Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00346


This item is only available as the following downloads:


Full Text

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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT


OF 1933


I


JANUARY 11, 1940


INDEX

ISSUER NAME


ROYAL TY TRUST
L ALBERT E r AL

I NES I NC

AN GAS AND ELECT

R N I A E flGELS MI N I

I DA TO WATER POWE

ORPORA T I ON

I L COM P ANY

TY FUND I NC

UN I ON COMPA NY

Y LOAN CURPORAT I

S STEEL C ORP ) F

A TER SERV I C E Cf)M

URGH FA I NF A X COR

TH FIND I NC

AI RCRAFT I NC


AN D


RI C COMPA

NG CUM P A N

R & PAPER


(I N

TiXAs

PA N Y

P0 N A T ION


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-

4228


ALBERT
NELL I E
ALTA M

A 4 E R I C

CA LI FO

CONSUL

EL E K C

E 0 E K 0

F I DEL I

G H A N U

L I tE P T

.I A ) A R A

OHIO 0

P I T T 5 b

P L Y M 0 U


4270

4267

4197

4275

3781

3780

35528

4285

3 3 52

4251

4269

4056

70

4264


NY

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Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORT ANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.













JANUARY II. 1940
|NISSUER-mA E--RN
I UE I NP A A G FILED
CITY A ND ST AT E PRINCIPAL OFFICER TITLE PAGES FILED
0 I R S 000 0 0 0 0 0 OF PROPOSED CASH Rf. I
IE C R n FPA T l ME tl ITER 0 ATE O OFFERING TATE- i91 .
JcTYloo o00 oo00 OFFE



r1 REGISTRATION STATEMENTS FILED



4285 GRANU UNION COMPANY A2
NEW YORK NY J SPENCER WEED PRESS
RETAIL FOOD & GROCERY CHAI N ETC
CAPITAL NPV
RES FOR WTS TO BE ISSUED TO
HLORS OF OLD COM STK AT 10 00 28 962 289 620
IN EXCH FOR DIVIDEND ARREARAGE
CTFS ON BASIS 1 SH CAP FOR
EACH 10 00 PRI AdT CTF 86 955
BALANCE IIUNSUB AND UNEXCH
MAY BE OFFERED AT 10 00
THRU UNORIRTRS & TERMS RY
POST EFFECTIVE AMENDMENT
FOR PAYMENT OF DIVIDEND ARREARAGE
CERT IFICATES & FOR WORK II G CAP I TAL
NO UNDERWRITER NAMED
REGISTRATION STArEg4ENT OURIG FILED 1 11 40 49 25 27




2 AMENDMENTS FILED



4270 ALTA MINES INC Al
OPHIR COLO H F KLOCK PRESS
SEGISTRATI ON STATEMENT ORIG F ILED 12 26 39 72 38 156

AMENDS TO IIEFEH EFFECTIVE DATE 1 11 40 1


4275 CONSOLIDATE WATER POWER A PAPEH CO A2
WISCONSIN RAPIDS WISC GEO W HEAD PRESS
LAST PREVI OUSLY RECORDED I TEM
AMENDMENT FILED 1 5 40 27

AMENDMENT FILED 1 11 40 3
ATTACHING SIGNATURES


4251 MAUARAS STEEL CORP OF TEXAS Al
LONG I EW TEXAS 0 H GRI SSOM PRES
LAST PREVI OUSLY RECORDED I TEM
AMEN) S TO DEFER EFFECTIVE DATE 12 27 59 1
AMENIJUMENT F ILED 1 11 40 24 21
FACE ITEMS 3 4 31 32 36 3R 39
46 FS CUNS & PR
UNDERWRITING DATA AS AMENDED 1 11 40
OFFICERS i DIRECTORS JAY BE UNDS



3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4197


CALIFORNIA ENGELS MINING COMPANY A2
SAN FRANCI SCO CALIF A J HE LL ER PRFS
GOLD & COPPER MINING AND MI LL ING
REGISTHATION STArEMENT OH IG F ILEII -
LAST PREV I OUSLY RECORD EI I TEM
AME NIIMF NT F I LED
R E r. I S T AT I ON S T A I E IN T E FFEC T I VE ON -
AS OF 4 3U PM E S T I ME -

25C PAR COMI'ON AT Z5C
TOWARD PURCHASE PRICE OF MINE FOR
EQUIPMENT DEVELOPMENT & WORK CAP
VERNER ALLEN


26
26

11
19 5
923


230 R21


REGISTRATION RECORD

SECURITIES ACT OF 1933




JANUARY 11, 1910
ESIE N AM1hE F oEM
AC T T STATE PiIllCIPAL OFF ICER T TITLE PAGES FILED
FILE I II S STL 0 F 1 I T LE UNITS REGISTERED AGGREGATE AMOUNT
SIe I OF CR UT j P P OE OF PROPOSED CASH UTIOP D. IUII

R 0 e 0 0, A T 0 .E tl I N 0 0 .0 0 0 m R E


AMERI CAN GAS AN') ELECTRIC C COMPANY A2
NEW YORK NY GEO N ri DD PRF S
R S EFFECTIVE 4 30 P1A E S TIME ON -

PROSPECTUS PEN RULE 80U FILED -
SUPPLEMENTAL PROSPECTUS MA TL F IL FD -


E UE K CORPORATION Al
NEW YORK NY LUCI AN A EDDY PRESS
LAST PREVIOUSLY RECORDED I TEM
SUPPLEMENTAL PROSPECTUS P A TL FILED -

EUITORS NOTE
PR I NC I PAL UFF I CE R PER RE tb I CG A T I 0 N
NOTICE FILED JAN 11 1940
RUDOLPtH A KEPPL EN PRESS


EUEK OIL COMPANY Al
NEW YORK NY LUC I AN A EDDY PRES
LAST PREVI OUSL Y RECORDED ITEM
SU PPL EMENT AL PHOSPE C TLJ b ,4 A T L F I L E I' -

EDI TORS NOTE
PR I NC I PAL OFF I C ER PE R E b I r ,IA T I t ON
NOTICE F I LED JAN 11 1940
R H D(AV IS PrF S


F I DEL I TY FUND I NC
BOSTON MASS K N T AL IAF F
LAST PRE VI OUSL Y RECORD F I I T Em
PROSPECTUS PER SECTION 10 1

PROSPECTUS PEN SECT ION 108 1


A2
R r P HE
F IL ED -

FIL F -


1 7

1 11
l 11





1 1 '

1 11








1 ji

1 11


1 1 01


4267







3781


3780 I


352 R


3 REGISTRATION STATEMENTS FULLY EFFECTIVE CONTINUED



4269 OHIO WATER SERVICE COMPANY A2
STRUTHERS OHIO C VAN UEN RERG JR PR
OPERATING WATER UTILITY
R EGISTRAT ION STATEMENT URIG FILED 12 22 39 54 30 512
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 10 40 4 2R 10

REGISTRATION STATEMENT EFFECTIVE ON 1 11 40
AS OF 4 30 PM E S TIME 1 10 40

4PC 1ST UTG BONDS
SERIES DUE 1964 AT 103 S 3 750 000 3 R62 500
TOWARD REO OF 5PC 1ST MATG GRS 1958
COFFIN BII RR I NC E T AL



7 WITHDRAWAL DATA



4288 ALBERT ROYALTY TRUST AND
NELL I E L ALBERT ET AL G2
ORIGINALLY FILED AS
NELLIE L ALBERT AND
ELIZABETH SPROULE
CASPER WYO
NOT I CE DEC 19 SETS H PN( 'Av SHI NGT ON 1 3 40
HEAR ING JAN 3 POSTPONE 1) DEC 27 TO 1 10 40
R S WITHDRAWAL REQUEST F IL ED 1 4 40

STOP ORDER PROCEFDNGS UI0 COiTI NUED 1 11 40
R EGI STRATI ON STATE 4ENT WI THIJRHAw 1 11 40


SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:' archive.org'details, regrec 1 unit




JANUAPI 11. 1n40

FILE CITY AND STATE PRI NCI PAL OFFICER TITLE UNITS REiPAGES FILED
FILE I ND USTYR UNITS REGISTERED AGGREGATE AMOUNT
NO SISU ES P I 0 N 00S0 00 000, OF PROPOSED CASH RT p.iO-

.E.O It 0n T yU D E n t I T E 0 0 0T 0OE OFFERING STATE- SPECTI Es IBITS



SUPPLEMENTAL DATA
9 CONTINUED
(NOT FILED AS A PART OF REG. STATEMENT)


3352 L IHERTY LOAN CORPORATION A2
CHICAGO ILL I H LEVY PRESS
LAST PREVI OIISLY RECORDED I TEM
PROSPECTUS PEN SECTION 10B1 FILED 7 5 39 16
PROSPECTUS PER SECT I ON 1081 F ILED 1 11 40 16


4056 P I TTSB URGH FAI RFA X CORPORATE I N0 r VT F1
NEW YURK NY GEO E ROOSEVELT ET AL
REGISTRATION STATEMENT EFFECTIVE 6 16 39
AME NIl ENT UF DEC 14 1939 EFFECT I VE 12 1i 59
SUPPLEMENTAL PROSPECTUS A T L F IL ED 1 11 40 4


70 PLYMOUTH FUND I C Al
BO. ST N MASS FRED E L I NDER PRESS
LAST PRFV I OUSLY RECORD D I T EM
PROSPECTUS PER 9 SECT I ON 1081 F ILED 1 15 3 1 9
PROS PEC TU S PF R SE CT I O N 1 0 81 F IL ED 1 11 40 19


4264 VULTEE A I RCRAFT I NC Al
DONE Y CAL I F RI CHA Ri d M I LL A PRFS
R S EFFECT T I VE 4 30 P -A E S T I ME ON 1 4 40

PROSPECTUS PEN RULE FUOiU F I LEO 1 11 40 61




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