Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00337


This item is only available as the following downloads:


Full Text


'I T I [I I..I A T, : [i :*.; :

















REISTRATON RECORD


SECURITIES ACT OF 1933

(TRUST INDENTURE ACT OF 1939)


JANUARY


27, 1940


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AMER I CA

B ARECO

C AL I F 0 R

CRESTSH
C N E S H S H


GENERAL

HUNTING
SKNUDSE I N
K NUOLD
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N F I 0 ELI

OIL COMP

N I A L N E

I RL CU P

bRONZE




C E AMER

0 A H CRA

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TY L I FE
ANY

LS MINI

U HAT I ON

CORPORA

CORPORA


Y CO O F

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59 L I M I


INSURANCE CO


G COMPANY

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TI ON

T ION


CAL

T EAT
TED


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IF

I ON


SECURITIES AND ;;CH.-;::L C'"'ISSION
WASHI!;3 ';., -. C.


FILE NO.
2-

4306

4301

4197
4302

4304

4305

4303

4307
4277

4218







Foreword

This report of registration events occurring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. Al-.ENDNENTS FILED
3. REGISTRATION STATEEENTTS FULLY EFFECTIVE
4. REGISTRATION STATElEIJTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)'
7. WITHDRAWAL DATA
S. AP'IUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. THERER ACTIONS
PARI II TRUST INDENTURE DATA
Irust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK or. registration procedure illustrating the method
used ii, reporting registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX Ar. alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu .ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported ijn order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are lOt per page for the first 10C pages in any single
order, and ?t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.







RE. 3TRATION RECORD


S.. E H I TIE'3 ACT OF 1933




I S U tI NAME I M' '
ILE C I T l E PR IRC P L F i L R I I LE I PAGES F IL D
F LE T I I S R UNITS REGISTERED AGGREbATE AMOUNT
10. S r' r I J ',r, C'' 'S1 or PROPOSED CaS W'GISl. I
N C P 4L U [ 0w 1 i ) D TE I OFFERING ATE- ETUS


1


REGISTRATION STATEMENTS FILED


4306









4301










4302









4304











4305





















4303


100 000


1 37 40


200 000


722 7351 5 601 196


AMER I C AN F I DEL I TY L I F E INSURANCE C O A
KANSAS CITY MO A B CRI TES ET AL
L IFE INSURANCE
$1 PAR COMMON AT 2 00
FOR SURPLUS AND CAPITAL
NO UNDERWRITER NAMED

RH GISTRAT ION STATEMENT O I Q F I LED -


BARECO OIL COMPANY Al
TULSA OKLA 0 L CORUELL PRESS
OIL REFINING AND DISTRIBUTING
sS PAR COMMON BY BARNS0ALL 01 L CO
THRU UNDRWHTR AT 7 75
FOR ACCOUNT OF ABOVE STOCKHOLDER
VAN ALSTYNE NOEL & CO

REGISTRAT ION STATEMENT OR I G F I LED -


CRESTSHIRE CORPORATION VT Fl
NEW YORK NY GEORGE E ROOSEVELT ET AL
APARTMENT HOUSE
VTC FOR COMMON NPV
OF CRESTSHIRE CORPORATION
CRESTSHIRE APARTMENTS PHI LA PA

REGISTRATION STATEMENT ORI G FI LED -


GENERAL BRONZE CORPORATE ION DI A
LONG ISLAND CITY NY W P JACOB PRESS
MFR OF ORNAMENTAL METAL WORK ETC
ISSUANCE AFTER DEPOSIT OF
COS FOR 6PC 10YR CONV
G OEBS DUE 1940
UNDER PLAN OF EXCHANGE
SEE RS 2-4305

REGISTRATION STATEMENT ORI G FILED -


GENERAL BRONZE CORPORATION A2
LONG ISLAND CITY NY W P JACOB PRESS
MFR OF ORNAMENTAL METAL WORK ETC
6PC 10YR CONV DEBS 1950 MAX
*5 PAR COMMON INCL RES FOR CONV MAX
ABOVE TO BE OFFERED UNDER PLAN
OF EXCH FOR 1390500 PRIN AMT
CDS FOR 6PC IOYR CONV G DEBS
1940 StE RS 2-4304 AS FOLLOWS
PER 1000 PRIN AMT OLD DEBS
EXCHANGE OFFER A
B250 CASH
5500 PRIN AMT NEW DEBS
50 SHARES COMMON
EXCHANGE OFFER B
300 CASH
$700 PRIN AMT NEW DEBS
UNDER PLAN OF EXCHANGE
THOMAS STOCKHAUSEN MAY BE AN UNDER

REGISTRATION STATEMENT ORI G FILED -


HUNTINGTON HALL CORPORATION VT Fl
NEW YORK NY GEORGE E ROOSEVELT ET AL
APARTMENT HOUSE
VTC FOR COMMON NPV
OF HUNTINGTON HALL CORPORATION
CHATHAM APAR :NTS PHILA PA

REGISTRATION STAlMENT ORI G FILED -


973 350
206 575


1 27 40







16 153

1 27 40


37 28


64 38 316


91 10


31


571 29


101 10


I I I~I~E


1 27 40







2 816

1 27 40







S 1 390 500


1 27 40


2






FILE
NO.
-


REGISTRATION STATEMENTS FILEBl


CONTI N. I'


KNUDSEN CHEAMEFY CO OF CALI F A
LOS ANGELES CAL IF TH R KNUV SEN PHE
PHOCESSI NG OISrR I B DAIRY PRODUCTS
60C CUM P FI NPV AT 9 00
FOR DEBT EXPANSION & WORK NG CAP
G BRASHEARS A COMPANY
REGISTRATION STATEMENT ORI FILED -


65 00 1


1 27 40


Sm 5 000


2 1 23 173


NUGOLD MINES 1939 LIMI TED Al
TORONTO ONT WILL IAM SANDERSON PRESS
NOTICE DEC 22 SETS HRNG WASBHI NGTON -
HEARING JAN 4 POSTPONED JAN 2 TO -
AMENDS TO DEFER EFFECTIVE DATE
R S WI THDRAWAL REQUEST FI LED -
AFFIDAVIT FILED
AMENDS TO DEFER EFFECTIVE DATE -


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


CALIFORNIA EN#GELS MINING COMPANY A2
SAN FRANCISCO CALIF A J HELLER PRES
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TI ME -
PROSPECTUS PER RULE 8008 FI LED -
PR ICE REPORT PER RULE 970 FI LED -


LOCKHEED AI RCRAFT CORPORATE ON A3
BURBANK CALIF ROBERT E GROSS PRESS
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TI ME -
PROSPECTUS PER RULE 8008B FI LED -
PROSPECTUS PER RULE BOOB FI LED -


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4307


2


4218


AMENDMENTS FILED


I


4197







4277


27







18
17




UNIVERSITY OF FLORIDA
31262 08738 43591III 1111111111
3 1262 08738 4359




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