Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00351


This item is only available as the following downloads:


Full Text
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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 18, 1940


INDEX

ISSUER NAME


C UMP

UAYT

THE

t K E A

A C U U

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S r A

SAN

TIP

i E LL

WELL


ANI A UE PET

UN PUWER AN

F I F PLAN

T wESTE N S

N I t LLL A I R Cr

-I C A V I AT I 0

LT Y DEPOS I T

N T HUI4Y O I L

JUA N GOLD K

TOP GULU MI

I NGrUN FOUN

I N G T U N FOU N

I NGTUN FOUN


R

U

C

I

A

N

U

C

I

N
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D

D


SLE U

LI G

01 PUN
SLVN P U
L V L H

F I t;U

I N U

H CUR

UHPUR

NG M I

E S IN

A T I 0 N

A T I 0 "J

A T I U N


G ANSu A

T CUMPA

ATI UN

MIN E



HPOR ATE

P AT AT I U

A T I oI N

N ES I N C

C


ZUL LTU

N Y





U R

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14
N


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-

4250,

429 3

35y 4

42 56

4156



1 1 56
11 "/0

4246

429 4

3945

1550

249 2

33U1









Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the 'ecuritie's and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AM.ENDMEINTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the columr: headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:


AMEND
CONS


EX
FACE

FS
PR
RS


- amendment
- consent; i.e., consents of experts
required to be furnished in regis-
tration statements
- exhibits (to registration statement)
- facing sheet; i.e., cover page of
registration statement
- financial statements
- prospectus
- registration statement


PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 100 per page for the first
100 pages in any single crder, and 7C per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities re istered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of inf-.r;,ftion filed with it in registration state-
ments. The Se :r :-es Act of 1933 provides that a registration
statement be or. file with the Commission and open to public in-
spection for it ieait twen'.- days before a security issue may
be offered for public sale -n interstatee commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.






REGISTRATION RECORD

SECURITIES ACT OF 1933


I SSUER N AME FORM
CITY AND S T A T E PRINCE I PAL OFF I C ER TITLE
I ND UI S T R Y UNITS REGISTERED
S CRP E SSC T 000 000 000
II P R N C I PA UN D E RWRI T ER DATE
RE COR Do TION 00 00 00


AGGREGIfE AMOUNT
OF PROPOSED CASH
OFFERING


PAGES FILED
REGIS-
TRATIN PRO.
STATE- SPECTS IITS
mu-r


1 REGISTRATION STATEMENTS FILED



4 2 Y 3 U AYTUN P U W E H A U LIGHT CUMiAnY AS
UAY T U N UH I U FHANK M T A I T P H L S
UPENAT I NG PUBLIC UTILITY
jPC 1i r MTG dUNDS OuEt 1Y70 525 000 000
T U nAiu HEU 3 1-; PC 1b T & Er E T ,
1BU 1960 AN4 T u H I M UHU E TriL ASU H Y
t U k CAP I T AL EXP N U ITUKNt W K C AP
MUNHLAN STANLEY i CO IN L T AL

L'L;I d TH AT ION STA TEMLNT uN l F ILLUI 1 1 4 U 66 44 65


4 29 4 SA N JUAN bOLD K I NG MI NES I 1C A01
UE 1VEn CUL 0 LARL F CRUWL PH LS
SI N I NG AND MI LL I NG
51 PAR COMMON AT 1 00 249 993 249 993
FO CONTRACT dEVELOPMENT EYUIPMT
IMPROVEMENTS AND WORKING CAPI TAL
NI UNUERWH I r ER NAMED

,EGI STTR AT ION STATEMENT ORIG FILE I 18 40 45 1. 11B



2 AMENDMENTS FILED



4 2 5U COMP ANI A uE PLTHOL tU I AN U AIUL LTU Al
LIMA PERU J E UHANTLY PHtS
LAST PHE VIOUSLY HLCUNDED ITEM
AMENUS TO OLF L H EFF LECT I V TE U 1 2 40 1
APENUb TO LFLH LFF L CT IVE uATE 1 1 8 40 1


4256 GREAT WEST L N S I L VE MINE CuHP A l
C;ULU) I LL CULU W AL TER A M Uu L PH t S
LAST PHL V IUUSLY EC U DL U ITEM
AMLNUMENT F ILLU 1 3 40 6 20 4
AML N US TO ULFEN EFF ECT I vE uATE 1 1 4U0 a


424U PACIF I C AVIATION I NCUHPOR ATEU Al
MAWTHORNE CALIF H V REYNOLUS PRES
LAST PREV IOUSLY RECUHOED ITEM
AMENDMENT FILED 1 5 40 46 18 6

AMENDMENT F ILED 1 1R 40 25 21
I TEAMS 27 39 4 1 FS CUNS & PH



5 POST EFFECTIVE AMENDMENTS EFFECTIVE


MC UU N tLL A I RC AF T C UO PUH ATI UN Al
S I LOUI S M JAS S MCUUNNELL JH P HLS
1tul aTH AT ION STATEMENT EFFECTIVE UN -
AS OF 4 30 PM E S T I M -
AMLNUMtH T OF JAN 4 1940 EFFtCTI VE -

AAJLNUMLN T UF JAN Io 19aU EF F FFLC T i V -


ri U Y A L T U t P US I T U CUNH PUH A I I U L
NME Y URK NY J riLN I CLUS PH L S
N S tFFLCTIVE AS UF JAN Id 193 5 ON -
AML NuMtNT UV JAN 11 19 3b LF FE T IVE -
AM N) MtnTS UF FEB 24 25 & d-7
ANU MAN 5 AND ) 5b 1936 EFF -

AMENDS UF JAN 2 6 9 & 17 1940 EFF -


d2 35
17 36

2 36

Ih 40


FILE
NO.
2-


4 1 b6








1178



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:',archive.org details. regrec l18unit




JNLI F1 1a Ni
I S Ui R NAME F ORM PEE PIE
LE C I T AN0 S T A T E PRINCIPAL OFFICER TITLE UNITS REGISTER PAGES FILED
FILE up 3S TD R UNITS REGISTERED AGGREGTE AmOUNT IL.
S100 E Cl PUT 0 ION 000 000 000 OF PROPOSED CASH U W A
NR.OHI S ISSUE OF PROPOSED E 1S
eII C T I RO E WRITER DATE OFFERING STATE- SE IS I
SRECO A ON 00 00 00 NENT



5 POST EFFECTIVE AMENDMENTS EFFECTIVE CONTINUED


4246 ST ANTHONY OI L CORPORATE UN Al
LU ANGELES CAL JOHN A WUOUWAHU PHLS
NLuI u TRATION STATLMNT EFFECT I VE ON 12 14 39
AS OF 4 30 PM E S TI ME 12 13 39
AMLNUMENT OF JAN 15 1940 EFFECT I VE 1 1B 40



8 ANNUAL REPORTS FILED ( MD FORMS )



155U WLLLINUGT N FOUHUATI UN INC C1
ANNUAL KEPOHT FILED MAY 3 AMENUEu 1 18 40 4

249 92 ELL I NGTUN FOUNDATI ON I NC Cl
ANNUAL HEPOHT FI LED WI TH S ;d -1550
MAY 3 1939 AMENDED 1 18 40 4

3381 WELL I NGTUN FOUNDAT I ON I NC Cl
ANNUAL H EPOR T FILED wI TH RS J 1550
MAY 3 1939 AMENDED 1 18 40 4


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


3594







3945


THE F I F PLAN COHPORAT ION Cl
ORI FINALLY FILED AS
FINANCIAL I NDPN[ NCE FUUNUHS INC
NEW YURK NY JOHN L THOMAS PRLS
LAST PRE V IOUSLY RECU DE U I TEM
PRuSPECTUS PER SECTION 10t1i FILED -
PHUSPECTUS PLN SECTION lOul FILE -


TI P TOP GULU MINES INC Al
UENVEN CULO NELS G OLSON PHES
. PHObPECTUS PLR HULE 8008 FI LID -
bUPPLEMENTAL PROSPECTUS MATL F ILED -


28 39
1l 40



13 39
2 6 .39
18 4C





UNIVERSITY OF FLORIDA


3 1262 08740 7291




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