Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00303


This item is only available as the following downloads:


Full Text




FOR IMMEDIATE RELEASE


REGISTRATION RECORD

SECURITIES ACT OF 1983


DECEMBER 16, 1988


INDEX

ISSUER NAME


ALEXANDERS DEPAR
AMERICAN TRUSTEE

COPPER CANYON MI

CITY OF CORDOBA


UEZ OIL FI

& HOWARD M
ORPORAT ION
IL COMPANY

SHOE CO 0

WEST MININ

MOUNTAIN P

WATCH COMP

ASSOCIATED

K CORPORATE

MOORE MIN

SON CREEK

LVANIA POW


TMENT STORES
0 FUNDS INC


N I NG

ARGEN
E LOS

A NAGE




F NEW

G COR

POWER

ANY

01 L

I ON


COMP

TINA
COMP

MENT




YOR

POR A

CORP


I NC


ANY

8 COMM
ANY

FUND Al


K INC

TI ON

ORAT I ON


C OMP ANY


E DEVELOP

MINING C

ER COMPA


SERVICE COMPANY 0

NEVADA LTD

SECURITIES CO OF


PMENT CO

ORP

NY

F NH


MISSOURI


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-

3366
3850

3895

3684
3849

2635
3 781
3780

3897

3789

3878

3887

3514

3145

1769

3717

3889

3860

3896

3 868


COMING

EATON
EDEK C
EDEK 0

Fi KANY

GOLDEN

GREE N

GRUE N

JONES

MILBAN

MINNIE

NI CHOL

PENNSY

PUBLIC
SIERRA

UNITED









Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.
ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 104 per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORT ANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.













DECEMBER 16. 198
ITY All AT P NI WCIPAL OF R TITLE .,PASES FILE$
FILE T I AL OFFICER I It UNITS REGISTERED AGt ATE AMOUNT 1
2S U EDE- C4 P T 0 N 1000 000 00 OF PROPOSED CASN RATIO FRO.-
C 0 ;I L IN E NIW R I T ER DATE OFFERIKI STATE- EiW i M ITi
0ECO F CT I N 00 00 00 OFFE N SA -




REGISTRATION STATEMENTS FILED




3895 COPPER CANYON MI NING COMPANY A
NEW YORK NY HERMAN AARON PRESS
MINING AND MILLING
84 PAR 6PC CUM PFO 100 000
10C PAR COMMON 1 000 000
FIRST TO STOCKHOLDERS UNDER
PREEMPTI VE RIGHTS
IN UNITS 1 PFD & 10 COM
AT 5 00
UNSUB TO PUBLIC AT PRICES
NOT LESS THAN PAR 100 000 500 000
FOR MI LL MACHY EQUIPMENT BLOCS
IMPROVEMENTS AND WORKING CAPITAL
NO UNDERWRITER NAMED
REGISTRATION STATEMENT URIG FILED 12 16 38 66 23 163


3897 FIKANY SHOE CO OF NEW YORK INC Al
ROCHESTER NY JAMES A FIKANY PRESS
MFR & SALE OF WOMEN SHOES
310 PAR CLASS A NON VOTING COMMON
THRU UNDERWRITER AT 10 00 15 897 158 970
OPTIONED TO UNDRWRTR AT 10 00 1 000
OPTIONED TO PRESIDENT AT 10 00 3 000 30 000
810 PAR CLASS 8 VOTING COMMON
THHU UNDERWRITER AT 10 00 900 9 000
PLANT EQUIPMENT A WORKING CAPITAL
L C PERCY & COMPANY
REGISTRATION STATEMENT ORIG FILED 12 16 38 43 19 42


3896 SIERRA NEVADA LTD Al
RENO NEVADA ARTHUR THOMAS PRESS
GOLD AND SILVER MINING A MILLING
6PC CONV 18 MONTHS PROMISSORY NOTES
FIRST TO STOCKHOLDERS AT PAR
UNSUB TO PUBLIC AT PAR S 50 000 50 000
1OC PAR ASSESSABLE COMMON
RES FOR CONV
TO BE ACQUIRED FROM PRESIDENT
PER ITEM 20 AT 20C 250 000
FOR MACHY REMOVAL OF SLI DE AND
OVERBURDEN & FOR WORKING CAPITAL
NO UNDERWRITER NAMED
REGISTRATION STATEMENT ORIG FILED 12 16 38 51 24 58




2 AMENDMENTS FILED


AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY T P HEIDER PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDMENT FILED
FACE ITEMS 23 38 67 CONS & PR


CITY OF CORDOBA ARGENTINA B COMM DI
NEW YORK NY FRED J YOUNG CHAIRMAN
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
AMENDS TO DEFER EFFECTIVE DATE


12 7 38
12 16 38





11 30 38
12 16 38


REGISTRATION RECORD

SECURITIES ACT OF 1933


3850







3684


10





TI SUER I M- ----v -
FILE I A TA E P IIICIPAL OFFICER TITLE
11 E1 C 04
EA 7 I
": ECOUO J~uFi ^0 FR


UNITS REGISTERED
000 000 000
DATE
00 00 00


DKCEBEI 18. 19o8
PAGiS FILED
AGIREIATE AMOUNT Rlm.. [-
OF PROPOSED CASH 1MiTIOI O pG.
OFFERING PTATE- I E- IIIT'
HfBD-


AMENDMENTS FILED


3635















3781














3780

















3789







3887








3889







3868


12 16
4 29

12 16


EATON A HOWARD MANAGEMENT FUND Al Al
BOSTON MASS CHARLES F EATON JR ET AL
R S EFFECTIVE AS OF DEC 4 1936 ON -
ANNUAL REPORT FILED WITH RS 3-189 -

POST EFFECTIVE AMENDMENT FILED -
ITEMS 3 30 31 33 46 53 CONS PR
EX A & F
PROPOSED OFFERING AS AMENDED
SHARES OF BENEFICIAL INTEREST
EXCHANGED 2 NEW SHS OF
91 PAR FOR EACH OLD SH NPV
TO PUBLIC AT MARKET
OF WHICH 44565 SHS HAVE BEEN
SOLD UNDER THIS REGI STATION


EDEK CORPORATION Al
NEW YORK NY LUCIAN A EDDY PRESS
R S EFFECTIVE AS OF SEP 15 1938 ON -
PROSPECTUS PER RULE 8008 FILED -

POST EFFECTIVE AMENDMENT FI LED
ITEMS 3 25 27 28 29 30 FS CONS
AND EX 02
PROPOSED OFFERING AS AMENDED
81 PAR COMMON
BY INVESTORS FUND OF AMER INC
EXCHANGED FOR 380574 SHS 1 00
PAR COM STK OF EDEK OIL CO
SEE R S 2-3780


EDEK OIL COMPANY Al
NEW YORK NY LUCIAN A EDDY PRESS
R S EFFECTIVE AS OF SEP 15 1938 ON -
AMENDMENT OF OCT 18 1938 EFFECTIVE -
POST EFFECTIVE AMENDMENT FILED -
ITEMS 3 13 19 27 28 29 31 32 35
36 40 44 45 46 51 52 FS CONS PR
AND EX 02
PROPOSED OFFERING AS AMENDED
51 PAR COMMON
SOLD UNDER THIS R S
TO 3 INCORPORATORS AT 1 00
EXCHANGED FOR 1000 SHS 1 00 PAR
COMMON STOCK OF EUEK CORP
SEE R S 2-3781
TO BE OFFERED PER PROSPECTUS
THRU UNDERWRITER AT 1 25


GOLUENWEST MINING CORPORATION AO1
DEADWOOD SD DANI EL E KNOWLES PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE DATE


GRUEN WATCH COMPANY A2
CINCI NNATI OHIO BENJ S KATZ PRESS
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
ITEMS 4 12 13 22 26 27 41 FS
CONS PR EX G H KI & K2


PENNSYLVANIA POWER COMPANY A2
SHARON PA W H 8A MMIS PRESS
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
ITEMS 5 6 17 23 25 CONS PR
EX AIA F G1 H & K1


UNITED SECURITIES CO OF MISSOURI Cl
KANSAS CITY MO FRANKLIN E REED PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
FACE ITEM 36 FS CONS & PR


12 1 38
12 16 38







12 5 38

12 16 38


3 936 584






























1 500



772 408


16













12


12 16 38

48 434
201 566






9 20 38
9 30 38

12 16 38

12 16 38



1 000




9 20 38
10 21 38
12 16 38


12 16 38

1 500

380 574
617 926





11 28 38

12 16 3Z


63 38

29 42


64 43 441

19 43 135


10 45

7 46


CONTINUrSD


29 18



































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http:,, archive.org,details/registrl6unit





C T E AN PRINCIPALS PAGES FILED
FILE I US TA T UNITS REGISTERED AIGREIATE AMOUNT i
NO SEOT DE cA P 00 000 000 OF PROPOSED CAN i 05 MD .
O ., UNt o I EN DATE OFFERING .=ATE. lI i iIT
EO N0 A iT Y_00 00 00 q




s POST EFFECTIVE AMENDMENTS EFFECTIVE




33t6o ALEX ANDERS DEPARTMENT STORES I NC A2
NEW YORK NY GEORGE FARKAS PRESS
R S EFFECTIVE AS OF NOV 10 1937 ON 11 12 37
AMENDMENT OF DEC 13 1938 EFFECTIVE 12 16 38


3849 DOMINGUEZ OIL FIELDS COMPANY A2
LOS ANGELES CAL HARRIS HAMMOND PRES
REGI STATION STATEMENT EFFECTIVE 11 16 38
AMENDMENT OF DEC 12 1938 EFFECTIVE 12 16 38


3514 JONES ASSOCIATED OI L COMPANY Al
OKLAHOMA CITY OKLA W K JONES PRES
R S EFFECTIVE AS OF JAN 9 1938 ON 3 12 38
AMENDS OF MAY 25 & JUN 18 1938 EFF 6 22 38
AMENDMENT OF SEP 12 1938 EFFECTIVE 9 15 38
AMENDMENT OF DEC 12 1938 EFFECTIVE 12 16 38


3145 MILBANK CORPORATE ON Al
ORIGINALLY FILED AS
SECURITY MANAGEMENT CORPORATION
CHICAGO ILL PORTER FOX PRES
REGI STATION STATEMENT EFFECTIVE 6 21 37
AMENDMENT OF DEC 12 1938 EFFECTIVE 12 16 38


3860 PUBLIC SERVICE COMPANY OF NH A2
MANCHESTER NH WALTER S WYMAN PRESS
RH S EFFECTIVE AS OF NOV 28 1938 ON 12 5 3E
AMENDMENT OF DEC 14 1938 EFFECTIVE 12 16 38



SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


3878 GREEN MOUNTAIN POWER CORPORATION A2
MONTPELIER VT FREDERICK J DUNN PRES
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED 12 15 38 1
PROSPECTUS PER RULE 8001 FILED 12 16 38 39


1769 MINNIE MOORE MINE DEVELOPMENT CO Al
SPOKANE WASH WI LLI AM J STRATTON PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 11 9 38 15
PROSPECTUS PER SECTION 10BI FILED 12 16 38 16
EDITORS NOTE 12 16 38
PER SUPPLEMENTAL PR FILED SEP 15 1937
PRI N OFFICER C U DUNLOP PRES
UNDRWRTR CARL HALSTROM CO
PER SECT 1081 PR FILED SEP 23 1938
PRI N OFFICER JAMES MUNRO PRES
ADDRESS TWIN FALLS IDAHO


3717 NICHOLSON CREEK MINING CORP AO1
SEATTLE WASH R K YOUNT PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED 12 5 38 38
SUPPLEMENTAL PROSPECTUS MATL FILED 12 16 38 35




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