Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00332


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FOR IMMEDIATE RELEASE
















REGISTRATION RECORD

SECURITIES ACT OF 1933

(TRUST INDENTURE ACT OF 1939)


JANUARY 29, 1940

(IN LI''FS ANY STAT ... 'S EFFECTIVE rj ,' T' 28, 1940)




FILE NO. ISSUER NAME
2-

4173 THE ADVENTURE COMPANY LIMITED
4079 BEECH AIRCRAFT CORPORATION
4387 BLOOM LAKE CONSOLIDATED MINES LTD
4273 BRAINARD STEEL CORPORATION
3271 CORNELL DUBILIER ELECTRIC CORP
3747 FOUNDERS MUTUAL DEPOSITOR CORP
3376 HARSHAW CHEMICAL COMPANY
3687 INCOME ESTATES OF AMERICA INC
4259 KENTUCKY UTILITIES COMPANY
4277 LOCKHEED AIRCRAFT CORPORATION
4308 MID STATES SHOE CO
4284 MORART GRAVURE CORPORATION
4249 NORTH AMERICAN LIGHT & POWER CO
4260 PRUDENTIAL CORPORATION
1737 SEABOARD FINANCE CORPORATION
2330 SEABOARD FINANCE CORPORATION
3197 SEABOARD FINANCE CORPORATION
4280 SOLAR AIRCRAFT COMPANY
4297 SOUTHWESTERN GAS AND ELECTRIC CO
4288 SPORT PRODUCTS INC
4268 STANDARD LIFE INSURANCE CO INDIANA
4286 TENNESSEE VALLEY PAPER MILLS INC
365 TREASURE MOUNTAIN GOLD MINING CO
3540 WESTGATE GREENLAND OIL COMPANY



SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.







Foreword

This report of registration events occurring under the Secur es Act of
1933 and corresponding data for events under the*rust IndenturiAct of 1939,
is issued daily by the Securities and Exchange Cymission. Regdtration events,
as they occur, are reported under the following readings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reporting registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu..ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are 10t per page for the first O1C pages in any single
order, and 7t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933



PART I REGISTRATION STATEMENTS
JI AY E9, 1940

FILE I TY S T rATE PRINCIPAL OFF ICER T I LE PAGES F LED
LE F0 US UNITS REGISTERED AGGREGATE AMOUNT fuIS- T
0 I L E CU U 0 C I I P T 10 N 1U 00 0 00 0 00 OF PROPOSED CASH F I O

o P RTo N E! T DATE OFFERING STATE- S ,US
O fC a ) A o, on mif NT


1 REGISTRATION STATEMENTS FILED


4308 MID STATES SHOE CO A2
MILWAUKEE WISC CHAS 0 ORTGIESEN PRES
SHOE MANUFACTURER
$I PAR COMMON
BY ISSUER
FIRST TO STKHLDRS AT 11 00
UNSUB TO PUBLIC AT 12 50
RTS TO PUR 10311 SHARES
HAVE BEEN WAIVED BY
SELLING STOCKHOLDERS
,BY CERTAIN STKHLDRS
TO PUBLIC AT 12 50
ISSUERS PART FOR WORKING CAPITAL
LOEWI & CO
REGISTRATION STATEMENT ORIG FILED -


2


13 334



20 000


1 29 40


AMENDMENTS FILED


THE ADVENTURE COMPANY LIMITED Al
NEW YORK NY MARC FRAZER PRES
R S EFFECTIVE 4 30 PM E S TIME ON -
PROSPECTUS PER RULE 8008 FILED -
POST EFFECTIVE AMENDMENT FILED -
FACE ITEMS 2 8 11 13 28 31 39
AND 49
SUPPLEMENTAL PROSPECTUS MATL FILED -


BEECH AIRCRAFT CORPORATION A2
WICHITA KANS WALTER H BEECH PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDS TO DEFER EFFECTIVE DATE


BLOOM LAKE CONSOLIDATED MINES LTD Al
TORONTO ONTARIO J H DIXON PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDS TO DEFER EFFECTIVE DATE


BRAINARD STEEL CORPORATION A2
WARREN OHIO E T SPROULL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ITEMS 9 15 24 25 26 FS CONS PR
EX A3 AND G


KENTUCKY UTILITIES COMPANY
LEXINGTON KY R M WATT
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDS TO DEFER EFFECTIVE DATE


A2
PRES


4173









4079






4287





4873








4259






4249


1 29 40


1 29 40


166 675



250 000


48 26


NORTH AMERICAN LIGHT & POWER CO A2
WILMINGTON DEL H C FREEMAN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDMENT FILED
FACE ITEMS 5 6 7 8 10 14 23 33
34 44 FS CONS PR EX F G & K3
PROSPECTUS PER RULE 8008 FILED -


18



18











25






31
31


1
1





ISSUER AM A t FOM -- PAGES FILED
CITY AND STATE PRINCIPAL OFFICER TITLE A
C INDUST PL 1 UNITS REGISTERED AGGREGATE AMOUNT AE FLED
PSE Cp U E2 CI $SSPU Ol C. ( o ) OF PROPOSED CaSH ATIO PRO-
P RIRo '4 R IT E DATE OFFERING STATE- SPETUS EXHIBITS


2 AMENDMENTS FILED


4297 SOUTHWESTERN GAS AND ELECTRIC CO A3
SHREVEPORT LA A LIEBERMAN PRESS
REGISTRATION STATEMENT ORIG FILED 1 24
AMENDMENT FILED 1 29
SEE 22-3 ENTRY RE TR INOENTR DATA


4388







4386


SPORT PRODUCTS INC A2
CINCINNATI OHIO HUGO GOLDSMITH PRESS
REGISTRATION STATEMENT ORIG F ILED -
AMENDMENT FILED
FACE ITEMS 10 24 32 FS & PR


TENNESSEE VALLEY PAPER MILLS INC Al
KNOXVILLE TENN GORDON BROWNING PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDS TO DEFER EFFECTIVE DATE


Crf T NUKD


47 226
14


31






95


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4384 MORART GRAVURE CORPORATION A2
HOLYOKE MASS MAURICE J MORI ARTY PRESS
ROTOGRAVURE PRINTING & DECORATING
REGISTRATION STATEMENT ORIG FILED 1 10 40 67 48 151
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 25 40 38 51
R S EFFECTIVE 4 30 PM E S TIME ON 1 29 40
81 PAR COMMON
THRU UNDERWRITERS AT 3 00 175 000 525 000
TO CHAS F MORIARTY & HARRY E
BENEDICT FOR SERVICES
FOR RESALE AT 3 00 10 000 30 000
WTS FOR S1 PAR COMMON TO DEALERS
AS ADDL COMP FOR SALE OF COMMON 50 000
S1 PAR COMMON RES FOR WTS AT 3 00 50 000 150 000
ISSUERS PART FOR STOCK OF MORART
ROTOPHOT CORP FOR DEBT EQUIPMENT
PRESSES AND WORKING CAPITAL
STOLTZ & GALLIGAN ET AL


4280 SOLAR AIRCRAFT COMPANY Al
SAN DIEGO CALIF EDMUND T PRICE PRESS
MFR OF AIRPLANE & ENGINE PARTS
REGISTRATION STATEMENT ORIG FILED 1 5 40 61 14 76
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 25 40 29 17 .26
REGISTRATION STATEMENT EFFECTIVE ON 1 29 40
AS OF 4 30 PM E S TI ME 1 24 40
SOC CUM SER A CONV PFD NPV AT 8 00 50 000 400 000
81 PAR COMMON RES FOR CONV 100 000
FOR DEBT MACHY EQUIP & WORK CAP
ELDRED POTTER & CO


4368 STANDARD LIFE INSURANCE CO INDIANA Al
INDIANAPOLIS IND J R SCHUTZ PRESS
LIFE INSURANCE
REGISTRATION STATEMENT ORIG FILED 12 21 39 38 14 48
AMENDMENT FILED 1 9 40 18 16 4
R S EFFECTIVE 4 30 PM E S TIME ON 1 28 40
85 PAR CLASS B COMMON AT 20 00 100 000 2 000 000
TO INVEST IN PORTFOLIO SECURITIES
JAMES J LATENDRESSE ET AL


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)


4360


PRUDENTIAL CORPORATION Al
DALLAS TEXAS DALLAS RUPE PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
STIPULATION FILED


39 1






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7


3540


WITHDRAWAL DATA


INCOME ESTATES OF AMERICA INC Cl
PHILADELPHIA PA ALLAN N YOUNG PRESS
REGISTRATION STATEMENT EFFECTIVE -

REG TO WITHDRAW JAN 15 1940 AMEND -


WESTGATE GREENLAND OIL COMPANY A2
KANSAS CITY MO 0 G BITLER PRES
H S EFFECTIVE AS OF NOV 21 1938 ON -
R S WITHDRAWAL REQUEST FILED -
AFFIDAVIT FILED

REGISTRATION STATEMENT WITHDRAWN -


8 ANNUAL REPORTS FILED ( MD FORMS )



3271 CORNELL OUBILIER ELECTRIC CORP A2
ANNUAL REPORT ON FORM 1MD FILED 1 29 40 33


3747 FOUNDERS MUTUAL DEPOSITOR CORP Cl
ANNUAL REPORT FILED JAN 2 AMENDED 1 29 40 1


3376 4ARSHAW CHEMICAL COMPANY A3
ANNUAL REPORT ON FORM 1MO FILED 1 29 40 29


1737 SEABOARD FINANCE CORPORATION Al
ANNUAL REPORT ON FORM 1MO FILED 1 29 40 25
PRINCIPAL OFFICER PER ABOVE REPORT
PAUL A APPLEBY PRES

2 o30 SEABOARD FINANCE CORPORATION Al
ANNUAL REPORT FILED WITH RS 2-1737 1 29 40 25
PRINCIPAL OFFICER PER ABOVE REPORT
PAUL A APPLEBY PRESS


3197 SEABOARD FINANCE CORPORATION Al
ANNUAL REPORT FILED WITH RS 2-1737 1 29 40 25
PRINCIPAL OFFICER PER ABOVE REPORT
PAUL A APPLEBY PRES



SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEMENT)


4277







365


LOCKHEED AIRCRAFT CORPORATION A2
BURBANK CALIF ROBERT E GROSS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 800B FILED -

PRICE REPORT PER RULE 970 FILED -


TREASURE MOUNTAIN GOLD MINING CO Al
DENVER COLO GUY L V EMERSON PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -

PROSPECTUS PER SECTION 10B1 FILED -


FILE
110


PAGES FILED


* ,I.


11"i'II


17







8

9






PART II TRUST INDEN*T


I S U I R 0 1 F 0 hM
FIL I T T A LI T TE PRIqC Il AL Dr FICl IL aL L
NO SE CU I IT C' CRI P T 1
22-
SE C RI ',F AC T IOC I 1


SOUTHWESTERN GAS AND ELECTRIC CO A3
SHREVEPORT LA A LIEBERMAN PRESS
3 1-4 PC 1ST MTG
BONDS SERIES A 1970
DATA INCLUDED IN R S 2-4397 AMEND -
FORM ST DATA
FORM Ti CITY NATL BANK & TRUST
COMPANY OF CHICAGO
FORM T2 ARTHUR T LEONARD
CHICAGO


1 29 40


oDATE
' I ,, '' ,


NEW FILINGS


F,'' I LID


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UNIVERSITY OF FLORIDA
l 3 1262 08738 4342iI l IIl Illl l ll
3 1262 08738 4342


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