Registration record, Securities Act of 1933

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Title:
Registration record, Securities Act of 1933
Physical Description:
Unknown
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission ( Washington, D.C )
Publication Date:

Record Information

Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
System ID:
AA00000590:00451


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INDEX

ISSUER NAME


AFFILIATED FUND INC

ALL I S CHALMERS MANUFACTURING CO

ANTILLA SUGAR ESTATES

ASSOCIATEq FUND INCORPORATED

BULLOCK FUND LTD

CARPENTER PAPER COMPANY

CORNELL D-UBI LIER ELECTRIC CORP

ELLIOTT COMPANY

-EMPIRE GAS AND FUEL COMPANY

INCOME FOUNDATION FUND INC

INVESTORS. MUTUAL INC

MINNEAPOLIS HONEYWELL REGULATOR CO

NEW ENGLAND FUND

NEW YORK STOCKS I NC

PHILADELPHIA COMPANY

REVERE COPP-ER AND BRASS INC

STOVALL PROPERTIES INC B COMM


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FOR SECURITIES AND EXCHANGE COMMISSION i/ *c i
Philadetphia ; / ,
IMMEDIATE MARCH 30. 194
REGISTRATION RECORD SECURITIES-ACT OF 1933 ;
RELEASE (Trust Indenture Act of 193M) ',,^









V \- ...............


FILE NO.
2-

4177

5319

ge-169
5270

5341

5340

5339

5315

5025

5119

5246

5316

4006

2286

4764

4560

5083


II~TRUCTIONS A HAI~DBOOK on registration procedure illustrating the method used in reporting regis-


INSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used In reporting regis-
tration events, and containing digests of the principal registration forms, May be obtained on request

ABBREVIATIOD8 Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the .placing of orders for photocopies. The Commission supplies photocopies of any document, or any
;art of any document, on public file. Prices are 10q per page for the first 100 pages In any single
order, and 7 per page for each page over 100 pages. In ordering, give file number and Issuer name of
registration statement.

I1PORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.


0


f j




.... MARCH 30, 1944

FILE C I T Y ND STATE PRINCIPAL OFFICER TITLE UGITS IEGISTEREODETE ANOPAT G F E
S: E UaA D Se CR Oft 0000 000 000 OF PROPOSED CASiO-
J 5i i 00 00 1100
R" E-- Op II- P A2 T M E IRWR I T OER DATE OFFERING Ir-- I -wl I---

IREGISTRATION STATEMENTS FILED


5341







5340








5339


BULLOCK FUND LTD 85
NEW YORK NY CALVIN BULLOCK PRES
IN-VESTMENT TRUST
9I P'AR CAPITAL AT MARKET
FOR INVESTMENT
CALVIN BULLOCK
REGISTRATION STATEMENT ORIG FILED -

CARPENTER PAPER COMPANY A2
OMAHA NEBR ISAAC W CARPENTER JR PRES
WAREHOUSE NG & WHOLESALING PAPER ETC
X1 PAR COMMON AT 30 00
FOR WORKING CAPITAL
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIG FILED -

CORNELL ODUBILIER ELECTRIC CORP Sl
SOUTH PLAINFIELD NJ 0 BLAKE PRESS
MFR OF ELECTRICAL CONDENSERS ETC
S X CUM SERIES A PFD NPV
FOR MACHY EOUIP & WORKING CAPITAL
EASTMAN DILLON & CO AND
OTHERS TO RE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED -


4 920 000








450 000


AMENDMENTS FILED


5319
















5270






5246











5316


ALLI-S CHALMERS MANUFACTURING CO Sl
WEST ALLIS WIS WALTER GEIST PRESS
REGISTRATION, STATEMENT ORIG FILED -
AM'ENDMENT FILED
AMENDMENT FILED
PART 1 PR EX 18 9 15A & 15B
PROPOSED OFFERING AS AMENDED -
100 PAR 4PC CUM CONV PFD AT 100
FIRST TO STKHLORS THRU WTS
UN-SUB TO UNDERWRITERS
IF RESOLD OTHERWISE THAN
ON NyS TERMS TO BE STATED
BY POST EFF AMEND OR
SUPPLEMENT TO PROSPECT'S
COMMON NPV INCL SCRIP FOR FRACTL SHS
RES FOR CONVERSION

ASSOCIATED FUND INCORPORATED Cl
ST LOUIS MO HARRY J ONEILL PRES
LAST PREVIOUSLY RECORDED ITEM.
AMENDMENT FILED
AMENDS TO DEFER EFFECTIVE DATE

INVESTORS MUTUAL INC Al
MINNEAPOLIS MINN EARL E CRABB PRES
R S EFF 5 30 PM E S WAR T I ME ON -
PROSPECTUS PER RULE 80DB FILED -
PRICE REPORT PER RULE 970 FILED -
EDITORS NOTE

POST EFFECTIVE AMENDMENT FILED -
ITEMS 11 16 17 19 20 31 32 33
34 36 37 3B 39 47 52 FS CONS PR
PROPOSED OFFERING AS AMENDED
SPECI AL CAPITAL STOCK NPV AT MARKET

MINNEAPOLIS HONEYWELL REGULATOR CO A2
MINNEAPOLIS MINN H W SWEAT PRES
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT FILED
ITEMS 6 25 36 40 41 44
PR EX A2 & A5


296 013

7"40 038


3 30 44
1 500 000


8 ANNUAL REPORTS FILED (MD FORMS)

2286 |NE YORK STOCKS INC Al
ANNUAL REPORT ON FORM N30A1 FILED 3 27 44 50
FOR YEAR ENDED NOV 30 1943
I SEE R 8 811-34 FOR ABOVE REPORT

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)


4177 AFFILIATED FUND INC Al
JERSEY CITY NJ ANDREW J LORD PRES
LAST PREVIOUSLY RECORDED I TEM
PROSPECTUS PER SECTION 1081 FILED -
PROSPECTUS PER SECTION 10B1 FILED -

2


7 44

30 44


300 000


3 30 44




15 000


3 30 44




20 000



3 30 44


66 30


61 1
49 1

42







29 601 500






10 6

1




37
1

58 32


16 421 040



66 36

15 36


694
53

32














16

















174

34




MARCH 30, 1944
S ISSUER -NAME FORM-
FIE C I T A SND ST A TE PRINCIPAL OFFICER T I TLE PACES FILED
IIE "I N US TR Y UNITS REGISTERED AGGREGATE AMOUNT
NO T 000 00oo0 00
NO SCURI DE sC TION 000 000 ao 1OF PROPOSED CASH A PRO-
RE ~O~A T ~E R RI TERDATE OFEIG STATE-M S7WI
U ^^ Ho~i'A~cTUHERMI'IER______o T5 o OFFERING A^ S:PEUM
NO 00 00 00 MENT


9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT) Continued

5315 ELLIOTT COMPANY S2
JEANNETTE PA GRANT B SHIPLEY PRES
R S EFF 4 30 PM E S WAR TIME ON 3 27 44
POST EFFECTIVE AMENDMENT FI LED 3 28 44 3 35
PROSPECTUS PER RULE 800B FILED 3 30 44 35

5119 INCOME FOUNDATION FUND INC 85
BALTIMORE MD DAVID W BARTON PRES
R S EFF 11 30 AM E S WAR! TI ME ON 5 27 43
POST EFFECTIVE AMENDMENT F ILED 3 9 44 4 19
SUPPLEMENTAL PROSPECTUS MATL FILED 3 30 44 19

4006 NtW ENGLAND FUND Al
BOSTON MASS RAY VANCE CHAIRMAN
PROSPECTUS PER SECTION lOB1 FILED 5 31 43 16
EDITORS NOTE 11 4 43
PROSPECTUS PFR SECTION 10B1 FILED 3 30 44 16
UNDERWRITING DATA PER ABOVE PROSP
A W SMI TH & CO INC

50R3 STOVALL PROPERTIES INC B COMM Dl
NEW ORLEANS LA JOS M MILLER CHAIRMAN
R S EFF 3 30 PM E S WAR TIME ON 7 5 41
PROSPECTUS PER RULE 800B FILED B 17 43 20
SUPPLEMENTAL PROSPECTUS MATL FILED 3 30 44 1

10 OTHER ACTIONS

5025 EMPI RE GAS AND FUEL COMPANY A2
JERSEY CITY NJ W ALTON JONES VP
LAST PREV I OUSL.Y REC ORDED I TEM
REPORT FILED 3 16 43 1
SEE REGISTRATION RECORD FOR 3 17 43
REPORT F I LED 3 a8 44 1
SEE 22-207 ENTRY RE TR INDENTR DATA

4764 PH I LADELPHIA COMPANY A2
PITTSBURGH PA F R PHILLIPS PRES
LAST PREVIOUSLY RECORDED ITEM
REPORT FILED 3 29 43 1
SEE REGISTRATION RECORD FOR 3 30 43
REPORT FILED .3 30 44 1
SEE 22-121 ENTRY RE TR INDENTR DATA

4560 REVERE COPPER AND BRASS I NC A2
NEW YORK NY. C DONALD DALLAS PRES
LAST PREVIOUSLY RECORDED ITEM
REPORT FILED 3 27 43 1
REPORT FILED 3 28 44 1
SEE 22-65 ENTRY RE TR INDENTR DATA


PART II TRUST INDENTURE DATA
FIL ISS1U E N A ME 'OR" PAGES FILED
C ITT AN S TATE PRINCIPAL OFFICER TITLE DATE
NO: ISECU IT Y DESCRIPTIO N O O0000 00 00FOS |m
3ECO 0A OF ACTION


PERIODIC REPORTS FILED


169 ANTILLA SUGAR ESTATES T3
HAVANA CUBA ELMO J MILLER PRESS
SECURITIES PARTICIPATION
CERTIFICATES CLASS A
SECURE I TIES PART CIPAT ION
CERTIFICATES CLASS B
LAST PREVIOUSLY RECORDED ITEM
REPORT PER SEC 313 TR INDENTR ACT 3 36 43 1
REPORT PER SEC 313A TR INDENTR ACT 3 24 44 1
BY THE NATIONAL CITY BANK OF NY

207 EMPIRE GAS AND FUEL COMPANY A2
JERSEY CITY NJ W ALTON JONES VP
3 1-2 PC SF DEBS DUE 1962
DATA FILED WITH R S 2-5025 3 8 44 1
REPORT PER SECTION 313A
BY GUARANTY TRUST COMPANY
OF NEW YORK NYC




MARCH 30, 1944
ISSUER IU AE"NE FORN
FILE C I TY A D STA T E PRINCIPAL OFFICER TITLE PAGES FILED
I ND UST RRINY OFC UNITS REGISTERED AGGREGATE AMOUNT g -- I
O. ECURIYE c SI T oD T ON 000 000 000 OF PROPOSED CASH
2 P U RPO SE OF ISSUE F HPOE CS 1lATIO PRO- XSI
i E It R I T E R DATE W ,,
RE O R e/ P ~TONE>llE O0 O0 O0 OFFERR K PCB ."^ '^
OFFERING S -
lR COR OFAC 10 00 00 00 lT__

PART 1I TRUST INDENTURE DATA i-
$ EIt N l A N Eo~ PAGES FILED 0
FILE I 1 ER A N TATE PRINCIPAL OFFICER TITLE DATE P FILE
o. I SEC ITT O ESCRiPTION O00 00 00 FORNS Itmim w "
22- E C 0, oH OF AC TO 10 |__

PERIODIC REPORTS FILED Continued -
*o Is* fl, A fflfll~fS. 1 1--


PHILAUELPHllA SUB.Aft
PITTSBURGH PA F R PHILLIPS
4 1-4 PC CT SF BONDS 1961
5-8 PC CT SERIAL
NOTES 19432-1951
DATA FILED WITH R S 2-4764
REPORT PER SECTION 313A
BY THE FIRST NATL BANK OF
CITY OF NEW YORK


P RES




THE


REVERE COPPER AND. BRASS INC A2
NEW YORK NY C DONALD DALLAS PRESS
3 1-4 PC IST MTG
SF BONDS DUE 1960
DATA FILED WITH R 5 2-4560
REPORT PER SECTION 313A
BY THE COMMERCIAL NATL BANK
AND TRUST CO OF NY AND
ARTHUR S MULLER


3 30 44






3 B8 44


65


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