Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00327


This item is only available as the following downloads:


Full Text
S5.1 '? -f)


i' 0 I MM ED I AT E R E L 1, A W ':'


REGISTRATION RECORD

SECURITIES ACT OF 1933

(TRUST INDENTURE ACT OF 1939)


JANUARY 26,


1940


I NDE.r


ISSUER NAME


AFF IL
AFF IL


A TE 0
ATED


FUND
FUND


INC
I NC


AFFILIATED FUND INC
AMERICAN FOREIGN INVESTING CORP
BLAW KNOX COMPANY
GENERAL TELEPHONE CORPORATION
INDEPENDENCE SHARES CORPORATION
INDEPENDENCE SHARES CORPORATE ON
LOUISVILLE RAILWAY COMPANY
MARION RESERVE POWER COMPANY
THRIFT INVESTMENT CERTIFICATE CORP


3959 THE UDYLITE CORPORATION












SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


F I L NiO.
2-
2361
3483
3762
3504
4300
4299
3679
3705
4278
4167

2343







Foreword

i:.is report of registration events occuriii, under the Securities Act of
1933 and eorL t- i.'il'l data for events under the Tru t Indenture Act of 1'.'39,
is issued daily by the ZLecurities and .xa..1Le Commission. L, t'istration events,
as they occur, are ril 'rted under the following headii.1L.:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
0. A-.&END.ENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEt.EEITS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. FOST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS AtJNCGU.CED)
7. WITHDRAWAL DATA
9. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. C THEIR ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
Leadi.ngs as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry')
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reportiz.t registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cu..ulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are 10(t per page for the first 10C pages in any single
order, and 7t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933


PART I REGISTRATION STATEMENTS
JANUAlY i6. 1940
I S S U ER NAMF FORM
CITY AN STA I E PR INC IPAL OF F IC ER T I TLE PAGES F ILD
FILE t I D U ST YT 01 R UIITS REGISTERED AGO REGATE AMOUNT
O S fE U SE C sP T 0 000 000 000 OF PROPOSED CASH TR P.

t 1RECO1R NOF TONDo n OFFERING 0S T TE- )C1)


I


REGISTRATION STATEMENTS FILED


BLAW KNOX COMPANY A2
PITTSBURGH PA W P WITHEROW PRES
MFR OF STEEL ETC CONSTRUCTN MATLS
3 1-2 PC SERIES
1ST MTG BDS DUE 1950
FOR BANKS LOANS & WORKING CAPI TAL
MELLON SECURITIES CORP AND
OTHERS TO BE NAMED BY AMENDMENT

SEE 22-2 ENTRY RE TR INOENTR DATA

REGISTRATION STATEMENT ORIG FILED -


GENERAL TELEPHONE CORPORATION A2
NEW YORK NY JOHN WINN PRESS
TELEPHONE HOLDING COMPANY
82 50 CUM CONV PFO NPV
320 PAR COMMON RES FOR CONV
FOR DEBT AND WORKING CAPITAL AND
ADVANCES TO SUBSIDIARIES
BONBRIGHT & COMPANY INC ET AL

REGISTRATION STATEMENT ORIG FILED -


$ 3 000 000





1 26 40





135 000
270 000



1 26 40


961 51 329


86 46 1469


2 AMENDMENTS FILED


LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDMENT FILED
FACE FEE ITEMS 9 15 21 22 24
25 27 28 33 34 47 48 49 50 51
52 CONS PR EX B5 F & G
SEE 22-1 ENTRY RE TH INDENTR DATA

PROPOSED OFFERING AS AMENDED
CDS FOR 4 1-2 PC 2ND MTG
40YR BDS DUE 1940
4 1-2 PC 2ND MTG 40YR BDS
DUE 1940 EXTO TO 1942
CDS TO BE ISSUED TO HLDRS
OF 1940 BONDS ACCEPTING
DEPOSIT & EXTENSN AGREEMENT
LOUISVILLE TR CO WILL
PURCHASE MAX OF 1100000
PRIN AMT BOS AT PAR AND
DEPOSIT FOR EXTENSION
2 OFFI CERS W ILL CA USE
200000 PRIN AMT BDS TO
BE DEPOSITED FOR EXTSN


MAR ION RESERVE POWER COMPANY A2
MARION OHIO C C ROBERTS PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
FACE FEE ITEMS 4 THRU 13 15
16 17 21 22 23 24 25 27 28 33
34 36 37 41 45 FS CONS PR
EX B3 HI 11 114 115
PROPOSED OFFERING AS AMENDED
3 1-2 PC 1ST MTG BONDS
SERIES DUE 1960
35 CUM PFD NPV
UNDERWRITING DATA AS AMENDED
RE BDS WHITE WELD & CO ET AL
RE PFD WHITE WELD & CO AND
A C ALLYN AND CO INC


4300












4299


4278
























4167


19

26




26
300

300














12

26



26
750
7
26


40

40




40
000

000














40

40



40
000
500
40


1

1



1
S 7

1


471 101




JANUARY 26, 1940
C T A AT PRINCIPAL OFFICER T TA S FL
Fit I ND U TR UNITS REGISTERED A$SREiATE AMOUNT
0o. E oC N0 000 00 000 0oo PROPOSED CASH R ATIO ,
E C IIT [ 0 DATE OFFERING STATE- SEC'TJ WRITS
,l ECO' i_ 0 _____!_ OFT 0 0 00o C) IP




s POST EFFECTIVE AMENDMENTS EFFECTIVE



2361 AFFILIATED FUND INC Al
JERSEY CITY NJ ANDREW J LORD PRES
R S EFFECTIVE AS OF SEP 9 1936 ON 9 21 36
AMENDMENTS OF MAR 4 & 24 1937 EFF 3 30 37
AMENDMENTS OF JAN 16 & 25 1940 EFF 1 26 40


3483 AFFILIATED FUND INC Al
JERSEY CITY NJ ANDREW J LORD PRESS
R S EFFECTIVE AS OF NOV 14 1937 ON 11 23 37
AMENDS OF DEC 37 & 29 1937 AND
JAN 13 & FEB 15 1938 EFF 2 21 38
AMENDMENT OF JAN 16 1940 EFFECTIVE 1 26 40


3762 AFFILIATED FUND INC Al
JERSEY CITY NJ ANDREW J LORD PRES
R 8 EFFECTIVE AS OF AUG 17 1938 ON 8 24 38

AMENDMENT OF JAN 16 1940 EFFECTIVE 1 26 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)

3504 AMERICAN FOREIGN INVESTING CORP Al
ORIGINALLY FILED AS
FOREIGN BOND ASSOCIATES INC
JERSEY CITY NJ ROBT S BYFIELD PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED 12 28 39 1
PROSPECTUS PER SECTION 10B1 FILED 1 26 40 37
EDITORS NOTE 1 26 40
ADDRESS PER SUPPL PR FLO DEC 28 1939
NEW YORK NY


3679 INDEPENDENCE SHARES CORPORATE ON Cl
PHILADELPHIA PA A H GEARY PRES
SUPPLEMENTAL PROSPECTUS MATL FILED 1 9 39 25
ANNUAL REPORT FILED DEC 29 AMENDED 1 16 40 3
PROSPECTUS PER SECTION 10B1 FILED 1 26 40 36


3705 INDEPENDENCE SHARES CORPORATE ON Cl
PHILADELPHIA PA A H GEARY PRES
PROSPECTUS PER RULE 8008 FILED 1 9 39 44
ANNUAL REPORT ON FORM 2MD FILED 12 29 39 26
PROSPECTUS PER SECTION 1081 FILED 1 26 40 25


2343 THRIFT INVESTMENT CERTIFICATE CORP Cl
ORIGINALLY FILED ON FORM Al
MINNEAPOLIS MINN EDWARD E EDER PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 2 27 39 16
PROSPECTUS PER SECTION 1081 FILED 1 26 40 21


3959 THE UDYLITE CORPORATION Al
DETROIT MICH LEON K LINDAHL PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED 12 9 39 45
SUPPLEMENTAL PROSPECTUS MATL FILED 1 26 40 44


t ___________ I ____


































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regis26unit





PART II TRUST INDENTURE DATA

JANUARY 26, 1940
I U E N iA ( T-
FILE C ITY I II A S T A I E PRI CIPAL OFF I C T I T LE PAGES FILED
10. SE CU R I TY D E SCR I P T I O N
22- DATE FORAS CMIIT_
E CO 0 OF ACTION 0400 O00 00 _


NEW FILINGS


BLAW KNOX COMPANY A2
PITTSBURGH PA W P WITHEROW PRESS
3 1-2 PC SERIES
1ST MTG 80S DUE 1950
DATA INCLUDED IN R S 2-4300 FILED -
FORM ST DATA
FORM Ti UNION TR CO PITTSBURGH


1 26 40


AMENDMENTS FILED


LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRES
4 1-3 PC 2ND MTG 40YR SOS
DUE 1940 EXTD TO 1942
EDITORS NOTE
DATA INCLUDED IN R S 2-4278 FILED -
LIBERTY NATL BANK & TRUST CO
OF LOUISVILLE TRUSTEE
DATA INCLUDED IN R S 2-4278 AMEND -
ITEM 7 AND EX TIO AS EX 3


1 26 40
1 4 40

1 26 40


94


-j




UNIVERSITY OF FLORIDA |
31 26iIBBH 087 0 IB7ItI1 50 IIllII INilllt 11111
3 1262 08740 7150


I'




II




Full Text
xml version 1.0 encoding UTF-8
REPORT xmlns http:www.fcla.edudlsmddaitss xmlns:xsi http:www.w3.org2001XMLSchema-instance xsi:schemaLocation http:www.fcla.edudlsmddaitssdaitssReport.xsd
INGEST IEID ECRNC5NAP_BZSB3U INGEST_TIME 2013-02-07T19:10:23Z PACKAGE AA00000590_00327
AGREEMENT_INFO ACCOUNT UF PROJECT UFDC
FILES