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Registration record, Securities Act of 1933
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Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00347

Full Text


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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 12, 1940


INDEX

ISSUER NAME


4 P 6 1 A L L I E I) F I N A N


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H L (I (I I L

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CU HA N A

FIFTH H M

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H A II H A T T

Hi A I I N

14 A N II E T

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P H II1 E N T

S F I HE H L

T E i fJ I S S


CAS


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T L A r T

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S 11I ; A C

CO P 1 H AT

& L I H Y

F 1I J I I 1


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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.


FILE NO.
2-


4 ?. 6 7
4267


4079

4 8H7



4263

. 5 7 3

427?

3 5 7 c5

41 6 7

4 "2 6





4072

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Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10t per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.


IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933


JANUAPT 12, 1940
1 SSUER NAME FORM PAES FILED
FILE C I T Y A N D STATE PR IN C IPAL OFF ICER T TITLE lE- PAGES FILED
FILE I IN D U S T Y UNITS REGISTERED AGGREGATE AMOUNT
NO. SE PTION 000 000 000
SUR I SE C 0 0 0 0 0 0 OF PROPOSED CASH TRATI PIN )-
I P gR 0 Ns PA UND ERWRITER DATE 0 OFFERING a STATE- Si EuillI1S
R E C R 00 00TO_____________________________ 00 00 OENl




1 REGISTRATION STATEMENTS FILED



4287 BLOOM LAKE CONSOLIDATED MINES LTO Al
TORONTO ONTARIO J H DIXON PRES
GOLD EXPLORATION
81 PAR COMMON AT 37.5C 1 000 000 375 000
FOR DRILLING DEV BLOGS EQUIPMENT
DEBT AND WORKING CAPITAL
NU UNDERWRITER NAME

RiEGISTRATION STATEMENT URIG F ILED 1 12 40 69 25 57


4286 TENNESSEE VALLEY PAPER MILLS INC Al
KNOXVILLE TENN GORDON BROWNING PRES
SOUTHERN PINE NEWSPRINT PAPER MFR
5PC 1OYR DEBENTURES 1950 5 2 392 500
COMMON NPV 23 925
I N UNITS OF 1 SHARE COMMON AND
5100 PRIN AMT DEBS AT 100 23 925 2 392 500
FOR TIMBER LAND PLANT A WORK CAP
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIG FILED 1 12 40 30 31 95



2 AMENDMENTS FILED


CUBAN ATLANTIC SUG AN COMPANY A2
NEW YORK NY LAUIIENCE A CROSBY PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDMENT FILED
ITEMS 4 5 6 7 22 31 36 41 CONS
AND EX 1 5


LIBBY MCNEILL & LIBBY A2
CHICAGO ILL EDWARD G MCDOUGALL PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
I TEMS 4 5 6 7 10 11 15 16 18 21
32 27 33 34 45 FS CONS PR
EX A3 A4 A5 A6 4 C2
UNDERWRITING DATA AS AMENDED -
GLORE FORGAN A CO ET AL


MAR ION RESERVE POWER COMPANY
MARION OHIO C C ROBERTS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


MARQUETTE MINES INC
I HPEMING MI CH J T LA HAM
R S EFF BUT APPARENTLY DEFI CI ENT
4 30 PM E S TIME
SEE REGISTRATION RECORD F

AMENDMENT FILED
EXHIBIT 11


A2
PRESS






Al
PRES

ON -
OR -


1 12 40


4863








4272











4167







4266


41




JANUARY 12. !940
ISSUER NAME F NORI
CITY A1D STATE PR I NC I PAL OFF I CER T ITLEI PAGES FILED
I ND U S T R Y UNITS REGISTERED AGGREGATE AMOUNT
*0 IS PUERP S 0 E 1 C S R 000 C00 000 OF PROPOSEDCASH D? N PRO..
P"Rl p u S I UN ERWRITERI DATE OFFERING STATE- SPE IS EMlgT5
j RECORD OF A T ION 00 0 0 00 NIET




2 AMENDMENTS FILED CONTINUED



3720 PRUDENTIAL CORPORATION Al
DALLAS TEXAS DALLAS RUPE PRES
REGISTRATION STATEMENT EFFECTIVE 9 16 38
EDITORS NOTE 12 11 39

POST EFFECTIVE AMENDMENT FI LED 1 12 40 5
FACE & ITEM 20
PROPOSED OFFERING AS AMENDED 1 12 40
81 PAR 50C NON CUM CLASS A PH EF 28 300
CLASS B COMMON NPV 2 830
SOLD UNDER THIS R S
IN UNITS 10 SHS PREF ANI
1 SHARE COMMON AT 100 2 830 283 000
61 PAR 50C NON CUM CLASS A PREF
REMOVED FROM REGISTRATION
PER THIS AMENDMENT 71 700
CLASS 8 COMMON NPV
REMOVED FROM REGISTRATION
PER THIS AMENDMENT 7 170



3 REGISTRATION STATEMENTS FULLY EFFECTIVE



4865 AVIATION MANUFACTURING CORPORATION C2
NEW YORK NY W H BEAL PRESS
HOLDING COMPANY
REGISTRATI ON STATEMENT ORIG F ILED 12 16 39 10 31 13
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 8i 40 3 36

AMENDMENT FILED 1 12 40 4 36
I TEMS 23 26 & PR
REGISTRATION STATEMENT EFFECTIVE ON 1 12 40
AS OF 4 30 PM E S T I ME 1 9 40

WTS FOR 100000 SHS 1 00 PAR CAPI TAL
OF VULTEE AIRCRAFT CORPORATE ION
WTS TO BE PUB OFFERED BY
UNDRWRTRS AT MAX OF 2 00
PLUS ANY AMOUNT BY WHICH
MKT VALUE OF CAP STOCK
EXCEEDS 10 00 PER SHARE
MINIMUM PRICE TO BE 25C
PER I TEM 33
NO OF WARRANTS UNKNOWN
AGGR AMT PER FEE 700 000
SEE R S 2-4264
FOR ACCOUNT OF AVIATION MFG CORP
BLYTH & CO INC ET AL




WITHDRAWAL DATA


BEECH AIRCRAFT CORPORATION A2
WICHITA KANS WALTER H BEECH PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

REQUEST TO WITHI)RAW ITEM 6 OF
JAN 8 1940 AMENDMENT FILED -


NUGOLD MINES 1939 LIMI TED At
TORONTO ONT WILLIAM SANDERSON PRES
NOTICE DEC 22 SETS HRNG WASHINGTON -
HEARING JAN 4 POSTPONED JAN 2 TO -
AMENDS TO DEFER EFFECTIVE DATE

A S WITHDRAWAL REQUEST FILED
AFFIDAVIT FILED


1 8 40

1 12 40


4079








4218



















Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http: ,archive.org details, regrec12unit


i




JANUARY 12, 1940


FI I T N STATE PR INCIPAL OFF ICER TITLE UNITS RE STETE AN T PAGES FILED
FILE i" D u 8 T m Y UNITS REGISTERED AGREGATE AMOUNT S
NO. SE U DC C P T ON 000 000 000 OF PROPOSED CASH I0AT0 PARO.I
2- I PR N PI I, LOU CE IE R WRITER DATE OFFERING STATE- SlTUS Wml T
I ECORD OF AC T ION 00 00 00 MEET



SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)


4261 ALLIED FINANCE COMPANY Al
DALLAS TEXAS A F PI LLET PRESS
R S EFFECT IVE 4 30 PM E S TI ME ON 1 2 40
PROSPECTUS PER HULE HOO8 FILE 1 ti 40 6
PRICE REPORT PER RULE 970 F ILED 1 12 40 2


4267 AMERICAN GAS AND ELECTRIC COMPANY A2
NEW YORK NY GEO N TIDD PRES
H S EFFECTIVE 4 30 PM E S TIME ON 1 7 40
PROSPECTUS PER RULE 8008 F ILED 1 11 40 73
SUPPLEMENTAL PROSPECTUS MATL FILED 1 11 40 74
PRI CE REPORT PEN RULE 970 F ILE D 1 12 40 1


2880 CASHAY CORPORATION Al
NEW YORK NY DUNN P HOGAN PHES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PEN SECTION 1 081 FILED 1 4 40 16
PROSPECTUS PER SECTION 10B1 FILED 1 12 40 16


3573 FIFTH MADISON CORPORATION El
NEW YORK NY WALLACE G ARNOLD PRESS
R S EFFECTIVE AS OF JAN d7 1938 ON 1 29 3H
PROSPECTUS PER SECTI ON 1081 FILED 1 12 40 41


3575 MANHATTAN BOND FUND INC AL
ORIGINALLY FILED AS
MANHATTAN FUND INC
JERSEY CITY NJ HUGH W LONG PRESS
LAST PREVI OUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS M A T L FILED 11 14 39 18
PROSPECTUS PER SECTI ON 1081 FILED 1 12 40 17


4072 SEI BERLING RUSHER COMPANY A2
AKRON OHIO J P SE I BERLIN PRESS
R S EFFECTIVE 4 30 PM E S TIME ON 1 8 40

PROSPECTUS PER RULE 80 FILED 1 12 40 51




UNIVERSITY OF FLORIDA
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