Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00308


This item is only available as the following downloads:


Full Text


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REGISTRATION RECORD


SECURITIES ACT OF 1933


DECE' B R

( INCLUDES ANY C-ATE O '. -.


FILE NO.
2-


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24, & 26, 19 ..)


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FQreword


This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS PILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
8. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS PILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OP REGISTRATION; STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10d per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT
The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT OF 1933


I TS SU R N AM F F a
C I T T A N T A I E PRINCIPAL OFFICER TITLE


1RECO OF ACT ION


UNITS REGISTERED
000 000 000
DATE
00 00 00


l)BCFll!:h y7. 193B

PAGES FILED
AGGREGATE AMOUNT A FIL E
OF PROPOSED CASH 1mTATII PRO.
OFFERING STATE- S" M EjIII1
NEr


I I I


REGISTRATION STATEMENTS FILED


3901









3903
















3904










3902


10 000


12 37 38









15 000





12 27 38










12 27 38






1 0O2 275


210 455


BEACON ASSOCIATES INC A
PROV IDENCE RI KENNETH H LARLE PRESS
SMALL LOANS HOLDING CO
S25 PAR 7'PC CUM CONV PFD AT 25 00
FOR ADVANCES TO SUBSID FUR WK CAP
NO UNDERWRITER NAMED

REGISTRATION STATEMENT RI G F I LED -


HONOLULU GAS COMPANY LI MITED A2
HONOLULU HAWAI I ALFRED L CASTLE PRESS
OPEHATI NG GAS UTILITY
120 PAR COMMON
F FIRST TO STOCKHOLDERS THRU WTS
AT 20 00
UNSUB TO BE OFFERED AT AUCTION
SALE TO HIGHEST BIDDER
PROBABLY AT 40 00 MAX
IF SHS OTHERWI SE OFFERED
TERMS BY PUST EFF AMEND
FOR ERECTION OF GAS HOLDER FOR
DEBT AND CORPORATE PURPOSES
NO UNDERWRITER NAMED

REGISTRATION STATEMENT 0RHI FILED -


QUINBY & CO Cl
ROCHESTER NY H D QUINBY JR SOLE OWNH
INVESTMENT TRUST
CUSTODIANS ACCEPTANCE OF
OWNERS ORDERS UNDER QUINBY PLAN
AGGR AMT NOT TO EXCEED
FOR INVESTMENT
REGISTRANT IS SPONSOR

REGISTRATION STATEMENT ORIG FILED -


UNION BAG & PAPER CORPORATION A2
NEW YORK NY ALEXANDER CALDER PRESS
MFR PAPER BAGS & OTHER PAPER PRODS
SUBSCR OPTION CTFS FOR CAPITAL NPV
TO STOCKHOLDERS
CAPITAL NPV
F FIRST THHU SUBSCR CTFS
UNSUB TO CERTAIN EMPLOYEES
BAL UNSUB THRU UNURWRTRS
TOWARD PAYMENT OF I NDEBTEDNESS
E H HOLLINS & SONS INC AND
BLYTH & CO INC
OTHERS TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORI G FILED -


27 38


250 000













600 000













1 200 000


40 1 B


118 49 168


13


831 37 Q57


2 AMENDMENTS FILED


1D VIDEND SHARES INC Al
JERSEY CITY NJ CALVIN BULLOCK PRESS
R S EFFECTIVE AS OF FEB 17 1938 ON -
AMENDS OF JUN 27 & JUL 18 1938 EFF -
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE AMENDMENT F ILEU -
I TEMS 3 16 19 20 26 33 34 35 36
39 46 47 FS CONS PR EX 86 & E14
PROPOSED OFFERING AS AMENDED -
25C PAR CAPITAL AT MARKET'
OF WHICH 2456094 SHS HAVE BEEN
SOLD UNDER THIS H S PER ITEM 20


FILE
NO.
2 -


1


12


35b8


2
23
27
27

27
515


38
041 24


442 261


































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regrec27unit





S I U ER AME To -m
FILE CIT Y AND STATE PRINCIPAL OFFICER TITLE PAGES F ILD
0 R Y UNITS REGISTERED, AGO REBATE AMOUNT IS I
2O0: I KPUi*4to ( 0~ OF PROPOSED CASH I R TRT ,iiN
1 t T DAO ,A OFFERING STATE. SEC TW
___ __ __ __ __ __ ___ __ __ __ __ 0 0 c. u o


2


AMENDMENTS FILED


riNT INUK)


1618














3120





















3679









3705









3782










3890










354 0


PETROLEUM INVESTORS TRUST
F C HALL INC CO ISSUER
LOS ANGELES CAL IF FRED L WILKE
OKLA CITY OKLA F C HALL
LAST PH V IOUSLY RECORDED ITEM
AMENDS TO DEFEH EFFECT VE UATE

AMENDMENT FILED
I TEt4S 31 THRU 37 46 52 53
EX H6 AND H7


WESTGATE GREENLAND OIL COMPANY
KANSAS CITY MO 0 G H ITLER
LAST PREVIOUSLY RECORDED I T EM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
PROSPECTUS


A 1
PRESS
PRESS



PR



A2
PRESS


10 1
8 19

12 ;a7

12 p7

4






7 7

8 24
3 26

8 19

12 27

12 27


INCOME ESTATES OF AMERI CA I NC Cl
PHI LADELPH IA PA ALLAN N YOUNG PRE
REGISTRAT ION STATEMENT REEFFE CTI VE -
ANNUAL REPORT F ILED APR 30 AMENDED -

POST EFFECTIVE AMENDMENT F ILEU
FACE
PROPOSED OFFER ING AS AMEND ED
TRUSTED INCOME ESTATES SERIES C
ACCUMULATION PLAN CERTIFICATES
SOLO UNDER THIS R S AT 1200
REMOVED FROM REGI STRATI ON
PER THIS AMENDMENT


INCOME ESTATES UF AMEH I CA I NC Cl
PHI LADELPH IA PA ALLAN N YOUNG PRESS
REGISTRAT ION STATEMENT EFFECTIVE -
AMENDMENTS OF JUL 19 AND
AUG 11 & 17 1937 EFFECT VE -
AMENDS OF MAR 16 & 25 1953 EFF F
ANNUAL REPORT FILED WITH RS 2-764
APR 30 1938 AMENDED

POST EFFECTIVE AMENDMENT F ILED
FACE
PROPOSED OFFER ING AS AMENDED -
TRUSTEED INCOME ESTATES ORIG SERIES
ACCUMULATE ION PLAN CERTI F I CATES
MONTHLY DEPOSIT AT 1200
I INSURANCE SERIES AT 1200
FULLY PAID AT 1200
AGGR AMT SOLD UNDER THIS RS
AGGR AMT REMOVED FROM
R EG ISTRATI ON PER THIS
AMENDMENT


INDEPENDENCE SHARES CORPORATION Cl
PHILADELPHIA PA A H GEARY PRESS
R S EFFECTIVE AS OF JUN 14 1938 ON -
AMENDMENTS OF JUL 14 & 20 1938 EFF -
POST EFFECTIVE AMENDMENT FILED -

POST EFFECTIVE AMENDMENT FILED -
PROSPECTUS


INDEPENDENCE SHARES CORPORATION Cl
PHILADELPHIA PA A H GEARY PRESS
R S EFFECTIVE AS OF JUN d 1938 ON -
AMENDMENTS OF JUL 16 & 20 1938 EFF -
POST EFFECTIVE AMENDMENT F ILED -

POST EFFECTIVE AMENDMENT FILED
PROSPECTUS


MAR TEX OIL COMPANY A2
HOUSTON TEX HENRY H THOMAS JR PRESS
LAST PREV IOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
FACE ITEMS 4 6 7 9 10 11 12 14
24 33 34 35 37 41 EX H54 H55
H5bA H56 H57 & H58


067 4 879 830

100 120 170


7 987 600


2 012 400


12 13 38

12 27 38










12 19 38

12 27 38







12 19 38

12 27 38


31









50


33









23





I S U E fR N A Mi E F O R M
FIL C ITY A ND T E P C I P PAL OF F I ICLA A I I ILl U T A i PAilES FILED
FILE I N v U S T R v UNITS RE-ISTFRED Aei*fATF AMOuT
NO 5 E C U R DI P I T .. NI jF P, ')POS C a lo PN'
2 PU RP IO ) s 1 Pu,
P [ I W [ i DATE f RiR I,'I Fr. T 0I I.';
t, ( 1, ''' n ni
T .. .


3


REGISTRATION STATEMENTS FULLY EFFECTIVE


3766

















3868














387 0


500 000


100 000


125 000

25 000


BUFFALO SH EPMAC GOLD MI NES LTD Al
FORT ER IE ONT WILLIAM Y DE AN PRESS
MI N I NG
REGISTRATION STATEMENT OR I G F I LED -
LAST PREV IOUSL Y RECORDED ITEM
AMENDMENT F ILED

REGI STRAT ION STATEMENT EFFECT I VE -

CAPITAL NPV
BY I SSUE0 rHRU UNDRWRTR AT 25C
BY PROMOTERS
OPTIONED TO UNDERWR I TER AT 2 C
FOR RESALE AT 255C
I SSUERS PART FOR UEBT DMILLI N6l
DEVELOPMENT f U, IP & WORKING CAP
RUFUS ROCKWELL WILSON



UNI TED SE CURIT I ES CO OF MI SSOUR I Cl
KANSAS CI TY MO FRANKLIN N E REED PRESS
INVESTMENT THUST
REGI STRAT ION STA CEMENT OR I G F I LED -
LAST PREV IOUSLY RECOHUEO ITEM
AMENI)MENT F I LE D

REG I STRAT ION STATE EMENT EFFECT I VE -

UNITED FUND TRUST CTFS ACCUM SER TA
AT 1000
FOR INVESTMENT
SPONSORED BY DEPOSIT fOR


UNI TED SECURITIES CO OF MISSOURI A2
KANSAS CITY MI) FRANKLIN N E REED PRESS
INVESTMENT COMPANY REAL ESTATE MTGS
REGISTRATION STATEMENT ORI G FILED -
AMENDMENT FILED

REGISTRATION STATEMENT EFFECTIVE -

ACCUM I NV CTF S WI TH ANNUI TY UPTI UNS
SER (i 10YH AT 810 TO 1704
SER G 15 YR AT 720 TO 1260
CT INV CTFS WITH ANNUITY OPTI ONS
SER L 10YH AT 810 TO 1704
SER L 15YH AT 720 TO 1260
FOR INVESTMENT F
CAMERON K REED THUMAS W RUTH AND
ALL GENL STATE & 0IST ACTS AND
SOLICI TING AGrS MAY BE UNDRWRTRS


18
5
25


000
000

000


38
36

58


0 00
00 0

'J0 0
0 0 0


1 704 (I 000
3 7 d 0 000

b 916 000
10 080 000


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)


3606 CO OP TRADERS OF AMERICA I NC Al
NAMPA IDAHO FRANK L JENSEN PRESS
RS EFF UNDER NOTICE OF DEF ICI ENCY 5 4 38
AMENDS PROPOSED OFFERING DATE 5 4 38 1
AMENDS PROPOSED OFFER ING DATE 5 2 4 38 1

NOTICE DEC 27 SETS HR NG SEATTLE 1 10 39
RE ITEMS 3 14 26 27 37 46 47 52
PR EX F & G



7 WITHDRAWAL DATA


3880 F


2898 jI


FEDERAL MACHINE. AND WELDER COMPANY A2
WARREN OHIO M S CLARK PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE -

R S WITHDRAWAL REQUEST FI LED


INCOME ESTATES OF AMERI CA INC C1
PHI LADELPH IA PA ALLAN N YOUNG PRESS
REGISTRATION STATEMENT EFFECTIVE -
AMENDS OF JUL 19 AUG 21 &
SEP 10 AND 30 1937 EFFECTIVE -
ANNUAL REPORT F ILED WITH RS 2-1618
APR 30 1938 AMENDIEU

R S WITHDRAWAL REQUEST FILED


000 10 000 000






FILE I C I I A S T A T E PRINC IPA L OF F IC I E I 'L F
SO. E C UR E S CR P
NU.o, o0 IS 1UE
R P U t II I
P R I R C IP AL uI w RP I T E q
.C n ..or AC T I ON



8 ANNUAL REPORTS FILl


) AVI 0i N tiOU TELL COMPANY
ANNUAL H EPOHT ON F ORM IMU F ILt


HARTFORD CLLCTH IC LIGHT COMPANY
ANNUAL REPORT ON FORM IMU F ILtE


OF P*OPOSfo C.1%n klO 1 r if
DATE OFF RIIIG TTLI r pIC nrl. -ilBIrv I
n .. D ORMS ) .



ED ( MD FORMS )


Sa 7 i 6



;4 27 3 0


SUPPLEMENTAL DATA
9
(NOT FILED AS A PART OF REG. STATEME


2342








1906









1854







3347










3194


11 25
1a 27
12 27




3 50

12 23
12 3








12 10

12 27


BELL A AIRCRAFT C HPORATI UN A
BUFFALO NY LAWRENCE D BELL PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -
PROSPECTUS PER SECTI ON 1081 F I LED -
PR I CE REPORT PER RULE 970 F I LED -


HROAD STREET INVESTING CO I NC A2
NEW YORK NY FHANCIS F RANDOLPH PRESS
REGISTRATION STATEMENT EFFECTIVE -
PROSPECTUS PER SECTI UN 10B1 FILED -
EDITORS NOTE
ISSUER NAME CHANGED PER SUPPLY PR
F ILED DEC -.5 1938 TO
BROAD STHLET I INVEST ING CORPORATE ON


EASTERN LIFE INSURANCE CO OF NY Al
NEW YORK NY LOUIS L IPSKY PRESS
LAST PREV IOU SLY RECORDED I TEM
PROSPECTUS PER SECTI ON 1081 F I LED -

PROSPECTUS PE SECTI ON 10B1 F I LED -


FULTON INDUSTRIAL SECURITY I ES CORP A2
JACKSONV I LLE FLA EU L WIGHT PRESS
REGISTRAT ION STATEMENT EFFECTIVE -
AMENDS OF JAN 21 3 1 ANU
MAR 7 1958 EFFE CTI VE -
POST EFFECTIVE AMENDMENT F ILEU
POST EFFECT VE AMENDMENT F ILED -
POST EFFECTIVE AMENDMENT F ILED
PROSPECTUS PER SECTI ON 1081 F I LED -


THE LIONEL CORPORAfION A2
NEW YORK NY JOSHUA L COWEN PRESS
R S EFFECTIVE AS OF AUG 24 1937 ON -
ANNUAL REPORT ON F UORM 1MU FILED -
SUPPLEMENTAL F FINANCIAL DATA FILED -


MANUFACTURERS TRADING CORP Al
CLEVELAND OHIO ALFRED H SACHS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTI ON 10B1 F I LED -

PROSPECTUS PEN SECTI ON 1081 F I LED -


MASSACHUSETTS INVESTORS THUST Al
BOSTON MASS MERRILL GRI SWOLO CHRAM N
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -
PROSPECTUS PER SECTI ON 1081 F I LED -


PENNSYLVANIA POWER COMPANY A2
SHAHON PA W H SAMMIS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 8008 FI LED -

PRICE REPORT PER RULE y70 F I LED -


7 UP TEXAS CORPORATION A1
HOUSTON TEXAS J R PAYNE PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FI LED -
SUPPLEMENTAL PROSPECTUS MATL FILED -


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29 17


12 23
12 27


3502


3512







3889






3844




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