Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00304


This item is only available as the following downloads:


Full Text



FOR IMMEDIATE RELEASE


REGISTRATION RECORD

SECURITIES ACT OF 1933


DECEMBER 20,


1938


INDEX
ISSUER NAME


BANKERS ACCEPTANCE CORPORATION
CANADI AN I INVESTMENT FUND LTD
CENT A L MAINE POWER COMPANY
CONTINENTAL OIL COMPANY
DAVIDSON BOUTELL COMPANY
FUND AMERI CAN CORPORATION
FUNUAMERI CAN CORPORATION
KANSAS PIPE LINE & GAS COMPANY
GLENN L MARTIN COMPANY
NEW ENGLAND FUND
7 UP TEXAS CORPORATION
SWEETS STEEL COMPANY


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-

3785
1342
3898
3859
2671
2O lb
3709
3336
3867
2684
3844
3188


r
i'U

iI









Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are lOt per page for the first
100 pages in any single order, and 7& per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.







REGISTRATION RECORD

SECURITIES ACT Of 1933


DECEMBER 20. 1938

CIERY AN* TATE PRINCIPAL OFFICER T TL E PAGES FILED
FILE CITY 0 U S UNITS REGISTERED AGGREMATE AMOUNT
00. E EDE CR P 0 N 000 000 000 OF PROPOSED CARRE TRATIP Pfto
2 -IPRI 8 T L I8 EAWRI TER DATE OFFERING STATE- SVEFU l
E N F 0 A TC1 00 00 00 _0_000WEN




REGISTRATION STATEMENTS FILED





3898 CENTRAL MAINE POWER COMPANY A2
AUGUSTA ME WALTER S WYMAN PRES
OPERATING PUBLIC UTILITY
3 1-2 PC 18ST & GENL MTG
BONDS SERIES J 1968 $ 4 500 000
COMMON NPV
FIRST TO STOCKHOLDERS
PER PREEMPTIVE RTS AT 100
UNSUB TO NEW ENG PUB SVC CO
TO SETTLE ADVANCES AT 100 5 000 500 000
TO RETIRE 5PC 30YR 1ST MTG G BONDS
1939 FOR BANK LOANS TO SETTLE
ADVANCES MADE BY NEW ENG PUB SVC
CO & FOR PROPERTY & CONSTRUCTION
RE BONDS
UNDRWRTR TO BE NAMED BY AMEND
RE COMMON NPV
NO UNDERWRITER
REGI STRATION STATEMENT ORIG FILED 12 20 38 66 43 80




2 AMENDMENTS FILED


FUNUAMLRI CAN CORPORATION Cl
NEW YORK NY ROBERT W PORTER PRESS
R S EFFECTIVE AS O'F MAY 4 1936 ON -
POST EFFECTIVE AMENDMENT FILED
ITEMS 1 6 14 21 25 35 38 39 41
42 46 50 67 69 74 75 FS CONS PR
EX E M & N
PROPOSED OFFERING AS AMENDED
FUNDAMERICAN TRUSTEE CTFS SER I I
INVESTMENT CONTRACTS
I INSTALLMENT PLAN A
SOLD UNDER THIS R S AT 1200
REMOVED FROM REGISTRATION
PER THIS AMENDMENT
INSTALLMENT PLAN B
SOLD UNDER THI S R S AT 1200
REMOVED FROM REGISTRATION
PER THIS AMENDMENT
FULLY PAID PLAN C
SOLD UNDER THIS R S AT 500
REMOVED FROM REGISTRATION
PER THIS AMENDMENT


12 20 38


748
2
913
637
89
391


897 600


1 095 600


44 500


20 22


2016

































2



































Digitized by the Internet Archive
in 2012 with funding from
*University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regrec20unit




D(ECEMBER 20. 1988

ILE CITY A IN TATE PRINCIPAL OFFICER TITLE PAGES FILES
I I NDU S A Y UNITS REGISTERED AGGREGATE AMOUNT
0: S CR 000 000 0 OF PROPOSED CAIm N IAu TIPRO-|
C 0-o IW I oER DATE OFFERINg STATE- 9fgCTU_
C D D TON 00 00 00 "w


AMENDMENTS FILED


CONTINUED


3336











































3188


12 20 3f


432 00(


KANSAS PIPE L, INE & GAS COMPANY Al
PHILLIPSBURG KANS L E FISCHER PRESS
R S EFFECTIVE AS OF AUG 27 1937 ON -
AMENDMENT OF SEP 21 1937 EFFECTIVE -
POST EFFECTIVE AMENDMENT FI LED
POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 21 31 33 34 36 38
AND PR
PROPOSED OFFERING AS AMENDED
SPC 1ST MTG SF BONDS
SERIES A 1952 WW
I SSUED IN EXCH FOR 432000 FACE
SAME BONDS SOLD UNDER R S
3-2882 TO AMEND ATTACHED
WARRANTS
SOLD UNDER THIS R S TO PRESS
UNDER PREEMPTIVE RTS AT 95 00
TO BE OFFERED FOR RESALE
THRU UNDRWRTR8 AT 96 50
SUBSCRIBED BY CERTAIN STKHLDRS
UNDER PREEMPTIVE RTS AT 95 00
SOLD UNDER THI S R S
THRU UNDERWRITERS AT 100
WTS FOR 55 PAR COMMON ATTCHD TO 80S
OPTI ONS FOR 5 00 PAR COMMON
UNDER PREEMPTIVE RIGHTS
OPTIONS FOR 4860 SHS TO PRES
OPTIONS FOR 140 SHARES
TO OTHER STOCKHOLDERS
OPTIONS FOR 15000 SHARES
TO UNDERWRITERS
*5 PAR COMMON
SOLD UNDER THIS R 8
THRU UNDERWRI TERS AT 7 00
RES FOR WTS AT 6 00 TO 10 00
RES FOR OPTIONS AT 6 00
NOT PRESS TO BE PUB OFFERED
IF OFFERED TERMS BY AMEND
BUT AT EST 8 00 MAX
SUBSCRIBED UNDER PREEMPTIVE RTS
BY PRESIDENT AT 6 00
BY OTHER STOCKHOLDERS AT 6 00
ABOVE 2840 SHS ARE NOT PRES
TO BE PUB OFFERED IF OFFRD
TERMS BY AMENDMENT
28340 SHARES COMMON
INCLUDED ABOVE WERE ALSO
INCLUDED IN R S 2-2882


SWEETS STEEL COMPANY A2
WILLIAMSPORT PA HERBERT P LADUS PRES
REGISTRATION STATEMENT EFFECTIVE -
POST EFFECTIVE AMENDMENT FILED -
POST EFFECTIVE AMENDMENT FI LED -
POST EFFECTIVE AMENDMENT FILED -
NOTI CE JUL 6 SETS HRNG WASHINGTON -
NOTI CE JUL 23 SETS HRNG WASHINGTON -
STIPULATION & CONSENT TO STOP ORDER
FILED -
POST EFFECTIVE AMENDMENT FILED -
POST EFFECTIVE AMENDMENT FILED -
ITEMS 21 24 26 A PR


9 50C
40 OOC


000
760
8 0









37
38
38
38
38
38
38
38
38


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


BANKERS ACCEPTANCE CORPORATION Al
WASHI NGTON DC ROBERT H MCNEILL PRESS
GENERAL DISCOUNT BUSINESS
REGI STATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
REGI 8TRAT ION STATEMENT EFFECTIVE -
7PC IOYR DEBENTURES
1OC PAR COMMON
IN UNITS 100 00 PRIN AMT DEBS
A 10 SHARES COMMON AT 101
10C PAR COMMON
THRU UNDERWRITER AT 10C
TO UNDERWRITER AS COMMISSION
MAY BE RESOLD AT 1OC
FOR WORKING CAPITAL
HERTZ & COMPANY INC


138
4
426
1


133 170
3 800
426 000








66 500
400 000




16 560
480


3785


8 13
11 30
12 20

S 200
20

2
57

20


38
38
38
000
000

000
000

000


202 000
5 700

2 000





DKCKMbIR 20. iI~38


I TL TAT1 PRINCIPAL OFFICER TITL PAGES FILED
FIL E E IR I UNITS .EIISTERED AGS ESATE T AMOUN -
00. npHis^i0 000 coo 000 4:T~;E; kd ^
H000 000 000 OF PROPOSED CAI I NO
fl! 10"fIIiiDATE OFFERING STATE- Vm7w EII
A f A' T A 0 0 DOE 0 0 OFERI0G


WITHDRAWAL DATA


3709 FUNDAMERI CAN CORPORATION Cl
NEW YORK NY ROBERT W PORTER PRESS
REGI STATION STATEMENT EFFECTIVE 8 5 38
PRICE REPORT PER RULE 970 FILED 8 11 38 1
PROSPECTUS PER RULE 8008 FILED 8 11 38 19
R S WITHDRAWAL REQUEST FILED 1 3 20 38 4


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


1348 CANADIAN INVESTMENT FUND LTD Al
MONTREAL QUEBEC CALVIN BULLOCK PRESS
R S EFFECTIVE AS OF APR 7 1935 ON 5 9 35
AMENDMENTS OF APR 15 A 29 AND
MAY 3 1935 EFFECTIVE 5 9 35
AMENDMENT OF SEP 16 1935 EFFECTIVE 9 20 35
PROSPECTUS PER SECTION 1081 FILED 12 20 38 8


3859 CONTINENTAL OIL COMPANY A2
NEW YORK NY DAN MORAN PRES
REGISTRATION STATEMENT EFFECTIVE 11 28 38
PRICE REPORT PER RULE 970 FILED 12 5 3f 2
PROSPECTUS PER RULE 8008 FILED 12 5 3f 40
SUPPLEMENTAL PROSPECTUS MATL FILED 12 20 3f 41


3671 DAVIDSON BOUTELL COMPANY El
KANSAS CITY MO THOMAS I LEVITT PRESS
REGISTRATION STATEMENT EFFECTIVE 12 14 36
ANNUAL REPORT FILED DEC 8 1937
AMENDED 1 10 38 8
PROSPECTUS PER SECTION 1081 FILED 12 20 3E 33
EDITORS NOTE 12 20 3E
PRIN UNDRWRTRS RE 1399 SHS PFO BEING
OFFERED PER ABOVE PROSPECTUS
PRESCOTT WRIGHT SNIDER CO ET AL


3867 GLENN L MARTIN COMPANY A2
MIDDLE RIVER MD GLENN L MARTIN PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 8008 FILED 12 13 38 38
PRICE REPORT PER RULE 970 FILED 12 20 38 1


2684 NEW ENGLAND FUND Al
ORI FINALLY FILED AS
MUTUAL AMER SECURITIES TRUST
BOSTON MASS RAY VANCE CHAIRMAN
R 8 EFFECTIVE AS OF DEC 15 1936 ON 12 24 36
AMENDMENT OF JUL 26 1938 EFFECTIVE 7 30 36
AMENDMENT OF DEC 8 1938 EFFECTIVE 12 17 38
PROSPECTUS PER SECTION 1081 FILED 12 20 38 16


3844 7 UP TEXAS CORPORATION Al
HOUSTON TEXAS J R PAYNE PRESS
R S EFFECTIVE AS OF DEC 2 1938 ON 12 9 38
PROSPECTUS PER RULE 8008 FILED 12 20 3 20


DICEBER 20.1938





UNIVERSITY OF FLORIDA
II I II 31111111 IIII III1RI It
3 1262 08737 4293


, l n *I




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