Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00379


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SIiii A I N REiiiOiRDiiii

SECUITIE ACT OF 1933


NOVEMER 28, 1938
(INCUDE ANYSTAEMETS EFFECTIVE NOVEMBER 27, 1936)

INDEX
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fILE NO. SSUER NAME

464 MERI AN ARTICIPATIONS INC
141 AM RIC N ARTICIPATIONS INC
360 AM RIC N ARTICIPATIONS INC
384 ARAN AS ESTERN GAS COMPANY
386 BLCKSONEVALLEY GAS & ELEC CO
1444 BORD N 4N USTRIES INC
38 9 L I -Lii I..... ::NOIS, P iUB LIC SERVICE CO. .



385 COMONEATH EDISON COMPANY
3AL 01L COMPANY
.26 9 D VER IFI D INVESTMENT FUND INC
FRYE GUARANTiR
RE FRYE I NV E ST M ENT COMPANY
36d .FR E I VE TMENT COMPANY
3 :09 Q LDNW 8T M IN I NG CORPORATION
36 6 ANOE 0 RIF U N IT ED BA SERIES I NC
386 MI HIG N ASSOCIATED TELEPHONE CO
3122 NATINAL YPSUM COMPANY
3, :P CIF C S ATES OIL & TERIAIN.ALS CO
384 :7 UP EXA CORPORATION
PAPER MILLS INC
3 857 U ON LE TRIC COMPANY OF MISSOURI
39 U 3 LI F IN 8 CO I1N T HE C IT Y O F N Y


SECRITES EXCHANGE COMMISSION
WAHIGTON, D. C.
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Foreword ":

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED ':I
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
8. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED) II
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS) ;
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column readings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 101 per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT
The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such.. l
securities at or before the time of the sale.


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REGISTRATION RECORD

SECURITIES ACT OF 1933


N'VELBER 29, 1938

F E T TA TE PRINCIPAL OFFICE TITLE PANES FILED
!'ij ,!'""0 oo",' "o" I -"' ""0
DoL. II T TE P UN ITS REGISTERED AIMAEIATE ANOOWT





I REGISTRATION STATEMENTS FILED


38 3 PACIF IC STATES OIL & TERMINALS CO Al
LOS ANGELES CALIF J J CONEY PRES
CRUDE PETROLEUM REFINING ETC
6PC 1ST MTG CONV BOS 1948 AT 100 s 450 000 450 000
14 PAR CAPITAL
RES FOR CONV
INCLUDES SCRIP FOR FRACTL SHS 67 500
THRU UNDERWRITERS
BY ISSUER AT 5 00 20 000 100 000
BY 3 STOCKHOLDERS AT 5 00 11 000 55 000
ISSUEkS PANT FOR DEBT & WORK CAP
HAMMONS & CO INC OF CALIF AND
DISTII CT BOND COMPANY
HEGI TRATION STATEMENT ORIG FILED 11 28 38 39 18 97


3884 SOUTHLAND PAPER MILLS INC Al
LUFKIN TEXAS E L KURTH PRES
NEWSPRI NT MFR & TI MBERLANUS OPERATN
51 20 CUM CONV PFO NPV 100 000
COMMON NPV 100 000
IN UNITS 1 OF EACH AT 20 00 100 000 2 000 000
UNITS IN EXCESS OF 80750 MAY
BE OFFO FOR PROPERTY OR SVCS
COMMON NPV RES FOR CONV 100 000
FOR NEWSPRINT MFC PLANT i WORK CAP
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIC FILED 11 28 38 27 15 139



. 2 AMENDMENTS FILED


ARKANSAS WESTERN GAS COMPANY
FAYETTEVILLE ARK A S JOHNSON
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE UATE


Al
PRESS
-


BL-ACKSTONE VALLEY GAS a ELEC CO A2
PAWTUCKET RI DAVID DALY PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEMS 6 16 THRU 29 46 PR
EX Fl AND H1A
PROPOSED OFFERING AS AMENDED
3 1-2 PC MTG a CT
BONDS SERIES D 1968 AT 104 75
PURPOSE OF ISSUE AS AMENDED
FOR PAYMENT OF ALL OUTSTANDING
5PC 1ST & GEN MTG G BDS 1939 & FOR
CONSTRUCTION & IMPROVEMENTS


CENTRAL ILLINOIS PUBLIC SERVICE CO A2
SPRINGFIELD ILL L A MACRAW PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
ITEMS 21 23 & 25
PROPOSED OFFERING AS AMENDED
3 3-4 PC 1ST MTG
BONDS SERIES A 1968
3 1-2 PC SERIAL DEBS 1939
3 1-2 PC SERIAL DEBS 1940
3 1-3 PC SERIAL DEBS 1941
3 1-2 PC SERIAL DEBS 1942
3 1-2 PC SERIAL DEBS 1943
4PC SERIAL DEBENTURES 1944
4PC SERIAL DEBENTURES 1945
4PC SERI AL DEBENTURES 1946
4PC SERI AL DEBENTURES 1947
S4PC SERI AL DEBENTURES 1948


38

38


11 23 38

11 28 38

11 28 38
8 4 000 000
11 28 38


11 18 38
11 28 38

11 28 38
838 000 000
s 500 000
a 500 000
S600 000
S 800 000
5 800 000
5 800 000
I 800 000
8 800 000
s 900 000
5 3 500 000


4 190 000


3845







3864















3869


30


31 50
17 51


102







58
12


40 748




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FILE f i'iP "T PllCIPAL OFFICER TLE PA ES FILED
F,.E I H 3 T T T UNITS REIIITERED AGGREGATE AMOUNT
""- 111E I DECD 000 000 0E00 IOF PROPOSED CASH" T A- ., -,

ST R"""IT" 00 0E 00T ODFFEI*F FI G TE- S IE MI
IEC00 10 AT00 00 00 HofT


2 AMENDMENTS FILED CONTINUED


3789 GOLDENWEST MINING CORPORATION A01
DEADWOOD SD DANIEL E KNOWLES PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECT VE DATE 11 14 38 1
REQ TO WITHDRAW SPECIFIED MATERIAL 11 28 38 1
EXHIBIT EA OF ORIG R S
AMENDMENT FILED 11 28 38 23 25 41
ITEMS 8 12 13 15 86 29 41 42 43
FS CONS PR EX Dl THRU 01 F Gl


3846 LANGENDORF UNITED BAKERIES INC A2
SAN FRANCISCO CAL S S LANGENDORF PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECT VE uATE 11 12 38 1
AMENDS TO DEFER EFFECTIVE UATE 11 28 38 1


3862 MICHIGAN ASSOCIATED TELEPHONE CU AS
MADISUN lIS J F UCOHNELL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 25 38 17 21 23
AMENDMENT FILED 11 28 38 5 21 14
ITEMS 21 24 25 87 28 PR a EX F
PROPOSED OFFERING AS AMENDED 11 28 38
4PC 1ST UTG SER A BDS 1968 AT 102 5 2 800 000 8 856 000


3844 7 UP TEXAS CORPORATION Al
HOUSTON TEXAS J R PAYNE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 11 12 38 1
AMENDMENT FILED 11 28 38 74 37
ITEMS 3 16 19 20 25 27 30 39 46
47 52 FS CONS & PR


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


CONTINENTAL OIL COMPANY A2
NEW YORK NY DAN MORAN PRESS
OPERATING & HLOG 01L & GAS PROON CU
REGISTRATION STATEMENT ORIG FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
REGI STATION STATEMENT EFFECTIVE
-2 3-4 PC 10YR CONV
DEBENTURES 1948
FIRST THRU STKHLDRS WTS AT 100
UNSUB TO UNDRWRTRS AT 100
FOR RESALE AT PUB OR PRIV
SALE AT 100 OR PRI CES TO BE
STATED BY AMENDMENT
DEBS RES FOR WTS FOR LATE
SUBSCRIPTION NOT EXERCISE
WILL BE SOLD AT MARKET
BUT NOT LESS THAN 100
55 PAR CAPITAL RES FOR CONV
FOR BANK LOANS & WORKING CAPI TAL
MORGAN STANLEY & CO INC ET AL


NATIONAL GYPSUM COMPANY A2
BUFFALO NY M H BAKER PRES
MINING AND MFR GYPSUM PRODUCTS
HEGI STATION STATEMENT REFI LED
S LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
REGISTRATION STATEMENT EFFECTIVE -
54 50 CUM CONV PFD NPV
THRU UNDERWRITERS AT 100
SHS OF OUTSTANDING 1ST & 2ND
PFD STKS WILL BE ACCEPTED
TOWARD PAYMENT OF NEW PFD
aL PAR COMMON A SCRIP CTFS FUH FR SH
RES FOR CONV
TO BE OFFERED TO EMPLS UNDER
GOLD BOND STK PURCHASE PLAN
FIRST YEAR AT 15 00 A THEN
AT PRICE BET BY BOARD
TOWARD RETIREMENT OF ENTIRE ISSUES
OF 1ST & 2ND PFD STKS FOR PLANT
ADDITIONS LAND & WORK NG CAPI TAL
W E HUTTON A CO ET AL


821 071


600 21 071 600


632 148


60


0001 6 000 000


352 938


100


0001 1 500 000


. .. .... ...... .. ..


3859


3122


175
87


















224
36


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NOVEMBER 28. 1938






IE Tf A i i T A T E PII CIPAL OFFICER TI T Ej I i PAGES FILED
IF LE I RDI II T I UITS REGISTERED AISREGATE AMOUNT
2 .: 1D CE ON 000 000 000 OF PROPOSED CASH 'nI10 PRO-"
f t Rw IT ER DAATEo S 0:TII
RE OtR o 0 TT0 OFFERING STA4- AE-PBf
T 1_00 00 00 NSFT



3 REGISTRATION STATEMENTS FULLY EFFECTIVE coNTINrED


3 57 UNION ELECTRIC C COMPANY OF MISSOUR I A3
ST LOUIS MO LOU S H EGAN PRESS
OPERATING AND HLDG ELECTRIC UTILITY
REGISTRATION-STATEMENT ORIG FILED 11 7 38 108 62 599
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 23 38 10 62 57
PROSPECTUS PER RULE 800B FILED 11 23 38 61
E GISTRATION STATEMENT EFFE ACTIVE 11 27 38
INTERIM RECPTS FOR 5 00 CUM PFD NPV
S5 CUM PFU NPV THRU INTERIM RECEIPTS
THRU UNDERWRITERS AT 106
FIRST TO HOLDERS OF
8100 PAR PFD ISSUE OF 1922
UNSUB TO PUBLIC 130 000 13 780 000
FOR PAYMENT OF UANK LOANS & To
REIMBURSE TREASURY FOR FUNDS TO BE
USED TO REDEEM ALL 100 PAR PFD
DILLON READ & CO ET AL


3856 U S LIFE INS CO IN THE CITY OF N Y A2
NEW YORK NY CORNELIUS V STARR PRES
STOCK LIFE INSURANCE COMPANY
REGI STATION STATEMENT ORIG FILED 11 7 38 130 51 150
AMENDMENT FILED 11 21 38 38 60 3
REGISTRATION STATEMENT EFFECTIVE 11 27 38
55 PAR CAPITAL
FIRST TO STOCKHOLDERS AT 5 00
UNSUB OF FIRST 30000 SHS WILL
RE OFFERED THRU UNDERWRITER
AT 5 00
BALANCE UNSUB WILL FIRST
BE OPTIONED TO UNDERWRITER
AT 5 00 & ANY REMAINING
SHS WILL BE SOLD DIRECT
TO PUBLIC AT 5 00 70 000 350 000
FOR WORKING CAPITAL
S E LEVY i CO


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)


CHARLES H FRYE GUARANTOR
RE FRYE INVESTMENT COMPANY El
SEATTLE WASH CHARLES H FRYE INDIVIOL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
STIPULATN a CONSENT TO REFUSAL ORDER
RECEIVED AT SEATTLE
CONSENT REFUSAL ORDER ISSUED


FRYE INVESTMENT COMPANY El
SEATTLE WASH CHARLES H FRYE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECT VE UATE
STIPULATN i CONSENT TO REFUSAL ORDER
RECEIVED AT SEATTLE
CONSENT REFUSAL ORDER ISSUED


11 10 38

11 12 38
11 28 38





11 10 38

11 12 38
11 28 38


ANNUAL REPORTS FILED ( MD FORMS )


AMERICAN PARTICIPATION INC Cl
ANNUAL REPORT FORM 2MD FILED -
DESIGNATING RS 2-3605 AS REPORT

AMERICAN PARTICIPATION INC C1
ANNUAL REPORT FILED WITH RS 2-464 -
DESIGNATING RS 2-3605 AS REPORT

AMERICAN PARTICIPATION INC Cl
RS DESIGNATED AS ANNUAL REPORT BY
FORM 2MO FILED WITII HS 2-464 -


11 28 3



11 28 3


11 28 3


3681









3680


7


464



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-wH000 000 000 OF PEROPOSED CAIN aaim ur-
SImI taP I I ESWAT I IATE OFFERINII T- vWB EiEM
K. iIII AlTII E 00 00 00 OF

i:;;: SUPPLEMENTAL DATA
(NOT FILED AS A PART OF REG. STATEMENT)

1444 BORDEN INDUSTRIcS INC Al
WASHINGTON DC A C BORDEN PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PEN SECTION 1081 FILED 9 34 38 13
PROSPECTUS PER SECTION 10B1 FILED 11 28 38 9

3854 COMMONWEALTH EUISON COMPANY A2
CHICAGO ILL EDWARD J DOYLE PRES
REGISTRATION STATEMENT EFFECTIVE 11 23 38
PROSPECTUS PER RULE 800.0 FILED 11 38 38 179

8639 DIVERSIFIED INVESTMENT FUND INC Al
DETROIT MICH ARTHUR L C HENRY PRES
REGISTRATION STATEMENT EFFECTIVE 12 24 36
ANNUAL REPORT ON FORM 1MD FILED 2 28 38 20
PROSPECTUS PER SECTION 10B1 FILED 11 28 38 32
































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