Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00355


This item is only available as the following downloads:


Full Text
5 t i.u' /141/ c'


SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


-7


INDEX


ISSUER NAME


AMERICAN

A M E R I C A N
AMERICAN

AMERICAN

BONWIT TE

FIRST NAT

FISCAL FU

FUNDAMENT

FUNDAMENT


PART I

PAR TI

PAR T I

LL ER

I 0 N A L

NO IN

AL IN

AL IN


IN


PAT IONS I NC

PAT IONS I NC

PATI 0 NS I NC

C

PETROLEUM TRUST


VE

VE

VE


ST 0

STO

STO


FUNDAMENTAL I NVESTO

IOWA SOUTHERN UT ILI

KANSAS NEBRASKA NAT

MARYLAND DRYDOCK CO

MOBILE GAS SERVICE

MOORE MCCORMACK LI N

NORTH SHORE GAS COM

PILGRIM INVESTORS I

PUEBLO MI NING COMPA

UNITED FUNDS INC

WELLINGTON FUND INC


FILE NO.
2-
464

1411

3605

4748

22-150

4700

13

669


DEL

INC


F OR
I MM EDI AT E
RE LE ASE5


R S INC

RS I NC

RS I NC

RS INC

TIES CO OF

URAL GAS CO

MP ANY

CORPOR ATI ON

ES INC

PA NY

NC ORPO RATED

NY


1824 FUNDAMENTAL


3419

4398

4894

4897

4887

4715

4889

4802

4829

4877

3416


INSTRUCTIONS A HAILBOOK on registration procedure illustrating the method useu In report Ins re L.,
traction events, and containing igestt. of the principal registration turms, Mayf,, LEct LLtilf-a un rfu-.U3t.

ABBREVIATIOIl' Following are some of trie more frequently used abtreviatluns:

AMEINT amendment FS financial statements
CONS consent P pruotectus
FY exhibits RS rewlstration statement
SACE faclng sheets

PHOTOCOPIES The number of pages In each document filed witH tre 'cmi'..s1n Is reGorted to f1.cil it: tL
the placing or orders for hOLOcopieb h- Commiss ion suf[llezt kfitc(.'i. tf iny,' Lacu.iri, r -.-i',
r.art of any document, on LuLilc file. Price-. art 10! ter ;a;te for the first 1m-i L lv in .i",y :i1nrl:
oroer, and 7qj er page for each rage over 1CC pages. In or,-jrlng, l'.'e llie nu'-ler a',, uer I',. f
registration statement.

IMPORTANT The Securities and Fxchange Corrarisslon does not pas., on r.t i.-rIr of or r -uirntee an
securities registered with It.





S_____ rr_ _____________jFrFMBE[ 11 j941
u ER NAME F 0 REM I r r 1 ..... ...
SD S r A T E P I I P I r i T1 L E PAGES FILED
NO. E C U Pl I D E C R I P T ,. 0 ~ O .A: IREGIS I
2 P J P r S E I 5 U' F P OPOSEO CASH i-,j II PRO -
p N C I P fL J D ERW RI T ER f I L R G STATE- SFTUS E3IIBITS
R CORE i ODF ACTION O__0 00 N _4ECd/

2 AMENDMENTS FILED


BONWIT TELLER INC
NEW YORK NY WILLIAM M HOLMES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


FISCAL FUND INC
JERSEY CITY NJ LEWIS T BEMAN
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


A2
PRE8




A I

Al
PRES


4748







4700







4897












4715







4889


MOORE MCCORMACK LINES INC
NEW YORK NY ALBERT V MOORE
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


A
PRESS


NORTH SHORE GAS COMPANY A2
WAUKEGAN ILL W A BAEHR PRES
LAST PREVIOUSLY RECORDED ITEM
APPLICATION FILED

AMENDMENT FILED
FACE FEE ITEMS 9 15 16 34 41
47 CONS PR EX B2 & G
SEE 22-163 ENTRY RE TR INDENTR DATA

PROPOSED OFFERING AS AMENDED
4PC 1ST MTG BOS SER A 1961
2 1-4 PC TO 3 3-4 PC SERIAL
NOTES DUE 1942-1948
$500U00 MATURING SEMIANNUALLY


24 41

11 41


12 11 41


11

12





12

12


12 11 41
S 3 700 000


700 000


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


KANSAS NEBRASKA NATURAL GAS CO INC A2
PHILLIPSBURG KANS L E FISCHER PRES
PURCHASE & SALE OF NATURAL GAS
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED

R S EFFECTIVE 4 45 PM E S TIME ON -

85 PAR COMMON
OPTIONED TO UNDRWRTRS AT 5 4545
FOR RESALE TO PUBLIC AT 6 50
OPTIONS EXPIRNG DEC 31 1941
OPTIONED TO UNORWRTRS AT 5 50
FOR RESALE TO PUBLIC AT 6 50
OPTIONS TO PURCHASE 20000
SHARES EXPIRING MAR 31 1942
AND OPTIONS TO PURCHASE
OTHER 20000 SHARES EXPIRING
MAR 31 1943
FOR WORKING CAPITAL
FIRST TRUST CO OF LINCOLN ET AL


POST EFFECTIVE AMENDMENTS EFFECTIVE


MOBILE GAS SERVICE CORPORATION At?
MOBILE ALA H CARL WOLF PRES
R S EFFECTIVE 3 30 PM E S TIME ON -
PROSPECTUS PER RULE 8008 FILED -

POST EFFECTIVE AMENDMENT FILED -
ITEMS 4 6 9 21 23 28 41 FS CONS
PR EX Fl F2A GIA 189
AMENDMENT OF DEC 11 1941 EFFECTIVE -



PILGRIM INVESTORS INCORPORATED Cl
DETROIT MICH AMOS F GREGORY PRESS
R 8 EFFECTIVE 4 45 PM E S TIlE 'IN -

AMENDMENT OF DEC 6 1941 EFFECTIVE -


1 11 41


MARYLAND DRYDOCK COMPANY S2
BALTIMIORE MD GEORGE H FRENCH PRESS
REGI 3TRATION STATEMENT OR I G FILED -

AMENDMENT FILED
ITEMS 1 2 3 6 9 11 12 14 19 20
FS CONS PR EX A Al A2 B C
Dl THRU D8 El E2 F Gl THRU G5
AND H
UNDERWRITING DATA AS AMENDED
SHIELDS & COMPANY ET AL


43


1
1





1

1


331


4894


BB
17


29
32


8 468


40 000


265 04
260 000


4887










46802


2


42

44


.0
xm





Ii' N '
I i '


I c E q* r
- -* -< T ;* [_ ... ( -- --l- _- .


4 Ii


ANNUAL REPORTS FILED (MD FORMS)


A E I CAN PART CIPATIONS I NC C1
ANNUAL REPORT FILED NOV 27 AMEENODfD -


AMERICAN PART CIPATIONS I NC Ci
ANNUAL REPORT FILED WITH RS 2-464
NOV 27 1041 AMENDED)


A ERI CA PAR T I C I PATI N I NC C
ANNUAL REPORT FI LED I T H uS 2-464
NOV 7 1 04 I A N U FO

9 SUPPLEMENTAL DATA (,.OT FIE ED AS


A I < I I I N


N L E U


P OFF I C
Stl I it


AL1
. T P F S


GS F -3 41 ut DEC 11 1941
GEORGE E Ro0 VEl. I PRE'S


FUNDAMENTAL INVESTORS INC Al
NEW YORK NY PHI LIP J R0OSEVELT PRESS
EDI TOR NOTE
ANNUAL R E P 0 T I L E r I TH RS 2-13 -

E 0 ITORS N 0 T F
PRIN OFFICER PER SUPPLY PHOSP ILE 0
WI TH R S 2-3419 ON DEC 11 1941
E E ROOSEVELT iRFS



FUNDAMENTAL I 'ESTO S I NC A
NEW YORK NY PHI L IP J ROOSEVEL T P R F S
EDITORS NOTL
ANNUAL REPORT FI LED WITH RS 2 -13 -

EDITORS NOTE
PRIN OFFI CER PER SIIPPL PROSP F L 1)
WI TH R S 2-3419 ON DEC 11 1I-41
GEORGE E ROOSEVELT PRES



FUNDAMENTAL INVESTORS INC Al
NEW YORK NY PHILIP J ROOSEVELT PRES
PROSPECTUS PER SECTION 1081 FILED -
ANNUAL REPORT FILED WITH RS 2-13 -

PROSPECTUS PER SECTION 10B1 FILED -
PRINCIPAL OFFICER PER ABOVE PROSP
GEORGE E ROOSEVELT PRESS



PUEBLO HI NING COMPANY AO1
SPOKANE WASH JOHN D B WHI TE PRESS
R S EFFECT VE 4 45 PM E S T E ON -
PROSPECTUS PER RULE 8008
F ILED 1 14 SAN FRANC SCO -

PRICE REPORT PER RULE 970
FILED IN MAN FRANCISCO -



UNITED FUNDS INC Al
PHILADELPHI A PA THOMAS w RUTH PRES
R S EFFECT VE 4 45 PM E S TIME ON -

PRICE REPORT PER RULE 970 FILED -



WELLINGTON FUND INC Al
CAMDEN NJ W L MORGAN PRESS
LAST PREVIOUSLY RECORDED I EM
PROSPECTUS PE SECTION 10 l FILE

PROSPECTUS PFR SECTION 1081 FILED -
UNDERWRITING DATA PER ABOVE PROSP
W L MORGAN & CO


1I 11 41




12 11 41




1 D 11 41

PART OF REG. STATEMENT'


7 12 41

12 11 41







6 1 39
7 12 41

12 11 41







5 31 41
7 12 41

12 11 41


669










1824










3419









4829









4877






3416


10


OTHER ACTIONS


4398 IOWA SOU THEN UTI LI TIES CO OF DEL A?
CENTERVILLE IOWA ED L SHUTTS PRESS
REPORT FILED 2 2 41
ANNUAL REPORT FILE WITH RS 2-1719
APR 30 1941 AMENDED 9 5 41

REPORT FILED 13 11 41
SEE 22-27 ENTRY RE TR INDENTR DATA


SIif

2 -


464



1411


3605


1 3 1


12 11 4


3




3




3


i -


197










197










197










197













1






2





PART II TRUST INDENTURE DATA DECEMBER 11. 194
FlI ISSUER NADME F0"I R I IL
E CI R A D S T A E PR INC I PAL OFF ICE T L E DATE A FILES
MO. S ECUR I T Y DESCRIPTION N 00 00 00 1
22- I E C 0 RD 0 F ACTI o 0 FOINs I umlW


163 NORTH SHORE GAS COMPANY
WAUKE.G APJ I LL W
4PC 1ST M Ti; R OS SER A 1
DATA INCLUDED I N R S 2-
NEW FORM ST DATA


AMEN DMENTS F ILED II UNIVERSITY OF FLORIDA


A BAEHR PRES 312620874075
961

4889 AMEND 12 11 41
5


POST EFFECTIVE AMENDMENTS EFFECTIVE


150 FIRST NATIONAL PETROLEUM TRUST T3
PROVIDE CE RI M MACKENZIE ET AL
8PC C U 20YR SUBORDI NATED
INCOME DEBS DUE 1961
APPLI C FOR EQUAL OF TRUST INDENTURE
EFFECT I VE 4 45 PM E S T I ME ON -
AMENnMT TO APPLIC FOR EQUAL OF TR IND
FILED DEC 4 1941 EFFECTIVE -


11 12 41

12 11 41


PERIODIC REPORTS FILED


10WA SOUTHERN UTILITIES CO OF DEL
CENTERVI LLE I OWA ED L SHUTTS PR
4PC 1ST MTG BONDS DUE 1970
4 1-2 PC GENL MTG
SF BONDS DUE 1950
DATA F I LED WI TH R S 2-4398
REPORT PER SECTION 313
BY CHEMICAL BK & TR CO NYC


A2
ES


-1 12 11 41




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