Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00296


This item is only available as the following downloads:


Full Text


FOR IMMEDIATE RELEAoJ


REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVEMBER 12, 1938

(INCLUDES ANY STATEMENTS EFFECTIVE NO'.'E:BIER 11, 1938


INDEX
ISSUER NAME


ALCO VALVE COMPANY
AMERICAN PARTICIPATION INC
THE DOMINI ON OF CANADA
CENTRAL INVESTORS CORPORATION
DIXIE HOME STORES
DOMESTIC FINANCE CORPORATION
DOMINGUEZ OIL FIELDS COMPANY
FAWN MINING COMPANY LTD
GREAT NORTHERN GOLD MINES INC
INDEPENDENCE ROYALTY FUND SECOND
LANGENDORF UNITED BAKERIES INC
MAR TEX OIL COMPANY
PLATTE VALLEY TELEPHONE CORP
7 UP TEXAS CORPORATION
WESTERN UTILITIES CORPORATION


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FI LE NO.
2-
3866
3605
386 1
2351
3778
1010
3849
376 3
2494
3843
3846
3782
3837
3844
3803






Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column neadings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 104 per page for the first
100 pages in any single order, and 74 per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.





REGISTRATION RECORD

SECURITIES ACT OF 1933



i SU U E M mA E .... I FORM
FILE C I S ANS STA E P L OFF ICr TITLE PAGES FILE
I ND U LY UNITS REGISTERED AGGREGATE AMOUNT
I0 CI A 0E C R T 10 N 00 0 00 0 PROPOSED CAK ; ; :. P ErO-.

F O 0 o ,T o0o o o o o o O- '0 r n ni l" "


REGISTRATION STATEMENTS FILED


ALCO VALVE COMPANY A2
MAPLEWOOD MO JOHN L SHRODE PRESS
MFR OF REFRIGERATION VALVES ETC
I1 PAR CAPITAL
BY MAGUIRE & CO INC AT 6 75
FOR ACCOUNT OF ABOVE STOCKHOLDER
MAGUIRE & CO INC
A M FR IEND ET AL MAY BE UNDRWTRS

REGISTRATION STATEMENT 0HI G FI LED -


74 175



11 12 38


AMENDMENTS FILED


AMERICAN PARTICIPATION INC Cl
SPR I N FIELD MO WALTER N GEORGE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE DATE -


THE DOMINI ON OF CANADA SCH B
REGISTRATION STATEMENT ORI G FI LED -
AMENDMENT FILED
FACE ITEMS 2 7 16 CONS PR
EX Al A2 A3 & C
PRIN UNDRWRTRS NAMED BY AMEND -
MORGAN STANLEY & CO INC ET AL


CENTRAL INVESTORS CORPORATION At
KANSAS CITY MO A E WELTNER PRES
REGISTRATION STATEMENT EFFECTIVE -
POST EFFECTIVE AMENDMENT FILED -
PROSPECTUS PER SECTI ON 1OB1 FILED -
POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 4 11 15 16 19 25
28 THRU 36 46 47 49 52 FS CONS
PR EX BI El & E2
PROPOSED OFFERING AS AMENDED
50C PAR COMMON
SOLD UNDER THIS R S AT MARKET
TO BE OFFERED AT MARKET
UNDERWRITING DATA AS AMENDED
A E WELTNER & COMPANY
BUFFETT AND COMPANY MAY BE UNDRTR


DOMINGUEZ OIL FIELDS COMPANY A2
LOS ANGELES CAL HARRIS HAMMOND PRES
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
FACE FEE ITEMS 4 5 7 10 21 22
23 25 27 31 34 CONS PR EX F 16
PROPOSED OFFER ING AS AMENDED
CAPITAL NPV
BY CERTAIN STOCKHOLDERS
UNDERWRITING DATA AS AMENDED
SMITH BARNEY & CO ET AL


3605







3861








2351
















3849












376 3


Al
PRESS


11 12 38


11 12
8
41
11 12


36
38
38
38


38
658
342
38


10 27 38
11 12 38

11 12 38
75 000
11 12 38






10 25 3t
11 12 3r8


82 874
298 903


43 28 304
17 28 9


1
1


3866


500 681


60


19


FAWN MINING COMPANY LTD
VANCOUVER BC J W COWLES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE




































Digitized by the Internet Archive
in 2012 with funding from
' University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://archive.org/details/regist812unit




SI S E IA,,,,,-,
FILE c I T T A E PRI C I PAL OFF ICER T I TLE PAIES FILED
I U I UNITS NE1ISTERED AGINEGATI A0 T
S SEO R 1 0 000 000 000 OF PROPOSED CARO 0 ". :11
I o P. ,m r R,... 2 111 D
A_ _C__ _0 A 0 __ A__I T 00 A0 0 OFFERIt10 SATEI I CTUIPMIT
._ .. '.' ...... ..... .. .


2 AMENDMENTS FILED oNTmNUK


3846 LANGENDORF UNITED BAKERIES INC A2
SAN FRANCISCO CAL S 8 LANGENDORF PRESS
REGISTRATION STATEMENT ORI G FILED 10 25 38 83 46 60
AMENDS TO DEFER EFFECTIVE DATE 11 12 38 1

3782 MAR TEX OIL COMPANY A2
HOUSTON TEX HENRY B THOMAS JR PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 10 27 38 3 31
AMENDS TO DEFER EFFECTIVE DATE 11 12 38 1

3844 7 UP TEXAS CORPORATION At
HOUSTON TEXAS J R PAYNE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 10 38 14
AMENDS TO DEFER EFFECTIVE DATE 11 12 38 1

3803 WESTERN UTILITIES CORPORATION As
SAN FRANCISCO CAL C H LOVELAND PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 7 38 4 46
AMENDMENT FILED 11 12 38 5 46
I TEMS 24 25 A PR
PROPOSED OFFERING AS AMENDED 11 12 38
6PC SINKING FUND NTS 1952
BY H M 8YLLESBY AND CO INC
AT 65 00 S 550 000 357 500


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


3843 INDEPENDENCE ROYALTY FUND SECOND -Al
BALTIMORE MD C B PENNEY PRESS
INVESTMENT RUST
REGISTRATION STATEMENT ORIG FILED 10 21 38 21 8 35
AMENDMENT FILED 11 7 38 20 9
R S EFFECTIVE AS OF NOV 10 1938 ON 11 12 38
SHARES OF BENEFICIAL INTEREST SER AA
FIRST AT 3.125 THEN AT MARKET 100 000 312 500
FOR INVESTMENT
PENNEY HANSL & CO AS AGENT


8 ANNUAL REPORTS FILED ( MD FORMS )


2494 GREAT NORTHERN GOLD MINES I NC Al
ANNUAL REPORT FILED
JUN 17 1937 AMENDED 11 12 38 9
ANNUAL REPORT FILED MAY 3 AMENDED 11 12 38 9


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)

3778 DIXIE HOME STORES A2
GREENVILLE SC R E EBERT PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE HOOB FI LED 10 10 38 22
SUPPLEMENTAL PROSPECTUS MATL FILED 11 12 38 22

1010 DOMESTIC FINANCE CORPORATION 02
CHICAGO ILL ARTHUR GREENE PRES
R S EFFECTIVE AS OF AUG 23 1934 ON 9 1 34
AMENDMENT OF AUG 30 1934 EFFECTIVE 9 1 34
PROSPECTUS PER SECTI ON 1081 FILED 11 12 38 17

3837 PLATTE VALLEY TELEPHONE CORP A2
SCOTTSBLUFF NEB W I LLI AM J WALSH PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 8008 FI LED 11 7 38 17
PRICE REPORT PER RULE 970 FILED 11 12 38 1




UNIVERSITY OF FLORIDA
11111111111111111111 111111262 111 0811737 4 14
3 1262 08737 4814




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