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PRIVATE ITEM
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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00291
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00295

Full Text



FOR IMMEDIATE RELBAkr


REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVHE.'BSR 10,


1938


INDEX

ISSUER NAME


AFFILIATED FUND INC

ARKANSAS WESTERN GAS COMPANY

BLACKSTONE VALLEY GAS & ELEC

COMMONWEALTH ED ISON COMPANY
F INANCI AL SECURITY FUND INC

FIRST STATE TRUST COMPANY

CHARLES H FRYE GUARANTOR
RE FRYE INVESTMENT CO
FHYE INVESTMENT COMPANY

LINE MATERI AL COMPANY

MARKET STREET INVESTMENT COR

MICHIGAN ASSOC I ATED TELEPHONE

NORTH AMERICAN COMPANY

PUBLIC SE" V ICE CO O P OF TEXAS

7 UP TEXAS CORPORATION

WISCONSIN INVESTMENT COMPANY


CO







MANY


P

L CO


3J.'...:3 AND2" EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-

3865

3845

386 4

2845

3503

3292

3681

3680

3847

3546

3862

3H6 3

3815

3844

3725








Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA (NOT FILED AS PART OF REGISTRATION STATEMENT)
10. OTHER ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10t per page for the first
100 pages in any single order, and 7t per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser, of such
securities at or before the time of the sale.







REGISTRATION RECORD


SECURITIES ACT OF 1933


1 REGISTRATION STATEMENTS FILED


AFFI LIATED FUND INC Al
JERSEY CITY NJ ANDREW J LORD PRESS
INVESTMENT TRUST
4 1-2 PC O1 YR SEC CONV DEBS AT 100
*1 25 PAR COMMON
RES FOR CONV
THRU UNDERWRITER AT MARKET
FOR INVESTMENT
LORD ABBETT & CO I NC

REGISTRATION STATEMENT UO I G FILED -


BLACKSTONE VALLEY GAS & ELEC CO A2
PAWTUCKET RI DAVI D DALY PRESS
OPERATING ELECTRIC & GAS UTI L I TY
3 1-2 PC MTG & CT
BONDS SERIES D 1968
TOWARD PAYMENT OF ALL OUTSTANDING
5PC 1ST & GEN MTG GOLD BONDS 1939
UNORWRTR TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORI G FI LED -


MICHIGAN ASSOCIATED TELEPHONE CO A2
MADISON WIS J F OCONNELL PRESS
TELEPHONE COMPANY
4PC 1ST MTG SER A BUS 1968
TOWARD RED OF ALL OUTSTDNG 5PC 1ST
MTG SER A G BOS 1961 & FOR WK CAP
BONBRI GHT & CO INC ET AL

REGISTRATION STATEMENT ORI G FI LED -


NORTH AMERICAN COMPANY A2
NEW YORK NY J F FOGARTY PRESS
PUBLIC UTILITY HOLDING COMPANY
COMMON NPV
BY AMER CITIES POW & LIGHT CORP
AND ELECTRIC SHAREHOLUINGS COR P
FOR ACCOUNT OF ABOVE STOCKHOLDERS
UNDRWRTR TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT URI G FILED -


S 4 000

530
1 375


000

000
470


11 10 38






s 4 000 000


11 10


3865












386 4











386 2










386 3












2


775 000


11 10 38


4 000 000

6 519 728


44 54 229


44


1 61 H 4 I 670U


AMENDMENTS FILED


ARKANSAS WESTERN GAS COMPANY Al
FAYETTEVILLE ARK A S JOHNSON PRESS
REGISTRATION STATEMENT ORI G FI LED -

AMENDMENT FILED
FACE ITEMS 11 18 21 22 23 24
25 29 30 31 33 34 35 36 38 46
47 53 PR EX C I)l E Fl & G3
PROPOSED OFFER ING AS AMEN DED 0
X PC 15YR 1ST MTG
SER A SF BONDS 1953
UNDER WRIT I NG DATA AS AME NDED 0
SOUTH ERN UN ION GAS CO MAY 6E UNUH
E H ROLLINS & SONS INC AND
OTHERS TO BE NAMED BY AMENDMENT


5 2 800 000



11 10 38


21


343


3845


38

38


38

000
3'1


1 7
27


30
3 0


11 10

5 750
11 10


212
102


77 49 1 32


NOAl, V i lI o ,




- - -------- -





.- ,,,,.,.o, 10. 1 ,B

FL ? f TTAT E PRINCIPAL OFFICER TI L PAR$ FILED
CoWA T 000 000E 0 0010EEDCA IAT g oI






2 AMENDMENTS FILED CONTINUED




3503 FINANCIAL SECURITY FUND INC A
DENVER COLO CHARLES F SMI TH PRESS
R S EFFECTIVE AS OF DEC 13 1937 UN 1 3 38
AMENDMENT OF JAN 1a 1938 EFFECTIVE 1 13 38
AMENDMENTS OF A PR 19 AND
MAY 17 & 31 1938 EFFECTIVE 6 3 38
POST EFFECTIVE AMENDMENT FILED 10 7 3R 1 47

POST EFFECTIVE AMENDMENT FILED 11 10 38 2 22
PROSPECTUS


3681 CHARLES H FRYE GUARANTOR
RE FRYE INVESTMENT COMPANY El
SEATTLE WASH CHARLES H FRYE I NDIVIOL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 10 22 38 1

AMENDS TO DEFER EFFECTIVE DATE 11 10 38 1


3680 FRYE INVESTMENT COMPANY El
SEATTLE WASH CHARLES H FRYE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 10 22 38 1

AMENDS TO DEFER EFFECTIVE DATE 11 10 38 1


3847 LINE MATERI AL COMPANY A2
SOUTH MILWAUKEE WIS WM 0 KYLE PRES
REGISTRAT ION STATEMENT URI G FI LED 10 26 38 51 30 157
AMENDMENT FILED 11 10 38 17 30 12
I TEMS 4 5 6 21 22 23 24 25 33
34 47 CONS PR EX F & G


3815 PUBLIC SERVICE CORP OF TEXAS A2
FORT WORTH TEXAS WM HORWI TZ PRES
LAST PREV IOUSLY RECORDED I TEM
AMENDS TO DEFER EFFECTIVE DATE 10 22 38 1

AMENDMENT FILED 11 10 38 28 25
FACE FEE ITEMS 5 6 7 9 10 22
24 25 28 FS & PR
PROPOSED OFFERING AS AMENDED 11 10 38
s25 PAR 6PC CUM CONV PFD
BY PARENT COMPANY AT 25 00 24 028 600 700
BY ISSUER
THRU PARENT COMPANY AT 25 00 2 394 59 850
$1 PAR COMMON RES FOR CONV 132 110


3844 7 UP TEXAS CORPORATION Al
HOUSTON TEXAS J R PAYNE PRESS
REGISTRATION STATEMENT ORIG FILED 10 25 38 j3 18 129
AMENDMENT FILED 11 10 38 14
I TEMS 16 19 20 29 & CONS


3725 WISCONSIN INVESTMENT COMPANY A2
MILWAUKEE WIS HAROLD W STORY PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 10 22 38 1

AMENDS TO DEFER EFFECTIVE DATE 11 10 38 1




5 POST EFFECTIVE AMENDMENTS EFFECTIVE



2845 COMMONWEALTH ED ISON COMPANY El
CHI CAGO ILL JAMES S IMPSON CHA IRMAN
SS EFFECTIVE AS OF SEP 5 1937 ON 9 16 37
AMENDMENT OF SEP 18 1937 EFFECTIVE 9 20 37
AMENDMENT OF SEP 22 1937 EFFECTIVE 9 2R 37
AMENDMENT OF NOV 12 1937 EFFECT VE 11 13 37
AMENDMENT OF MAY 20 1938 EF FECTI VE 5 21 38
AMENDMENT OF OCT 13 1938 EFFECT VE 11 H 36



































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II--- S Uo- -I -F
S i C I I D S T A T E PRI N C I P AL OFFICE I T L R
FILE C I ND A IN US R Y UNITS REGISTERED AGEAEIAIE AMOUNT
go .R CI N EO j o ulR p nO1) oF PLoPosID cASN
qI PA T E Rw IT I R DAT[ OFFERInG
s POST S F ACTIVE AMENDMENTS E ECTI i




s POST EFFECTIVE AMENDMENTS EFFECTIVE


3546


MARKET STREET INVESTMENT CORP A
INDIANAPOLIS IND M P CRI ST PRESS
R S EFFECTIVE AS OF FEB 13 1938 UN -
AMENDMENT OF NOV 3 1938 EFFECTIVE -


I PAGEs rILIO

,I A T s, if J





I'l"TINUKD


7 WITHDRAWAL DATA


FIRST STATE TRUST COMPANY At
WILMINGTON DEL L B EBERHAROT PRESS
REGISTRATION STATEMENT EFFECTIVE
R S WI THORAWAL REQUEST FI LED
AFFIDAVI T FILED


3292




UNIVERSITY OF FLORIDA
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3 1262 08737 4822