Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00342


This item is only available as the following downloads:


Full Text



FOR IMMEDIATE RELEASE


FILE NO.
2-

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REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 4, 1940






INDEX

ISSUER NAME


AERONAUTICAL CORP OF AMERICA

ALBERT ROYALTY TRUST A NU
NELLIE L ALBERT ET AL

AXE HOUGHTON FUND A INC

AXE HOUGHTON FUND B INC

CASHAY CORPORATION

COMMERCIAL SHEARING & STAMPING CO

COMMONWEALTH INVESTMENT COMPANY

CUBAN ATLANTIC SUGAH COMPANY

F I SCAL FUND INC

FUNDAMENTAL INVESTORS INC

LOUISV ILLE RAILWAY COMPANY

MCUONNELL AIRCRAFT CORPORATE ION

PENNSYLVANIA WATER & POWER CO

PUBLIC C SERVICE COMPANY OF OKLAHOMA

WASHINGTON GAS LIGHT COMPANY


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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


SE







Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INLi'RUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 104 per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.





REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARf 4, 1940
S 3UER NAME FORM
T T AND STATE PRINCIPAL OFFICER TITLE RE STEREPAGES FILE
FILE I DUSTY UNITS REGISTERED ATGREGATE AMOUNT
O. SSE I C t T 1 o o 0 0 000 0 0 OF PROPOSED CASH 1ATI RO-

RE C 0 A 1 us ERWRITER DATE DATOFFERING STTE S T EIIITS



1 REGISTRATION STATEMENTS FILED


4878 LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRESS
STREET RAILWAY & BUS TRANSPORTATION
4 1-2 PC aND MTG 40YR BDS
DUE 1940 EXTO TO 1942 S 1 300 000
UNDER PLAN OF EXfENSION
LOUISVILLE I RUST CO MAY BE UNDRWR

REGISTRATION STATEMENT ORIG FILED 1 4 40 110 24 76


4879 PENNSYLVANIA WATER & POWER CO A2
BALTIMORE MD J A WALLS PRESS
OPERATING AND HLDG ELECTRIC C UTI LITY
3 1-4 PC REF MTG AND
CT BONDS DUE 1970 S10 962 000
TOWARD RED 1ST REF MTG GB 1968
WHITE WELD & CO ET AL

REGISTRATION STATEMENT ORIG FILED 1 4 40 91 67 129


2 AMENDMENTS FILED


COMMONWEALTH INVESTMENT COMPANY Al
SAN FRANCISCO CALIF S W COLEMAN PRES
R S EFFECTIVE AS OF DEC 19 1935 ON -
AMENDMENT OF DEC 23 1935 EFFECTIVE -
AMENUS OF MAR 16 & APR 6 1936 EFF -
AMENDMENT OF NOV 16 1936 EFFECTIVE -
AMENDS OF AUG 21 & SEP 2 1937 EFF -
AMENDS OF MAY 28 & JUN 27 1938 EFF -
AMENDMENT OF JAN 27 1939 EFFECTIVE -
AMENDMENTS OF SEP 35 OCT 30
AND DEC 26 1939 EFFECTIVE -

POST EFFECTIVE AMENDMENT FI LED -
ITEMS 3 39 47 PR
PROSPECTUS PER SECTION 1081 FILED -


CUBAN ATLANTIC SUGAR COMPANY AS
NEW YORK NY LAURENCE A CROSBY PRES
REGISTRATION STATEMENT ORIG FILED -

AMENDS TO DEFER EFFECTIVE DATE


MCDONNELL AIRCRAFT CORPORATION Al
ST LOUIS MO JAS 9 MCDONNELL JR PRESS
REGISTRATI ON STATEMENT EFFECT VE ON -
AS OF 4 30 PM E S TI ME -
PRICE REPORT PER RULE 970 FILED -

POST EFFECTIVE AMENDMENT FILED -
FACE ITEMS 20 31 34 36 PR Ex E
PROPOSED OFFERING AS AMENDED
8100 PAR 6PC NON CUM CONV PFD
81 PAR COMMON
IN UNITS 1 PFD & 10 COM AT 100
SOLD PRIOR TO REGISTRATION
RESCISSION OFFER EXPIRED
$100 PAR 6PC NON CUM CONV PFD
81 PAR COMMON
IN UNITS 1 PFD & 10 CUM AT 110
OF WHICH 250 UNITS TO BE THRU
UNDRWRTR AND 984. 5 BY ISSUER I
*1 PAR COMMON RES FOR CONV
UNDERWRI TI NG DATA A AMENDED -
RE 250 UNITS
CRAGO SMITH & CANAVAN


PUBLIC SERVICE COMPANY OF OKLAHOMA A l
TULSA OKLAHOMA FRED w INSULL PRFS
LAST PREVIOUSLY RECORLU LI ITEM
AMENUS TO DEFER EFFECTIVE DAiF -

AMENDS TO DEFER EFFE C T I Vt AT -


27 35
27 35
9 36
21 36
8 37
8 38
31 39

29 39

4 40

4 40




16 39

4 40




30 39
29 39
6 39

4 40

4 40
1 766
17 655

1 766
1 234
12 345


1789















4263






4156






















3831


121


641 39 104


1

9 22


176 550



3 35 795


1 234
30 000
1 4 40







1 16 39

4. 40


2




JANUARY 4, 1940
1 5A5IIE FORM
IL C I TY A Nll STATE PR I NC I PAL OFFICE T I T L E PAGES FILED
FILE O1 I L UNITS REGISTERED AGGREGATE AOUNTFILE
O j E j U!UR C 0IP IA L 000 00: 000 OF PROPOSED CASH RTI PR.
RE(CIAS0 yT awI I T ElR DATE FooE T E- I
1, T 00 0 0 N OFFERING VR ETT w



7 WITHDRAWAL DATA



42a8 ALBERT ROYALTY TRUST AND
NELLIE L ALBERT ET AL G2
ORIGINALLY FILED AS
NELLIE L ALBERT AND
ELIZABETH SPROULE
CASPER WYO
NOTICE DEC 19 SETS HRNG WASHINGTON 1 3 40
HEARING JAN. 3 POSTPONED DEC 27 TO 1 10 40
R S WITHDRAWAL REQUEST FILED 1 4 40 1


SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)

48227 AERONAUTICAL CORP OF AMERICA A2
CI NCI NNATI I O I O C I FR IEDLANDER PRESS
REGISTRATION STATEMENT EFFECTIVE ON 12 5 39
AS OF 4 30 PM E S T I ME 11 26 39
PROSPECTUS PER RULE 800B FILED 12 14 39 29
SUPPLEMENTAL PROSPECTUS MATL FILED 12 14 39 2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 4 40 30


3776 AXE HOUGHTON FUND A INC Al
JERSEY CITY NJ W L REHM PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 11 29 39 34
PROSPECTUS PER SECTION 1081 FILED 1 4 40 24


3777 AXE HOUGHTON FUND B INC Al
JERSEY CITY NJ w L REHM PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B 1 FILED 11 29 39 24

PROSPECTUS PER SECT ION 1001 FILED 1 4 d0 24


2880 CASHAY CORPORATION Al
NEW YORK NY WILL AM H RABELL PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1001 FILED 11 14 39 18
PROSPECTUS PER SECTION 1081 FILED 1 4 40 16
PRIN OFFICER PER AtOVE PH
DONN P HOGAN PRES


4183 COMMERCIAL SHEARING & STAMPING CO A2
YOUNGSTOWN OHIO C B CUSHWA SR PRES
LAST PREVIOUSLY RECORDED IsTEa
SUPPLEMENTAL PROSPECTUS PATL FILED 10 24 39 23
SUPPLEMENTAL PROSPECTUS ATL FILED 1 4 40 24


2743 F I SCAL FUND INC Al
JERSEY CITY NJ H C SHALLCROSS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT ION 10B1 FIL ED 6 24 39 44
PROSPECTUS PER SECT ION 108 1 FILED 1 4 40 26


3419 FUNI)AMENTAL INVESTORS NC Al
NEW YORK NY PHI L I P J ROO.. vELT PRESS
R S EFFECT I VE AS OF DLC 13 1937 ON i .? 15 7
AMENDMENTSS OF JUN 1 & 2 1939 LFF A 8H 39
SUST EFFECTIVE AMENCM 'E N T ILE ) 12 2.6 39 15 30 ,a
PROSPECTUS PER SECT I ON 1(0B1 F IL E 1 4 40 329


41 WtSHINGTON GAS LIGHT C M (I M ANY 42
WASHINGTON D(J MARC' 1 SPERRY PRE E S
LAST P R E V I 1 L) L Y RECOH .'. U I M
q ICE" REPni f PER Rl' t 70 F I L E 0 1 30Q,

SUPPLEMENT AL. PR(*, or eC Mu s' I I | I 1 40 5I1




UNIVERSITY OF FLORIDA


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