Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00376


This item is only available as the following downloads:


Full Text

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FOR IMMEDIATE RELE Ai.


REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVEMBER 23.


1938


INDEX

ISSUER NAME


TONE VALLEY GAS
CORPORATIONS I

U SHEPMAC GOLD
Y SHARES TRUST

WEALTH EDISON C
WEALTH EDISON C

uAST PETROLEUM

MUTUAL INVESTMENT
AME ICAN COMPANY

ELECTRIC CUMPAN


& ELEC CO

NC

MINES LTD


OMPA
0 hIP A
OMPA

COHP
T FU
Y

Y OF


NY
NY

ORATI U
No INC


M ISSOU I


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


-- --T --


FILE NO.
2-

3864
2622

3766
1887

3853
3854

3820
35'84

3863

3857


BLACKS
BREEZE

BUFFALO

CENTURY

COMMON

COMMON

I N TE C
MASS M

NO TH

UN I U N


,.; ...I'.






Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED i.
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column readings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10t per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and isjucr name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before t:.. Lime of the sale.


ni9














NOVEMBER 23, 1938
EI SA EU E N AAE FORN
CI A* ND STAT E PRINCIPAL OFFICE TITLE UIPAiGES FILED
FILE U T UITS REGISTERED A REGATE ABOUT
S1 7 St EDE Cj 0 I 000 0D0A 0100 1 OF PROPOSED CASH gI Po- MINIM
E 1 ERWRITER DATE OFFERING STA TE- Wil
N AC0oD TH S oo oI o oo 0T





2 AMENDMENTS FILED


BLACKSTONE VALLEY GAS i ELEC CO A3
PAWTUCKET RI DAVID DALY PRES
HEGI STATION STATEMENT ORIG FILED -

AMENDMENT FILED
FEE ITEMS 1 THRU S 14 THRU 26
32 THRU 39 CONS PR EX BSA F U1
G2 Hi K2 i K3
PRIN UNDRWRTR8 NAMED BY AMEND -
ESTABROOK a CO ET AL


BREEZE CORPORATIONS INC Al
NEWARK HJ JOSEPH J MASCUCH PRES
STOP ORDER WITH OPINION ISSUED -
SEE RELEASE NO 1786
AMENDMENT FILED

AMENDMENT FILED
ITEM 49


3864










2622








3766







3820







3863







38657


Al
PRtES






A2
PRESS






A2
PRESS


UNIUN ELECTRIC COMPANY OF MISSOURI A2
ST LOUIS MO LOUIS H EGAN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ITEMS 4 24 25 27 34 CONS PR
EX A2 D F G H1 H2 A K
PROPOSED OFFERING AS AMENDED
INTERIM RECPTS FOR 5 00 CUM PFD NPV
85 CUM PFU NPV THRU INTERIM RECEIPTS
THHU UNDEHWHITERS AT 106
FIST TO HOLDERS OF
5100 PAR PFD ISSUE OF 1922
UNSUB TO PUBLIC
PROSPECTUS PER RULE 800B FILED -


11 10

11 23


11 23 38


8 5

10 3
11 23


7 38
23 38


11 17 38
11 23 38






11 19 38

11 23 38

11 23 38




130 000
11 23 38


13 780 000


REGISTRATION RECORD

SECURITIES ACT OF 1933


49 138

50 58


BUFFALO SHEPMAC GOLD MINES LTD
FORT ERIE ONT WILLIAM Y DEAR
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDS TO DEFER EFFECTIVE DATE


INTERCOAST PETROLEUM CORPORATION
LOS A'NGELES CALIF A S KLEEMAN
LAST PREVIOUSLY RECORDED ITEM
-AMENDS TO DEFER EFFECTIVE OATE

AMENDS TO DEFER EFFECTIVE UATE


NORTH AMERICAN COMPANY
NEW YORK NY J F FOGARTY
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ITEMS 4 21 30 33 & 36


1







14























48

57


89







82























62

62







61


SIGRID"




.... .. ....


NOVEMBER 28, 1938


F E A TATE PRINCIPAL OFFICER TITLE PAES FILED
cIu UNITS REIISTENED AIIREIATE ANOINT
[ o. s. DEIP, 0 o0 000 o 0000 OF PROPOSED CAIN m
E" N RITE 00l DATE 00 OFFERING STATE-- SIi E





REGISTRATION STATEMENTS FULLY EFFECTIVE



3853 COMMONWEALTH EDISON COMPANY AS
CHICAGO ILL EDWARD J DOYLE PRES
OPERATING AND HOLDING UTILITY CO
REGISTRATION STATEMENT ORIG FILE 11 3 38 158 101 321
AMENDMENT FILED 11 21 38 15 100 36
REGI STATION STATEMENT EFFECTIVE 11 23 38
WTS FOR 3 1-2 PC CONV DEBS DUE 195d
TO STOCKHOLDERS MAX RTS 11 506 333
3 1-2 PC CONY DEBS
SERIES DUE 1958
RES FOR NTS AT 100 MAX OF 135 957 200 35 957 200
UNSUB UP TO 24500000 TO
UNURWRTRS FOR PUB OR PHIV
SALE AT 100 OR MARKET
825 PAR CAPITAL RES FOR CONV MAX 1 438 288
TOWARD RED OF CERTAIN SECS OF
SUBSIDS A FOR PURCHASE OF 750000
PRIN AMT PROMISSORY NTS OF CHICAGO
DISTRICT ELECTRIC GENERATING CORP
HALSEY STUART & CO INC ET AL


3854 COMMONWEALTH EDISON COMPANY A2
CHICAGO ILL EDWARD J DOYLE PRES
OPERATING AND HOLDING UTILITY CO
REGISTRATION STATEMENT ORIG FILED 11 3 38 168 179 319
EGI STATION STATEMENT EFFECTIVE 11 23 38
3 1-2 PC 1ST MTG BONDS
SERIES I DUE 1968
TO BE SOLD PRIVATELY TO EVEN
INSURANCE COB FOR INVESTMENT
AT 104 834 000 000 35 360 000
FOR RED OF ALL FUNDED DEBT OF
SUPER POWER CO OF ILL A FOR WK CAP
NO UNDERR(ITER


SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)


1887


3584


ItNTURY SHARES THUST Al
--BOSTON MASS LOUIS CUNTIS CHAIRMAN
N S EFFECTIVE AS OF FEB 18 1936 ON -
AMENDMENT OF FEB 27 1936 EFFECTIVE -
AMENDMENT OF MAR 4 1936 EFFECTIVE -
PROSPECTUS PER SECTION 1081 FILED -


MASS MUTUAL INVESTMENT FUND INC Al
BOSTON MASS WM J ANDERSON JR PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 8008 FILED -
PRICE REPORT PER RULE 970 FILED -







3 IZ2Z t




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