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PRIVATE ITEM
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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00333

Full Text
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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT


OF 1933


(TRUST INDENTURE ACT OF


JANUARY 30,


1939)


1940


INDEX

ISSUER NAME


ALTA MINES INC
CUBAN ATLANTIC SUGAR


FIFTH MADISON C
GENERAL ACCEPT

GRAND UNION COM
INVESTORS SYNDI
KEYSTONE CUSTODY

LOUISVILLE RAIL
NORTH AMERICAN
PENNSYLVANIA WA

RUSTLESS IRON A
SAN NAP PAK MFG


COMPANY


CORPORATION VT
NCE CORPORATION

PA NY
CATE
IAN FUNDS INC
WAY COMPANY

LIGHT & POWER CO
TER & POWER CO

ND STEEL CORP

CO INC


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-
4270
4263


3574
3988

4285
4057
4041

4278

4249
4279

4309
3032






Foreword

This report of registration events occuring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES., OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED?
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used ii, reporting registration events, and containing digests of the principal
registration forms,,may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu,.ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are lOt per page for the first 100 pages in any single
order, and 7?t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.






REGISTRATION RECORD

SECURITIES ACT OF 1933


FILE I AE PRINCIPAL OFF ICCER T UT EISTE D REOTE AOUT PAGES FILED

PR N 9 P L 1 E WRIT ER DATE OFFERING STATE- SPECTUt
4 E C0D AF 0Dm0 00 00 00




REGISTRATION STATEMENTS FILED


4309 RUSTLESS IRON AND STEEL CORP A2
BALTIMORE MD C E TUTTLE PRES
MFR OF STAINLESS STEEL
S1 PAR COMMON THRU UNDRWRTR 40 000
FOR PLANT EXPANSION & IMPROVEMENTS
W E HUTTON & CO
REGISTRATION STATEMENT ORIG FILED 1 30 40 57 32 71


2 AMENDMENTS FILED


4270 ALTA MINES INC Al
OPHIR COLO H F KLOCK PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 1 11 40 1
AMENDS TO DEFER EFFECTIVE DATE 1 30 40 1


4263 CUBAN ATLANTIC SUGAR COMPANY A2
NEW YORK NY LAURENCE A CROSBY PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 12 40 21 13
AMENDMENT FILED 1 30 40 20 1
ITEMS 5 7 20 22 44 CONS & EX G
AMENDS TO DEFER EFFECTIVE DATE 1 30 40 2


4057 INVESTORS SYNDICATE A2
MINNEAPOLIS MINN J R RIDGWAY JR PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 1 15 40 1
AMENDS TO DEFER EFFECTIVE DATE 1 30 40 1


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


GRAND UNION COMPANY A2
NEW YORK NY J SPENCER WEED PRESS
RETAIL FOOD & GROCERY CHAI N ETC
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
R S EFFECTIVE 4 30 PM E S TIME ON -
CAPITAL NPV
RES FOR WTS TO BE ISSUED TO
HLDRS OF OLD COM STK AT 10 00
IN EXCH FOR DIVIDEND ARREARAGE
CTFS ON BASIS 1 SH CAP FOR
EACH 10 00 PRIN AMT CTF
BALANCE UNSUB AND UNEXCH
MAY BE OFFERED AT 10 00
THRU UNDRWRTRS & TERMS BY
POST EFFECTIVE AMENDMENT
FOR PAYMENT OF DIVIDEND ARREARAGE
CERTIFICATES & FOR WORKING CAPITAL
NO UNDERWRITER NAMED


28 962

86 955


289 620


4285


JANUARY 30, 1940


































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regist30unit




~______^~_________________________________ _JANIUARY 190
ISSUER NAME OM .. ----
FILE C I T AN S T TATE PRINCE I PAL OFF I C ER T I T LE E PAGES FILED
I NUJ Y T UNITS REGISTERED AGGREGATE AMOUNT
2 -E 1 0 0I I DATE OF PROPOSED CASH A PRO. IB I
RE C PA T~ t WRITER ATE OFFERING STATE- SPECTUS
S REGISTRATION STATM*" NiS FULY EFFr


3 REGISTRATION STATEMENTS FULLY EFFECTIVE CONTIIJI.D


4278























4249


S 1 300 000
S 1 300 000


LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MI LLER PRESS
STREET RAILWAY A BUS TRANSPORTATION
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
COS FOR 4 1-2 PC 2ND MTG
40YR BOS DUE 1940
4 1-2 PC 2ND MTG 40YR BOS
DUE 1940 EXTD TO 1942
COS TO BE ISSUED TO HLDRS
OF 1940 BONDS ACCEPTING
DEPOSIT A EXTENSN AGREEMENT
LOUISVILLE TR CO WILL
PURCHASE MAX OF 1100000
PRIN AMT SOS AT PAR AND
DEPOSIT FOR EXTENSION
2 OFFICERS WILL CAUSE
200000 PRIN AMT 808 TO
BE DEPOSITED FOR EXTSN
UNDER PLAN OF EXTENSION
LOUISVILLE TRUST CO MAY BE UNDRWR

NORTH AMERICAN LIGHT & POWER CO AR
WILMINGTON DEL H C FREEMAN PRES
PUBLIC UTILITY HOLDING COMPANY
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
PROSPECTUS PER RULE 8008 FILED -
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -

S1 PAR COMMON
TO COMMON STKHLDRS OF RECORD
AS OF MAR 5 1935 AT 1 00
AS OF MAR 5 1936 AT 3 00
UNSUB TO NORTH AMERICAN CO
WITH PROCEEDS ABOVE OFFERS
IN EXCH FOR 4000000 PRIN
AMT 5PC NTS OF REGISTRANT
TO RETIRE 4000000 PRIN AMT 5PC NTS
NO UNDERWRITER


s POST EFFECTIVE AMENDMENTS EFFECTIVE


3032 SAN NAP PAK MFG CO INC A2
NEW YORK NY NAT E HEIT PRESS
R S EFFECTIVE AS OF APR 19 1937 ON 5 27 37
AMENDMENT OF DEC 7 1939 EFFECTIVE 1 10 40
AMENDMENT OF JAN 23 1940 EFFECTIVE 1 30 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


FIFTH MADISON CORPORATION VT F1
NEW YORK NY WALLACE G ARNOLD ET AL
R S EFFECTIVE AS OF JAN 27 1938 ON -

PROSPECTUS PER SECTION 10B1 FILED -

GENERAL ACCEPTANCE CORPORATION A2
BETHLEHEM PA F REED WILLS PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -
PRICE REPORT PER RULE 970 FILED -

KEYSTONE CUSTODIAN FUNDS INC Cl
BOSTON MASS SIDNEY L SHOLLEY PRES
SUPPLEMENTAL PROSPECTUS MATL FILED -
ANNUAL REPORT FILED WITH RS 2-1557 -
SUPPLEMENTAL PROSPECTUS MATL FILED -

PENNSYLVANIA WATER & POWER CO A2
BALTIMORE MD J A WALLS PRES
R S EFFECTIVE 4 30 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED -


29 38
30 40




26 39
30 40



9 39
29 39
30 40



23 40
30 40
30 40


000 000 2 000 000
666 667 2 000 001


110
34





















104
33


76
42





















147

9


3574





3988






4041






4279




UNIVERSITY OF FLORIDA
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