Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00234

Full Text
























FILE NO.
2-
4758

4667

22-115

3588

4716

4745

4742

4706

25-1

4581

4658

4701

4718

3990


INDEX

ISSUER NAME


AMERICAN VISCOSE CORPORATION

ASSOCIATED FUND INCORPORATED

BROWN COMPANY

DIVIDEND SHARES INC

GAR WOOD INDUSTRIES INC

JEFFERSON BUILDING & REALTY CO

LEECE NEVILLE COMPANY

MERCK & CO INC

J P MORGAN & CO INCORPORATED

NEIMAN MARCUS COMPANY

REPUBLIC STEEL CORPORATION

SEATEX OIL COMPANY INC

SOUTHWESTERN INVESTMENT COMPANY

TILO ROOFING COMPANY INC


IhSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used In reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMElD amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE -facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission suclles photocopies of any document, or any
part of any document, on public file. Prices are 10( per page for the first 10 pages in any sinc: e
order, and 7< per page for each page over 100 page;. In ord.rln, give file; nut'er and Issur "
registration statement.

IMPORTANT he Securities and Excihage Conl:slon does i-no n r,;- ofr r-: ,r:
securities r~elstered with it.


SECURITIES AND EXCHANGE COMMISSION MAY 19, 194i
FOR Washington INCLUDES
IMMEDIATE ANY 'TATEYr NT"
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 1. FFT
(Trust Indenture Act of 1939) MAY C,
MAY ]8, 194 ]


S~ I~rs: -~t "'"




_,a u[ ,I_ t I I

S' I F iIr R TITLE I PAGES FILED
F0. UNITS REGISTERED AGOREBATE AMOUNT
RO. ; 5 D I S C R I P T 1 0 N 000 000 000 REGIS-GAo Oy |-
2 o P E F I ISSUE 000 ROPOSED CASH I O
R ElC i P R L UA C T T NON DATE f OFFERING STATE. SPM11
.... AC D 0 0 0 DO

2 AMENDMENTS FILED

4758 AMERICAN VI SCOSE CORPORATION A2
WILMINGTON DEL WM C APPLETON PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 5 16 41 9 34 15

AMENDMENT FILED 5 19 41 16 34
ITEMS 4 21 22 23 24 25 FS CONS
AND PR


4667 ASSOCIATED FUND INCORPORATED
ST LOUIS MO HARRY J ONEILL
LAST PREVIOUSLY RECORDED ITEM


4716













4745









4581









4658


C1
PRESS


AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE



GAR WOOD INDUSTRIES INC A2
DETROIT MICH GARFIELD A WOOD PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED

AMENDMENT FILED
ITEMS 6 21 THRU 26 30 32 34
PR AND EX F
UNDERWRITING DATA AS AMENDED
UNDRWRTR TO BE NAMED BY AMENDMENT



JEFFERSON BUILDING & REALTY CO El
BIRMINGHAM ALA DONALD COMER PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEM 29 AND PR



NE I MAN MARCUS COMPANY A2
DALLAS TEXAS HERBERT MARCUS PRESS
R S EFFECTIVE 12 50 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -

POST EFFECTIVE AMENDMENT FILED
ITEM 9



REPUBLIC STEEL CORPORATION A2
CIEVELAND OHIO R J WYSOR PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


5 19 41


3 REGISTRATION STATEMENTS

470 MERCCK & CO INC A2
SAHWAY NJ GEORGE W MERCK PRESS
MFH OF CHEMICALS ANO DRUGS
SEGISTRATION STATEMENT I RIG FILED -
SAST PREVIOUSLY RECORDED ITEM
AMENDMENT F I LED

AMENDME N FILED
ITEMS 24 25 27 41 FS CONS PR
EX Fl F2 G K1 AND K2
S S EFFECT IVE 4 45 PM E S TIME ON -

PR POSE OFFER I NG AS AMENDED
81 PAR COMMON
BY ISS ER
FIRST TO COMMON STOCKHOLDERS
THRU WARRANTS AT 28 75
INStlR THRU UNDRS AT 28 75
BY CERTAIN STOCKHOLDERS
THR l UNDERWRITERS AT S2 75
ISSUE F S PART FOR WORK I NG CAP I TAL
i D I T N l E
E V I F APR 8 AMEND INDICATES
INi) F WR ITING DATA SHOULD HAVE
BEEN AMENDED TO E AD
r L LO AN SACHS CO FT AL


FULLY EFFECTIVE


100 000

102 372

5 19 41


2 875 000

2 943 195





I SUER NAM E FORM N-
FI CE C I n A STATE PRINCIPAL OFFICER TITLE PAGES FILE
0.FILE N UNITS REGISTERED AGGREGATE AMOUNT
-"PD E T0 S i 000 000 OF PROP"tl
- 'AiA ^ O1 A 0 rX TIOT 0 0 00 FlFm
_DIF '-,jOi>i or j ___ m' E'l '_- ,-* r I


3 REGISTRATION STATEMENTS FULLY EFFECTIVE

SEATEx 01 COMPANY INC Al
DALLAS TI XAS JOHN B MILLS PRES
OPERATE & 0EV OF OIL & GAS LEASES
REGISTHNAI ON STATEMENT ORIG FILED
IN SAN FRANCISCO 3 24 41
LAST PREV IOUSLY RECORDED ITEM
AMENDMENT F I LED IN SAN FRANCISCO 4 29 41

H S EFFECTIVE 4 45 PM E S TIME ON 5 18 41

31 PAR COMMON AT 1 25 200 000 250 000
FOR DEBT DRILLING A WORKING CAP
G BRASHEARS & COMPANY


Continued




83 20 165

10 13


5 POST EFFECTIVE AMENDMENTS EFFECTIVE

3990 TI LO ROOFING COMPANY I NC A2
STR TF ORD CONN k J TOBIN PRESS
R S EFFECTIVE AS OF APR 14 1939 ON 5 4 39
AMENDMENT OF APR 11 1940 EFFECTIVE 4 12 40
AMENDMENT OF MAY 11 1940 EFFECTIVE 5 13 40
PROSPECTUS PER SECTION 10B1 FILED 5 13 41 33

AMENDMENT OF MAY 13 1' 41 EFFECTIVE 5 1 41

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)


3588







4742







4718


DIVIDEND SHARES INC Al
JERSEY CITY NJ CALVIN BULLOCK PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 4 30

PROSPECTUS PER SECTION 1081 FILED 5 19


LEECE NEVILLE COMPANY A2
CLEVELAND OHIO B M LEECE PRESS
R S EFFECTIVE 4 45 PM E S TIME ON 5 9

PRICE REPORT PER RULE 970 FILED 5 19
PROSPECTUS PER RULE 800B FILED 5 19


SOUTHWESTERN INVESTMENT COMPANY A 1
AMARILLO TEXAS R EARL OKEEFE PRESS
R S EFFECTIVE 4 45 PM E S TIME ON 5 9
PROSPECTUS PER RULE 8008 FILED 5 17

PRICE REPORT PER RULE 970 FILED S 19


12

12


PART II TRUST INDENTURE DATA
I SSUER N AM E FO 0
FILE C I T Y AND S T A T E PR I CIP AL OFFICER T I T DATE
0. S SECURITY DESCRIPTION 0) O0 O0
RECORD OF ACTION


34

1




PAGES FILED

FORMS EXHIBITS


OTHER ACTiON


BROWN COMPANY 13
BERLIN NH HERBERT J BROWN PRESS
GENERAL MORTGAGE BONDS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

APPLICATION PER SEC 31081 FILED -


HEARINGS ANNOUNCED

J P MORGAN & CO INCORPORATED
NEW YORK NY GEORGE WHITNEY PRESS
APPLICATION PER RULE T10B3 FILED 5 16 41
FOR FINDING AS TO WHETHER J P
MORGAN & CO INC IS OR IS NOT AN
AFFILIATE OF MORGAN STANLEY &
CO INCORPORATED

NOTICE MAY 19 SETS HRNG NEW YORK 5 23 41


4701


22-115









25-1





UNIVERSITY OF FLORIDA


3 1262 08740 9198