation by the student. Exclusion or imposition of any point of view by college trustees or other officials foreclosed the possibility of academic freedom and was fatal to the process of education. Meiklejohn's first mention of academic freedom at Amherst appeared in his commencement remarks in 1914. The speech was never published and probably did not circulate 47 far beyond the college community. In it, Meiklejohn lauded academic freedom in the form of support for criticism of a point of view guided by intellect. One sentence in particular indicated clearly what the president had in mind as Amherst's model teaching style and foreshadowed his position on the matter for the rest of his academic career: Ideas do not live and flourish when transplanted from the soil of active search and opposition from which they spring to that of passive unquestioning acceptance. They soon lose their vigor and fade away." The 1915 annual meeting of the Association of American Colleges, less than three years into Meiklejohn's presidency, marked the beginning of his plunge into the contentious arena of debate over the nature and extent of academic freedom. The first few years at Amherst had seen no ferment on campus over academic freedom, as Meiklejohn had done little to upset the status quo. The issue was not a new one for academia, however, and in 1915 had been wrestled with for at least 25 years, loosely tracking the ebb and flow of the American labor movement that provided much of the material for study in economics classes.67 In 1915, anarchy as preached by labor leaders was one of the major evils perceived by the establishment to be threatening the nation. Anarchist Emma Goldman had toured the nation 6 Unpublished speech (baccalaureate address), Amherst College, June 21, 1914, 3. Meiklejohn Papers, Box 1, Folder 3. 67 Ericson, P.A., Economics: An Educational History, Hartford, Conn.: Trimount Press (1951), 66. earlier in the decade and drawn a large crowd in New York City in 1914 at a rally with Bill Haywood of the International Workers of the World. At the rally, Goldman denounced government accommodation of business interests and advocated unionization and workers' control of the means of production. Many of Goldman's supporters, fretted the New York Times, were "men of education and culture of that class of 'intellectuals' to which Miss Goldman looks so hopefully. "" Left-wing politics and academic freedom came up at the Association of American College's meeting when formal discussion turned to a report on administrative control of classroom teaching submitted by a committee of the Association of University Professors. The report, as Meiklejohn described it, was primarily a litany of examples of abuses of academic freedom from colleges and universities around the country. The complaints ranged from inconvenient scheduling and assignment to undesirable courses to denial of tenure and dismissal on the basis of professors' memberships and activities outside of class. Meiklejohn had nominally been a member of the committee that drafted the report, but had refused to sign the final product. Meiklejohn believed that discussion of infractions of academic freedom was futile and ineffective in helping to preserve those freedoms unless faculties and administrations 68 New York Times, Mar. 29, 1914, 2, quoted in May, Henry F., The End of American Innocence, New York: Alfred A. Knopf (1959), 302. understood what academic freedom was and why it was important to the educational process and not just individual faculty members. He regarded administrative meddling that impinged on professors' freedoms as the enemy.69 In Meiklejohn's analysis, the enemy was not an administration that held to a conservative institutional viewpoint but an administration that used its authority to wield that viewpoint against a faculty by controlling classroom activities through intimidation. One point the report made that Meiklejohn did approve of was its recommendation that faculty members be granted veto power to block administration efforts to dismiss fellow professors on the basis of unpopular views. Meiklejohn said that the report, which approached the issue of academic freedom from the standpoint of faculty reappointment and dismissal, rather than course content, was simply an attempt to protect faculty jobs rather than deal with the underlying issue of protecting freedom for students' benefit.m The report, Meiklejohn conceded, was strongly protective of faculty rights to free speech but was too narrow and did not do enough to protect the educational process. 69 Meiklejohn, Alexander, "Tenure of Office and Academic Freedom," Proceedings of the Association of American Colleges, (April 1916) 182, 183. Meiklejohn's references to and characterization of the AAUP report in the text of this speech is the only published evidence of the content of that document. 0Id. at 184. 50 Even if Meiklejohn had agreed that concern with faculty rights was of primary importance in the area of academic freedom, the hiring process was a far easier way for administrators to control a faculty than the painful spectacle of dismissals, he said. He reminded the convention that if the report's authors presupposed a sinister attack on academic freedom by administrators, as he believed they had, they had missed the point by focusing on the security of existing faculty. He told them that if an administration were truly bent on ferreting out potential troublemakers, the better way to handle the matter quietly would be to ask others about them during the hiring process and ask the candidates directly during private interviews. That, he said, would avoid the public clamor surrounding a later dismissal.71 Meiklejohn had risked fanning the flames that could destroy academic freedom by not only alluding to but actually publicly outlining a clandestine method of discriminating and selecting faculty with a conservative, institutionally approved view on political and social issues. He did so, though, to question the propriety of point-of-view examination, its uses and abuses and its relative weight in the faculty hiring process. The best approach, Meiklejohn said, would be before hiring to settle the question of whether a professor's views on subjects such 71 Id. as socialism and labor reform movements are within the proper scope of consideration by the administration. Meiklejohn also took exception to another issue raised in the report that, on its face, appeared to come down on the side of faculty free speech. The report had expressed concern that administrators would sacrifice academic freedom to preserve financial support from wealthy alumni. Meiklejohn took the report's authors to task for their placement of faculty and administration in opposition to each other over sources of financial support of the institution. He chided them for falling prey to the assumption that administrators would try to prohibit discussion of controversial topics to avoid alienating donors and protect the school's financial welfare. Meiklejohn's solution to the potential conflict between gifts and academic freedom was charmingly simple, if naive: if it were truly believed that college administrators were being bought off, the only honest answer to the dilemma would be to not accept gifts. If administrators were reluctant to turn down donations that had strings attached, he saw no future for academic freedom.7 Meiklejohn tempered his drastic recommendation that administrators eschew gifts, which must have shocked some members of the audience, by imploring administrators to avoid an overdependence on donations by reducing capital spending. He urged that they be satisfied with the moderate 72 Id. at 185. amount of funds available from existing endowments. He asked them to resist the temptation to grow, which required dependence on more money from outside the college to build buildings, buy equipment and meet bigger payrolls. He urged them to fix their attention on the things that were already within their power such as quality of instruction, which could be met from present budgets, if spending on the physical plant were reduced. When spending was brought under control so that obligations could be met from existing funds, Meiklejohn said, pressure from interest groups outside the college would be eliminated and there would be no question about academic freedom.7 At the meeting Meiklejohn also took issue with the view of another attendee that limitation of classroom discussion of matters beyond reasonable controversy was proper.7 Rather than attempt to define what might be reasonable and what might not be, Meiklejohn discussed the issue in terms of people, not topics. On one hand, Meiklejohn admitted that it would not make sense to discuss matters that are unreasonable. But, he worried, how would that be determined? He saw attempts to influence the topics that could be handled by presumably intelligent teachers as unjustifiable interference. Meiklejohn's educational goal of developing critical thinking skills depended on a ready pool of varying opinion. In his view, attempts to limit the SId. at 185-87. 4 Meiklejohn, "Tenure of Office," at 180. field of inquiry doomed his stated purpose of education. There could be no middle ground; there could be but one test for whether or not a matter were within the limits of reasonable controversy: whatever reasonable people might be in disagreement about is a matter of reasonable controversy.7 During the discussion of what viewpoints were acceptable for study, there was an assertion that it was not fair to students to introduce them to problems that required complex thinking. Meiklejohn handled the situation deftly and eloquently: As against this I protest that the one essentially unfair procedure of an intellectual institution is to represent to a student that he is being honestly and fully introduced into the realm of thinking when he is in reality being led by the nose to some fixed and determined conclusion which, for some reason or other, it is regarded as important for him to believe.7 In the spring of 1917, more than a year after the conference, Meiklejohn received a letter from the president of Cornell University, writing as the new president of the American Association of University Professors, congratulating him on his stand against the report's conclusions.7 Archival materials contain no response from colleagues, either favorable or unfavorable, from the 1915-16 period, however. Id. 7Id. SLetter to Meiklejohn from Frank Thilly, Mar. 17, 1917, Amherst College Archives, Amherst, MA, Box 6, Folder 9. The gist of Meiklejohn's remarks at the Association meeting were later contained in an Atlantic Monthly article published in early 1918.7 His decision to air his views in a popular magazine only added to the tensions with the Amherst trustees," but his argument struck a chord with at least one professor outside the Amherst College community. Among the admirers of Meiklejohn's views was a professor from Topeka who apparently wrote to describe difficulties he and his colleagues were encountering with officials at Washburn University. In response, Meiklejohn wrote: "I am sorry to hear that you are engaged in a discussion of academic freedom on your campus because that usually means trouble is around."80 Meikleiohn's Fall From Grace For the first seven or eight years at Amherst, the trustees were willing to support Meiklejohn against the criticism of alumni, but eventually they perceived that the academic reputation of the college was declining among 78 Meiklejohn, Alexander, "The Freedom of the College," 121 Atlantic Monthly (January 1918), 83. 9 George Plimpton to Meiklejohn, Mar. 4, 1918. "Your recent publication is causing an erosion of support among our members." Amherst College Archives, Box 28, Folder 1. Plimpton, who was a personal friend of Meiklejohn, was also chairman of the college's board of trustees from 1910-1926. 80 Meiklejohn to S.G. Hefelbower, Feb. 25, 1920, Amherst College Archives, Amherst, MA, Box 6, Folder 9. alumni and members of the public.81 They also became uncomfortable with the scrutiny of the national press into the continuing debates over college policies, and a majority of the trustees decided they could no longer support Meiklejohn and what they perceived as his more radical decisions.82 The situation reached a critical point in late 1922 when two significant internal investigations were concluded at about the same time, and taken together, their findings did not augur well for the Meiklejohn administration. The first investigation looked at Meiklejohn's finances and the second, at faculty appointments. Meiklejohn's finances were more of a public relations disaster than a true scandal, and there was no indication of any wrongdoing. The first investigation found that Meiklejohn had wildly overspent his household budget, which was funded by the trustees, and for some time the deficits had been made up out of the pockets of individual members of 81 George Plimpton to Meiklejohn, Apr. 18, 1920, "members are uncomfortable with questions about what is happening at the College." Amherst College Archives, Amherst, MA, Box 28, Folder 1. 82 In 1921, Plimpton informed Meiklejohn that he had lost most of his support on the Board of Trustees. Meiklejohn is said to have replied, "Then under the circumstances it might be wise for the board to resign." Donald Ramsey, "Old Amherst Sells Its Soul," Labor (date and page unknown). From a partial tearsheet in the Meiklejohn Papers, Box 40, Folder 4. the board. As Robert Frost bluntly put it, "He didn't pay his bills."8 Evidence seems to point to the second of the two reports as being as much the product of an intensive lobbying effort by older faculty opposed to Meiklejohn's handling of a faculty promotion than of any real wrongdoing on Meiklejohn's part.8 Much of the controversy involved conflict between the older faculty who had been trained as ministers and European-trained PhDs. Amherst had obviously gone through wrenching changes from 1912 to 1922 during Meiklejohn's tenure. Revision of the curriculum and visiting socialist scholars were among the most prominent of those changes. The newly popular humanistic approach to academics in American colleges and universities created friction and resentment among those who clung to the literalistic and often Bible-based elements of the 19th Century belief in education as indoctrination. The primary thrust of the faculty appointment investigation centered around Meiklejohn's role in promoting a young instructor he believed held great promise. After the president received approval from the trustees for his plan, however, the senior faculty charged that he hadn't fully represented the depth of their opposition to the SQuoted by Julius Seelye Bixler, (Amherst 1916), in "The Meiklejohn Affair," 25 Amherst, Spring 1973, 4. The article re-evaluates the last months of Meiklejohn's tenure on the 50th anniversary of his departure. 8Id. at 5. 57 promotion. They charged that he put his own judgment first and in effect gave himself sole decisionmaking power over faculty affairs.85 The report also charged Meiklejohn with administrative incompetence. One complaint charged him with failure to mediate disputes among the faculty effectively. His opponents also claimed that he had not helped to improve the college's financial condition, pointing to his departure for Europe just as a major capital campaign was getting underway in connection with the college's 1921 centennial. There may have been some truth to the latter charge, as Meiklejohn saw himself as Amherst's intellectual leader only, preferring to leave the squiring of wealthy benefactors around campus to others.86 By the beginning of Commencement Week 1923, what little trustee support Meiklejohn had enjoyed for the last few years had eroded. On the day before commencement, he was informed that the trustees had decided to ask him to relinquish his administrative position. At the same time, the board expressed its desire that he remain on the faculty, suggesting that he stay on as professor of logic and metaphysics. Meiklejohn, however, decided that he couldn't turn over administrative authority to someone else and also remain on the faculty, because to do so would both cripple curricular reform and control classroom discussions. 85 Id. 86 Id. 58 In the wee hours of the following morning, Tuesday, June 19, 1923, he resigned as both president and professor.87 By forcing Meiklejohn's resignation, the trustees had hoped that harmony would be restored to campus, but that was not to be. At commencement, 12 seniors and one master's candidate refused their diplomas." Six members of the 29-member faculty announced their resignations, and within weeks three more also left.89 Older members of the faculty were mollified, however, when the trustees named Olds, now almost seventy years old, to be the next president. In the weeks that followed, as Meiklejohn and his family packed their things and prepared to leave for New York City, expressions of support appeared in both the mail and the press. Former President of the United States Woodrow Wilson, who had been president of Princeton from 1902-1910, wrote Meiklejohn to assure him of "the utter contempt that all thinking men must entertain for the benighted trustees of the college you are leaving and to which they have now given so fatal a wound."90 Although Wilson had left Princeton more than a dozen years earlier under different circumstances, the former president saw a 87 Id. at 6. a "Turmoil at Amherst Commencement," Springfield Republican, May 26, 1923, 8. 89 "Nine Faculty Resignations at Amherst," Springfield Republican, June 29, 1923, 6. SLetter to Meiklejohn, June 25, 1923, Amherst College Archives, Amherst, MA, Box 10, Folder 2. similarity when he wrote again two weeks later: "I had, myself, the unhappy experience of having to deal with one of the most ignorant and prejudiced groups in the country, and am saddened by the every thought of the present situation of my alma mater."91 Other comments from friends in academia focused on what they now perceived as Amherst's newly restored reputation, formed during the Meiklejohn years. Roscoe Pound, then dean of Harvard Law School, was quoted by a friend: Amherst has sent us regularly, for the past five or six years, a little group of men who have stood absolutely at the head of the Law School. Their prominence has been all out of proportion to their numbers. How the miracle has been wrought, I don't know, but they are sending us men who know how to think.9 Praise for Meiklejohn's accomplishment in the press were only a bit less complimentary. Walter Lippmann wrote that Amherst under Meiklejohn "produced as remarkable a student body as I have ever encountered."93 Felix Frankfurter, also a law professor at Harvard, made a similar assessment: "For several years it has been generally assumed that a recent Amherst graduate might be expected to display 91 Letter to Meiklejohn, July 5, 1923, Amherst College Archives, Amherst, MA, Box 10, Folder 2. 92 Sperry, Willard L., letter to Meiklejohn, July 2, 1923, Amherst College Archives, Amherst, MA, Box 10, Folder 3. 3 Lippmann, Walter, "The Fall of President Meiklejohn," New York World, June 24, 1923, 3. an unusual measure of intellectual vigor, of personal and moral distinction."" Nor was Meiklejohn's impact on education soon forgotten. Robert M. Hutchins, who assumed the presidency of the University of Chicago a few years after Meiklejohn left Amherst once noted, "The Meiklejohn men up and down the country are readily identifiable. This is not because they agree but because they think."95 Meiklejohn decided that he needed a chance to think more himself, and rented an apartment in New York City as a base from which to write and lecture. His wife, debilitated from an undiagnosed illness, sailed for Italy, her parents' homeland, with her elderly mother and seven-year-old daughter. Meiklejohn immediately set about assembling some of the speeches and essays he had written while at Amherst and published them in late 1923 as Freedom and the College. He also lectured to large audiences in New York City's most famous fora, including Carnegie Hall. Lecture fees and freelance writing for popular magazines were the main sources of income for Meiklejohn for the next two years. An article that Meiklejohn wrote for Century magazine on his education theories so captivated its editor, Glenn Frank, 94 Frankfurter, Felix, "An Open Letter to Dwight Morrow," The New Republic (July 25, 1923), 221. Morrow was Meiklejohn's chief antagonist on Amherst's Board of Trustees. 95 Quoted by Harold Taylor in "The Art of Making People Think," New York Times Magazine, May 5, 1957, 20. that he set up a committee to examine the possibility of establishing a new college to implement them.6 Later that year, Roscoe Pound considered, but ultimately declined, the presidency of the University of Wisconsin. The search committee next approached Frank, who accepted. Even before he took office, the former editor offered Meiklejohn a professorship, setting the stage for the next step in Meiklejohn's long career in forming and testing educational theories. W Meiklejohn, Alexander, "A New College, Notes on the Next Step in Higher Education," 109 Century (January 1925), 312-20. CHAPTER III EXPERIMENTAL EDUCATION: MADISON AND SAN FRANCISCO, 1927-1942 Introduction At Amherst College, Alexander Meiklejohn had attempted to implement his ideas about what a college education should be by trying to impose his theories on a college community that was nearly 100 years old. Amherst's Congregationalist traditions did not yield easily to reformist theories of education, however, and eventually the college's trustees had bowed to pressure from a powerful group of alumni and senior faculty and forced Meiklejohn to resign the presidency. Although it was a grave disappointment, Meiklejohn's failure to shape the Amherst curriculum to fit his vision of education did not dissuade him from continuing to pursue his goal of creating a humanities-based college program. From his new base in New York City, Meiklejohn began to formulate a college curriculum based on the Great Books. In March 1924, some eight months after arriving in the city from Amherst, Meiklejohn previewed his curriculum in a speech to the American Library Association.' After making additional refinements, Meiklejohn traveled to Connecticut the following year and presented his college course plan to a conference of educators.2 The plan Meiklejohn described in both speeches called for a curricular tabula rasa for the new program, not a group of courses that would be revamped piecemeal or adjusted to fit an existing academic framework. President-elect Glenn Frank's offer of a professorship at the University of Wisconsin earlier that year was attractive, but Meiklejohn did not accept immediately. His wife, Nannine, had died of cancer in February 1925, leaving him with four children--the oldest still in high school. At 53, such a move would be a major undertaking, and one that Meiklejohn was reluctant to assume, so he declined the offer. Just after New Year's 1926, Frank wrote to Meiklejohn again with the information that convinced him to accept and set the course for the next phase of the professor's life. Frank had secured the approval of the University's governors for the establishment of an experimental program and a commitment of financial support, if Meiklejohn would agree 1 Titled "The Return to the Book," the address was reprinted in American Ideas About Adult Education, 1710- 1951, C. Hartley Grattan, ed., New York: Columbia University Press (1959), 124-28. 2 Titled "The College of the Future," Meiklejohn's 1925 address was reprinted in The Intercollegiate Parley on American College Education, Middletown, Conn.: Wesleyan University Press (1926), 11-13. to direct it.3 Within two months, Meiklejohn and his children were in Madison, and he was teaching a philosophy course while planning the program that would be known as the Experimental College. Finally, Meiklejohn had what had eluded him at Amherst--a free hand to design, from the ground up, an educational program that reflected what he conceived as the ideal college curriculum. Shaping the Experimental College The faculty and administration of the University's College of Letters and Science gave Meiklejohn and his staff considerable latitude in the basic structure of the Experimental College. Apart from a requirement that students be permitted to take one course elsewhere in the university each year (to satisfy university-wide language requirements) there were no other impositions from outside the College. Even grade requirements were eliminated, except for the one grade given at the end of the two-year program. This grade was recorded for all credits at the College and, if satisfactory, allowed students to complete their last two years at Madison.4 In place of traditional courses and subjects, one common curriculum was developed with a general theme for 3 Glenn Frank to Meiklejohn, Jan. 3, 1926, Meiklejohn Papers, Wisconsin State Historical Society, Madison, Box 13, Folder 19. 4 Annual Report of the Experimental College, 1928, xii, Experimental College Collection, University of Wisconsin Archives, Madison. each of the two years. There were, of course, no electives. The first year's study revolved around a core of readings, talks and discussion of the civilization of fifth century B.C. Athens. The reading list included philosophers such as Aristotle, Plutarch and Plato, historians including Herodotus and Thucydides, the plays of Sophocles and the political writings of the statesman Pericles. Toward the end of the year, each student studied one aspect of Greek life of his choosing in depth, picking from philosophy, economics, art, religion, science, literature, law and politics.5 In the second year, the class studied American society and institutions beginning just after ratification of the Bill of Rights. Broad topics included science, literature, politics and philosophy. The contrasts between Athenian and American society formed the foundation of discussions and served as a starting point for a social scientific study conducted by each student of his home state or region. Readings included Other People's Money and How the Banks Use It, by Louis D. Brandeis and The Acquisitive Society, by Meiklejohn's friend, R.H. Tawney.6 Meiklejohn also brought with him the "Social and Economic Institutions" course that he had developed at Amherst and made it part of the second-year curriculum. The 5 Id. at 8-10. 6 Id. at 14-6. 66 course included a study of the American judicial system and had been taught at Amherst primarily by economics professor Walton Hamilton. Meiklejohn was, by his own admission, a legal neophyte at the time, and recalled years later that the law segment of the course had been Hamilton's idea. According to Meiklejohn, Hamilton arrived at his office one day and announced: I don't think I want to teach much about economics anymore. I think I can get more for myself and my students if I study the Supreme Court. I just wanted to find out if you had any objections. I was a thoroughly uneducated young person and didn't know what he was talking about. But of course, it came from "Hammy" so it was alright and I encouraged him to go on. But at the same time I got the suggestion too that it was desirable to study the Supreme Court justices and I think that was the beginning of my start. But I didn't do much with it myself for quite a number of years.7 Though an insignificant part of Meiklejohn's Amherst experience, Hamilton's success in folding law into the institutions course was quickly grasped by Meiklejohn, and he was moving to expand the use of law studies in the curriculum in his final months at Amherst. Describing himself as an "observer only" in the field,8 he had hired a lawyer, Thomas Reed Powell, to teach, not a traditional law course, but a course in law for seniors, just before he was asked to resign by the trustees. Powell declined his 7 "The Supreme Court as History," Side 1, Reel 2, (undated audio tape) Center for the Study of Democratic Institutions, Santa Barbara, Calif. 8 - appointment when Meiklejohn was forced out, and plans for law study at Amherst were derailed.9 Although Meiklejohn had still not had any exposure to law as an academic discipline by the time he arrived in Madison, his brief encounter at Amherst had apparently convinced him of its value. In his design of the Experimental College curriculum, law occupied a prominent place in the second year of study. Though Meiklejohn would come to disagree strongly with him, Zechariah Chafee, Jr.'s Free Speech in the United States, was prominent on the reading list. The Collected Legal Papers of Oliver Wendell Holmes, Jr. and Mr. Justice Holmes and the Constitution, by Felix Frankfurter, were also on the list.10 For the Spring Term, 1932, the last for the Experimental College, Meiklejohn also included a selection of 12 cases for study and discussion." The dozen chosen, obscure business cases from the previous 20 years, are not constitutionally significant, but appear to have been selected more for their 9 Wofford, Harris, ed. Embers of the World: Conversations with Scott Buchanan, Santa Barbara, Calif.: Center for the Study of Democratic Institutions (1970), 47. 10 Memo headed "Readings for Law," Aug. 8, 1927, University of Wisconsin Archives, Experimental College Collection, Madison, Box 40 Folder 7. 11 Meiklejohn, Alexander, The Experimental College, New York: Harper Brothers (1932), Appendix IV, student assignments, Jan. 11-16, 1932. 68 symbolic value of the power of big business and the role it played in pre-Depression American life.12 With the major components of Meiklejohn's "Athens- America" curriculum in place as Meiklejohn directed, the College opened in the fall of 1927 with a class of 119.13 The program was run by a faculty of 12, including Meiklejohn, who had hand-picked them. Three of the faculty, or advisers as they were called, were ex-Amherst faculty.14 The advisers were constituted as a group of equals not distinguished by academic rank and often taught in two-man teams. In the classroom, students met with advisers in groups of about 12, but attendance was not enforced to allow for assessment of the students' self-discipline and capabilities for self-motivation and direction. Meiklejohn had hoped that the Experimental College would appeal to a broad cross-section of students that would mirror the larger University student body. A representative student body was important because as an experiment, application of the results to the university as a whole and students generally was vital to the success of the project. 12 The cases chosen included: German Alliance Ins. Co. v. Hale, 219 U.S. 307 (1910); Charles A. Ramsay Co. v. Associated Bill Posters, 260 U.S. 501 (1922); A.B. Small Co. v. American Sugar Refining Co., 267 U.S. 233 (1924). 13 Meiklejohn to Glenn Frank, Sept. 22, 1927, University of Wisconsin Archives, Experimental College Collection, Madison, Box 6, Folder 4. 14 Faculty contracts for 1927-28, dated July 1927, University of Wisconsin Archives, Experimental College Collection, Madison, Box 2, Folders 3 and 4. 69 Just before the Experimental College opened, he outlined his hopes in a regional magazine: We wish to experiment on the general run of students. It seems to me that the vital social question in American education today is not, "How well can we do with specially qualified groups of students?" but rather, "Can our young people as a whole be liberally educated?" Must we accept the aristocratic division of people into two classes, one of which can be trained to understand while the other is doomed by its own incapacity to remain forever outside the field of intelligence? Our scheme of government, our scheme of morals, our scheme of social relations, is built, or thinks itself built, upon the view that all normal persons are capable of understanding. And the schools of such a societal scheme are pledged to develop that understanding if it can be done our primary task is that of taking all types of young people and discovering their powers.1 The Experimental College attracted a highly capable student body, but one that did not track the demographics of the University. Unfortunately for Meiklejohn's experiment, the student body the Experimental College attracted was not the "general run of students" that he needed to test the validity of his educational theories. The students who enrolled were better students, and more diverse, than the average University student. Experimental College students were from larger cities and towns, were more likely to be from out-of-state and had higher college entrance examination scores. They were also more frequently of Jewish background, a statistic that increased during the life of the program and later caused such concern that it contributed indirectly to the downfall of the College. 15 Meiklejohn, Alexander, "Wisconsin's Experimental College," Survey Graphic, (June 1927), 269-70. During the first year, Jewish students comprised about 20 percent of the student body; by the last year, that proportion had risen to about 40 percent. In the regular university, between 10 and 15 percent were thought to be Jewish.16 Even worse, to some minds, were the politics of some of the advisers and Meiklejohn himself. Meiklejohn used one of socialist labor historian R. H. Tawney's books in the curriculum, and his connection with Tawney was well known as a result of the Amherst controversies earlier in the decade. His belief in co-operative ownership went back even further, to his childhood. But Meiklejohn himself provoked political conservatives in Madison shortly after arriving in 1927 when he became a national vice-president of the League for Industrial Democracy, an educational association formed in 1905 to promote the study of socialism in colleges and universities. At least four of Meiklejohn's 11 faculty at the Experimental College were also active in socialist politics. Classics professor Walter Agard had been president of the Amherst chapter of the League, when it was still called the Intercollegiate Socialist Society, and was still a member. Lucien Koch came from now-defunct Commonwealth College in Arkansas, a socialist college established to train the working class in politics, and 16 Bureau of Guidance and Research, University of Wisconsin, Report on the Experimental College, 1932, 20. University of Wisconsin Archives, Madison, Wisconsin. returned there after the Experimental College closed. Two others ran for city office on the Socialist ticket.'7 Socialism at Madison: A Brief History Socialist thought and academic freedom had gone hand in hand at the University of Wisconsin for nearly 40 years, and although academic freedom had always triumphed over conservative challenges, it had been given a rough time along the way. The first controversy on the subject began shortly after Charles Kendall Adams arrived in Madison from Cornell University as the new president of the University in 1892. He immediately recruited Richard T. Ely, a political economist from Johns Hopkins. Ely gradually abandoned traditional laissez-faire doctrine and began to approach economics as a means of improving human welfare.18 Within a year, his speeches and other activities attracted the attention of Oliver Wells, the state Superintendent of Public Instruction and a member of the Board of Regents. Wells became increasingly perturbed and convinced that Ely was using his position to foment labor unrest in Wisconsin. Unable to convince the Regents, he aired his charges in a letter to The Nation, which claimed that Ely had assisted union organizers and threatened to boycott a nonunion 17 Brown, Cynthia Stokes, Alexander Meiklejohn: Teacher of Freedom, Berkeley: Meiklejohn Civil Liberties Institute (1981), 31-2. 18 Bowen, Ivan, An Informal History of Activist Thought at Madison, Madison: Wing Press (1975), 16. printing plant in Madison."1 A three-day hearing convened on August 20 failed to substantiate the charges and resulted in a report by the Regents which held "Whatever may be the limitations which trammel inquiry elsewhere, we believe that the great state University of Wisconsin should ever encourage that continual sifting and winnowing by which alone the truth can be found."20 However ringing that rhetoric, it did not mark the end of criticism of professors on the grounds of unorthodox political beliefs. After weathering his own problem, Ely persuaded a young sociologist, Edward A. Ross, to join the faculty in 1906. Ross was no stranger to controversy and had already lost one faculty job due to the unpopularity of his social views. He had been dismissed from Stanford University in 1900 after a series of speeches in which he had supported Socialist presidential candidate Eugene V. Debs, the Pullman strikers and the free coinage of silver. When he publicly advocated an end to immigration from Japan, by military force if necessary, he was forced to resign by Jane Lathrop Stanford, widow of the founder of the university.21 Ross first ran into serious trouble at Wisconsin on the eve of a visit to Madison by anarchist Emma Goldman in early 19 Wells, Oliver, "The College Anarchist," The Nation, July 12, 1894, 27. 0 Quoted in Bowen, An Informal History, at 39. 21Id. at 59. 1910. A local woman had been stopped by police who found her tearing down posters announcing Goldman's visit. Ross mentioned the incident in one of his classes, stating his opposition to anarchism and his support of free speech. He also announced the time and location of Goldman's lecture, which started a firestorm of protest in the local press.22 Later that year he again enraged the populace and raised conservative hackles by arranging a lecture on education by Parker Sercombe, better known at the time for his advocacy of free love. Ross was censured, but a vigorous defense by University president Charles Van Hise saved his job. The Class of 1910 presented a plaque bearing the "untrammeled inquiry" quotation as a class gift to the University in the wake of the Ross affair. It was not accepted by the University until 1912, and then was put into storage until the class finally prevailed over the administration and it was placed on the east portico wall of Bascomb Hall in 1915.23 Ross was named president of the American Civil Liberties Union in the 1940s and became a friend of Meiklejohn's. In 1927, Meiklejohn had been appointed one of 65 national committee members of the ACLU, a post he held for the rest of his life. Freedom of student speech, rather than faculty speech, became an issue in the 1920s when the Regents issued a statement of unqualified support for discussion of diverse 22 Id. at 63. 3Id. at 66-71. viewpoints in the classroom, but put the use of university facilities for student-arranged speakers under the control of the president and the board. President Edward A. Birge, a biologist, allowed a 1921 talk sponsored by the Social Science Club by communist William Z. Foster in a university auditorium, but refused the use of a room by sponsors of radical socialist Scott Nearing later that year. The effect of vigorous protests of that decision by student speech advocates carried over into 1922 when author Upton Sinclair came to campus to visit his student son and deliver a speech.2 The End of the Experimental College In addition to concern over the political sympathies of some faculty members and the disproportionate size of the Jewish contingent at the College, economics also hit the Experimental College hard. The October 1929 stock market crash occurred just two months into the College's third year and threw all the other problems Meiklejohn and the College were dealing with into stark relief. The following year, the University doubled its tuition to offset investment losses in the endowment portfolio, which exacerbated an already declining rate of enrollment. The 119 students who joined the College the first year proved to be the most in the College's brief history. The next year's class dropped sharply to 92, then to 79 in the third year. The fourth 24 Id. at 84. year saw 74 new students enroll and only 70 began the program in the fifth and final year.25 By 1930, the original hands-off approach of the university toward the Experimental College had begun to erode. George C. Sellery, Dean of the College of Letters and Science and nominally Meiklejohn's direct superior, began to insist on final exams in each of the College's courses in return for his continued support. The advisers of the Experimental College refused to alter the program. Regular departmental faculty discovered that their salaries were often lower than those of the advisers at the Experimental College, where the budget came directly from the president's office and was disbursed by Meiklejohn alone. Sellery viewed this as an encroachment on his territory.26 In early 1932, the College issued a report asking for permission to expand the program, including a recommendation that a group begin studying implementation of the experiment for juniors and seniors. In April, the Letters and Science faculty responded with a recommendation that the freshman class for the Experimental College be expanded to 200, almost double Meiklejohn's planned cap of 125, and that half the coursework each year be outside the 25 Unidentified handwritten memo headed "Enrollment," Box 40, Folder 2, University of Wisconsin Archives, Experimental College Collection, Madison. 26 Brown, Alexander Meiklejohn: Teacher of Freedom, at Experimental College. Again, the advisers rejected the proposal.27 President Frank never came to Meiklejohn's defense, realizing that he and the Experimental College had no broad- based support within the University.8 New proposals for the College's program drawn up by the advisers were referred by the university administration to a newly created committee. Members of the committee were never appointed and the proposals were never acted upon. With plans for the 1932-1933 school year stalled, the Experimental College was closed down in June 1932. Once again, Meiklejohn, now sixty, was offered a chance to stay on at the University as a part-time professor of philosophy, and this time he accepted. That summer, the Meiklejohns moved to Berkeley, California, and returned to Madison for the fall semester each year until he "retired" in 1938.29 Refining Theories of Education The closing of the Experimental College did little to dampen Meiklejohn's enthusiasm for the continuation of his experiments in education. Taking a breather from the stresses of academic administration, he began work on the question of how to extend education to those whom he felt needed it most. Gradually, he came to believe that those 27 Id. at 34. 28 Id. at 35. SId. at 35. 77 outside the traditional college setting had both the ability and the need for a liberal education. The task he set for himself was to devise a plan of how to deliver it. While still at the Experimental College, Meiklejohn had been riled by the suggestion of Lehigh University Dean Max McConn that 98 percent of young people could benefit only from vocational and trade school teaching. Furthermore, McConn estimated that only a quarter of the remaining two percent were qualified to attend a scholar's institution. Such suggestions struck directly at the heart of Meiklejohn's educational philosophy, which he restated plainly: [Dean McConn] is ready to say that 99.5 percent of our youth may be put aside as we set up the agencies of higher liberal education. I am saying that nobody knows as yet to how many minds liberal teaching may profitably be extended. As I understand the democratic program in education I am eager to go on with it. Instead of limiting their opportunities of higher liberal education to two percent of our youth, I want to find out how nearly we can attain to making them available to all.3 Meiklejohn never abandoned that position. If anything, it hardened and became more pointed as the years went by. More than 30 years later, on his last visit to Amherst in September 1960, a reporter for the campus magazine quoted him on his views on who should go to college. "I don't believe in the concept that some people are unfit for 30 Meiklejohn, Alexander, "Who Should Go to College?" New Republic, Jan. 16, 1929, 319. college education; college education should be so contrived that it's fit for everybody."31 As he continued to refine his educational theories, Meiklejohn's work became associated with a school of thought in the 1930s that believed that a national consensus about common political and social ideals was fading. The notion that citizens should have a common base of understanding had previously been championed in the late 19th Century by educational innovators such as Irving Babbit and Albert Jay Nock.3 Meiklejohn, working independently, shared a belief with Robert Maynard Hutchins that the continued success of the American system of government rests on the assumption that citizens have an equal capacity for understanding political issues that affect their daily lives. Meiklejohn and Hutchins had met on a panel at a conference on problems in education sometime in the early 1930s. The educators, who immediately found themselves in agreement on the need to make college the place to learn about the nation's political and social foundations, continued their discussion on their return train trip to Chicago. The two men identified the demise of shared values and belief in abstract principles as the likely culprits.33 31 The Amherst Student, Oct. 31, 1960, 1, Amherst College Archives, Amherst, Mass. 32 Rimmer, T. Walter, Innovators in Education, 1860- 1895, Philadelphia: Watson Street Publishers (1931), 206-14; 232-39. 3Robert M. Hutchins to Meiklejohn, April 17 (no year, ca. 1931), Meiklejohn Papers, Box 15, Folder 20. They blamed educators such as William James and John Dewey and judges such as Oliver Wendell Holmes, Jr. who preached the doctrines of pragmatism and legal realism, respectively. They denounced those viewpoints as leading to the pervasive belief that only expediency counts. Much later, Meiklejohn assailed Dewey's pragmatism in his 1942 book, Education Between Two Worlds.4 He denounced Dewey for his earlier overemphasis of individuality and liberty as justifications for achievement of self- satisfaction without regard to society at large.35 In human relations, Meiklejohn wrote, Dewey's pragmatism led people to "ask not only 'Is it right?' but also 'Does it pay?'"3 Eventually, Meiklejohn concluded, "Does it pay?" became the only question and materialism and love of self led people to turn away from a sense of community that was harmful to democracy.37 As an early proponent of legal realism, Holmes had taken much the same approach as Dewey in his 1881 book, The Common Law.38 As historian Edward A. Purcell, Jr. described Holmes' belief, "Practical expedients necessitated by the 34 Meiklejohn, Alexander, Education Between Two Worlds, New York: Harper and Bros. (1942). 35 Dewey, John, The Public and Its Problems, Denver: Henry Holt and Co., (1927). 36 Meiklejohn, Education Between Two Worlds, at 66. 3Id. 38 Holmes, Jr., Oliver Wendell, The Common Law, Boston: Little, Brown (1881). 80 needs and conflicts of human society were much more central to the development of law than were any logical propositions."39 Purcell also wrote that Holmes believed moral principles formed no basis for law, which was only "the incidence of the public force through the instrumentality of the courts."40 Hutchins, a Yale law graduate and former dean of the Law School who had become president of the University of Chicago in 1929 at the age of 30, believed in educated opinion achieved through disciplined thinking. Informed opinion, he said, brings a depth of understanding not found in opinion based on prejudice and immediate circumstance, and develops distinct standards of good and bad that are not possible to convey through pragmatism.41 Meiklejohn also believed in Hutchins' view of education as society's savior, but he was much more specific about how to achieve that goal. To Meiklejohn, a thorough education would require a complete knowledge of the fundamentals of democracy. He feared that without a radical transformation of educational policy that would incorporate the study of the philosophical underpinnings of American society, ignorance would guide political and social decisions in the 39 Purcell, Jr., Edward A., "American Jurisprudence Between the Wars: Legal Realism and the Crisis of Democratic Theory," 75 American Historical Review 424,426 (1969). 40 Id. 41 Traub, Percival E., "Hutchins of Chicago," in Colleges and Universities in the Great Depression, Lewis Bennett, ed., St. Louis: Hart Bros. Press (1952), 49-51. future. The study of the accumulated wisdom of human thought would create an awareness of those foundations and spur further study of the student's own place in that philosophical tradition, Meiklejohn maintained, leading to more sound political choices.'z Both Meiklejohn and Hutchins urged curricular revisions that emphasized the study of the Great Books, which they identified as a collection of literature from history's most prominent thinkers. They agreed that the set would be one of about 100 volumes.43 They held that an individual could not understand social criticism nor forge a coherent plan of social action without them. As Dean of the Yale Law School, Hutchins had abolished the case study method and at Chicago, railed against the direct study of social problems as the best way to prepare students to deal with them in later life. Hutchins said that the best education "is a thorough knowledge of the moral and political wisdom accumulated through our intellectual history."44 Meiklejohn put a similar idea more specifically when he described his concept of education for intelligent participation in public life as a study of the basic 42 Meiklejohn, Alexander, What Does America Mean?, New York: W.W. Norton (1935), 236. 43 Robert M. Hutchins to Meiklejohn, July 14, 1935, Meiklejohn Papers, Box 15, Folder 20. 44 Hutchins, Robert M., "The Colleges and Public Service," XXIV Bulletin of the Association of American Colleges 33,35 (1938). assumptions of the American style of government and social order. The future of the country, he wrote rests upon the issue as to whether or not we can find ways of setting up over against our material activity an intellectual and moral and aesthetic insight, free enough and powerful enough to direct it whither we will that it shall go.45 Hutchins believed that if students understood great literature they would not only be able to understand the need to contribute to societal improvement, but that their appetite would be whetted to do so. They would be able to contribute more than a simple operational response to a problem they were faced with. The intellectual power they had developed through study would let them fashion new solutions to the new problems that a complex society presented. I shall not be attentive when you tell me that the plan of general education I am about to present is remote from real life, that real life is in constant flux and change, and that education must be in constant flux and change as well. I do not deny that all things are in change we are so impressed with scientific and technological progress that we assume similar progress in every field. .. Our erroneous notion of progress has thrown the classics and the liberal arts out of the curriculum, overemphasized the empirical sciences, and made education the servant of any contemporary movements in society, no matter how superficial.46 Hutchins, who stirred up a string of controversies at Chicago, including the abolition of intercollegiate 45 Meiklejohn, Alexander, "Educational Leadership in America," Harper's Magazine, CLX (1930), 447. Hutchins, Robert M., Higher Learning in America, New Haven, Conn.: Yale University Press (1936), 64-5. 83 football, still managed a 22-year tenure as president of the university from 1929 to 1951. However, he was never able to implement his Great Books curriculum in the face of organized faculty opposition.47 Hutchins was a trustee at St. John's College in Annapolis, Maryland, in the 1950s'8 where Meiklejohn confidant and Amherst alumnus Scott Buchanan and colleague Stringfellow Barr established a Great Books program in 1937. Meiklejohn also served as a consultant to the St. John's administration and for many years spent a month each year on campus as both teacher and critic.49 Why Education? To Meiklejohn's way of thinking, a lack of acquaintance with ideas leads to a debilitating fear of change and the unknown born of that ignorance and a resultant inability to make wise political choices. He was fond of saying, "to be afraid of any idea is to be unfit for self-government."50 47 Traub, Hutchins of Chicago, at 57. 48 St. John's College Bulletins, 1953-1959, St. John's College Library, Annapolis, Maryland. 49 Correspondence between Meiklejohn and Buchanan is voluminous on the Great Books as well as other issues facing St. John's College. Meiklejohn Papers, Box 6, Folders 16- 18. 50 Testimony before the U.S. Senate Committee on the Judiciary, Subcommittee on Constitutional Rights. 84th Congress, 2nd Sess., Nov. 14, 1955, 14. The quotation was also attributed to Meiklejohn several years earlier in the Communist newspaper Weekly People, vol. LIX, No. 33, Nov. 12, 1949, 4, and appears in many publications attributed to him in a variety of contexts. 84 The concept of American government as a self-governing democracy was a central organizing concept for Meiklejohn. Through the power to vote, provided for in Article I, Section 2 of the Constitution, Meiklejohn defined the people as "electors" who selected representative government to do their bidding.51 He characterized the American citizen as both sovereign and subject, responsible for creating the government that would act on his behalf in his and fellow citizens' best interests. In a self-governing society, Meiklejohn believed, participation is equivalent to leadership. As equals in the political process, everyone who participates in governing by voting is by definition taking part in the leadership of the nation.52 Leadership demands that the governors make the best choices, requiring the ability to not only think, but think well, for decisions were being made for the whole society. For support, Meiklejohn drew heavily on Rousseau's concept of sovereignty as a collective entity represented by itself.53 Meiklejohn knew that not all who made up the sovereign could govern and acknowledged that not everyone could hold high elective office, but insisted that everyone should be able to make an intelligent choice about who eventually does. In fact, the 51 Meiklejohn, Alexander, "Freedom to Hear and Freedom to Judge," 10 Lawyers' Guild Review 26 (Spring 1950). 52 Id. at 29. 53 Rousseau, Jean Jacques, The Social Contract, trans. Willmoore Kendall, Chicago: Henry Regnery Co. (1954), 33-34. 85 very success of democracy was dependent on success in civic education, he wrote.54 Meiklejohn's sense of responsibility to society went well beyond any concept of self-interest. That self- interest might be served by intelligent political decision- making was little more than an unintended consequence in his view, for the same decision was affecting the lives of all other members of the society as well. From that larger sphere of responsibility, Meiklejohn drew a considerably more stringent view of the need for intelligence as applied to political and social questions. Meiklejohn did not believe that freedom was a given, but that it required attention and hard work in order to preserve it. Part of that hard work was becoming sufficiently acquainted with democratic government to help direct it. That conception of the people's relationship with the government led him to observe that since "freedom depends upon intelligence, intelligence is therefore a duty,"55 infusing the political and social life of all Americans of voting age with a sense of obligation. Meiklejohn's linkage of duty and education for the common good of the social group first appeared in public through his speeches and writings in the 1930s but actually 54 Meiklejohn, Alexander, "Teacher, Teach Thyself," 2 Adult Education Journal (July 1943), 128. 55 Meiklejohn, Alexander, "The Crisis in American Institutions," Harris Lecutures, Northwestern University, Chicago, 1934, Lecture No. 5, p.3, Meiklejohn Papers, Box 35, Folder 1. dated from at least as far back as his years as dean at Brown. Then, as now, the question of cutting classes loomed large. Meiklejohn favored restricting the number of unexcused absences, but not out of concern that the student would miss valuable material. Rather he feared that the absence of the better students, who perhaps did not need to attend class as regularly as others, would diminish the learning experience of the entire class. In one of his last reports as dean, he argued for tight restrictions on skipping class: "My own feeling is that for the sake of the common weal, we must restrict the freedom of the individual and especially we must limit the good student whose goodness makes him valuable to us."56 Meiklejohn took that duty to learn a step further, adding the idea that there was a duty to learn the American way, in his 1942 book, Education Between Two Worlds. Learning the American way, however, did not mean learning only the American viewpoint. For Meiklejohn, a significant part of the American system of government was its tolerance of alternative viewpoints. Meiklejohn thought that democracy would be served best by exposing students to several ways of looking at government. By evaluating the individual merits of each and posing questions that required students to support their positions, he thought he could 56 Meiklejohn, Alexander, "Report of the Dean of the University," in Annual Report of the President to the Corporation of Brown University, 1911, Providence, R.I.: Brown University, 1911, 34-5. 87 illustrate the important lesson of tolerance of dissent and reinforce the point that democracy is anti-authoritarian. The language he chose to make that point, however, "the purpose of all teaching is to express the cultural authority of the group by which the teaching is given,"57 drew the wrath of New York University professor Sidney Hook, a long- time antagonist. In his review of the book in The Nation, Hook described Meiklejohn's treatise on education as a "Mein Kampf," a stinging indictment, especially coming at the zenith of Nazi Germany's success.58 It was perhaps that allusion that also led Charles J. Cooper, in his 1967 dissertation, to describe Meiklejohn as an "educational dictator."59 In 1943, Meiklejohn's formulation of education for collective action resulting from collective will for the common good was certainly not seen as resourceful self-help. Conservatives such as Hook were quick to interpret state action as totalitarianism, overlooking Meiklejohn's description of the state as an amalgamation of its citizens making decisions for themselves, rather than having decisions imposed on them. In Hook's eyes, Meiklejohn's combination of education and duty bespoke an unbending 57 Meiklejohn, Education Between Two Worlds, at 91. 58 Hook, Sidney, "Education for the New Order," The Nation, Feb. 27, 1943, 312. 59 Cooper, Charles J., Alexander Meiklejohn: Absolutes of Intelligence in Political and Constitutional Theory, (Ph.D. dissertation., Bryn Mawr College, 1967), 56. authoritarianism that was suspected of prescribing a particular educational agenda. Fortunately, Hook wrote, that plan had been "shipwrecked in the processes of democracy. "60 In describing his hierarchy of citizens' rights and obligations, Meiklejohn highlights the contradictions between the state and individual rights and blames the widely accepted theories of John Locke for the frictions between them. Central to the resolution of the problem, Meiklejohn believed, was a rejection of the concept of natural law. Locke drew a strict distinction between the state and the people, regarding them as separate entities. He based that view on the idea that government is strictly a human invention, while people were divine creations. As creatures of God, Locke taught that the rights of man were also handed down by God, and put into effect via reason, another divine gift, while the rights of the manmade state were whatever man decided to endow it with. Thus, in any conflict between them, man's rights can claim superiority over the needs of the state, which represents the larger community.61 It was here that Meiklejohn saw the tyranny of the Lockean approach. Meiklejohn said Locke's analysis allowed the unfettered pursuit of trade and life in general as part of a 60 Hook, at 312. 61 Locke, John, Two Treatises of Government, Peter Laslett, ed., Cambridge: Cambridge University Press (1988), 107-09. laissez-faire attitude toward man's striving for material things for personal enjoyment. For Meiklejohn, it was a short step to a similar attitude toward education, which, without supervision, would also be directed toward selfish ends.62 Meiklejohn denied the two-tiered assignment of rights based on whether they were held by man or the state. He viewed both the state and individual rights as created by the people, and not God. Meiklejohn refused to place man's rights above the state's, claiming that they only existed at the sufferance of the state, and were co-equal with the state's own rights. The Constitution does not mention a king, or any superior authority. All authority there is in the Constitution belongs to the people except as the people give it to someone else . there is no mention of God in the document. This is a purely political document6 Meiklejohn found authority for his position in the writings of the French political philosopher Jean Jacques Rousseau. Rousseau believed that society was antecedent to any rights, and since society was a human invention, so were the rights that could not but flow from it. The social contract of Rousseau's book of the same name was not to protect individual rights, but to enable people to live as part of a community. The contract was a contribution by 6 Meiklejohn, Education Between Two Worlds, at 132-34. 6 Meiklejohn, Alexander, "Liberty and Loyalty," American Friends Society Conference, San Francisco, 1952, Meiklejohn Papers, Box 37, Folder 2. "each of us [to] the common pool, and under the sovereign control of the general will, his person and all his power."16 Meiklejohn's blending of social, political and educational theory illustrated his belief in the symbiotic relationship of society, government and education. As equal participants in government in their role as electors-and governors, citizens acted in service to society by responding to its needs. Not the least of those needs is intelligent decision-making, so Meiklejohn believed that a plan to ensure that citizens understood their role and the issues facing democracy was appropriate and necessary. Meiklejohn made liberal use of the other of Rousseau's major writings in the formation of his educational theory. He argued that freedom of thought in education is an important social value, in that it allowed a wide-ranging exploration of competing ideas. In Education Between Two Worlds, Meiklejohn argued against teaching for its own sake and education without direction as pointless intellectual exercise. Freedom of education without control of some sort by some authority would accomplish nothing that would be useful to citizen-governors. No student of education has provided more carefully than did Rousseau in Emile, for the deliberate guidance of the life of a growing 6 Rousseau, Jean Jacques, The Social Contract, trans. Willmoore Kendall, Chicago: Henry Regnery Co. (1954), 20. individual, so that it may conform to the authoritative will of society.65 A few pages later, Meiklejohn re-emphasized his view of the importance of freedom in education wielded for the benefit of society, again invoking the central point of Emile: As we teach a young person it is not enough to teach him to "be himself." We must teach him to "be himself in an organized society." To comprehend the mingling of individual freedom and social authority which that statement intends is the task to which Rousseau has summoned us. Secure in his belief that education was vital to a successful democracy, Meiklejohn looked again toward the type of institution that would let him continue his mission of "teaching for intelligence," his term for teaching critical thinking.67 He was dedicated to keeping the Great Books approach he had begun to work out at the Experimental College and continue his interest in law as a means of social understanding. Meikleiohn Turns to Adult Education When Meiklejohn arrived in California in 1932, at the age of sixty, he wasn't looking toward retirement, but toward another way to implement his vision of what education 65 Meiklejohn, Education Between Two Worlds, at 75. SId. at 95. 67 Meiklejohn, Alexander, "The Teaching of Self- Government," 1956-57. Unpublished manuscript, p. 11. Meiklejohn Papers, Box 38, Folder 1. The manuscript was designed as a guide to establishing a program of adult education. |
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| MILLISECOND | CLASS.METHOD | MESSAGE |
|---|---|---|
| 0 | sobekcm_page_globals.constructor | |
| 0 | sobekcm_page_globals.constructor | Application State validated or built |
| 0 | sobekcm_database.verify_item_lookup_object | |
| 0 | sobekcm_page_globals.constructor | Navigation Object created from URI query string |
| 0 | sobekcm_database.verify_item_lookup_object | |
| 0 | sobekcm_page_globals.display_item | Retrieving item or group information |
| 0 | sobekcm_page_globals.get_entire_collection_hierarchy | Retrieving hierarchy information |
| 0 | sobekcm_assistant.get_entire_collection_hierarchy | |
| 0 | cached_data_manager.retrieve_item_aggregation | |
| 0 | cached_data_manager.retrieve_item_aggregation | Found item aggregation on local cache |
| 0 | item_aggregation_builder.get_item_aggregation | Found 'all' item aggregation in cache |
| 0 | system.web.ui.page.page_load (ufdc.page_load) | |
| 0 | sobekcm_page_globals.constructor.on_page_load | |
| 0 | html_echo_mainwriter.add_style_references | Adding style references to HTML |
| 0 | html_echo_mainwriter.add_text_to_page | Reading the text from the file and echoing back to the output stream |
| 86 | html_echo_mainwriter.add_text_to_page | Finished reading and writing the file |