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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00323

Full Text

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FOR IMMEDIATE RELEASE


REGISTRATION RECORD


SECURITIES ACT OF 1933


(TRUST INDENTURE ACT OF 1939)


FEBRUARY 5, 1940

(INCLUDES ANY STATEMENTS EFFECTIVE FEBRUARY 4, 1940)


INDEX

ISSUER NAME


AMERPI CAN FIDELITY LIFE INSURANCE CO

AMt WI CAN WRINGER COMPANY INC


4293 DA T r POWER AND LI GHT

,2639 DI VE S i i F I EL) INVESTMENT


FREE TRA
G R ( C I- R Y

K E Y 3 T 0 N E

KEYSTONE


KE STONE

KEY ST 0 NE
KE "STONE

KL STONE

KE STONE
K E Y a T 0 N E

K E Y i T O N E

L 0 OU I V I L

UT E N i A C 0

M U T il A L H


DERS

STORE


C U S T

C U S T




CU ST

CU ST

CUST
CUST


INC

PRODUCTS


O0


OD

OU
00



0OD

0OD

0 0


LE RA I LWA

MANUFACTU

MANAGEMENT


N FUN

N FUN

N FUN

N FUN

N FUN

N FUN

N FUN

N FUN

N FUN

Y COM

RING

COMP


COMPANY

FU N U 1


C 0

OS INC

DS INC

DS INC

OS INC

US IN C

US INC

OS INC

DS INC

0S INC

PANY

COMPANY

ANY


4006 NEw E lGLAND FUND

4218 NUGOL) MINES 1939 LIMITED

4282 PL OIB TOOL COMPANY

3720 PRIJOENTIAL CORPORATION

4260 PRUUErjTIAL CORPORATION

4297 SOUTHWESTERN GAS AND ELECTRIC CO

4216 E HR S CUT RATE ORUG COMPANY I NC


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-
4 306

42 H 3


4165


4 0 8
4087

4 0 ii 8

40 89

409(0

4091

4092

4093

4094
4095



4290

357'9







Foreword

This report of registration events occurring under the Securities Act of
1933 and corresponding data for events under the Trust Indenture Act of 1939,
is issued daily by the Securities and Exchange Commission. Registration events,
as they occur, are reported under the following headings:
PART I REGISTRATION STATEMENTS:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED?
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
PART II TRUST INDENTURE DATA
Trust Indenture Data are shown, as far as applicable, under the same
headings as in Part I.
If material pursuant to the Trust Indenture Act of 1939 is included in
the Registration Statement, reference is made (in the Part I entry)
to the Trust Indenture 'Data file number (22- 1 and details will be
found in Part II of the same edition of the report. Data in Part II
show cross reference to the registration statement file number (2- ),
if the data are filed as a part of a registration statement.
INSTRUCTIONS The various items of information which appear in the report are
arranged according to a system of indentations which parallel the indentations in
the column headings. A HANDBOOK on registration procedure illustrating the method
used in reporting registration events, and containing digests of the principal
registration forms,.may be obtained from the Commission on request.
INDEX An alphabetical list of the names of all security issuers included in this
report appears on the cover page. A cumulative index to registration statements
appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts required to
be furnished in registration statements
EX exhibits (to registration statement)
FACE facing sheets; i.e., cover page of registration
statement
FS financial statements
PR prospectus
RS registration statement
PHOTOCOPIES The number of pages contained in each document filed with the Com-
mission is reported in order to facilitate the placing of orders for photocopies.
The Commission supplies photocopies of any document, or any part of any document,
on public file. Prices are 10t per page for the first 10C pages in any single
order, and 7t per page for each page over 100 pages. In ordering, please give
file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on the
merits of securities registered with it. It does not guarantee any
securities, nor can it guarantee the correctness or accuracy of in-
formation filed with it in registration statements. The Securities
Act of 1933 provides that a registration statement be on file with
the Commission and open to public inspection for at least twenty
days before a security issue may be offered for public sale in inter-
state commerce. The Act also requires that a prospectus containing
a summary of the data in the registration statement be given to each
purchaser of such securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933


PART I REGISTRATION STATEMENTS


ISSUER NAME FORM
C IT N D S T A T E PR IN C IPA L OF F IC ER T IT LE
FILE INDU 0 IS T Y e
0 S E YU IT E C4 P
I lP R I T 0 NE N RI T ER
R lE C 0 R & OF ACTlONp 'o


FEBRUARY 5, 1940
PAGES FILED
UNITS REGISTERED AGGREGATE AMNOUT -
00ooo0 000 00ooo 0 OF PROPOSED CA .

DATE OFFERING ASTE- INIBIlS
S0 0 00 00 MINTW / 1 1


2 AMENDMENTS FILED



4306 AMERICAN FIDELITY LIFE I INSURANCE CO A1
KANSAS CITY MO A 8 CRITES ET AL
REGISTRAT ION STATEMENT OR G F ILED 1 27 40 37 28 48
AMENDMENT FILED 2 5 40 1
ATTACHING SIGNATURES

4283 AMERICAN WRINGER COMPANY INC A2
WOONSOCKET RI HAROLD T MERRIMAN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 1 22 40 3
AMENDS TO DEFER EFFECTIVE DATE 2 5 40 3

4293 DAYTON POWER AND LIGHT COMPANY A2
DAYTON OHIO FRANK M TAIT PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 2 3 40 32 45 5
AMENDMENT FILED 2 5 40 17 45 57
ITEMS 14 15 PR & EX 83
SEE 22-5 ENTRY RE TR INDENTR DATA

4165 FREE TRADERS INC Al
NEW YORK NY GEORGE B JOHNSTON PRES
LAST PREVIOUSLY RECORDED ITEM-
AMENDS TO DEFER EFFECTIVE DATE 1 23 40 1
AMENDMENT FILED 2 5 40 19 13 3
ITEMS 3 27 31 THRU 36 39 46
47 PR AND EX H2
UNDERWRITING DATA AS AMENDED 2 5 40
GEO H JOHNSTON ET AL MAY BE UNDS

4282 PLOMB TOOL COMPANY Aa
LOS ANGELES CAL M B PENDLETON PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 22 40 27 19 82
AMENDMENT FILED 2 5 40 10 19
FACE ITEM 45 CONS & PR

4297 SOUTHWESTERN GAS AND ELECTRIC CO A2
SHREVEPORT LA A LIEBERMAN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 29 40 23 14
AMENDMENT FILED 2 5 40 46 44 2
ITEMS 4 5 6 7 8 9 14 16 21 22
23 25 41 PR & EX 11
AMENDMENT FILED 2 5 40 5 13
SEE 22-3 ENTRY RE TR INDENTR DATA


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


4290


MENASCO MANUFACTURING COMPANY Al
LOS ANGELES CALIF A E SHELTON PRES
AIRCRAFT ENGINE MFR & REPAIR ETC
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
X1 PAR COMMON AT 1 50
FIRST TO STOCKHOLDERS THRU WTS
UNSUB MAY FIRST BE OFFERED TO
CREDITORS OF ISSUER AS
PAYMENT OF DEBT & TO PUBLIC
THRU OFFICERS & DIRECTORS
BAL UNSUB THRU UNDRWRTRS
FOR MACHY EQUIP DEBT & WORK CAP
SUTRO & CO


300 000


450 000


48
29


23 173
25 a




FEBRUARY ". 1940

FILE I MI NO O I I UNITS REGISTERED AGGREGATE AMOUNT -I
I E US U N E I OI OF PROPOSED CASH TWATOI PR0--

RE uO r A T' 0 E Cw I1 TE T D OE N OFFERING mSTT- m llITI


3 REGISTRATION STATEMENTS FULLY EFFECTIVE CONTIHUBD




4260 PRUDENTIAL CORPORATION Al
UALLAS TEXAS DALLAS RUPE PRES
LOAN COMPANY
REGISTRATION STATEMENT ORIG FILED 12 11 39 51 27 42
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 2 1 40 5
REGISTRATION STATEMENT EFFECTIVE ON 2 5 40
AS OF 4 30 PM E S TI ME 2 3 40

*1 PAR SOC NON CUM CLASS A PREF
AT 10 00 100 000 1 000 000
FOR WORKING CAPITAL
DALLAS RUPE A SON


5 POST EFFECTIVE AMENDMENTS EFFECTIVE


37aO PRUDENTIAL CORPORATION Al
DALLAS TEXAS DALLAS HUPE PRES
REGISTRATION STATEMENT EFFECTIVE 9 16 38
AMENDMENT OF JAN 12 1940 EFFECT VE 2 5 40


7 WITHDRAWAL DATA


4Al8 NUGOLU MINES 1939 LIMI TED Al
TORONTO ONT WILLIAM SANDERSON PRES
NOTICE DEC 22 SETS HRNG WASHINGTON 1 4 40
HEARING JAN 4 POSTPONED JAN 2 TO 1 16 40
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 1 27 40 1
R S WITHDRAWAL REQUEST FILED 2 5 40 1


8 ANNUAL REPORTS FILED ( MD FORMS )


2639 DIVERSIFIED INVESTMENT FUND INC Al
ANNUAL REPORT ON FORM 1MO FILED 2 5 40 21


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


GROCERY STORE PRODUCTS CO
UNION CITY NJ BEVERLY C
R S EFFECTIVE AS OF JUL
PROSPECTUS PER SECTION
SUPPLEMENTAL PROSPECTUS


El
OHLANOT PRES
20 1937 ON -
1081 FILED -
MATL FILED -


KEYSTONE CUSTODIAN FUNDS INC Cl
BOSTON MASS SIDNEY L SHOLLEY PRES
PROSPECTUS PER RULE 800B FILED -
ANNUAL REPORT FILED WITH RS 2-1557 -
SUPPLEMENTAL PROSPECTUS MATL FILED -


KEYSTONE CUSTODIAN FUNDS INC Cl
BOSTON MASS SIDNEY L SHOLLEY PRES
PROSPECTUS PER RULE 8008 FILED -
ANNUAL REPORT FILED WITH RS 2-1557 -
SUPPLEMENTAL PROSPECTUS MATL FILED -



CONTINUED ON NEXT PAGE


3281






4087






4088





1 5 5u 1ER 4* 1[O I 0
F ILE i AN ?m IA t I, CIPAL O FF IC LA T IFL, PAGEES FILED
FILE U U y UNITS REGISTFRtD S f, AGB FOATt ANO1 r ,_
NO. S U F O[ CIR 1 u...I OF PRUPI, ID C.-S" l,,Ow Pku- f, S
PR V A L I U i DATE OFFER i nG TATEi. VCT1M
P C 0 'R' F ACT J 1 ME. 4T


SUPPLEMENTAL DATA
'9 'TNT I N I ?D
(NOT FILED AS A PART OF REG. STATEMENT)


4 'ti' KEY S TO NE CUS o I A N FUNDS IN C Cl
B OSr N MASS SI DNEY L SHOLLEY PRESS
S PROSPECTUS PER HULE 8008 FILED 8 19 39 20
ANNUAL REPORT F ILED W I TH RS 2-1 57 12 29 39 90

i SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


>' EY 'KE YSTO NE CUSTODY AN FUNDS INC Cl
BOSTON MASS SIONEY L SHOLLEY PRES
PROSPECTUS PER RULE 800B FILED 8 19 39 20
ANNUAL REPORT FILED WITH RS 2-1557 12 29 39 90
SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


4091 KEYSTONE CUSTODI AN FUNGUS INC Cl
I OSTON MASS SIDNEY L SHOLLEY PRESS
PROSPECTUS PER RULE 800B FILED 8 19 39 20
ANN t REPORT FILED WITH RS 2-1557 12 29 39 90
S M L MENTAL PROSPECTUS MATL FILED 2 5 40 21



4092 ,KEYSTONE CUSTODIAN FUNDS INC Cl
80STON MASS SI DNEY L SHOLLEY PRES
PROSPECTUS PER RULE 8006 FILED 8 19 39 20
ANNUAL REPORT FILED WITH RS 2-1557 12 29 39 90

SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


4093 KEYSTONE CUSTODIAN FUNDS INC Cl
BOSTON MASS SIDNEY L SHOLLEY PRESS
PROSPECTUS PER RULE 8008 FILED 8 19 39 20
ANNUAL REPORT FILED WI TH RS 2-1557 12 29 39 90

SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


4094 KEYSTONE CUSTODIAN FUNDS INC C1
BOSTON MASS SIDONEY L SHOLLEY PRES
PROSPECTUS PER RULE 800B FILED 8 19 39 20
ANNUAL REPORT FILED WITH RS 2-1557 12 29 39 90
SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


4095 KEYSTONE CUSTODIAN FUNDS INC Cl
BOSTON MASS SIDNEY L SHOLLEY PRES
PROSPECTUS PER RULE 8008 FILED 8 19 39 20
ANNUAL REPORT FILED WITH RS 2-1557 12 29 39 90

SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 21


4278 LOUISV ILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRES
REGISTRATION STATEMENT EFFECTIVE ON 1 30 40
AS OF 4 30 PM E S TI ME 1 23 40

PRICE REPORT PER RULE 970 F ILED 2 5, 40 1
PROSPECTUS PER RULE 8008 FILED 2 5 40 21


3579 MUTUAL MANAGEMENT COMPANY Cl
JERSEY CITY NJ HERBERT J LYALL PRES
R S EFFECTIVE AS OF FEB 3 1938 ON 2 4 38
PROSPECTUS PER SECTION 1081 FILED 3 2 39 19

SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 23


4006 NEW ENGLAND FUND Al
BOSTON MASS RAY VANCE CHAIRMAN
R S EFFECTIVE AS OF APR 20 1939 ON 5 8 39
AMENDMENT OF NOV 3 1939 EFFECTIVE 11 7 39

SUPPLEMENTAL PROSPECTUS MATL FILED 2 5 40 8


I I





I S UfR NAMEi F
S. r (" I T T' 1 mDN D I a T E
FI"L I TI N4 U S IR T
NO. S E CU R IT Y ODE S CRI P
2 p ui q e i s s
R l P C J 0 R 0 F A [
RE COh OF A 1 1Iu




(NOT FIL


F[PI A ). 194U
FORMr
PRINIPaL uFFIC(N TITLE Phr[sr FiLrD
TmPIF I T UNIT5 REGIS RED GREATER AMOUNT
u i OF PROPOSED ClSH u,,TIOW prf
FI w R r DAT( OFFERING A (L- PA(CT i L]IGITS
I FI f I i MEAt (


SUPPLEMENTAL

ED AS A PART OF


DATA

REG. STATEMENT)


'OINTINIJKD


4216 a i


W i H4S CUT RA fE R1IG COMPANY I NC A2
ORIGINALLY F I LED ON FORM Al
S T ETEHRS URG FLA J E WEBB PHES
SE (;I ISTHAT 1 ON STATE NT EFFECT I VE ON -
AS OF 4 30 PM E S TI ME -
PRI CE REPORT PER RULE 970 F ILED -
PROSPECTUS PER RULE 8000 FILED -
E) I TORS NOTE
F RM OF ABOVE R S SHOULD HAVE BEEN
SHO N I N RECORD AS A2 I NSTE AD
JF 3;INCE DEC 1 1939 AT WHICH
T IME FORM WAS CHANGED FROM Al
TI 0 8Y AMENDMENT OF THAT DATE


PART II TRUST INDENTURE DATA


ISSUER NAME FORM
FILE C ITY AND STATE PRINCIPAL OFFICER TITLE PAGES FILED
N0. S E CU R I T Y DE S CR I P T I O N
22- DATE FORMS EXHIBITS
RECORD OF ACT ION 00 00 00



AMENDMENTS FILED


DAYTON POWER AND LIGHT COMPANY A2
DAYTON OHIO FRANK M TAIT PRES
3PC 1ST MTG BONDS DUE 1970
DATA INCLUDED IN R S 2-4293 AMEND -
I TEM 4T OF FORM ST DATA


SOUTHWESTERN GAS AND ELECTRIC CO A2
SHREVEPORT LA A LIEBERMAN PRESS
3 1-4 PC 1ST MTG
BONUS SERIES A 1970
DATA INCLUDED IN H S 2-4297 AMEND -
FACE I TEAMS 4 & 8 EX T1AA T1B
AND TID OF FORM Ti


2 5 40







2 5 40






UNIVERSITY OF FLORIDA



3 1262 08738 4334





















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