Registration record, Securities Act of 1933

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Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00331


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Full Text
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FOR IMMEDIATE EI? LEASE


REGISTRATION RECORD

SECURITIES ACT OF 1933

(TRUST INDENTURE ACT OF 1939)


FEBRUARY 13,


FILE NO.
2-
4 61

4316

4079

4300

4273

4299

4167
2809

33 58

4197

4154


1940


INDEX

ISSUER NAME


ALLIED FINANCE

AMER I CAN TROP I C

BEECH A AIRCRAFT

BL A W KNOX CO PA

BRAINARD STEEL

GENERAL TELEPiIO

MAR I ON RESERVE

NATI ONAL BRU S H

SC IIJI)ER STEVENS

S 0 T HW E S TERN A

TRANSA I R CORPOR


COMPANY

AL PRO I) CTS CO

C O PORA T I ON


ORPORA

E C ORP

POWER C

0 'P A I Y


& C L
AN I)

T I 0 N


T I O

OR A

0 *4 P


K F

LEC


T I ON

AN Y


J IN I) I N C

T R I C CO


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.






Foreword


This report of registration events occurring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNCUNCEDY
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentatior.s which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reporting registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu..ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are 10t per page for the first 10C pages in any single
order, and 70 per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.












V


PART I REGISTRATION STATEMENTS


I S l EI P- N i -- r 0 ,4
CI A D : TATE PR N1 I P AL 0 F I [ R T I L E PAGES FILED
FILE S T P V UNITS REGISTERED AC(,,'EjAr AMOuNI
NO0. 1E C .S P IP' I E S C P ... .. i T S- I
SPj P* E i E nF PRijPOS[D CA lSH ikt. ON, PRO-
E C, p T 0 E R R R T [ DATE OFFERING SlAT[- FCTU EIISIS
A c L -' U C T I N ,' i 1 1 'n 1 M[f


REGISTRATION STATEMENTS FILED


4316 A.ER I CAN TROP I C A L PR ) U C TS C : ; A
P A N A H A C I TY PANAM1A A J CA RTE
GROWING & KTN T OPICAL Po' )
S5 PAR COMMON
TO BE OFFERED AT
PU RPORTEOLY R G ISTE HE 11 P
DI SPOS I T I ON NOT TA TED
FOR D) DEVELOP 1E4 & C N T C; T I
N U N U E RW 1 I T E R N A M E 1)
H E G I S TRAT I 0 N S T A F EiE NT O R I F I L F


AMENDME1


4261 ALL I EI F I NANCE COMPANY


UALLAS TEXAS A F P LLET
R S EFFECTIVE 4 30 P A E S T IME
POST EFFECT I VE A E 0 E N T F I LED
POST EFFECT I' VE AMENDMENT F I LED
FS AN CONS


BEECr AIRCRAFT CORPORATION
WI CH IA KA KANS W ALTER H REE CH
LA PRFV I OUSLY R ECO R E I [TEM
AM EN S DEF E R EFFECT I VE DATE

AM E 11 M F N T F I EI
FACE FEF I fEMS 6 21 22 2 i
25 27 30 33 34 FS CONS PH
E X F I & G
PROPOSED OFFER G AS AMENOFO
S1 PAR. COMMON
THRU UNDE RWRI TERS
OPTIONED T UNOEHR R I TEARS
FOR RESALE


AW KNOX COMPANY
ITTSBURGH PA I THE
LA ST PREV I OUSL Y U ECO : I): I T E
AMENDMENT FILED
AMENDMENT F ILED
I TEHS 15 24 2 27 PR EX
G AND HI
PROPOSED OFFERING AS AMENDED
3 1-2 PC SERIES
1ST MTG BUS DUE 1950


ROW
M


Al

; TC
S 0 0
FACE



0 -


14 77 0

5 ?R 0


2 1 40


73 H 5 0


NTS FILED


Al


P R F ;
ON -






A2
P R S



24








A2
PRES


S1 F


AT 100


GENERAL TELEPHONE CORPORATION A2
NEW YORK NY JOHN WINN PRFS
LAST PREVI OUSLY RECOROE D I T FE 4
AMEND) MENT F I L E 0
AMENDMENT FILED
I TEUS 17 22 24 ? 7 28 PR EX AlA
F Hi HIA H2 & H2A
PROPOSED OFFERING AS AMENDED
AFTER RECLASS I F I CATI ON OF S EC I)U I [ I ES
$50 PAR $2 50 CUM CO14V PFD AT 53 50
320 PAR COMMON RES FOR CONV


1 32








2 1
2 13

; 6




2 13

10
25


2
2


2
$ 3


40
40
40






40

40


40

000
651





40
40


13 40
000 000


S 1 5 40
135 000
270 000


0 000


7 222 500


6









20


So S'2 14
6 50 215


REGISTRATION RECORD

SECURITIES ACT OF 1933


EL 1


i0









7


4300











4899




FIoBUA Y I,. 1' )C
I SUFt NAME F Or M
CI T A N S TAT t PRINCIPAL OFFICER IITLE I. TIB A,.EATE AOUNT PAM" FILED
CRiCP o 00 0 0 E COP 0 OF PROPOSED CASh 00" MnC .
( R o EI o o o DATE OFFERING STATE- ST, ,
RAEC Opft HoF ooAC 0O 0 o 0 0 0


AMENDMENTS FILED


fNT INUK D


MARION RESERVE POWER CO P ANY A2
MAR ION OHIO C C HOB ERTS PRESS
LAST PREVIOUSLY RECORDED I TEM
AMENDMENT FILED

AMENDMENT F IL ED
I TEHS 5 10 15 2 5 24 3.' 27 2R 34
CONS PR EX A4 8 3 F Gt1S & G S
SEE 22-7 ENTRY RE TR I NDENTR DATA

PROPOSED OFFERING AS AMENUED -
3 1-2 PC 1ST MTG BONDS
SERIES DUE 19i0 AT 103
*5 CUM PFD NPV AT 98 OU
AMENDMENT FILED
EXHIBIT a83


2

2



2
$ 7
2
a


9

1 3



13
750
7
1 3


40

40



40
000
500
40


7 98 2 500
735 000


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4297 SOUTHWESTERN GAS AND ELECTRIC CO A2
SHREVEPORT LA A LIEl ERMAN PRESS
OPERATING PUBLIC UTILITY
REGIST RAT ION STATEAME NT UR I G F ILED 1 24 40 94 47 226
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 2 12 '40 14 46 36

AMENDMENT FILED 2 13 40 5 1
EXHI B I T K1
REGISTRATION STATEMENT EFFECTIVE ON 2 13 40
AS OF 4 30 PM E S TI ME 2 12 40

3 1-4 PC 1ST MTG
BONDS SERIES A 1970 AT 103 $16 000 000 16 4HO 000
100 PAR SPC CUM PFD
FIRST IN EXCH FOR MAX OF 75000
SHS 100 00 PAR 7PC CUI4 PFO
ON BASES STATED IN I TEM 23
UNEXCH THRU UNDERWRITERS
AT 103 75 000 7 725 000
TOWARD RETIREMT OF 4PC 1ST MTG BUS
SER 0 1960 AND 7PC CIUM PFD
BONBRIGHT & COMPANY INC ET A L



7 WITHDRAWAL DATA


2809 NATIONAL BRUSH COMPANY A2
AURORA I LL FRANK G PLA IN PRESS
R S EFFECTIVE AS OF FEB 11 1937 ON ? 25 37

AMENDMENT OF DEC 4 1939 WI THDRAWN 2 13 40


4154 TRANSAIR CORPORATION A1
SAN FRANCISCO CALIF F L HEW ITT PRESS
LAST PREVIOUSLY RECORDED ITEM
R S WITHDRAWAL REQUEST FILED 2 12 40 1
REGI STRAT I ON STA TEMENT I THDRAWN 2 1 i 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


4273









3358


BRA INARO STEEL CORPORATION A2
WARREN OHIO E T SPROULL PRESS
REGI STATION STATE4N T EFFECT VE ON -
AS OF 4 30 P M E S TI ME -
PROSPECTUS PER RULE 800 FILED -

EDITURS NOTE
DELETE FROM RECORD PR I CE REPORT
PER RULE 970 FILED FEB 12 1940


SCUDDER STEVENS & CLARK FUND INC A2
ORIGINALLY FILED AS
I RST INVESTMENT COUNSEL CORP
BOSTON l ASS JAMES N WHI TE PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 1081 FILED -


2


4167


9

109






PART II TRUST INDENTURE DATA


I-S -- U R -N w AI f F 0 4 I
C f A N D SIATE PRINCIPAL OFF I C R T ITLE
SECUR ITY DESCRIPTION
s E C OR OF S CT I P T i0 1
IfCORD f 0 C T I 0 N 00


MA I 0 N RESER V t P () 0WE C MP AN Y
M A A ION OHIO C C H 04H E 1
5 1-2 PC 1ST H T; BONDS
SEFI DUE 1 94 O

1 A T A I N C L )1) I N i< S --4 1 AM 4 N
I TE 1 4 T OF F )M ST 1 A T A


SOUTHWESTERN GAS AND ELt CT IC CO A*
SHHEVEPORT LA A L I E RMv A N PH SV.
3 1-4 PC tST 1MT;
BONDS SERIES A 1970

APPLICATION PER SECTION 310811
FILED FEB 9 1940 GRANT O -


2 13 40


DATE
0 0


00


AMENDMENTS FILED


PAGES FILED

SFOpMS EimuIT
I --


A2
P RF


2 1 0


OTHER .tCTIONS




UNIVERSITY OF FLORIDA

3 1262 08738 4474


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