<%BANNER%>

FDLP



PRIVATE ITEM
Digitization of this item is currently in progress.
Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00366

Full Text

SE i.ia ,9<


SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


S31. l
MBR31. i~


INDEX

ISSUER NAME


A N Y

C 0

LL I

NC


A iJ I ,N C

C 0 P P A N '


P CORPORATE

D ELE CTRI C

ESTrMENT TR

C 0 P P 0 R A T I

P A rN v

AND POWER

RAT IO N


3916 WATERFORD


DOWNS I NC


INblIRUCTI'ONS X\ Ab" LsCOO. on reg I trdti on
tratlon event..,, and contairlne dJig L. ofr

ABBRFVIAT'I]:" ;'C olo inF. are 3 mPk- cf th

A' r! L' mJn ':a i-'r.[
iC. CG n
Sl. I - ccri., t .

f i. lf { j -,Y, r ..


Lr ocetdurc l lustrat ln he r mn ttI lo ll I '
'h,' .rinclpk J reic l tr.ir. lL ...ri I', ,.t 1i d on I- I .

I 1 : fr .u rr. j;, U.. J i tt rL .' l i. :

F f r i ,Ic I .
PP ;r [' : '. .
: l.- r L: ki '. l '


PHO'T'OCOGFI-'" I nur '. f ;.j 3 In nL ; '. r* J ..l'i. r ....,: . .." 0 I .
the r l..clr o( .rUtr3, [ or r ..rt cc i ,iiL' : :
.art of an'. do..ument cn .i I fil- Fr : r . r '
oraer. ani 7 .er page icr k I at' over le o i., t, '" !,. . I sueF
registration zatdtement.

IMPORTANT The Securiltle:, and FExchiinge Conam l..1lin du'e, nlut a un r n- I.- :' .- . '- -: ': ..
securltles registered with it.


FOR
I M ME D I A' E
RE L E A SE


FILE NO.
2-
4917

3231

4571

4296

4904

4428

22-171

3485

4901

4379

4760


A

A




Y

T

T

M

I

L


A L A B A N

AMER I C

BEAR M

I INVEST

KEARNE

RO C H ES

S H A W U. Li

T I S

TIME F

UNION

tl N I T E D


P 0 w E

N FUR

N I N G

R S M U

& TR

ER GA

BAN K

A N A G E

NANC E

I G HT

GAS C


a Ci

ri I T u

AND



E C KF

S AN

I N V

U E N T

C 0 ?A

HE AT

0 R P O


I 0 ri

C U H P

u 9 T

n



C t,




SSU E R IR AMF FOR DECEMBER 31, 1941
S T A N D S T A T E RP I IPAL oF ICER T UiTS REIISTEIIED AI REATE A T PAE FILED

; u i TE000 000 00 OF PROPOSED CASH EITIN w.
leO F T "' 4 E R W I T E R DATE OFFERING STAF Im us ENNlSI
A 0..0 00 00 oD O-" I I


AMENDMENTS FILED


BEAR MIINING AND MILLING COMPANY Al
DENVER COLO JnHN H VOHLKEN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE DATE -


TIME FINANCE COMPANY A2
LOUISVILLE KY B J LENIHAN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ATTACHING SIGNATURES


457:







4901








4375







476C








4904


I.


A
P RE S


12 13 41

12, 31 41


AMENDMENT FILED 12 13 41 5
AMENDMENT FILED 12 31 41 13
ITEM 40

3 REGISTRATION STATEMENTS FULLY EFFECTIVE

KEARNEY & TRECKER CORPORATION S2
WEST ALLIS WIS THEODORE TRECKER PRES
MFR OF MILLING MACHINES
REGISTRATION STATEMENT ORIG FILED 12 2 41 17 23
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 12 24 41 3 23

AMENDMENT FILED 12 31 41 3 23


I EMS 6 7 PR EX 4A 4B 4C AND 4D
R S EFF 12 00 NOON E S TIME ON 12 31 41
PROPOSED OFFERING AS AMENDED 12 31 41
$3 PAR COMMON
BY CERTAIN STKHLDRS AT 26 50 198 083
FOR ACCOUNT OF ABOVE STOCKHOLDERS
BLYTH & CO INC ET AL

5 POST EFFECTIVE AMENDMENTS EFFECTIVE

T I S MANAGEMENT CORPORATION Cl
JERSEY CITY NJ HOWARD E NORRIS PRES
REGISTRATION FULLY EFFECTIVE 3 4 38
AMENDS OF MAR 23 APR 4 & 20 AND
MAY 2 10 L8 & 20 1938 EFF 5 23 38
AMENDMENT OF MAY 24 1938 EFFECTIVE 5 25 38
AMENDS OF AUG 4 20 & 29 1938 EFF 8 30 38
AMENDMENT OF SEP 29 1938 EFFECTIVE 10 4 38
AMENDMENT OF NOV 15 1940 EFFECTIVE 12 10 40
PROSPECTUS PER SECTION 10B1 FILED 11 6 41
POST EFFECTIVE AMENDMENT FILED 12 31 41
ITEMS 4 25 60 PR AND Ex A
AMENDMENT OF DEC 31 1941 EFFECTIVE 12 31 41


5 249 200


WITHDRAWAL DATA


3916 WATERFORD DOWNS INC Al
CHARLES TOWN W VA ALBERT J BOYLE PR
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 5

R 8 WITHDRAWAL REQUEST
AND AFFIDAVIT FILED 12


26 41

31 41


ANNUAL REPORTS FILED (MD FORMS)


3231 AMERICAN FURNITURE COMPANY INC
ANNUAL REPORT ON FORM 1MD FILED


18 31 41


UNION LIGHT HEAT AND POWER CO
CINCINNATI OHIO H C BLACKWELL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


UNITED GAS CORPORATION
NEW YORK NY JOE H GILL
LAST PREVIOUSLY RECORDED ITEM


29







20


A2
PRESS


3485


23

4





FILE T p S T A T E PR I IC J PAL O F I CE TI LE PAE FILED
I A u s T UNITS RESI8TERED AGo EsATE AwOtUIT L-
o S E 0 EI D C R 0000 ( 00 Q0 0 O OF PROPOSED CAEN I'-TRA7I PR-
jI ,l S W IT D T E R O 1 STn rAT E- w o u [r h'-
SE 0 T oE A IT ER 0 0 DATE 0 OFFERING TAE- SPTIE 11IT/


9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

4296 INVESTORS MUTUAL I NC A 1
MINNEAPOLI S MINN EARL E CRABR PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 5 9 41 68
PROSPECTUS PER SECTION 10B1 FILED 12 31 41 52

10 OTHER ACTIONS


ALABAMA POWER COMPANY
ATTALLA ALA THOMAS W MARTIN
LAST PREVI OUSLY RECORDED I TEM
AMENDMENT FILED
APPLICATION AMENDED
SEE 22-170 ENTRY RE TR INDENTR


A2
PRESS



DATA


ROCHESTER GAS AND ELECTRIC C CORP A2
ROCHESTER NY HERMAN RUSSELL PRESS
LAST PREVIOUSLY RECORDED ITEM
REPORT FILED
REPORT FILED
SEE 22-33 ENTRY RE TR INDENTR DATA


1 2 41
12 31 41


PART H TRUST INDENTURE DATA
.0. I N M E F I I III ,,,, IL
FILE ? TE A 1 i STATE PRINCIPAL OFFICE TI SATE EM Iat
s., 1E .1 0.E, ,II T1 0. 00 00 00! -
22- 1 ECO O F ACr I N. NI


AMENDMENTS FILED


SHAWMUT BANK INVESTMENT TRUST T3
BOSTON MASS WALTER S BUCKLIN PRESS
4 1-2 PC 15YR SENIOR
DEBENTURES DUE 1942
TO BE EXTND TO 1952
APPLIC FOR EQUAL OF TRUST IND FILED 12
AMENDMENT TO APPLIC FOR EQUAL FILED 12
ITEM 8 & EX T3C OF FORM T3


79

1





3


65 179


PERIODIC REPORTS FILED


33 ROCHESTER GAS AND ELECTRIC CORP
ROCHESTER NY HERMAN RUSSELL
3 3-8 PC 30YR GENL MTG BONDS
SERIES K DUE 1970
DATA FILED WITH R 8 2-4428
REPORT PER SECTION 313
BY BANKERS TRUST CO NYC


OTHER


A 2
PRESS


12 31 41


ACTIONS


ALABAMA POWER COMPANY A2
ATTALLA ALA THOMAS W MARTIN PRESS
X PC 18ST MTG BONDS 1972
DATA FILED WITH R S 2-4917
APPLIC PER SEC 310B1 AMENDED -


12 87 41


4917







4428


171


170





UNIVERSITY OF FLORIDA


3 1262 08740 7408