<%BANNER%>

FDLP



PRIVATE ITEM
Digitization of this item is currently in progress.
Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00353

Full Text

5 E /. 13'


FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933

JANUARY 22, 1940


(INCLUDES Ar y STATEMENTS EFFECTIVE JANrJ.L PY 21. 1940)


INDEX

ISSUER NAME


N I S TPAT I VE C

I CAN WRI NGER


ORPORA

CO M P A


3?04 THE Al TOCAR CO4PAI Y


3766

4197

1 3 0 6

350 5

3419

1539

4? 77

4284

4269

42 79

42.82

3' 1 2

3 5 4 -'


II









I.,.!.
It


U S HEP AAC

Rill A ENGE

I A L bE C tIoI

I A L S E C II R

MENTAL I NV

1 CNE I LL &

ED AIRC RA

, P A VII R F

AFTER SERVE

LVANIA WA

TOOUUL CO' P

SFRVI C F

TE GRE NL


G

LS

I T

I T

iS

L

F T

CO

IC

TE

AN



A N I
C 0

A rI|


OLD M INF.

F 1 N I N G,

S F I N .) I

Y F l rI I

TO S I NC

I B a Y

C I R P OR A

4 P U 4 A T I o)

E C OMPAN

4 & P W F


Y

AP A

r) 0


SOF

C oI


S LTD

COMP ANY



' C


T I ON

N

Y

R Cn



OKLAHOMA

4 P A N Y


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.


FILE NO.
2-

19 6H

4283


A I) 0 I

A M E R


) N

INC


MUFFA

CALIF
C A L I F

F I N A rl

F 1 11 A N

F U N 11 A

LI RRY

L 0i C K H

A 11.4 A N

) H I i)

P r" NriJ S

PL OM

P U I L I

WE S TG


L

0

C



P


E

T



Y



C

A


OF
Cll








Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears-on the cover page. A cumulative index to registratiem
statements, appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are l0t per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT
The Securities and Exchange Commission does not pass on
the merit, of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a suffmary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.








REGISTRATION RECORD


SECURITIES ACT OF 1933




JAP_______- AY 22. 1940
ISSUER H AM E FORM
FILE C IT Y AN D S T A T E PR I NC IPAL OFF ICER A T TITLE U PAGES FILED
II ND U S T R Y UNITS RE ISTERED AGGREGAT AMOUNT

S S PURP SEE IS SU E OF PROPOSED CASH STATION PIN-




1 REGISTRATION STATEMENTS FILED


3204 THE A UTOCAR COMPANY A2
AROMORE PA R P PAGE JR PRF.S
TRUCK MANUFACTURER
10C PAR COMMON AT MARKET
BY PHOENIX X SECS CORP PARENT T CO 121 n q 7 1 135 284
FOR ACCOUNT OF PHO E N I X SECS C P
ALLEN A COMPANY AND
BOND a GOOD I N INCORPORATED

R EGI S TRAT I ON STA TEMENT RE F ILE 1 R? 40 101 45 39



2 AMENDMENTS FILED


4283 AMERICAN WRINGER COMPANY INC A2
WOONSOCKET RI HAROLD T MERRIMAN PRESS
REG I S TRAT I ON ST ArTEME NT RIG F I L E D 1 H 40 133 U. 39

AMENDS TO DEFER EFFECT I VE DATE 1 2P 40 3


4284 MORART GRAVURE CORPORA TI ON A2
HOLYOKE MASS MA URI CE J MORI ARTY PRESS
R EGI STRAT I ON STATEMENT OR IG F I LE D 1 n 40 67 AH 151

AMENDMENT FILED 1 22 40 3 4
CONS & EX G


4279 PENNSYLVANIA WATER & P POWER CO A2
BALT MORE MD J A WALLS PRESS
LAST PREVI OUSLY RECORDED I TEM
AMENDMENT FILED 1 15 40 25 ; R 25

AMENDMENT F ILED 1 22 40 9 AfR 45
I TEAMS 15 24 27 28 PR EX Bll F H
PROPOSED OFFER NIG AS AMENUDEDU 1 2 40
3 1-4 PC REF MTG AND
CT BONDS DUE 1970 AT 105 510 962 11 000 11 910 100


4282 PLOMB TOOL COMPANY A2
LOS ANGELES CAL 4 H PENOLE TON PRESS
R EG I STRAT I ON STA TE'ENT Uti I G F I LE D 1 6 40 5ifA 1 9 123

AMENDMENT FILED 1 2? 40 27 14 H2
FACE ITEMS 6 9 10 24 25 27 28
41 45 FS CONS PR FX B G 4 1I 2



Sd 21 P UBL IC SERVICE COMPANliY OF UKL AHOMrA A2
TULSA OKLAHOuA FRED W INSULL PRESS
LAST PREVIOUSLY MECORDEU I ITEM
AMENDS TO DEFER EFFECT VF DATE 1 4 40 1

AMENDS TO DEFER EFFECT T I VE U ATE 1 PA 40 1



3 REGISTRATION STATEMENTS FULLY EFFECTIVE


LOCKHEEU AIRCRAFT CORPORATION A2
BURBANK CAL I F R OBER T E GROSS PRESS
A I RCHAFT MANUFACTURER
RE GI STRAT I ON STA TE MENT H IG F I LED -
LAST PREV I OUSL Y RECO E HUtU I T ELJ
AMENDMENT FILED

AMENDMENT FILED
I TEAMS 24 27 PR i E x F
REGISTRATION STATE N T EFFECTIVE UN -
AS OF 4 3 U PM E 5 TI ME -

PROPOSEO OFFERING AS AMENDEn -
51 PAR COMMON AT '.,
FOR HANGARS TOOLS 4M CH I .- .
RESEARCH LABR .- i. nl P t. t MODELS
BLY TNH C I hP L T AL


2

2n

2d

2i 1
2 1


40

40

40U

40
4 '1
4 0
(1 0 U


S41 %0i)


4277


10



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:,,archive.org/details rgrec22unit




JaI U A R ?2, !9 '4
U ER1 A MA E F ORM
C I Tv A N D S T A T E PR illC I PAL OFF ICER TITLE PAGES FILED
0FILA PR CIPAL OFF CER TI US y UNITS REGISTERED AGGREGATE AMOUNT Hl.I
L CPUD CS R f I NI 000 IC 0 00 OF PROPOSED CASH TRAT PRO-
S E P RI IPf I NDEA F F I VE0 DATEM OFFERING STATE- SPECTUS
P E O SC OF ACTION 00 00 00 tE



5 POST EFFECTIVE AMENDMENTS EFFECTIVE 7


1968











3766








3419







4269


ADM I N I STRAT I VE CORPORA T I IN C1
JERSEY CITY NJ FRANK BRYANT PRESS
R S EFFECTIVE AS OF APH 14 1936 ON -
AMENDS OF OCT 15 A NOV 20 1936 EFF -
AMENDS OF MAR 4 & 25 1937 EFF -
AMENDMENT OF AUGr 12 1937 EFFECT VE -
AMENDMENTS OF JAN 20 AND
FER 9 & 28 1938 EFFECTIVE -
AMENDMENT OF FEB 1 1939 EFFECTIVE -
SUPPLEMENTAL PROSPECTUS M ATL F ILED -

AMENDMENT OF EC 21 1939 EFFECT VE -

BUFFALO SHEPMAC GOLD MINES L TD Al
FORT ERIE ONT WILL AM Y DEAR PRESS
REGISTRATI ON STATEMENT EFFECTIVE -
SUPPLEMENTAL PROSPECTUS MAT L F IL ED -
SPECIFIED MATERIAL PHYSICALLY WilN -
PER REQUEST F ILED JAN 13 1940
AMENDMENTS OF NOV 6 DEC 11 &
16 1939 AND JAN 13 1940 EFF -

FUNDAMENTAL I INVESTORS INC Al
NEW YORK NY PHI LIP J ROUSEVELT PRES
R S EFFECT I VE AS OF DEC 13 1937 UN -
AMENDMENTS OF JUN 1 & 2 1Q 39 EFF -
PROSPECTUS PER SECTION 1081 FILED -

AMENDMENT OF DEC 26 1939 EFFECrI VE -

OHI O WATER SERVICE COMPANY A2
STRUTHERS OHIO C VAN DEN RE4G JR PR
REGISTRATI ON STATENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE BOOB FILED -
AMENDMENT OF JAN 17 1940 EFFECT I vE -


7 WITHDRAWAL DATA


1539 LIBBY MCNEILL & LIBBY A2
CHICAGO ILL EDWARD G MHC OUGALL PRES
R S EFFECT IVE AS OF JUL P 5 193 ON 7 31 35
AMENDMENT OF JUL 27 1935 EFFECT I VE 7 3 1 5
AMENDS OF AUG 31 A SEP 16 1 35 E FF 9 17 35
R S WI THDRAWAL REQUEST F ILED 1 22 40 1
AFFIDAVIT FILED 1 22 40

3540 UESTGATE GREENLAND OIL CIIMPANY A2
KANSAS C ITY "10 0 G B I 1LER PHES
H S EFFECT I VE AS OF NOv 21 1938 ON 1 4 39
PROSPECTUS PER RULE 80O 1 FILED 2 b 39 20

R S WI THORAWAL R C U E F ILE D 1 22 40 1
AFFIDAVIT FILED 1 22 40 1


8 ANNUAL REPORTS FILED ( MD FORMS )


1606 IF


3503


I .ANCI AL SECURITY FUND I NC Al
ORIGINALLY FILED AS
INVESTORS I INDEPENDENCE FUND I NC
ANNUAL REPORT FILED JAN 2 AMENDED -


FINANCIAL SECURITY FUND I NC
ANNUAL REPORT FILED WI TH RS 2-1606
JAN 2 1940 AMENDnED


1 ;2 40



1 22 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


CALIFORNIA ENGELS MINING COMPANY A2
SAN FRANCISCO CALIF A J HELLER PHES
REGISTRATION STATEIrN!T LFFECTI UN -
AS OF 4 30 PM E S TIME -

PROSPECTUS PER RULE 8008 FILEn -


1 22 40


35















H
29








21H


4197


I




UNIVERSITY OF FLORIDA
IIIIBIII IBilll1 121111 874ill I 11111 II M11111
3 1262 08740 7606