Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00372


This item is only available as the following downloads:


Full Text
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FOR IMMEDIATE RELNEA;P


,r : .


REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVEMBER 18, 1938





INDEX

FILE NO. ISSUER NAME
2-


3605 AMERICAN


PARTICIPATION


AMER I CAN

CENTRAL

FILBERT

GAMBLE S

HEAN IUM

IMPER I AL

INTERSTA

MARSH WA

MASS MUT

MONSANTO

PANTEPEC

PIPER AI

SILVER D
ROY M SM

SUPERVISE

UNITED S


TRUSTEE

ILLINOIS

CORPORATE

TORES INC

PRODUCTS

PICTURES

TE BOND C

LL PRODUCE

UAL INVES

CHEMICAL

OIL CO O

RCRAFT CO

DOLLAR MIN

I TH INDI

ED SHARES

SECURITIES


FUNDS INC

PUBLIC ERV ICE

ON

ORPORATED

INCORPOR ATED

INC

COMPANY

TS INC

TMENT FUND INC

COMPANY

F VENEZUELA C

RPORATION

ING COMPANY

VIDUAL

INC


CO OF MISSOURI


3725 WISCONSIN INVESTMENT COMPANY

. : ,. :


.: ... &


*.... SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


3850


INC


3869

3794

3811

3851

3578

2599

3383

3584

387 1

387 3

3597

2335

3872

8008

387 0


CO


A


* j


i ,"; i


v







Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty cays before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.


I :








REGISTRATION F


SECURITIES ACT


I ER N AME FORM'0
I IT Y 4A STATE PRINCIPAL OFFICER TIILE PAGES FILED
FILE I II STY UNITS REGISTERED AIREATE AMOUNT
20: SE'UPR DN C IS TON DATE iiO GTi I- ,
5 RE PURPOSE EF C0 000 000 000: OF PROPOSED CAISH '
U IECO I T I RITE 00 00 00 OFFERING ATE- IETUS E r
CR O!C0 t F TA O 00 00_~__ f_ NEWT4


REGISTRATION STATEMENTS FILED


3869












3871










387 3


























3872










387 0


on o 13)n
000 Ono











o50 000



18 38






000 000


CENTRAL ILLINOIS PUBLIC SENV ICE CD A2
SPR IN GF FIELD ILL L A M AGR A P PES
HOLDING & UPE HATING PU L I C T I L I TY
3 3-4 PC 1ST MTG
BONDb SE HItS A lv6d 53R
3 1-2 PC TO 4PC SERIAL
DLUS 1939 T O 1948 10
TOWARD REDEMPTION FUNDED DEBT
UNDRH RTR TO BE NAMED BY AMENDMENT

REG I S TRAT ION STATEMENT U0 I G F I LE 11


MONSANTO CHEMICAL COMPANY A2
ST LOUIS MO EDGAH M UUEENY PRESS
MFH OF INDUSTRIAL CHEMICALS
54 50 CUM PFD SERIES A NPV
FOR CAPITAL IMPROVEMENTS ADDUNS
EQUIPMENT & W HO K ING CAPITAL
SMITH BARNEY & CO

REGISTRATION STATEMENT UH I G F I LED 11


PANTEPEC OIL CO OF VENEZUELA C A C3
CARACAS VENEZUELA w F BUCKLEY PRESS
HLUG INTERESTS IN OIL CONCESS I NS
AMER I CAN SHARES REPRESENT NG
292878 SHS 1 BOLIVAR PAR COMMON 3
EXCESS OF 2707122 AMER SHAPES
BEING TO PROVIDE FOR DEPOSITS
& WITHDRAWALS OF UNDERLYI NG
SECS INCLUDE ING ANY OUTSTANDING
IN ADDITION TO ABOVL SHARES
1 BOLIVAR PAR COMMON TREASURY SHS
THRU AMERICAN SHARES
THRU UNDERWRITER AT MARKET T
OPTIONED TO UNDRWH TR AT 5 00
AT 5 50
AT 6 00
AT 6 50
AT 7 00
AT 7 50
AT 8 00
ALL OPTION SHS FUN RESALE
AT MARKET EST AGGREGATE
FOR LIABILITIES OHILLI NG & WK CAP
W ILBURTON INVESTMENT TRUST LTD
LONDON ENGLAND

REG I STRAT ION STATEMENT OH I G F I LED 11


ROY M SMITH INDIVIDUAL G1
OKLAHOMA CITY OKLA
OIL a GAS ROYALTY INTERESTS
ONE-2560 TH FRACTIONAL INTEREST IN
1-8 TH ROYALTY IN 640 ACHES
J E PARKER TRACT HARPER FIELD
SECTOR COUNTY TEXAS AT 300

REGISTRATION STATEMENT O0i G F I LE 11


UNI TED SECURITIES CO UF MISSOURI A2
KANSAS CITY MO FRANKLIN N E FEED PRESS
I NVESTMEN r COMPANY HEAL ESTATE MTGS
ACCUM INV CTFS WITH ANNUITY OPTIONS
SER G IOYR AT 810 TO 1704 S 1
SE G 15YR AT 720 TO 1260 3 3
CT INV CTFS W TH ANNUITY OPTIONS
SER L 10YR AT H10 TO 1704 I 4
SER L 15YH AT 7/ 0 TO 126(0 8
FOR INVESTMENT
CAMErON K RE LD THOMAS W RUTH AND
ALL GENL STATE A DIST ACTS AND
SOLICITING AGTS MAY HE UNIRWHTRS

REGISTRATION STATEMENT U0 IG F I LED 11


18 38


600

18 38


000
000

000
oo n


______ ____ ~~~~~~1
I I


2 466 280


180 000


dtl 50


20










17


) 1 70)4 000
) 3 780 000

) 6 816 000
) 10 080 000
1Ii d 0


1 1 7 ., :


..........


000
000
000
000
000
000
000
878


748










45


























2 76










1 4


RECORD

OF 1933


1 b





NOVEMBER 18. 1988
I A D TAT E PRINCIPAL OFFICE T IT LE PAGES FILED
FILE T T I IPAL OFFI TTLE UNITS REGISTERED A 0EllATE ANOVIT
a0. I IooPoj 000 000 000o,.,. CA TRATI ,UO-
21 S I I CA u 0I 0OF PROPOSED CASR AI Me
S1 D PII E REWRITE DATE OFFERING TATE- STECmI
__ C.O _0 OF T ,o_ 00 00 00 N




2 AMENDMENTS FILED




3605 AMERICAN PA TI C IPATIONS INC C1
SPR INFIELD MO WALTER N GEORGE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 16 38 10 40 12

AMENDMENT FILED 11 18 38 3 6
I TEn 40 A PR


3850 AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY T P HEIDER PRESS
LAST PREV IOUSLY RECOHUED ITEM
AMENDS TO DEFEH EFFECTIVE DATE 1 14I 38 1

AMENDMENT FILED 11 18 38 8 B 2
FACE ITEMS 4 5 23 38 70 PR
AND EX 0
PROPOSED OFFERING AS AMENDED I I 18 38
LEXINGTON THUST FUND SHARES CTFS
AT MARKET 437 828 5 000 000


3851 HEANIUM PRODUCTS INCORPORATED Al
WATERBURY CONN W P C SMITH PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFE EFFECTIVE UATE 11 16 38 1

AMENDMENT FILED 11 18 38 b 8
ITEMS 11 29 30 A PR



3725 WISCONSIN INVESTMr.NT COMPANY A2
MILWAUKEE WIS HAROLD W STORY PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENOS TO DEFEH EFFECTIVE DAE 11 10 38 1

AMENDMENT FILED 11 18 38 32 19 7
ITEMS 5 6 24 35 FS CONS PR EX
F K L AND 0
PROPOSED OFFERING AS AMENDED 11 18 38
1s PAR COMMON
FIRST TO STOCKHOLDERS THRU RTS
AT ASSET VALUE
UNSUB THRU UNDERWRITER
AT ASSET VALUE PLUS RPC 300 000 975 000




3 REGISTRATION STATEMENTS FULLY EFFECTIVE


3794
















3811
















3


FILBERT CORPORATION A2
MINNEAPOLIS MINN B C GAMBLE PRESS
INVESTMENT COMPANY
REGISTRAT ION STATEMENT URI G F I LED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE AS OF SEP 30 1938 ON -

510 PAR COMMON
MAI NLY TO EMPLOYEES OF
GAMBLE SKOGMO INC
GAMBLE STORES INC AND ISSUER
AT BOOK VALUE UR 16 UO MAX
FOR INVESTMENT
NO UNDERWRI TER NAMED


GAMBLE SCORES INCORPORATED A2
MINNEAPOLIS MINN b C GAMBLE PRES
INVE&IMENT COMPANY
RE G I ST AT ION STATEMENT OHI G F I LE -
LAST PHR v I LI L Y RECUH DED I TEM
AMENDMENT FILED

R S EFFECTIVE AS OF SEP 30 1 38 ON -

COMMON NPV
BY TWO OFF ICERS
OPTIONED TO F I LBERT CORP
AT 1750
FOR ACCOUNT OF ABOVE STOCKHOLDERS
FILBERT CORPORATION


50 000


9 10

11 17

11 1B


400


800 000


700 000


44 20

3 1


42 26
2 63




nuYEMBERH I, 1988
lT ATI PI.NISIPAL OFFICES TI L S PAE FILED
... UITS RE6TISERID AGGREoATE AMOUNT
: 0n 0 oo0 0oo 000 IOF PROPTED CAN
I ME WITEE DATE OFFERING STATE. w millni
a oo oo0 oo0 0 0


I.


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


3578


IMPERIAL PICTURES INC Al
NEW YORK NY WILLIAM M PIZOR PRESS
R 8 EFFECTIVE AS OF APR 8 1938 ON -
AMENDMENT OF NOV 2 1938 EFFECTIVE -
SUPPLEMENTAL PROSPECTUS MATL FILED -


INTERSTATE BOND COMPANY A2
ATLANTA GA GEORGE P STREET PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -
PROSPECTUS PER SECTION 10B1 FILED -


MARSH WALL PRODUCTS INC Al
DOVER OHIO ALVIN C MARSH PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -
PRICE REPORT PER RULE 970 FILED -


MASS MUTUAL INVESTMENT FUND INC Al
BOSTON MASS WM J ANDERSON JR PRESS
REGISTRATION FULLY EFFECTIVE
PROSPECTUS PER RULE 800B FILED -


PIPER AIRCRAFT CORPORATION Al
LOCK HAVEN PA WILLIAM T PIPER PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -
PROSPECTUS PER SECTION 10B1 FILED -


SILVER DOLLAR MINING COMPANY Al
NALLACE IDAHO WM J STRATTON PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -
SUPPLEMENTAL PROSPECTUS MATL FILED -


SUPERVISED SHARES INC AS
JERSEY CITY NJ MAHLON E TRAYLOR PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTI ON 1061 FI LED -
PROSPECTUS PER SECTION 1081 FILED -


9 86 38
11 18 38


40


14


11 14 38
11 16 38


2599


3383


3584


3597


8335


200o


L,'




UNIVERSITY OF FLORIDA

Il3 1262 0BII 77 IIIIH
3 1262 08737 4947


* II1
Hill




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