Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00235

Full Text






















INDEX


ISSUER NAME


AMERICAN VISCOSE CORPORATION

BULLION INC

COMMONWEALTH INVESTMENT COMPANY

GROUP SECURI TIES INC

HIGGIN8 INDUSTRIES INC

INDUSTRIAL IMPROVEMENT C CORPORATION

SEATEX OIL COMPANY INC

SOUTHWESTERN INVESTMENT COMPANY

STROUSS HIRSHBERG COMPANY


SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMED IATE MA 1941
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


FILE NO.
2-
4758

4763

1789
4201

4726

4738

4701

4495

3076


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method usea in refortin, rei-
tration events, and containing digests of the principal registration forms, may te obtained on renuit.

ABBREVIATIONS Following are some of the more frequently used abbrevlatlons:

AMED amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets
PHOTOCOPIES The number of pages In each document filed with the Commission Is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 0l per page for the first 1r pages In any single
order, and 74 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with It.


IEi/3:. 9 1 t ''4




MAY 20, 1941
ISSUER NAME FORM
FILE CITY AND STATE PRINCIPAL OFFICER TITLE PAGES FILED
NO1 NSCU S T R Y UNITS REGISTERED AGGREGATE AMOUNT
SCP RP SE C RI P T 0N 000 000 000 OF PROPOSED CAS ON PR ..
No. 'M,- .o o.o s To' F, O,
pEC R I F I CTUo ERWRITER DATE OFFERING STATE- ST IIBITS
RC, OR OF ACTIN0"1 00 00 00 4I9T

REGISTRATION STATEMENTS FILED


4763 BULLION INC AO1
DEADWOOD SD ROGER W CLARKE PRES
GOLD MINING AND MILLING
S1 PAR 8PC NON CUM PFD AT 1 00 110 000 110 000
10C PAR COMMON AT 10C 110 000 11 000
FOR DEV MACHY EQUIPMENT AND MILL
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIG FILED 5 20 41 50 242


AMENDMENTS FILED


1789 COMMONWEALTH INVESTMENT COMPANY Al
SAN FRANCISCO CALIF S W COLEMAN PRES
3 S EFFECTIVE AS OF DEC 19 1935 ON -
AMENDMENT OF DEC 23 1935 EFFECTIVE -
AMENDS OF MAR 16 & APR 6 1936 EFF -
AMENDMENT OF NOV 16 1936 EFFECTIVE -
AMENDS OF AUG 21 & SEP 2 1937 EFF -
AMENDS OF MAY 28 & JUN 27 1938 EFF -
AMENDMENT OF JAN 27 1939 EFFECTIVE -
AMENDMENTS OF SEP 25 OCT 30
AND DEC 26 1939 EFFECTIVE
AMENDMENT OF JAN 4 1940 EFFECTIVE -
AMENDS OF AUG 15 & SEP 5 1940 EFF -
AMENDS OF MAR 14 & APR 3 1941 EFF -

POST EFFECTIVE AMENDMENT FILED
ITEMS 11 29 32 33 34 47 52
PR AND EX H3
PROSPECTUS PER SECTION 1081 FILED -


4726 H


IGGINS INDUSTRIES INC
NEW ORLEANS LA A J HIGGINS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
ITEMS 17 32 35 41 PR EX H
AND 123 THRU 130


A2
PRESS


4495 SOIITHWESTERN INVESTMENT COMPANY A2
AMARILLO TEXAS R EARL OKEEFE PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -

,E TO WITHDRAW MAR 29 1941 AMEND
:T EFFECTIVE AMENDMENT FILED
FACE AND ITEM 10
N DATA AS AMENDED
I C UM NON PART PFD NPV
SLO UNDER THIS R S AT 20 00
REMOVED FROM REGISTRATION
PER THIS AMENDMENT
C( M o N NPV
OLO UNDER THIS H S AT 12 50
E MOVED FROM REGISTRATION
PER THIS AMENDMENT

--- REGISTRATION STATEMENTS

47' u .: N VI SC SE CO PORTION A2
m:,. NGTON DEL HM C APPLETON PRESS
Ih; OF HAYON YARNS FIBERS ETC
{ R ATI ON STATEMENT ORIG FILED
SAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 45 PM E S TIME ON -

S1OO PAR iPC C UM PF
I 14 PAR C MMU N
Hi TH iSSUED AS A RESULT OF
kECLAS31FI CATION FOR 448000 SHS
5100 PAA COMMON PURCHASED
FtROM BRI TISH TREASURY BY
CE I AI N PURCHASERS NAMED
IN ITEM 48
IF NEW STOCK IS PUBLICLY
rjFERED TERMS BY POST
EFFECTIVE AMENDMENT
No P"'-CCEFUS TO REGISTRANT
N I UNDER WRITER NAMED



i7 l ;,r (IAL i IMPROVEMENT CORPORATION Al
I ,: L P H A P A 0 J WISSING PRESS
SV MFR 4 SALE OF NEW INVENTIONS
l, T S STATEMENT ORIG FILED -
-v I I 0S L Y RECORDED ITEM


V 4 45 PM E S TIME ON -

AT 10 00
S S MACHIY & WORK CAP
N G E NIERWN I TF.RS


5 20 41


2 40

20 41
20 41

20 41

8 873

4 948

960

16 412


FULLY EFFECTIVE
I


5 12

5 19

5 80

228
1 568


177 460



12 000


46 000





SS UE R A E FOR 0 "
CITY AND STATE PRINCIPAL OFFICER TITLE A rRE IISTE
FILE I UST Y ITS E TR A EATE E CAMOUT
P U SR E C E WUT II R D 0 OF PR OPPOSED CAS ,
RECORD OF T O E T rr

5 POST EFFECTIVE AMENDMENTS EFFECTIVE

4201 GROUP SECURITIES INC A1
JERSEY CITY NJ KENNETH S GASTON PRESS
REGISTRATION STATEMENT EFFECTIVE ON 11 3 39
AS OF 4 30 PM E S TIME 10 17 39

AMENDS OF APR 30 & MAY 14 1941 EFF 5 20 41

8 ANNUAL REPORTS FILED (MD FORMS)

3076 STROUSS HIRSHBERG COMPANY A2
ANNUAL REPORT ON FORM 1MD FILED 5 20 41 -1

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF RF SC'ATE ME N

4701 SEATEX OIL COMPANY INC Al
DALLAS TEXAS JOHN 6 MILLS P ES
R S EFFECTIVE 4 45 PM E S TIME ON 5 1 41
PRICE REPORT PER RULE 970
FILED IN SAN FRANCISCO 5 20 41
PROSPECTUS PER RULE 800B
FILED IN SAN FRANCISCO i 5 20 41 ;1




UNIVERSITY OF FLORIDA
II I 1262 08740 9040II IIII I
3 1262 08740 9040