Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00348


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Full Text

S- I. 13. 4o"


FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 13,


1940


INDEX

ISSUER NAME


HRI I) G E PO

BUFFALO

BULLOCK

R E P IIB 1 L I C

U1 I V I L E N I)

F I i DF L I T Y

F I T 7 S I 14 M

G UA i ANT FE

KENTUCKY

MANR UET T

NATION W

SE CRII I T I

S E I n R R L I

S P r) 1 T PR


RT HYDRAULIC

SHEPMAC GOLD

FUND LTD


OF CHI

SHARES

FUND) I

ONS S TO

E RESER

UT I L I T

SH I NES

I DE S EC

ES A CC E

NG R 1 BB

ODIl C T S


LE

INC

NC

RES

VE L

I ES

I NC

I R I T

P T A N

ER C

I NC


COMPANY

M I NES LTD


T0

FE

0MP


I E S

CEF C

0 A P A


COMPANY

ANY


OM P A N



Y


Y

TI ON


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.


FILE NO.
2-

4 2 1 5

3766

64

4 U H4

35588

352 H

4247

192

4 a 99

4266

550

42 89

4072

4 2 it i








Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
_-7.. 2UCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10C per page for the first
100 pages in any single order, and 7d per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.







REGISTRATION RECORD


SECURITIES ACT OF 1933


J 1'A "1 i' : '1 )
I S S U ER NAME FORM
CITY A ND S TATE P I I CIPAL F F I C ER TITLE PAGES FILED
FILE I INDUSTRY UNITS REGISTERED AGGREGATE AMOUNT PGS IL
2HO. SECU T E CIPS TION 000 000 000 OF PROPOSED CASH I
I RINCIPAb UN0 WRITER DATE OFFERING STATE- SPECTM EXHIITS
RECOR OF A TION 00 00 00 !EW




2 REGISTRATION STATEMENTS FILED



42Pt9 SEC R I T I E S A ACCEPTANCE CORPORA T I ON A2
OMAHA NE RH FRANCIS P MAT THE WS PRESS
AU TU4ORILE & PERSONAL FINANCING
4 1-2 PC 10YR CONV
DER F N U ES 1Q50 AT 100 U 7(10 000 700 000
84 PAR COMMON RES FOR CONV s56 000
TO HFDEEM 5PC 10YR CONV DEBS 1946
AND FOR WO K I NG CAPI TAL
HARNEY JOHIJSf N & COMPANY

R GIS TR ATION U TA T E ENT I RIG F ILED 1 13 40 19 17 b5


429H SPORT PR Oi C I NC A2
CI NC I INA T I 0 H 1 0 HIIGO )L .OSiI TN PRESc
m.iFR UF SPORT PRODUCTS & CL O THIN (;
A7 PAR COMMON
AY CERTAIN N STOCKHOLOERS AT 4 50 20 (000 190 (100
F nOR A ACCOUNT UI." ARO V STOCK KHOLO F HS
FULLER CRIITTFNIOEN A COMP AN Y

R E ; GI S TR A T i Oq .s A T E -IE NT OR I r F I L E D 1 1 40 5 4 1 31


2 AMENDMENTS FILED


5766 HUFFAL U HEPMAC GOL1) MINES L T) Al
FORT E IF ONT WILLIAM Y DEAR PRFS
R F. GIST ATI IIN S T A fE E T FELT vF 12 P6 SH
POSr EFFECTIVE A E NOMEN 1T FI LED 11 1 7 10 9
POST F FF E C T I VF AME nML NT r FI LE 12 11 9 2 24 10
P OS T E F F E C T I VE A F. N MIIAEN T FI LE I 12 1S6 o
SEE RE G I S T AT I UN RE C ORD F nR 12 18 39

PO ST E F F E C T I VE Ad4E NIIM) N r F I L E 11 1 1 40 7 H 2
I TF I 37 S C ON) S P R E ( J I L
R E UU Eb T t ,J wvUL UOF SPL C I F I MA t L 1 15 40 1
L ETT E R IINIIE R E X K OF A IF rI)M F N T
F I L ) n F.C I I 1 9 5


192 G UARAN T EE HF SERVE L I FE COMPANY Al
FOUT COLLINS CO L I 8 HEL MI CK PHES
H S E FFFC T IV r A 3 OF N'OV 6 1 9 3 ON 1l 14 3
A LKI uMFN T OF NOV 27 1 9 E F F C E 12 3 35
P S0 T t F F F C I V A IA E ND I M N F F II 9 1 .3 1.H 1 6
P OS T E F F E C T I VE AME N II IL N T F LU 1 6 40 3 t:. 5 20
P a T F T FFECTIV F A IMt N T F I LE II 1 1 .10 1
A T TA CH I N f; SI r'I A TU IE S


42 S9 KE NTUCKY UT I L I T IES L COMP ANY A2
LEt I NG T ON K Y R MA WA T T PHES
LA S T P HR V I OULSL Y HE COR DE I) I T E '4
AME N)s ITO UEFE H EF FECT IVE DATE 12. 26 9 1

AMENUS TO DEFER EFFEC T I V DATE 1 1s 40 1



6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)


4266


MARIA uUE T TE M I NES I NC Al
I SHPEMING MICH J T LA HAM PHES
R S EFF U T APPARENTLY EF I C I LNr
4 30 PlI E S TIME ON -
SEE REGISTRATI ON RECUHNI FOR -
AMENDMENT FILED
NOT ICE JAN 13 SETS HRNG ASHINGT ON -
RE FACE I TEMS 3 13 20 27 31 32
33 39 40 41 44 45 46 50 51 FS
ACCTS CTF CONS PR EX H K AND L
CONSENTS REQUIRED BY SECTION 7
OF ACT ARE OMITTE.



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details, regrecl3unit




JANUARY 13, 1940

I VIT R A NO D M STATE PRINCIPAL OFF IC E I TITLeE PAGENO T LES
20 SECP S EDE FC3I UTP IN 000 000 000 OF PROPOSED CASINO TT5 Fa EmiII
I p NC IP I jEIE Itc R I DATE OFFERING STATE- OFlE.US
RE C a OF A T ON 00 00 00 "NIT



SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)


4215 ARI nGEPORT HY AULI C CO nMPANY A2
BR IDGEPORT CONN SA.fUEL P SENIOR PRES
REGISTRATI ON STATE NNT EFFECTIVE ON 11 17 39
AS OF 4 3U PM E S I I ME 11 11 39
PRICE REPORT PER RULE 970 FILED 12 7 39 1
PROSPECTUS PER RULE 8008 FILED 12 7 39 23
PRI CE REPORT PER RULE 970 F ILED 1 13 40 1


64 BULLOCK FUND LTD Al
JERSEY CITY NJ CALVIN BULLOCK PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTI ON 1081 FILED 12 15 39 12
PHOSPECTUS PER SECT ION 1081 FILED 1 13 40 13


4084 REPUBLIC OF CHILE S CH B
R S EFFECTIVE AS OF JUL 27 1939 ON 8 4 39
PRI CE REPORT PER RULi 970 F ILED B 15 39 1
PROSPECTUS PER RULE 8008 FILED 8 15 39 41

SuIPPLEMENTAL PROSPECTUS MATL FILED 1 13 40 42


3588 DIVIDEND SHARES INC Al
JERSEY C ITY NJ CALVIN BULLOCK PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT I ON 1081 FILED 10 17 39 12
PROSPECTUS PER SECTION 10H1 FILED 1 13 40 13


3528 F I DELITY FUND INC A2
BOSTON MASS m N TALI AFERRO PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 1 11 40 27
PROSPECTUS PER SECTI ON 1081 F ILED 1 13 40 16


4247 F I TZSI MMONS STUR ES LTD A2
LOS ANGELES CAL IF R M LAVERTY PRESS
REGISTRATION STATEMENT EFFECTIVE ON 1 3 40
AS OF 4 30 PM E S TI ME 1 2 40
PROSPECTUS PEH RULE 80 0 FILED 1 13 40 41


550 NATION WI DE SECURI T IES COMPANY Al
JERSEY CITY NJ CALVIN BULLOCK PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT ION 1081 FILED 11 28 39 6
PROSPECTUS PER SECT I ON 1081 FILED 1 13 40 7


4072 SEIBERLING RUBBER COMPANY A2
AKRON OHIO J P SEIBERLING PRES
R S EFFECTIVE 4 30 PM E S TIME ON I 8 40
PROSPECTUS PER RULE 8001 F ILED 1 12 40 51
SUPPLEMENTAL PROSPECTUS MATL FILED 1 13 40 3




UNIVERSITY OF FLORIDA
3II Ill126 2li ntill I tII IIIII1 1104 7111111
3 1262 08740 7283













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