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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00338

Full Text

SE 1 13:9 o


FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


JANUARY 10, 1940


INDEX

ISSUER NAME


1906 BROAD STREET I NV


CAVAL I E H

C 0 M I ') N w -: A

C 0 O 1q0 N W F- A

C U N S U H4 E S

MOA( RT GR

N U G ') L I) H I

) HIO A T E

SAN NAP P

S 11 PF R V I S F

IV F~ RS CUIT


A PA R

LTH

LTH

POW

A VIJ R

N E S

R SE

AK H

D SH

RA T


T 14

F ') I

Fi) I

EN

E C

193

RVI

F r

ARF

F ,I


ES T

NTS
N TON
S 0 N


I NG C

CO RP


R) R P 0 1) A T I ON

VT


CO1 PANY


SON COM P A N f


CO

0 '.

9

CE

CO

S

HII


,A P A N Y

PO A T I

L I H I T TE

C i) 'rl P A

I N C

I NC
G Cn"P


A N I r\ C


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-


407H

3853

3854

4 37

42f84



4269

30 32

20R0

4216








Foreword

This report of registration events occurring under the Securities Act of
1933 is issues daily by the Securities and Exchange Commission. Registration
events, as they pcoUr, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10t per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.







REGISTRATION RECORD


SECURITIES ACT OF 1933



J V.'*APT : iI, 1?94
ISSUER NAME FORM
FILE CITY AND STATE PRINCIPAL OFFICER TI T LE PAGES FILED
I N D U S T R Y UNITS REGISTERED AGGREGATE AMOUNT
No. E C URP SR D I ; Y D E C0 0 T 1 0 0 0 0 0 OF PROPOSED CASH RE IpS

RE COR R I F P UNODE WRITE DATE OFFERING STATE- VEIS EIIIT
F ACTItON ERWRIT[00 0B0 00 HET6 M T




1 REGISTRATION STATEMENTS FILED



4 P. 4 l 0 Q A 1 T G. tl AVU I E C O.d-I 0 A T I n n A 2
HJL Y OKE MASS i A UR4 I CE J .1Ui I ANT Y PRESS
I O TUC. R A VUH F PH I NOTING & C IJ H A T I ING
51I P AR CO' M (IM
T HRU HUODF R.VR I T T.R A T 3 00 1 7 000 525 000
TO CHASE F I|AO I A H Ai .HY F
H NF.NEOI CT F nR SENV ICES
FUo, HESALE A T 3 Ci 1in 000 30 00
JT S FUi 5S1 PAR C OM O 11 0 T ) I)t AL E i? S
AS A r) L CO P FlOR SALE OF CIj M MON s0 (00
I1 PAR COMMON HFS FOR tT I A T 3 noi 50 000 1 50 000
I S S UIERS PAR T F I) STOCK OF 10RA H T
ROTUPHOT CORP FOR DF iT E ill P FIE IT
PH E SSFS ANO WOK I NNG CAP I T AL
STOLT7 4 GALL I GAN E T AL

REGIST RATION TAT E I4E d T 1)RIG F ILE 1 10 41) 67 4H 151



2 AMENDMENTS FILED


421 N NUG L LINES 19 39 L i 41 TL i A
T OR ONTO ON T W I LL I A 1. A l )E H S nH PHES
NOT I CE DEC P.2 SETS H ill ., A I 4 I NI .T U N i 4 40
ME A R I NG JA N 4 POSTP NLEI ) J A l T o i I /.o

A ME N I) TU F F HR E F FE C T I VE 11 A T E 1 1 0 A 1


4269 HI 0 WA TE SERVE ICE COIP A rY A
S THUTNERS OHIO C VA I ) En HlbEN JR PR
LA S T P RF V I 0 ISL Y R ECO R nr I) I T F '1
AME NUlPAUENT F I L F i 1 6 40 17 'H 7 .H

A E NUME NT F IL F 1 1 0 4 0 4 -.),i 10
I TEifS 21 2 4 2 7 2A CUrO S pN R
EX F AND G1
PR 0 P IIS F I 1 F H I NG AS A MENIlF. n 1 10 40
4PC 1ST I1 TG RONnS
SERI E S UF 1464 A T 103 3 750 000 3 8A 2 Oinu



3 REGISTRATION STATEMENTS FULLY EFFECTIVE


WE BBS CUT RATE il ) G COMPANY I NC Al
ST PETERSBURG FLA J E wE B PRESS
RETAIL DEPARTMENT STORE
R E G I S T R AT I 0 N S T A TE IE N T 0 R I G F I LE -
LAST PREVI OUSL Y RECORD E o I TE'F
AMENAIMENT FILED

R E G I S TR A I ON S T A TE FN T E FF E C r I VE II N -
AS OF A 3U PM E S T I ME -


6PC DEBENTURES
SDUE 194 5
SU E 19q50
DUE 1Q5 5
8100 PAR 7PC CUM PF n
850 P AR CL A SS A C uI1 1' 1- l
TO E T I H F U N 1EU UE n T
EQ I PMEN T A N 40 % R K I N;
.1 E WE H H


AT
AT
AT
AT
AT I
FU CONi
CAP I TAL


IOU
1 (1 U
1 0 L
1 00
U 00 0
STI


100
1 IOP
iono
72
o.?


>0

40

40
39

00 o 0
00 U
000
10 11
,t0O K


1 1l
. 1.1 i
1 ')')

.' vl
1 t.


no"


U I1tl


5 POST EFFECTIVE AMENDMENTS EFFECTIVE


1 1 1 1 I
1 1'' 4;,


4216


30 .2


SA N NA P PAK MFGr C O I NC AA
NE W Y UO K N Y 4 A T E HF 1 T PHF
R S F F F FCT IV t AS OF A Pi li 1 "5 uN -

A M E N JM FNT u F II F 7 1 9 1 F I, Fi: I I v -




JANUARY 10, 1940


O. lSE ED C0 00 0 000 000 OF PROPOSED CASH TRA
co__ _ _ _ _ _ _ooo ooMI W g^



SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)


1906 BROAU STREET I N V ES r I n G CII POR AT I ON A d
ORIGINALLY FI LED AS
BROAD STREET I NVES T I NG CO I NC
NEW YORK NY FRANCIS F RAN0OL PH PHEb
LA ST PRE V I 0 S L Y RE CO N DE Il I I E 4
SUiPPL EMEN T AL P Ri SPE. C T Ui 'I A T L F I L F 0 12 20 39 20n

PROSPECTUS PER SECT ION 10 I F ILED 1 1 0 0 21


407H CAVALIER APARTMENTS CORP VT F1
SIE W YORK NY GEO E HOOSEVE LT E T AL
R F G I S TRAT I ON S T A TE -E N T EFF E C T I VE 6 R 39q
A'dENUME NT OF DEC q 193 EFFECT I vE 12 12 3Q
SE E EG I S T A T I N RECURII F OR 12 13 3
Nil PPLEMENTAL PROSPECT TUS MA TL F ILED 1 in 40 4


3853 COMMONWEALTH EDI SON COr PA Y A 2
CHICAGO ILL EDWARD J DI YL E PRFS
LAST PREVI OUSLY RECORDED ITEM
SU PPLEMENTAL F I NANCI AL I)ATA
FILED WITH S .-; -14 31 10 11 39 1

SIPPL EMENT AL F I NANCI AL IIATA F I LE r 1 10 40 1


3854 COMMONWEALTH EDI SON COMPANY A2
CH I CAGO ILL EDW ARil J ) L E PRESS
LAST PHEVI OLUSL Y E COHUt. u I T EM
SUPPLEMENTAL FI NANCI AL DAT A
FILEll WITH HW j5 ,-14 31 10 11 39 1

SIIPPL EME NT AL F I NA NC I A L I A T A F I L E li 1 1 0 4I 1


4237 CONSUMERS POWER COMPANY A
JACKSON M I CH W L W I L L K IE C mA I R .M Ar
R E G I S TR A T I 0 N S T A TE '4N T E F F E C T I V F O N 1 2 40
AS OF 4 3u Pi4 E S TI t E 1 1 40
PROSPECTUS PFR RUL E HO0 0 F I L F. 1 6 40 n7

PRICE REPORT PER RULE 970 F LE 1 10 40 1


2 008 SUPERVISED SHARES I NC A2
BOSTON MASS MAHLO 0 E TRA YL OR PRESS
LAST PREVIOUSLY PECORDE L I TEM
SUPPLEMENTAL PROSPECTUS .AA TL F IL fU 1 40 1
PROSPECTUS PE R SECT ION 10 1 F IL F u 1 10 40 .b















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