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Registration record, Securities Act of 1933
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Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00349

Full Text

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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933

JANUARY 16, 1940


I NDEX

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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.









Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits rf securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.

















I S S U E R NAME FORM M
S C I T Y A N D S T A T E P RI NC I PA L OF F I C E R T I T LE PAGES FILED
FILE C IND STORYY v UNITS REGISTERED AGGREGATE AMOUNT i
NO. S E Cu I D E C R I P T I 1 000 000 000 eIS-
H- PU RP 0E FI 0 0 OF PROPOSED CASH TATIO P
PLUNDCL UN DERWR I T ER DATE OFFERING STAT!- SPECM UIIS
RECORD OF ACTION 00 o00 o0 EW




2 AMENDMENTS FILED


AFFILIATED FUND I NC
JERSEY CITY NJ ANDREW J LORD
i S EFFECT I VE AS OF S E P 9 1936 0
AME NI)ME TS OF MAR 4 & 24 19 37 EF

POST EFFECTIVE AMENDMENT FILED
FACE i ITEM 20
OFFER I NG DATA AMENDED
FOR DETA I LS SEE AMENDMENT



AF FIL I A TED FUND I NC
JERSEY CITY NJ ANDRE W J LORO
R S EFFECT IVE AS OF NOV 14 1937 7
AME NLIS OF UEC 27 & 29 19 7 AND
JAN 13 & FEB 15 1938 E

POST EFFECT I VE AMENDMENT F I LE D
FACE A I TEM 20
PR OPUbED OFFER NG AS AI4ENOED
81 25 PAR COMMON
THROUGH UNDERWRITER AT MA
UF WHICH 297489 SHS HAD -
SOLO S I NCE t.FF OATE OF RS
AMENDMENT F ILED FEB 15 19
REMOVE F ROM REGI STRA r I ON
PER TH I S AMEND E NT



AFF L I ATED FUNU I NC
JERSEY CITY NJ ANDREW J LORD
R S EFFECTIVE AS OF AUG 17 193$H
PRICE REPORT PER RULE 970 F ILE
PROSPECTUS PER RULE R008 F I LED

POST EFFECT T I VE AMEIOME rT F I LED
FACE & I TEM 20
PROPOSED OFFERING AS AMENDED
5PC 10YR SECUREn CONV I)EBS
SOLD tINDER THIS R S AT
AHOVE DEBS HA VE HEEN REOE
81 2 PAR COMMON RES FOH CUNV
REMOVED FROM wEG IS TRA T ION
PER TH I S AMENDPAENT


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PURPOSE S T A T E 0 HY A it NIC ) iC T
FOR PLANT I T P1)VPAE T MA C H I N
EQU I P E N T RE P A I S A4 11 I *R I I Nr LC A P
PR I N IJ N 1) E R HR I r Ep i A ,M C iI i A 4 E N U -
A W PORTER I NC


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30 37

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16 40






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16 40

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16

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1 16 40


375 000
37 500


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REGISTRATION RECORD


SECURITIES ACT OF 1933


RRA INARO STEEL CORPORATION A2
WA HREN OHI 0 E T SPR nDULL PHES
R E G I S TR ATI ON S TA T E ME T OR I 'i F I L E D -

AMENUMENT FI LED n
FEE ITEMS 1 THRU 6 9 1 3 1 4 15
1 24 THRU 36 41 THRII 45 FS
PR EX A3 83-1 12 1 3 A 14
PROPOSED OFFER RI G AS AM ENDED
5 1-2 PC 1ST M i CONV RONDS
SERIES A 1941 TO 1955
AT 99 SO TO 102 75
81 PAR COMMON E S FOR CONV



HA YES M A N UFA L I UR IJ lG C r)fl RPUR A T I I) N A2
GHAN RAPIDS MI C H JOHN .1 Y (UNG PNFS
REGISTRATION STAFE IFE T O RI ; V ILE -

AME NI) ENT F I LE D
FACE FEE I T E S 21 T Hr l 2r4 39
41 PR AND E X Fl
PROP USE I OFFER R I NG AS AME NDE l)
S2 PAR C OMM U N
T O P 8 L I C AT .1 A HI K F T
0 P T I 0 E I) T I P w E S I U E r T A 4 0 U


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JANUAPY 16. 1940
CITY AND STATE PR INC I PAL OF ICE T T E PAGES FILED
FILE AN TATE P CIPAL OFF ICDU TITLE Y UNITS REGISTERED AGIREGATE AMOUIIT
NO. SE CUU RR SED C PUT 000 000 000 OF PROPOSED CASH T PR
UPR SC P L T N D ER nW RI TER DATE OFFERING STA SPE II
OF00 00 00 NE D D




2 AMENDMENTS FILED CONTINUBSD



41 '96 MCUONNELL A I RGRAFT CORPOR T. I O N Al
ST LOUIS o40 JA S S MCOUNNELL JR PRESS
R E G I S TR AT I ON S T A TE ANT E F EFFE C T I VE ON 30 39
AS OF 4 30 P 0 E S r I ME ni 29 39
AMENDMENT OF JAN 4 1940 EFFE CT i VE 1 9 40
POST EFFECTIVE AMENDMENT F I LED 1 16 40 8 22 5
I TEAMS 20 34 36 PR 4 EX El
PROPOSED OFFER NG AS AMENDED 1 16 40
s100 PAR 6PC NON CIIM CONV PFL) 1 766
61 PAR COMMON 17 655
IN UNITS 1 PFrD & 10 COq AT 100
SOLD PRIOR TO REGI STRAT ION
RESC I S I ON OFFER E XP I RE D 1 766 176 550
5100 PAR 6PC NON CIJM CUNV PFO 1 234
S1 PAR COMMON 12 345
IN UNITS 1 PFD & 10 COMP AT 110 1 234 135 795
OF WHICH 750 UNI TS TO RE THRIU
UNOR AR T R AND 484. 5 H Y I SS IIE P
S1 PAR COMMON RES FOR CONV 30 000


4249 NORTH AMERI CAN L I H T & POWER CO A2
WILMINGTON DEL H C FREEMAN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENUD TO UEFER EFFECTIVE UATE 1 5 40 1

AMENDS TO DEFER EFFECTIVE DATE 1 16 40 1


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4272 LIBBY MCNEILL & LIBBY A2
CHICAGO ILL EDWARD G MCUOUGALL PRES
PREPARING CANNING A MKTNG UF FO ODS
REGISTRATI ON STATEMENT ORIG F ILE D 1i 28 2 39 78 42 259
LAST PREVIOUSLY RECORDED I TEM
AMENDMENT FILED 1 15 40 5 41 9

AMENDMENT F ILED 1 16 40 4 40
PROSPECTUS
R S EFFECT IVE 4 30 PM E S TI ME ON 1 16 40
4PC 15YR 1ST MTG SF
BONDS DUE 1955 AT 100 S11 000 000 11 000 000
TO REDEEM 5PC 15YR 1ST MTG GB 1942
AND FOR WORK CAP TO REDUCE LOANS
GLORE FORGAN & CO ET AL


POST EFFECTIVE AMENDMENTS EFFECTIVE


3879 REPUBLIC INVESTORS FUNO INC A2
JERSEY CITY NJ WILL AM R BULL PRESS
REGISTRATION STATEMENT EFFECTIVE 2 9 39

AMENDMENT OF JAN 8 1940 EFFECT I VE 1 lb 40


7 WITHDRAWAL DATA


4079 BEECH AIRCRAFT CORPORATION A2
WI CHI TA KANS WALTER H BEECH PRESS
AMENDMENT F ILED I N 40 16 7 2
AMENDS TO UEFER EFFECTIVE DATE 1 40 1
REQUEST TO mI THORAW ITEM 6 OF
JAN 8 1940 AMENDMENT FILED 1 12 40 1
PER WOL R E 0 JAN 12 ITEM 6 OF
JAN 8 AMEND PHYSI CALL Y WON 1 16 40


8 ANNUAL REPORTS FILED ( MD FORMS )


3679


1 Ib 40


INDEPENDENCE SHARES CORPORATE ON Cl
ANNUAL REPORT F I L EO l t C !. AME Nil -



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:, archive.org,details'regrecl6unit




JANUAPY 16. 1940
5 ISSUER NAME FORM PAE FLD
C IT A S T A T E P INCIPA L OFFICER T I TLE PAGES FILED





ENTSUPPLEMENTAL DATA



(NOT FILED AS A PART OF REG. STATEMENT)


3766 B U F F A L u SHEP AC GOLU MINES b L T D Al
F 0 R T E R I E 0 N T WI L L I A A r
S E G i S T A T I U S S T A I F E I E F F i E i 6 3
POST EFFECTIVE T I v F A ENI) .T I L 1E I t 3 1 P 19 r
POST EFFECTIVE A A L Pi D L T F L 1 11 j* 2 4 1 0
PO b T EFFECTIVE A ME. O1 A I fILLU 1t I r, IS L
P 0 S T E F F E C T i V E A M E 0 '.'E E T L L n 1 1 F 1 I L L 2

b PP L E ME rTAL PP0 PEC T U T L F iEL U 1 1, 4'


3505 I A T ON*AL INVEST ORS C nORPOR PA T i n ri At
NE w Y UiNK NY FRE) V PRE SLE L P
LAS T PRE VI IOUSL Y REC ORUEIJ I T l
PROSPECTUS P E SECTi ON tO F F IL E 1 2 40 li

PROSPECTUS PER SE CT I ON 10 1 1 F L ED 1 1b 40 30


4072 SE I BERL ING RU U H COMPANY A &
A RON OH IO J P SE I BERLIN | u P HF S
LAST PREV I OUSL Y RECORD DE i TELi
SUPPLEMENTAL PROSPECT T US MA TL F IL E 1 13 40 ,

PR IC E REPO T PER RUL E 970 F I LE D 1 f" 40 1




UNIVERSITY OF FLORIDA
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