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Registration record, Securities Act of 1933
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Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00340

Full Text




FOR IMMEDIATE


RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 2, 1940

(INCLUDES ANY TSTP.IENTS EFFECTIVE riECEM.PEP 30, 31, 1939 A'P'. JAhU R't 1. 1940)


INDEX


FILE NO.
2-


ISSUER NAME


ALL I ED
A M E N I C A
AS OC I A
HENJAM I
HE NJ A M I
' E N J A rI


CENTRAL
C H I r A UG
C 0 M P A N I
C ( N S 0OL I


FINANCE COMPANY
(GA S AND ELE CT H I C COIAPANY
EU TELE PHONE C IIPANY LTU
FRANKLY I N COH P ) A I ON
FRANKL I N CORPO A TI OUN
FR A KL I N CO P N A T I ON


STATE
T I t E S
A 1)E P
1) A T F tI!


S ELE
INC
F T RUL
A rAU S E


C TRI C COMIPA NY

E 0 G AN S A Z UL L T i
M ENT CO LT I) v T


POt)4ER C OMP ANY


39 11 CUNE ( P FSS I NC
4276 I) I E I J 4 E S TORE S


UR E
U UN
S114


TE L
C 0) PI E
V E S T
CK HE
S AC


LA

pS


MAR
SES
UNS
E L
H LI S


NA T UNA A L
N A T I I) N A L
NO(R TH CO) N
NUG UL M I
N U (; U L U 'A I


C 0 A P A Nr Y
PLAN I NCORPOR) H ATED
T IIAL DEPOSI T U CORP


AMERICA INC
E
CO L ORATION
s r S TRIPS T


KS CUNPUR
L C i OF W
OIL 4 GA
SLI I TE U
9 LI A TLU


SI U
i H
C 11


KHAM I NC
TATES OF
S YNI) 1 C A T
A I R C R A F T
F TT'S I N VE


1 14 V L Z I Q
TE t4 I N A
T I N E nTL
NES 195
NE'S 19Y5


4110 P U L I C bFHVI CE COMPANY OF N C
1 17 ROYALTY I)EPOS ITOH CO P LH Ar fI ON
4246 ST ANTH ONY OIL CONRPOwA T I iN


S U II T
SU PE
'V F sRR


HWE
RV I
S C


S TER
S F I)
l T 4


I NC


N LI GHrT 4 Pl E H COMPA NY
SHARES I NC
A r F 0 R) i; C OMP 4 ,, V I NC


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.


SEli" 1.1 5


4261
4 dl 6 7
4262
1826
55550
571 .


4 ;J 5.
41 98
4250
4'241


4 37 CONSUMER S


42 U S
3524
$5747



3 b H7
4 07 7

5512



.3 /'hb
401 '0
1 b44
42 i 1


LTD


00
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Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INLIRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.













L

JANUARY 2, 1940
ISSUER NAME FORM
CLE CIT N A D STATE PR INC IPAL OFF ICER T TITLE PAGES FILED
FILE I N DUS TRY UNITS REGISTERED AGGREbATE AMOUNT
NO SE C U I I DE CR T 0 N 000 000 000 OF PROPOSED ESH CG I
.P INI P CP UN D E R R IT ER DATE OFFERING STATE- EC
C D F TION 00 00 00 ME NR IET




x REGISTRATION STATEMENTS FILED



4276 DIxiE HOME STORES A2
GREENVILLE SC R E EBERT PRESS
CHAIN GROCERY STORES
81 PAR COMMON AT 10 00 50 000 5UU00 000
FOR DEBT NEW STORES 40RKING CAP
J G WHITE A COMPANY INC EF AL

REGISTRATION STATEiMENT ORIG F ILED 1 2 40 22 14 24



4277 LOCKHEED AIRCRAFT CORPORATION A2
HURRANK CALIF ROBER T E GROSS PRESS
A AIRCRAFT MANUFACTURE
31 PAR COMMON 225 000
FOR HANGARS TOOLS MACHY ETC
RESEARCH LA'B & DEV OF NEW MODELS
BLYTH A CO INC ET AL

REGISTRATION STArElENT 1) RIG F ILED 1 2 40 57 1R 57



2 AMENDMENTS FILED


AMERICAN GAS AN I) ELECTRIC C COMPANY A2
NEW YORK NY GEO N TID O PRESS
REGISTRATION STATEMENT 0 HIG F ILED -

AMENOMENT FILED
I TE S 5 10 15 16 17 21 22 23 25
34 35 44 FS CONS PH
EX A2 F1 HI H 2 1 5R 1 8


ASSOCIATED TELEPHONE COMPANY LTU Ad
9ANTA M4ONICA CAL IF C F MASON PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEMS 24 4 27 PR FX R4 F 123
PROPOSED OFFERING AS AMENDED -
51 25 SERIES CUIM PFI) NPV AT % 2 5


COMPANIA OE PETROLEOD ANSO
LIMA PERU J E 4
LAST PRtEVI OUSLY RECORDED
AMENIJS TO OFFER EFFECT I VE

AMENDS TO I)EFEk EFFECTIVE


AZ tL L TD 1
RANTLY PRESS
I r E 'I
1) ATE


II A T E


I INVEST URS SYN) I CA TE
MI NNE POLISH X INN J R R R I U A Y J H
LAST PREVIOUSLY NECNODEL) ITEM
A 14 E N S TO UEFER EFFECTIVE D) ATE

A MEN US TO IEFEH EFFECT I VE UATE



N 0 ~ T H CUNT INENTL OIL A GAS CO P LT
CALGARY ALBERTA ED;AN N TAPPER
-1 EFFECT IVE AS OF JUN 11 1939
AMENDMENTS OF JUL 221 A 44 1939 E
AME NDMENT OF AU.; 2 1 5 EFFECT T I
POST EFFECr I E F 4E N) MtNT F ILEO
POST EFFECTIVE AdFNIIUA NT F ILE
POST EFFECT IVE AMF OMENT F LED
POST EFFECT VE AMFA OM N T F ILED
POST LFF EC I I V AMEN M NT I LE D

POST EFFECT I F AMENDMENT F ILE )
.FACE ITEM A0 PR
E 0 IT NOTE
STOCK ECLASSI FIE E JUN 29 19 9 T
10C P COMMON


3

A 2
PRF S






D Al
PRES
ON -
FF -
VE -


n


2U 39

2 40

2 40
35 000


R83 750


160

3 R








1t

4








1

1





1

1













A


48 7

56








29

11


























*a


REGISTRATION RECORD


SECURITIES ACT OF 1933


4267









4262










4250







4057







401'


















I











Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:,,archive.orgdetails.regre02unit





JANUARY 2. 1940
S ISSUER ItNAME FORM0
C IT T A N D S T A T E PR I NC I PAL OF F I C E T I T LE PAGES FILED
IL a INDUS TRY UNITS REGISTERED AGGREUPTE AMOUNT _
NO. SE CPUR YE CR T 0 N 00 000 000 OF PROPOSED CASH lRATION -
I P U R a IA L I E U tEWR I T ER DATE 0 OFFERING STATE- SPR1 llW
IE COR OF -A T I ON 00 00 00 METI




2 AMENDMENTS FILED CONTINUED



411U PUHL I L. E E V I ; E COMPANY OF N C I NC A2
GAb T 0 N I A NC CHAHLES H E I GLER PRESS
R S EFF iINDER NOrICE OF DEFICIENCY
4 30 P4A E S TI ME ON 12 2 A 39
SEE REGISTRAT ION RECORD FOR 12 29 39

AMENDS PROPOSED OFFER NG DA TE 1 40 1


1177H ROYALTY DEPOSIT TOR CORPORATION C1
JERSEY CITY NJ J HENRI CLOS PRES
R S EFFECT I VE AS OF JAN 118 1935 ON 1 22 35
AMEN MENT (IF .1A N 11 1936 EFFECT I VE 1 17 56
AMENUMENTS OF FEB 24 A5 & 27
ANl) MA R i AND 2% 19 6 EFF 4 2 3

PoST EFFECT VE AME I) D NT F I LE D 1 2 40 2
FACE I TEAMS 64 AND 07
AuuD ESS AS A,4ENDED A PRINT OFFICER 1 2 40
NEW Y 0 K NY J HENRI CLOS PRESS


421 6 WE IS CUT RA TE DRUG COMPANY I NC Al
ST PET-RSIrURG FLA J E E RB PRES
LAST PREVIOUSLY RECORDED I TEM
AIAE NUMFNT FILED 12 18 39 R 10 6
AMENDMENT FILEO 1 2 40 2 28
FS CUNS PR



3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4,61 ALLIED F FINANCE COMPANY Al
DALLAS TEXAS A F PI LLET PRESS
SMALL LOANS ETC
REGISTRATION STATEMENT )RHIG FILED 12 14 39 44 10 16
AMENDMENT FILED 12 28 39 14 10 8

R S EFFECT VE 4 30 P'4 E S TIME ON 1 2 40

55 PAR COMMON
TO STKHLOHS OF RLPUBLI C INS CO
MAY RE ACCEPT1n AS STK I VR OR
PURCHASED FOR CASH AT 10 00 49 900 499 000
FOR CAPI TAL AND SURPLUS
FRED A PIERCE ET AL AND
REPIJRL IC INSURANCE COMPANY


4237 CONSUMERS POWER COMPANY A2
JACKSON MI CH W L WILLK IE CHAIRMAN
OPERATING PUBLIC IITILITY
REGI STRATI ON STATEMENT G0RIG F ILED 11 17 39 65 39 90
LAST PRFVI OIISLY RECORDED ITEM
AMENDMENT FILED 12 2H 39 4 37 2

AAJENUMENT F ILEU 1 2 40 11 39 4
FACE FEE I TE4S 9 15 21 THRU 25
27 aR 43 PH EX F15 F16
REGISTRATION STATEMENT EFFECTIVE ON 1 2 40
AS OF 4 30 PM E S TI ME 1 1 40

PRUPUSED OFFERING AS AMENDED 1 2 40
3 1-4 PC 1ST MTG BONDS
SER OF 1939 DUE 1969 AT 10 5U 1H b94 000 19 616 670
PURPOSE OF I SSUE AS AMENDED 1 2 40
TOWAR NED 3) 3-4 PC 1ST MTG B 1965
MORGAN STANLEY 4 CO INC ET A L



6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)


1644


NU; OLD 41 INES 1959 LI MI TED Al
ORIGINALLY FI LED AS
NIJGOLD MINING CORPORATION L TD
TORONTO ONT WILLIAM SANUERSON PREq
R E GI STRAT I ON S TA TE AMENDMENT OF 4'EP 10 1937 EFFECT VE -
AMENDS OF NOV P4 & DEC J A 15 1937
JAN 24 A 2>4 19 3R EFFECT VE -
EDITURS NOTE
NOTICE DEC 2d SETS H RNG 4ASHINGT ON -
MEARING JAN, 4 PnSTPONEU JAN 2 TO -


1 35
21 37

12 38
27 3Q
4 40

16 40




JA NIIAPY 2, 19a0
IS S UER N AM E FORNMPAE FID
CITY AND STATE PR IN C IPA L 0F F IC ER T IT LE PAGES FILED
FILE I AND STATE PR NC PAL OFF C R TI UITS REGISTERED AGGAkL.TE AMOUNT
S E C U SrEOF C I 1 0 N 000 0 0 0 0 00 OF PROPOSED CASHM TR M O.
_F I P ft N I T 2 N 0 E ft MfR I T E[R DATE OFFERING I mT- 35fCJ EIIBITI





6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED) c...uo



4 1 i N UG OL ) M I NE S 19 59 L I I T t Al
TUO NTO 0 NT WILLIAM SANUENSON PRESS
NOTICE UEC 22 SErS rRHNG WASHI NGT ON 1 4 40
AME NUS TO DEFE H EFFECT I VE DATE 1 ? 26 39 1

HEARING JAN 4 POSTPONE JAN 2 TO0 1 16 40


7 WITHDRAWAL DATA


4226 HOTEL MARKHAM INC El
GULFPURT I SS A U SIMPSON PRES
LAST PRE VI OUSLY RECORDED I TEM
AMENOS TO DEFER EFFECT I VE DATE 12 14 39 2

R S WI THDRAWAL REQFII EST FILED 1 2 40
R S EFF UNDER NOT ICE OF EF IC I EN CY
4 30 PM E S TIME ON 1 2 40


3765 NA TIONAL TERM NAL CO OF WASH 0 C Al
WASHI N. TON DC ALLEN V UEFORDn PRESS
R q EFFECT I VE AS OF AUG 19 1938 ON S 20 38
AMENUS OF JilL 26 5 AUG 4 1959 EFF 8 10 39
AFFIDAVIT F ILE O 12 8 39 2
SEE REGI STRATI ON RECORD FOR 12 9 39
4 S WI THdRA A AL 4RE6UEST FILED 12 26 39 1

R EGI STRAT I ON S TA TE 4ENT WI THriRAWN 1 2 40


8 ANNUAL REPORTS FILED ( MD FORMS )


8Lra HE NJ A I N FRANKLY I N CORP O A T I ON C1
ORIGINALLY FILED AS
SENJ FRANKLIN N FOUND AT I UN INC
ANNUAL RF.PO T F I LED SEP 1 AMENOEU 1 2 40 6

3550 BENJAMIN FRANKLIN N CORPORATION Cl
ORIGINALLY FILED AS
RENJ FRANKLIN FOUNOATI ON INC
ANNUAL REPORT FILED WI TH RS 2-1826
SEP 15 1939 AMENDED 1 2 40 6

5715 MENJAMI N FRANKL I N CORPOR A TI ON C1
ANNUAL REPORT FILED WI TH RS 2-1826
SEP 13 1939 AMENUED 1 2 40 6


1747 FOUNDERS MUTUAL DEPOSITOR CORP Cl
ANNUAL REPORT ON FORM 2MD FILED 1 2 40 23


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


4 ,r 5 H







41941






4241


CENTRAL STATES ELECTRIC COMPANY AM
CEDAR RAPIDS IOWA I SAAC I SMI TH PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -

PRICE REPORT PER RULE 970 FILED -
PROSPECTIJS PER MULE 8U00 FILED -


CHI CAGO TIMES I NC Al
CH ICAGO ILL S E TIHOMASON PRESS
R EGI STRATI ON T A TE N T E FFEC T I VE ON -
A' OF 4 3 PU E S TI ME -

PROSPECTUS PER RULE R00t FILEn -


CONSOLIDATED AMIISEMENT CO LTD VT Fl
HONOLULU HA Al I C N COOKE E T AL
REUIS TPATI n. STATE N T EFFECTIVE ON -
AS OF 4 So PM E S T I ME -

PROBPECTUS PER RULE HOON F I LE) -


12 26

1 2
1 2




12 29
12 27

I 2




12 12
12 9

1 2




JANUaiY 2, 194r1
ISSUER AMA E FORM
CI AND S T A T E PRINCE IPAL OFFICER TIT LE PAGES FILED
FILE I U 5 T R UNITS REGISTERED AGGREbtTE AMOUNT
S SECU R P S DE C I PT 0 000 000 000 OF PROPOSED CASH I PRO.
P N I h yoN EI WRITER DATE OFFERING STATE- S 'ECW E011SITS
COR OF A T ONE0E 00 00 00 NEWOFTRI



SUPPLEMENTAL DATA
9 CONTINUED
(NOT FILED AS A PART OF REG. STATEMENT)


5911 CUNEO PRESS INC A2
CH ICAGO ILL JOHN F CUNED PHES
LAST PREVIOUSLY RECORDED ITEM
PHI CE REPORT PER RULE 910 F ILED 7 18 39 1

SIJPPLEMF NTAL PROSPEC TUS MA TL FILEU 1 2 40 30


4205 FOREST LAWN COMPANY A2
GLENDALE CAL IF HUBERT EATON PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MA FL FILED 12 Q2 39 22

SUPPLEMENTAL PROSPECTUS MATL FILED 1 2 40 22


3524 FOUNDATION PLAN INCORPORATED Cl
ORIGINALLY FILED AS
UNITED ENDOWMENT FOUNDAT ION INC
NEW YORK NY WILLIAM H WARD PRES
LAST PREVIOUSLY RECORUEU I FEM
PHORPECTUIS PER SECTI ON 1081 FILED 8 19 39 1i

PROSPECTUS PER SECT I ON 10tO FILEU 1 2 40 3B


3687 INCOME ESTATES OF AMERICA INC Cl
PHILAUELPHI A "A ALLAN N YOUNG PRESS
LAST PREVIOUSLY RECORDUEU ITEM
PROSPECTUS PER SECT ION 1081 FILED 12 2 39 39

PROSPECTS PER SECTION 1OR1 FILED 1 2 40 40


3512 MASSACHIISETTS INVESTORS TRUIIST Al
BUsToN MASS MERRILL GRISWOLD CHRMN
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 12 21 39 27

PROSPECTUS PER SECTION 1081 FILED 1 2 40 ,28


3505 NATIONAL INVESTORS CORPORATE ION Al
NEW YORK NY FRED Y PRESLEY PRESS
LAST PREVI OUSLY RECORDED I TEM
PROSPECTUS PER SECTI ON 1081 FILED 11 24 39 20

PROSPECTUS PEN SECTION 1081 FILED 1 2 40 18


4446 ST ANTHUNY OIL CORPORATION Al
LOS ANGELES CAL JOHN A WOODWARD PRESS
REGIST AT ION STArEIJNT EFFECT VE ON 12 14 39
AS OF 4 30 PM E S T I ME 12 11 39
PROSPECTUS PER RULE BOOU F ILED 12 26 39 14
PRICE REPORT PER RULE 970 FILED 1 2 40 1


42 5 SOUTHWESTERN LI GHT A POWER COMPANY A2
TULSA OKLA R K LANE PRESS
R S EFFECT IVE 4 30 PM E S TIME ON 12 20 39
PROSPECTUS PER RULE 8005 FILED 12 29 39 14

PHICE REPORT PER RULE 970 FILED 1 2 40 1


OUo1 SUPERVISED SHARES INC AS
BOSTON MASS MAHLON E TRAYLOR PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT ION 10H1 FILED S 298 39 24

SUPPLEMENTAL PROSPECTUS 4AATL FILED 1 2 40 1









6




UNIVERSITY OF FLORIDA
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3 1262 08740 7564