Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00328


This item is only available as the following downloads:


Full Text
.- /3 0 '-f/ 7


FOR IMMEDIATE RELEASE


REGISTRATION RECORD

SECURITIES ACT OF 1933


(TRUST INDENTURE ACT OF


FEBRUARY 1,


FILE NO.
2-
417 3
4109
4273
1326
3687
4312
4260
2910
4257


1939)


1940


INDEX

ISSUER NAME


THE ADVENTURE COMPANY
THE 8-ETTES CORP ORAT I
BR A I NARD STEEL CORPOR
COMMODITY CORPORATION
I INCOME ESTATES OF AME
I NUI ANA ASSOCIATED TE
PRUDENT AL CORPOHATIO
TOKLAN ROYALTY CORPOR
VENEZUELAN PETROLEUM


LIMI TED
ON
AT ION


RICA INC
LEPHONE CORP
N
AT ION
COMPANY


SECURITIES AND EXCHANGE COMMISSION
WASHINqTON. D. C.


IJ







Foreword

This report of registration events occurring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, .are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reporting registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu..ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration. statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are i0t per page for the first 10C pages in any single
order, and 7t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.








REGISTRATION RECORD

SECURITIES ACT OF 1933



PART I REGISTRATION STATEMENTS

FEBRUARY 1, 1940

C I TY A D STAT E P I I C I P A OFF I C ER TITLE PAGES FILED
FILE i I AN0 USTR Y UNITS REGISTERED AGGREGATE ANMOUT -
to SE I E C R 0 WIT 000 000 000 OF PoPOED CAN I N D .
S p II P T E t I T0 DATE OFFERING STATE- IS ll
A fC o ; T ? No I 0 00 I ,


REGISTRATION STATEMENTS FILED




4312 INDIANA ASSOCIATED TELEPHONE CORP A2
LAFAYETTE IND J F OCONNELL PRES
OPERATING TELEPHONE PUBLIC UTILITY
3 1-2 PC 1ST MTG
BONDS SERIES A 1970
THRU UNDERWRITERS S 3 400 000
IN EXCH FOR 400000 PRIN AMT
4 1-2 PC 1ST MTG BONDS 1965
NOW HELD IN REGISTRANTS
DEPRECIATION FUND
MAY LATER BE SOLD- AT PRICES
DETERMINED BY BOARD OF DIRS S 400 000
95 CUM PFO NPV
TO BE SOLO PRIVATELY 2 660
TO RED 4 1-2 PC 1ST MTG BDS 1965
& FOR PROPERTY & PLANT ADDITIONS
AND WORKING CAPITAL
RE BDS BONBRIGHT & CO I NC ET AL
RE PFD NO UNDERWRI TER NAMED
SEE 22-6 ENTRY RE TR INDENTR DATA
REGISTRATION STATEMENT ORIG FILED 2 1 40 72 28 237


2 AMENDMENTS FILED


rHE B-ETTES CORPORATION
NEW YORK NY C G MCQUAIDE
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDS TO DEFER EFFECTIVE DATE


PRUDENTIAL CORPORATION
DALLAS TEXAS DALLAS RUPE
LAST PREVIOUSLY RECORDED ITEM
STIPULATION FILED
AMENDMENT FILED
I TEMI 46


TOKLAN ROYALTY CORPORATION
TULSA OKLA CURTIS F BRYAN
R S EFFECTIVE AS OF MAR 18 1937
POST EFFECTIVE AMENDMENT FILED
POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 5 8 9 23 25 28
40 42 FS CONS & PR


Al
PRES





Al
PRES






El
PRES
ON -


29


VENEZUELAN PETROLEUM COMPANY A2
NEW YORK NY H R KUNHARDT JR PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDMENT FILED
ITEMS 5 6 7 8 27 28 29 41 45 FS
CONS PR EX F & IA THRU IG











/


1 24 40
2 1 40


4109






4260







2910








4257


1
1




5
5





14

15






1
28


19

233








23




FEBRUARY 1. 1940
-- I ISSU El -rrin---------- oEM ---------- ---
ILE C I T I A ND S T A T E PRINCIPAL OFFICER T I TLE PAE1 FILED
FLE I I U 5 TRY UNITS REGISTcRED AGGIEGATE AMOUNT -- -T- ---
2- D C 00 0 000 0 0oo OF PROPOSED CASH ATI O.
o P Il TEN O DATE OFFERING 1TATE- ,E m lTl
E ECO 0 0 F A _T Vo"0 1 no_ 0 00 0T0 00 FT- E



3 REGISTRATION STATEMENTS FULLY EFFECTIVE




4a73 BRAINARD STEEL CORPORATION A2
WARREN OHIO E T SPROULL PRESS
PROCESSING OF STRIP STEEL ETC
REGISTRATION STATEMENT ORIG FILED 12 29 39 44 29 110
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 29 40 10 31 9
REGISTRATION STATEMENT EFFECTIVE ON 2 1 49
AS OF 4 30 PM E S TIME 1 17 40
S 1-2 PC 1ST MTG CONV BONDS
SER.IES A 1941 TO 1955
AT 99 50 TO 102 75 S 375 000 374 700
81 PAR COMMON RES FOR CONV 37 500
FOR NOTE PAYMENT PLANT IMPROVMNTS
AND WORKING CAPITAL
P W BROOKS & COMPANY INC


s POST EFFECTIVE AMENDMENTS EFFECTIVE


4173 THE ADVENTURE COMPANY LIMITED Al
NEW YORK NY MARC FRAZER PRESS
R S EFFECTIVE 4 30 PM E S TIME ON 10 28 39
SUPPLEMENTAL PROSPECTUS MATL FILED 1 29 40 18
AMENDMENT OF JAN 29 1940 EFFECT VE 2 1 40


7 WITHDRAWAL DATA


3687 INCOME ESTATES OF AMERICA INC Cl
PHILADELPHIA PA ALLAN N YOUNG PRESS
REGISTRATION STATEMENT EFFECTIVE 8 1 3B
AMENDMENT OF JAN 15 1940 WITHDRAWN 2 1 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


1326 COMMODITY CORPORATION Al
BOSTON MASS J L SULLIVAN PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 9 30 39 30
PROSPECTUS PER SECTION 10B1 FILED 2 1 40 33


PART II TRUST INDENTURE DATA


I SSUER NAM E FORM
FILE C I T Y A ND S TAT E PRINCIPAL OFFICER TITLE PAGES FILED
i0. SE CU R I T Y DES CR I P T ION
22- i DATE FORMS EXilBITS
RECORD OF ACTION 00 00 00



NEW FILINGS


NDIANA ASSOCIATED TELEPHONE CORP A2
LAFAYETTE IND J F OCONNELL PRESS
3 1-2 PC 1ST MTG
BONDS SERIES A 1970
DATA INCLUDED IN R S 2-4312 FILED -
FORM ST DATA
FORM Tl THE FIRST NATL BANK
OF CHICAGO
FORM T2 ROBERT L GRINNELL
CH I CAGO


2 1 40


6 I




UNIVERSITY OF FLORIDA
S111111111111111111111111 11111111i I 1 1111111111111 i111111
3 1262 08738 4656




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