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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00325

Full Text
SE 1-13' --


FOR IMMEDIATE RELEASE


REGISTRATION RECORD

SECURITIES ACT OF 1933

(TRUST INDENTURE ACT OF 1939)


FEBRUARY 9,


1940


INDEX

ISSUER NAME

THE AUTOCAR COMPANY


AVIATION CAPITAL

BETHLEHEM STEEL
COMPANIA DE PETR

INVESTORS MUTUAL

LYONS FINANCE SE
MAR ION RESERVE P

MORART GRAVURE C

NATIONAL BRUSH C

RUSTLESS IRON AN

SOLAR AIRCRAFT C

SOUTHWESTERN GAS


I NCORPO

CORPORATE

OLEO GAN

INC

RVICE IN

OWER COM

ORPORA T I

COMPANY

U STEEL

COMPANY
ANtD ELE


RATED

ION
SO AZ


DEL

UL


C
PAN Y

O N


C 0 RP


CTRIC CO


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON. D. C.


FILE NO.
2-
3204
4172
4315

4250

4296

2761
4167

4284

2809

4309

4280

4297


LTD






Foreword

This report of registration events occurring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (:INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture Data file number (22- ) and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reporting registration events, and containing digests of the principal
registration forms, may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cumulative index to registration statements
appearing in the report is issued periodically,
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
V, be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are 10i per page for the first 10C pages in any single
order, and 74 per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933


PART I REGISTRATION STATEMENTS


FEBRUARY 9, 1940
,,. ?,,i,"*0 """, "- "'c' o"" ^ ,T,, ,.,.ATE ,"M.T S. ,,. NN
:I: C I TY A TAT E PR INC IPAL OFF IC ER FT ITI LVE PAGES FILED

0. iSEUii D Ci P 01 0:0 00 000 Duo OF PROPOSED CASiN
lP P IN IE RITER DATEo OFFERING STATE- I MM



E REGISTRATION STATEMENTS FILED




4315 BETHLEHEM STEEL CORPORATION DEL A2
NEW YORK NY EUGENE G GRACE PRES
HOLDING CO SUBSIDS MFR STEEL ETC
X PC TO X PC SERIAL
OEBS DUE 1941-1950 $35 000 000
3PC CONS MTG 3OYR SF
BONDS SERIES G 1960
3 1-4 PC CONS MTG 25YR
SF DOS SERIES H 1965
ABOVE 2 ISSUES TO AGGREGATE $70 000 000
TOWARD RED OF SERIES U & E BONDS
EXPECTED TO BE
KUHN LOEB & CO ET AL AND
OTHERS TO BE NAMED BY AMENDMENT
REGISTRATION STATEMENT ORIG FILED 2 9 40 103 68 605


2 AMENDMENTS FILED


THE AUTOCAR COMPANY A2
ARDMORE PA R P PAGE JR PRESS
REGISTRATI ON STATEMENT REFI LED -
AMENDMENT FILED
ITEMS 6 34 FS CONS i PR


COMPANIA DE PETROLEO GANSO AZUL LTD Al
LIMA PERU ROBERT B MORAN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
FACE ITEMS 45 46 & PR


INVESTORS MUTUAL INC Al
MINNEAPOLIS MI NN EARL E CRABB PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
NEW Al FS CONS PR EX E G H & I
PROPOSED OFFERING AS AMENDED
SUBSCRIPTION AGREEMENTS FOR
SPECIAL STOCK CLASS A NPV
EACH AGREEMENT SUBSCRIBES FOR
MIN OF 100 00 AMT SPECIAL STK
EST NUMBER OF AGREEMENTS
SPECIAL STOCK CLASS A NPV AT MARKET
THRU SUBSCRIPTION AGREEMENTS
MAY BE ISSUED IN FRACTL SHS


MARION RESERVE POWER COMPANY A2
MARION OHIO C C ROBERTS PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ITEMS 22 23 24 25 27 41 PR
EX F AND 113A


RUSTLESS IRON AND STEEL CORP A2
BALTIMORE MD C E TUTTLE PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
ITEMS 6 17 24 36 45 47 FS CONS
PR EX Gi & 13


105 820
1 000 000


10 582 011


101
26






228
74


3204






4250







4296














4167








4309


45
45






51
51


39







147






65
25













28

9





71
8


44 20
43 18


49
51





32
31





































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regis09unit




"ENNAF __ __-_ __ 0 BRUARY 9. 19<0
U- MANE FORM

I Pf Y DE U OF PROPOSED CASH TAU 0y U 00 0 01M S

REC Ri A T V E R IR DA OFFERING STATE- W i ,


AMENDMENTS FILED


CONTINUED


SOLAR AIRCRAFT COMPANY Al
SAN DIEGO CALIF EDMUND T PRICE PRES
REGISTRATION STATEMENT EFFECTIVE ON -
S AS OF 4 30 PM E S TIME -
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 800B FILED -
POST EFFECTIVE AMENDMENT FILED
ITEM 27 4 PR


SOUTHWESTERN GAS AND ELECTRIC CO A2
SHREVEPORT LA A LIEBERMAN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED

AMENDMENT FILED -
FACE FEE ITEMS 4 5 10 15 17 84
27 28 34 FS CONS PR EX A3 BI F
G H2 K
SEE 22-3 ENTRY RE TR INDENTR DATA

PROPOSED OFFERING AS AMENDED -
3 1-4 PC 1ST MTG
BONDS SERIES A 1970 AT 103
$100 PAR SPC CUM PFO
FIRST IN EXCH FOR MAX OF 75000
SHS 100 00 PAR 7PC CUM PFD
ON BASES STATED IN I TEM 23
UNEXCH THRU UNDERWRITERS
AT 103


1 29 40
1 24 40
2 3 40
2 3 40
2 9 40


2
2

2




2
$16


5 40
5 40

9 40




9 40
000 000




75 000


16 480 000




7 725 000


S 7 WITHDRAWAL DATA



2809 NATIONAL BRUSH COMPANY A2
AURORA ILL FRANK G PLAIN PRES
R S EFFECTIVE AS OF FEB 11 1937 ON 2 25 37

REQ TO WITHDRAW DEC 4 1939 AMEND 2 9 40 2


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


4172







2761







4284


AVIATION CAPITAL INCORPORATED A2
NEW YORK NY AUGUSTINE HEALY PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


LYONS FINANCE SERVICE INC A2
PHILADELPHIA PA JAMES A LYONS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 10B1 FILED -


MORART GRAVURE CORPORATION A2
HOLYOKE MASS MAURICE J MORI ARTY PRES
R S EFFECTIVE 4 30 PM E S TIME ON -
PROSPECTUS PER RULE 8008 FILED -

PRICE REPORT PER RULE 970 FILED -


2


4380









4397


14
14






44


49


13

183





PART II TRUST INDENTURE DATA


FPBRUAG Y 9. 1940
PA6ES FILED I


I S UE1 Y A N E F O M
FILE I T T A I STATE PRI I C IPAL OFFICER TITLE
tO. SECU It I TY ESCRIPT ION
22- OF ACTIO
R*E ECO D OF ACT TI10


AMENDMENTS FILED


SOUTHWESTERN GAS AND ELECTRIC CO A2
SHREVEPORT LA A LIEBERMAN PRESS
3 1-4 PC 1ST MTG
BONDS SERIES A 1970
DATA INCLUDEn IN R S 2-4297 AMEND -
ITEM 4T OF FORM ST DATA
APPLICATION PER SECTION 31081


2 9 40


E




UNIVERSITY OF FLORIDA


3 1262 08738 4482