<%BANNER%>

FDLP



PRIVATE ITEM
Digitization of this item is currently in progress.
Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00320

Full Text



























F'. : . -* /' : 7


-J
* I. I


'-V


SFE I.I '..


,1: 4 .-


T.1 \-, L ;I -r- y










This report ot re i .trt i-r e'.'.-r', l o,_urring under the Securities Act of
1933 is issued daily by the Securities anri Exchange Commission. Registration
events, as they occur, ar reported under the following headings:
1. REGISTRATION STATEMENTS PILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION 'TAE.MENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIE.:I E., COR OTHERWISE t.T FULLY EFFECTIVE
5. POST EFFECTIVE AFENDMEIETS EFFECTIVE
6. SUSPENSION ZATA INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according t.c a system of indentations which parallel the inden-
tations in the column heaiii;s. A HANDBOOK on registration procedure illus-
trating the method useiJ in reporting registrat.in events, and containing
di;ests of the principal. r- -:traticr. fr: ".-.' be ob*.ained from the Commis-
sion on request.
INDEX An alphabetical 1i-t f: the ramees of A. security issuers included in
this report appears on th.e .-over pa:e. A 2'-7 .a3tive index to registration
statements appearing in t.e rtfcort is issued periodicall.v.

ABBREVIATIONS Followin' IT. 'nA., tif thei more :'requentLy used abLreviat ins:
AMEND -
CONS c-j,:. -. -cr : =r:ts of experts
req- r,. '3s Doe furnished in regis-
trat i )r. statements
EX exhir.-ts (to registration statement)
FACE facir.- street : i.e., cover page o0
r,- i-. ir -. atc-f r.t
FS finance: .l statements
PR pro' per.-' :
R S re-i: rat. r. st- tement
PHOTOCOPIES The numwiber c i-. c ..-r.ta.rine.: in- each document filed with the
Commission is reported in r -- tac :itate the placing of orders for
photocopies. The Comrmis.:.rn s;.i, p-ot.-:op ies of any document, or any
part of any document, on public file. Prices are 10d per page for the first
100 pages in any single rider and 7" per .p3e for each page over 100 pages.
In ordering, please ive 'ile number and s i.er- name of registration statement.

I IMPORT ANT

The Securities 3r-; Ex.han:- .om..ssion does not pass on
the merits of .e ur -- -. ist* r wi.h :-.. It does not
guarantee any secur : ies, ror can it ,.i..-antee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on fil1e with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prt_CLc t'u-s conta ainri- a summary of the data in
the registraticrn s'ta- =r. t be given to each purchaser of such
securities at .o-r cefjre the time Kf the sale.





JaLt -, 1940
SSSUER E AME F N
FILE C I Ty A D S T A T E PRINCIPAL OFFICER TITLE PAGE FILE
I ND U T R Y Un ITS REGISTERED AGREATE ANOUWT -- ---
Ra S E p T t ED E CIS; P T 000 000 000 OF POSED C.IS IT 0 -"

EO FRPROP o 0 F A TO OFFE CRI NG TAE- TIP TU





1 REGISTRATION STATEMENTS FILED



42d 3 AMERICAN RINGER COMPAlNY INC A2
WOONSOCKET RI HAROLO T MERRI MAN PRES
MFN OF UOUL r ED RUBBER PRODUCTS
510 PAR COMMON AT 12 50
BY ISSUER 23 715 296 438
INCLUDES JO TREASURY SHARES
BY HENRY SALOMON 4 200 52 500
BY BARRETr AND COMPANY 5 000 62 500
ISSUERS PART FOH DEBT & WORK CAP
BARRETT AND COMPANY
SATTERFIELO a LOHRKE El AL
MAY RE UNOERWRI TERS

REGISTRATION STATEMENT ORIG F ILED 1 d 40 133 29 39




2 AMENDMENTS FILED


AVIATION MANUFACrURING CORPORATION C2
NEW YORK NY I H BEAL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
PROSPECTUS



BEECH AIRCRAFT CORPORATION A2
WICHITA KANS ALTER H BEECH PRES
REGISTRATION SfAFEMENT REF I LED

AMENDMENT FILED
FACE FEE I FEkIS 6 23 24 27 2R
34 PR EX F A I F2A
PROPOSED OFFERING AS AMENDED
31 PAR COMMON AT 9 00 ON MARKET
PER ITEM 23
THRU UNOE R RITE RS
OPTIONED TO UNDER R I TEARS
FOR RESALE
AMENDS TO DEFER EFFECT I VE DATE


COPPERWELD STEEL COMPANY
GLASSPORT PA S EUGENE BRAMER
REGISTRATION STArTEMNT EFFECTIVE
AS OF 4 U5 PM E S TI
PRICE REPORT PER RULE Q70 F ILE

POST EFFECTIVE AMENDMENT FILED
EXHIBIT 1 11


GUARANTEE RESERVE LIFE COMPANY
FORT COLLINS COLO R B HEL I CK
R S EFFECTIVE AS OF NOV 6 1933
AMENDMENT OF NOV 27 1433 EFFECT
POST EFFECTIVE AMENDMENT FILED

POST EFFECTIVE AMENDMENT f I LEO
NEW Al FS CONS PR EX A 8
E F & G
PROPOSED OFFERING AMENUEll
FOR DETAILS SEE AMENDMENT
UNDERWRITING DATA AS AME14DED
C 8 HENDERSON


A2
PRESS
ON -
ME -
D -





Al
PRESS
ON -
VE -


C 0


I1

1





12

1.


1 H 40


000

651
40




3q

39

40





1 35
1 3
58

40


40

40


12
12
12

1





11
12
9

1



1


4265








4079















423a8









192


45 000

275 859


9

3





68

16







1






1

4







1 U

I A


18









2

















162







1 2

20


REGISTRATION RECORD


SECURITIES ACT OF 1933




JAUARY H, 1 340
------ ISSUEA --mA-FORM----
FILE CI AD STATE PRINCIPAL OFFICER TITLE PAGES "" FILED
N SE C EDECRSS WRITR 000 000 000 OF PROPOSED CA4 TUATI PR1.
O sRIPT I ooS o ooo10
a I suE I W R I T E R DATE OFFERIII STATE- 3Sll
S A i T NP TI 0 0 0O 0 0 0 NEXT




2 AMENDMENTS FILED CONTINUED



3879 REPUBL IC INVESTORS FUND I NC A
JERSEY CI TY NJ WILL AM R BULL PHES
REGISTRATION STATEMENT EFFECT VE 2 9 39
SUPPLEMENTAL PROSPECTUS MAT IL FILED 4 22 39 20

POST EFFECTIVE AMENDMENT FI LED 1 8 40 37 26 29
FACE ITEMS 5 6 10 14 16 17 23
24 25 28 29 31 32 47 PH EX A10
All F2 1 1A
PROPOSED OFFERING AS AMENDED 1 8 40
1l PAR COMMON AT MARKET 350 000 2 590 000


4245 HYAN AERONAUTICAL COMPANY A2
SAN DIEGO CALIF T CLAUDE RYAN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 12 21 39 6 20 2

AMENDS TO UEFE EFFECT VE UATE 1 8 40 1


4264 VULTEE AIRCRAFT INC Al
DOWNEY CALIF RICHARD W MILLER PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 5 40 37 32 21

AMENDMENT FILED 1 8 40 11 30
ITEM 3 & PH


4316 WEBBS CUT RATE DRUG COMPANY INC Al
ST PETERSBURG FLA J E WEBB PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 1 2 40 2 28

AMENDMENT FILED 1 8 40 2
ATTACHING SIGNATURES




3 REGISTRATION STATEMENTS FULLY EFFECTIVE


AMERICAN ARMAMENT CORPORATION Al
NEW YORK NY A J MIRANDA JR PRES
MFR & OEV OF IMPLEMENTS OF WAR
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 30 PM E S TIME ON -

51 PAR COMMON AT 5 50
FOR DEBT DEVELOPMENT A WORK CAP
TOBEY & CO AND
HEINZELMANN RIPLEY i CO INC


AMERICAN GAS AND ELECTRIC COMPANY A2
NEW YORK NY GEO N TIDO PRES
PUBLIC UTILITY HOLDING COMPANY
REGISTRATION STATEMENT URIC F ILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED -

R S EFFECTIVE 4 30 PM E S TIME ON -

2 3-4 PC SF DEBS DUE 1950 AT 102 50
3 1-2 PC SF DEBS DUE 1960 AT 103 50
3 3-4 PC SF DEBS DUE 1970 AT 103 50
8100 PAR 4 3-4 PC CUM PFO
AFTER RECLASSIFICATION OF SECS
FIRST IN EXCH FOR 355623 SHARES
86 CUM PFD NPV ON BASIS 1 SH
OLD PFO FOR 1 SH NEW PFO
PLUS CASH PER ITEM 25
UNEXCHANGED THRU UNDRWRTRS
AT 105
TOWARD RED OF SPC G DEBS SER DUE
3038 AND 6 00 CUM PFO NPV
BOMBRIGHT & COMPANY INC ET AL


1 27 39
2 20 39

1 H 40

300 000


12

1

1
s B
s10
112


19 39

5 40

7 40

000 000
000 000
000 000


1 650 000













8 200 000
10 350 000
12 420 000


355 633 37 340 415


61 31

51 33


160 11 407

1I 75 136


4848













4267



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida. George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regirec08unit




JANUARY @, 1940
--- |ISSUER-NAME------------ FonMl -----------|------
SC I T Y AND S T ATE P t l L F F I C ( PAGES FILED
FILE I N DUST 8 Y UNITS REGISTERED AGGREBrTE AMOUNT N
0 PUR SED I SS U 00 000 00 OF PROPOSED CASH TRITION P ..
S1E PR IN N T ER W R RDATE OFFERING STATE- SFTUS .11T
I E C OF A T ION D TR 00 0 00 0 0 NMEIT




3 REGISTRATION STATEMENTS FULLY EFFECTIVE CONTINUED



4072 SEI BERL ING RlIRRER COMPANY A2
AKRON OHIO J P SEI BERLIN PRESS
MFR OF RUHRER TIRES & TUBES ETC
R EGI STRAT I ON STATEMENT REF I LED 12 RO 39 94 A 3 83
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT F ILED 1 6 40 7 53 16

R S EFFECT IVE 4 30 PM E S T IME ON 1 8 40

$S 50 CUM CONV PRIOR PREFERENCE NPV
CONV THRII JULY 1 1949 AT 50 00 28 000 1 400 000
COMMON NPV
RES FOR CONV 155 556
RES FOR WTS TO BE I ISSUED TO
UNDRWRTRS FOR SALE OF PREF
WT PRICE TO BE PRI CE FOH
CO AT WHICH PRE F MAY RE
CONVERTED INTO COMMON NPV
IF RESOLD TO BE AT MKT 15 000 138 750
FOR DEBT ADVANCE TO SE IIERLING
RUBBER CO OF CANADA LTD & WORK CAP
E H ROLLINS & SONS INC ET AL


REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE

4 OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE


4266 MARQUETTE MINES INC Al
ISHPEMING MI CH J T LA HAM PR F S
R EGI STRAT I ON STATEMENT ORIG F I LE D 12 18 39 58 21 101

R S EFF BUT APPARENTLY DEFI CI ENT
4 30 PM E S TIME ON 1 6 40


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


4261






3605







4262








P.35







3182


ALLIED F FINANCE COMPANY Al
UALLAS TEXAS A F PI LLET PHES
R S EFFECTIVE 4 30 PM E S TIME ON -

PROSPECTUS PER RULE B00B FILELJ -


AMERICAN PARTICIPATION INC
SPRING IELD MU WALTER N GEORGE
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT ION 1081 F IL

PROSPECTUS PER SECTION IOR1 FIL


ASSOCIATED TELEPHONE COMPANY LTD
SANTA MONICA CAL IF C F MASON
R S EFFECTIVE 4 30 PM E S TIME
AMENDMENT OF JAN 5 1940 EF FE CT I

PRICE REPORT PEH RULE 970 FILE
PROSPECTUS PER PULE 800B FILED


ATLANTIC OIL INVESTMENT CORP
TULSA OKLA PAUL I JOHNSTON
LAST PREVI U bSL Y RECORD I TEM
PROSPECTUS PE H bECT I ON 1001 F IL

PROSPECTUS PER SECT I ON 10r1 FIL


B F AVERY A SUNS COMPANY
LOUISVILLE KY CHARLES 1 RAY
REGISTRATION STATEMENT EFFECT VE
PROSPECTUS PER SECT I ON 10 1 F IL

PIUSPECTUS PER SE CT I ON 10l 1 F IL


C1
PRFS

ED -

ED -


A2
PHES
ON -
VE -





Al1
PR ES

EU -

ED -


AZ
PRES

FD -

ED -




JANUARY B, 1940
C IS S U ER STATE PRINCIPAL OFFICER T IT LE PAGES FILED
FILE I II T E PRINCIPAL OFFICER TITLE UNITS REISTEED AGGREGATE AMOUNT PA FILED
NO. SE ; I DE C C IPUTJ ON 000 000 000 OF PROPOSED CAIS TGIS O.

EC ,YDO0 OIoT 0 0 D E 0 OFFERING SFTATE-. SPE ll



SUPPLEMENTAL DATA
9 CONTINUED
(NOT FILED AS A PART OF REG. STATEMENT)


2569 UMAHA & COUNCIL BLUFFS ST RY CO A2
OMAHA NEBR FRED P HAMI LTON PRESS
RE'G I STATION STA TE IENT EFFE CT I VE 11 11 36
ANNUAL REPORT ON FORM IMD FILED 4 27 39 30
PROSPECTUS PEN H SECT I ON 0lUB FILE 1 8 40 30


2550 OMAHA & COUNCIL L BLUFFS STREEr RY CO
B COMM 01
0 M A H A NERR D )ALE CLARK CHA I RMAN
R R EFFECTIVE AS OF NOV 3 1936 ON 11 11 36
PROSPECTUS PER SECT I ON 1081 FIL ED 1 B 40 15


I I S .L...........i ___ J




UNIVERSITY OF FLORIDA


3 1262 08740 7127