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Family Systems and Farming Systems A Case Study of Farming Systems Research/Extension and the Southwest Virginia Cooperative Extension Service By John S. Caldwell, Mary Hill Rojas, and Angela M. Neilan Department of Horticulture Office of Women in World Development and Extension Division Acknowledgements Appreciation is expressed to Edith H. Friend and Neel Rich, Southwest Virginia Extension District; Joe Derting, Lovis Countiss, Katie Thomas, Mike Hilt, and Bobby Thomas, Washington County Extension Unit; and agents and technicians in Lee and Smyth counties, for their participation and support throughout the project. Appreciation is also expressed to Vicki Karagianis, Michael F. Smith, Miew Leng Mark-Teo, Ann A. Hertzler, Ruth D. Harris, and Marilyn Hoskins for assistance with specific portions of the project. Finally, the project was only possible because of the full participation and cooperation of the farm families of Southwest Virginia. We express our sincerest appreciation to them. This project was supported by a grant from the Office of International Cooperation and Development (01CD) of the United States Department of Agriculture. Appreciation is expressed to Donald Ferguson, OICD project liason officer, for his support throughout the project. 1. Objectives and Justification From Sep tember, 1981, until June, 1984, Virginia Tech carried out a Farming Systems Research and Extension (FSR/E) project supported by a USDA/01CD grant entitled "Extension and Family Economics in Farming Systems Programs." This project sought to advance the state-of-the-arts of FSR/E by focusing on two key areas: 1. The interrelationship of the farm household and farm firm. FSR/E is based on the premise that interactions among components in the natural and human environments of the farming system have a significant effect on whether or not changes in individual system components result in improvement in the system as a whole (Gilbert, et al., 1980). For this reason, as a conceptual framework, FSR/E does not limit its scope of concern to the biophysical environment. As a working methodology, however, FSR/E has tended to focus almost exclusively on agricultural productivity. Non-agricultural family priorities and the impact of agricultural technology on family well- being have not been the main concern to date of FSR/E as a working methodology (Hildebrand, 1982; W~helan, 1982). However, FSR/E conceptual models show the household as one of the major subsystems of the farming system, together with crop and animal subsystems. (McDowell and Hildebrand, 1980; Zandstra, 1980). Therefore, the Southwest Virginia FSR/E project, by focusing on the farm household and farm firm, examined a component of the farming system relatively unexplored. 2. The application of FSR/E methodology within the structure and program cycle of the U.S. land grant university and Cooperative Extension system. FSR/E has developed outside the United States, frequently through inter- nationally-funded, app lied research-oriented projects. Greater emphasis has been placed on the diagnostic and on-farm research stages of the FSR/E process. Also, research institutions and personnel have tended to be more involved in FSR/E projects than Extension institutions and personnel. In the United States, however, the Cooperative Extension system has a long history of working with farm families. Its organizational structure rea che s far into rural communities nationwide. Through special programs for limited resource farms and families, it has also developed techniques with some similarities to the FSR/E process. If FSR/E is to be applicable in the United States, it must, therefore, be compatible with the existing Cooperative Extension system. I.Project Description The project used a modified form of the 4-stage FSR/E methodology that has been developed by Hildebrand and others, and is described in Shaner et al. (1982). - 2 A. Diagnosis Southwest Virginia was selected as the target area because of the predominance of limited resource farms in that area. Within the target area, 3 counties were selected in consultation with Extension personnel as the research area because of their small farm para-professional agricultural program. These para-professionals are frequently called small1 farm technicians. Over half (56%) of the 4,276 farms in the research area has harvested cropland areas of less than 4 ha (10 ac), placing them within the range of cropland available to many farms in less highly populated parts of the developing world (U.S. Department of Commerce Bureau of Census, 1981). At the inception of the project, a qualitative "sondeo," or "sounding out," survey of Extension personnel and 47 limited resource farm families was conducted (Shaner et al., 1982). The objectives of this survey were three-fold: 1. To develop a qualitative model of the predominant farming system in the target area. 2. To determine the major goals, problems, and constraints of the small farm families. 3. To help Extension evaluate the agricultural technician program in terms of the expressed needs of the limited resource farm families. The major results of the qualitative survey can be summarized in the following four points (Caldwell, 1982; Karagianis et al., 1982; Rojas, 1983; Teo, 1982): 1. The major long-term goal of the majority of the farm families is to maintain the farming way of life. Overall quality of life rather than economic benefit appears to be the measure that families use in evaluating their success as farmers. 2. Improvements in agricultural production are not seen by the families as their major need. This reflects the predominance of the non-economic goals of families, as well as the effectiveness of the para-professional technician program in responding to immediate agricultural production problems. 3. The existing agricultural technician program deals only tangent- ially with household needs that relate to the quality of life. There is little linkage with family resources Extension. 4. The existing agricultural technician program does not target agricultural technology information delivery to female household members except sometimes when they are single heads of household. Nevertheless, the. sondeo suggested that female household members play a key role in intensive crop production and off-farm income generation. -3 - The next step of the diagnostic stage quantified some of the inter- actions depicted in the qualitative model (Hart, 1982). The qualitative model thus serves as a guide both for further quantitative diagnosis and for design of alternate solutions to problems identified by the initial diagnosis. For this purpose, 2 types of follow-up case studies were initiated: 1. Time budget record-keeping by 10 of the original 47 families interviewed covered the period May, 1982, through September, 1982. All members of the household over 10 years old were included. The purposes of the activity were to learn more about the contributions of women to farm production, the allocation of family member time among competing farm and non-farm produc- tion activities, and the extent of intra-familial and family- community interaction. The results of the time budget study suggested that the investi- gators had over-estimated women's contribution to intensive crop production and underestimated women's contributions to livestock- related production activities. The results also showed that when women take off-farm employment as a means of increasing family income, men and children do not greatly increase their contri- butions to household production activities. As a consequence, time spent in household production activities was sacrificed. 2. Food consumption records were kept by the same sub-sample of 10 farm households that recorded their time allocation. The purpose of this activity was to investigate possible relationships between nutritional status and the status of the farm family unit. The results of the food consumption study indicated that families with women working off the farm appeared to have the poorest nurtriture, with deficiencies of vitamins A and C, calcium, and iron most apparent. Analyzing diets by the type of farm (beef cattle, dairy, fruit and vegetable, or corn) indicated that within each farm type some families had adequate diets and some had inadequate diets. This substantiated the idea that the availability of food does not guarantee its use. Projects in developing countries illustrate that technology and improved incomes do not automatically result in adequate family nurtriture (Hertzler and Teo, 1983; Fischer, 1978). Taken as a whole, the results of the diagnostic studies suggested two directions for future extension efforts. First, intensive fruit and vegetable production appeared to be an important commercial farm production alternative to the traditional farm cash crop of tobacco. Extension information delivery for intensive fruit and vegetable production needed to include both males and females in their target audience. Second, a stronger linkage between family resources extension and agricultural extension could benefit small farms where women have off-farm employment. Particularly valuable could be assistance in three areas: house- work simplification to alleviate the work load of the woman employed off-farm; food preparation and meal planning assistance designed to improve the nutritive status of families within the constraints of reduced time for meal preparation available to women with off-farm employment; financial management assistance to enable families to plan better to meet the needs of farm business and household production activities. 4- B. Design and Testing of Alternative Solutions 1. The Institutional Intervention Based on the results of the sondeo and the two diagnostic studies, the FSR/E team proposed the training and financial support of a home management para-professional technician in Washington County, one of the 3 counties of the original research area. This new technician worked in a team with the 2 existing agricultural technicians to strengthen extension assistance to the total farm-household unit. This "agri-home economics" technician team applied the multidisciplinary team approach of farming systems within the existing Extension structure. A local farm woman was hired by the Extension Unit for the home management technician position. A home economist with experience as an Ex- tension Unit chairman, who had responsibility for both agriculture and home economics, served as liaison between the University Farming Systems staff and the Extension field staff. A training program was then carried out in February and March, 1983. It consisted of 3 steps: a. The technician team, Extension staff, and campus-based spe- cialists met for a two-day workshop to share information from the diagnostic phase. Extension personnel who had worked on Farm and Home Development Programs spoke of their exper- ience. A female technician in a new program in North Carolina seeking to address both home and agriculture needs of small farms also shared experiences. The Farm and Home Development program has been pointed out to be an important domestic antecedent of the FSR/E approach (Johnson, 1982). b. A second workshop, led by a non-formal adult educator, encouraged the agri-home economics para-professional team, campus-based specialists, and the Unit home economics agent to set goals, identify farm problems in Washington County, arrive at a consensus of job expectations, and develop evaluation methods. c. Following the initial workshops, Extension Unit staff, the Farming Systems team, and other campus-based resource persons gave content training in nutrition, food preservation, home products, community referral, budgeting, and marketing to the agri-home economics team. The home management para-professional contributed to program design in the recruitment of new families. Of the 17 families she worked with, less than one-third had been involved with the small farm agricultural technicians. As a local person,, she knew that limited resource farms were "those without a silo and with 1 to 8 head of cattle." She used these criteria to make her initial selection of families. -5 - 2. The Farming System Intervention Given the results of the diagnostic phase, the FSR/E team determined that an alternative crop to tobacco was needed that would be high in nutrients and appealing for family consumption, as well as have a favorable market. In 1982, at the same time as the project was conducting its diagnostic work, a concurrent USDA survey identified a market window for broccoli production. Broccoli could also provide the families with high amounts of Vitamins A' and C. Also, given the climate in Washington County, harvest of a spring broccoli crop would come after tobacco planting but before tobacco topping. A fall crop could also be planted in late July before tobacco topping and harvest. Tomato, pepper, and squash had been the traditional market vegetables in the area, but because of the risk of early frost, their planting has to be timed for harvest in August and September. Their harvest thus overlaps with tobacco and sometimes causes labor bottlenecks. There were three problems, however, to resolve in introducing broccoli. First, to produce the small heads of broccoli demanded by the market, the horticulture specialist recommended a close _spacing planting system. Planting at a close spacing by hand works on the experiment station, but obviously would be impractical for a farm family. Therefore, the technicians and one of the farmers came up with the idea of removing one shoe of the tobacco transplanter, to allow the transplanter to go between 2 rows already planted 21 inches apart and add a third row. Second, as soon as it is harvested, broccoli needs to be rapidly cooled to remove field heat. Otherwise, the heads will continue to respire, expand, and become yellow, and nutrient value will decrease. However, expensive hydro-cooling would not be feasible for limited resource farms. So the technicians and another grower came up with the idea of using old milk coolers. The horticulture specialist supplied a thermometer to moniter the temperature decrease. Third, both producers and potential neighborhood consumers needed to know how to cook broccoli for meals and preserve excess for later use. The home management technician and -the Unit home economics agent produced a newsletter to introduce broccoli into the family diet. Information was dis- tributed throughout the county in addition to the 17 project families. Increased home consumption would both improve nutrition and increase the local market. The home management technician also visited families to help teach broccoli preservation by freezing and preparation, for examplelin a casserole with cheese sauce. The home management technician contributed to the process in other ways. By working as a team in production and market identification, the home management technician and the agricultural technicians established mul- tiple channels of information with all the farm family members involved in planting, harvesting, grading and packing: woman to woman, woman to man, and man to man. As a result, teamwork in the family was strengthened. In conclusion, both market and nutritional factors contributed in the design and testing stages. Market needs guided spacing, transplanter adaptation, market identification, grading, cooling, and packing, while nutri- tional needs guided the meal preparation and freezing educational program. Agriculture program design and testing made increased production possible, and home economics design and testing created new information -6 - channels, increased local market size, and insured that all the product was usable and nutritious. Agri-home economics means this type of integration of agriculture and home economics in design and testing. C. Evaluation and Extension 1. The Institutional Intervention At the Extension field level, the home management technician was housed under the Unit home economics extension agent, which created one set of expectations by the agent as to the new technician's job content. However, the new technician was also expected by the Farming Systems project team to work with the agriculture technicians housed under the Unit agriculture extension agent. In working with the agriculture technician, she sometimes advised on broccoli, provided seeds for gardens, and even took soil samples. This dual position created problems with job expectations and supervision. At the end, the project concluded that if a similar team were established in a different Extension Unit, the whole team should be under one chain of command, from either the agricultural or home economics agent, depending on the local situation. Some Extension personnel also questioned the value of combining agriculture and home economics skills in one position. They saw Farming Systems as a return back from the specialization approach of recent years to an earlier, more generalist approach of the Farm and Home Development Program of the 19 50' s. Also, today, Extension emphasizes group work and leadership development. The benefits of reaching limited resource farm clientele through a one-on-one approach must be weighed against the cost to the community of supporting such an intensive approach. Gender-related role expectations in the local culture also lim- ited the flow of agri-home economics information. While it was acceptable for the female home management technician to provide agricultural information to both men and women, the male agricultural technician had little interest in providing home economics information to either men or women. The male tech- nicians also suggested concern for possible cultural misinterpretations of intent if they worked too closely with wives of farm husbands. The merging of the agricultural production focus of traditional FSR/E with the special focus of this project on the household and the farm woman was also sometimes confusing to Extension field staff. Agricultural Extension staff are strongly production oriented, while home economics Ex- tension staff are family and home. oriented. The focus on the woman as an agricultural producer cut across both traditional domains in a new way. An alternative approach to the strengthening of agricultural extension for female agricultural producers is to take an entirely production- oriented FSR/E approach, working with existing agricultural Extension agents and technicians, but specify that one of the functions of the social science Farming Systems team member is to determine the role of the woman as agricultural producer within and among the farm family clientele of the project. The senior authors of this report will test this approach in a new project beginning Fall 1984 in South Central Virginia. This approach has the advantages of being more easily appreciated by Extension field staff, and of requiring less change in Extension structure and programming. The impact of any new agricultural intervention on the workload of the woman would also be assessed. Another difficulty with the institutional intervention was re- lated to the structure and program cycle of the Cooperative Extension system in general. In most Extension educational programs, program development be- gins at the local level, and campus-based specialists are brought in as resource persons at the request of the Unit to assist in designing imple- mentations of programs for prob lems identified by Extension field staff. Specialists are usually not involved in problem identification, and their involvement in field implementation is decreasing. In contrast, in this project, campus-based specialists were involved in program development from the beginning, including the sondea, follow-up studies, and initial goal- setting discussions. Farming Systems involvement of specialists in the dia- gnostic stage contrasts with the lesser role of specialists in the program development stage of the Extension cycle. This was sometimes seen as an unexpected intrusion by the specialists into the traditional domain of locally- based Extension. Establishing linkages at the campus level between Extension specialists and the Farming Systems specialists was another structural dif- ficulty. This was largely because the FSR/E project was located in Inter- national Agriculture, with weak links to the domestic Extension program. 2. The Farming Systems Intervention In evaluating the initial trials, both the economic benefit of market sale and the nutritional benefit of the addition of broccoli to the diet were examined. Economic impact was assessed through records kept by one of the cooperating families. Calculation of the net economic benefit included the costs borne by the project in the initial trials. It also included sensitivity analysis, to show what returns would have been if farmers co- operated to produce their own plants, rather than buying them from outside. This information was then presented at an area-wide meeting involving Extension field staff and farm family members from 4 counties. Analogous to net economic benefit, net nutritional benefit, was calculated, based on the foods the consumption of which changed, resulting in nutritional changes. Since most of the families had learned nutrition by color groups when they were in school, broccoli was being substituted for "green"' foods in the diet, particularly green beans. The substitution was approximately 1 cup for 1 cup, about every 3 days. Since the food consumption survey had shown a deficiency in vitamins A, C, and iron, net nutritional benefit was calculated for these vitamins. The nutrient contents of the old and new foods were also converted to percentages of the Recommended Daily Allowance (RDA) for adult women working off the farm, the target population likely to be at risk in vitamins A, C and iron. The displaced green beens supplied 17, 33, and 4 percent of the RDA for adult women for vitamins A, C, and iron, whereas the newly-substituted broccoli supplied 97, 311, and 7 percent of the RDA for adult women (figure 1). Thus, the substitution of broccoli for green beans would eliminate the risk of vitamin A and C deficiency, although the input for iron would be minimal for this target population. -8 - Finally, the marketing of the broccoli involved efforts by the producers, families, technicians, and 'FSR/E team. A supermarket buyer who had failed to respond to the producers and technicians did respond to the calls by the FSR/E team. This seems to indicate the importance of empowerment. Special- ists represent institutions that unconsciously buyers will respond to more quickly than to individual farmers or even technicians. Empowerment is another key issue that specialists can address. The buyer then attended an area-wide meeting to provide answers to marketing questions. With more market possibilities, growers in 2 counties cooperated the next spring, in 1984, to hire a local greenhouse to grow plants for them. Both number of growers and acreage increased. Through discussions with families and the area-wide meetings, evaluation led into a new educational effort, to expand the scope of a marketing cooperative in an adjacent county. One-on-one contact led into area-wide extension. The cooperative had previously handled only summer bell peppers, tomatoes, and squash. By early 1984, the cooperative had decided to handle spring broccoli as well, and to change their name to reflect area-wide participation. FSR/E has been depicted as a cyclic process (Hildebrand, 1983), and Extension personnel also speak of the cycle of an extension educational program. The 2 cycles can be superimposed on each other to show their relationship (figure 2). By early 1984, after 1 budget year, the Southwest Virginia project had completed one cycle which then-led into a new cycle of diagnosis of new needs. III. Conclusions Overall, the number of cooperators in the Washington County project was small, and the agri-home economics team was pilot tested in only one county for one year. Efforts to obtain other funding to extend the project in Washington County, and to establish a second test in another county in the state, were not successful. Nevertheless, in its short lifetime, the technician team produced 4 accomplishments: 1. A greater awareness on the part of Extension field staff of the contribution of women to agricultural production.and of the farm as a total unit. 2. Introduction of more limited resource farms to the Extension network through home management information. 3. Introduction of broccoli for market sale and home use. 4. Development of new markets. -9 - The accomplishments of the project as a whole were 4: 1. Development and initial testing of the agri-home economics technician team Extension model. 2. Establishment of new interdisciplinary links between Extension, home economics, agriculture, and horticulture. 3. Decreased specialist-farm family clientele alienation. 4. Application of knowledge and experience internationally in such areas as the Gambia and Brasil and in international workshops and seminars. Although the test of the agri-home economics team by this project was limited, and there are differences between limited resource farms in Southwest Virginia and those in the developing world, there is value in using U.S. limited resource farms to provide real-world tests of methodologies with potential application in both the U.S. and developing counties. First, as Hildebrand has documented in North Florida ( Hil1deb rand, 19 83 ), as the dia- gnostic work of this study showed, and as a recent article demonstrates in Botswana (Behnke and Kerven, 1983), limited resource farm households in the U.S. and developing countries rely on diversification of agricultural and non-agricultural enterprises to reduce risks and achieve their main objective of maintaining the farm as a home. Second, because of the complexity of managing diversified enterprises with limited time, to be effective, Extension programs need to recognize the multiple roles of family members. The traditional U.S. Extension system has been based on a separation of agricultural extension for male family members and home economics extension for female family members. This is not appropriate in Botswana, for example, where women manage both the Bgricultural and home production/consumpt ion activities of the farm household. This study suggests the traditional Extension system may also be less appropriate for U.S. limited resource small farms. Personal communication by F.K. Morwesinyama, Agricultural Officer, Women's Extension, Goverment of Botswana, during the USDA sponsored Virginia Tech course, "Management and the Role of Women in Development," March 22 April 30, 1982. - 10 - V. Literature Cited Behnke, R., and Kerven, C. "FSR and the Attempt to Understand the goals and Motivations of Farmers." Culture and Agriculture 19(spring): pp. 9-16, 1983. Caldwell, J.S.; Smi th, M.F.; Karagianis, V.; and Harfis, R.D. "Time Use by Small Farm Families in Southwest Virginia: An Approach for the Inclusion of the Household in Farming Systems Research and Extension." Southern Rural Sociology, 1:26-52, 1983. Caldwell1, J.S. "Impact of the Limited Resource Farm Technician Program in Lee, Washington, and Smyth Counties." Blacksburg, Virginia: Virginia Polytechnic Institute and State University, 1982. Fischer, J.L. "Summary Report on the Conference on Women and Food." In Proceedings and Papers of the International Conference on Women and Food, Vol. I, Tuscon, Arizona: University of Arizona, January 8-11, 1978. Gilbert, E.H.; Norman, D.W.; and Winch, F.E. "Farming Systems Research: A Critical Appraisal." East Lansing, Michigan: Michigan State University, MSU Rural Development Paper No. 6. Hart, R.D. "One Farm System in Honduras: A Case Study in Farm Systems Research." In Readins in Farming Systems Research and Development, pp. 59-73. Edited by W.W. Shaner, P.F. Philip, and W.R. Schmehl. Boulder, Colorado: Westview Press, 1982. Hertzler, A.A., and Teo, M.L.M. "Dietary Evaluation of Small1 Farm Families." A Paper presented at the Meeting of the Southern Association of Agricultural Scientists, Rural Sociology Section, Atlanta, Georgia, 1983. Hildebrand, P.E. "Role, Potential, and Pr oblems of Farming Systems Research and Extension: Developing Countries vs. United States." In Proceedings of Kansas State University's 1981 Farming Systems Research Symposium--Small Farms in a Changing World: Prospects for the Eighties, pp. 145-152. Edited by W.L. Sheppard. Manhattan, Kansas: Kansas State University, 1982. "Designing Alternate Solutions: Case Study of the North Florida FSR/E Project: An Audio-Visual Training Module Script." Farming Systems Support Project TMS 403. Gainesville: University of Florida, 1983. -11 - Johnson, G. "Small Farms in a Changing World." In Proceedings of Kansas State University's 1981 Farming Systems Research Symposium--Small Farms in a Changing World: Prospects for the Eighties, pp. 7-28. Edited by W.L. Sheppart. Manhattan, Kansas: Kansas State University, 1982. Karagianis, V.; Cal1dwell1, J.S.; and Harris, R.D. "Southwest Virginia Farming Systems Research and 'Extension (FSR/E) Project Progress Report." Blacksburg, Virginia: Virginia Polytechnic Institute and State University, 1982. McDowell, R.E. and Hildebrand, P.E. "Integrated Crop and Animal Production: Making the Most of Resources Available to Small Farms in Developing Countries." New York: Working Papers--The Rockefeller Foundation. Rojas, M.H. "The Voices of Rural Women in Southwest Virginia." A Paper presented at the meeting of the Southern Association of Agricultural Scientists, Rural Sociology Section, Atlanta, Georgia, 1983. Shaner, W.W.; Philipp, P.F.; and Schmehl, W.R. Farming Systems Research and Development: Guidelines for Developing Countries. Boulder, Colorado: Westview Press, 1982. Teo, M.L.M. "Ro les of Farm Women: A Comparison of the U.S.A. and Developing Countires." In Proceedings of a Conference on "Women's Roles in Rural United States", pp. 11B, 1-9. Edited by M.H. Rojas. Blacksburg, Virginia: Virginia Polytechnic Institute and State University, 1982. United States Department of Commerce Bureau of the Census. Census of Agriculture, vol. 1, State and County Data. Part 46, Virginia. Washington, D.C., 1981. Whe lan W.P. "Incorporating Nutritional Considerations into Fa rmi ng Systems Research ." A Paper presented at the Fa rmi ng Systems in the Field Symposium. Manhattan, Kansas: Kansas State University, 1982. Zandstra, H.G. "Methods to Identify and Evaluate Improved Cropping Systems. In Farming Systems in the Tropics, 3rd ed. Edited by H. Ruthenberg. Oxford: Clarendon Press, 1980. Figure 2 Vitamin A, Vitamin Ct Nteooi eei potential market \11 ~L E empowerment low riskNet nutritional benefit labor com- ac RDA for target patibility 94- --population oQ Peop le Spacing Transplanted Market Implementation z identification a I Grading, cooling 9 e E packing Meal preparation Freezing ) j Figure 1 NET NUTRITIONAL BENEFIT AS % OF RDA 810 70 ' 60 NNB-= 50 gog 3 0 : ** * .*.*. : ..* 20 :33% A C IRON = geenbeans E~= broccoli |
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