Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00225

Full Text

























FILE NO.
2-
4728

4667

4694

4727

47 2-1

4731

4707

4710

4722

4715

4689

4690

4691

4379

3725


INDEX

ISSUER NAME

AMERICAN BRAKE SHOE AND FOUNDRY CO

ASSOCI ATED FUND INCORPORATED

BRAINARD STEEL CORPORATION

KIRKLAND GOLD RAND LIMITED

KOPPERS COMPANY

LIBERTY ATHLETIC PALACE INC

MASTER ELECTRIC COMPANY

MODERN COLLET & MACHI NE COMPANY

MOORE CORPORATION

MOORE MCCORMACK LINES INC

NATIONAL SECURITIES & RESEARCH CORP

NATIONAL SECURITIES & RESEARCH CORP

NATIONAL SECURI T I ES & RESEARCH CORP

UNION LIGHT HEAT AND POWER CO

WISCONSIN INVESTMENT COMPANY


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used In reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10o per page for the first 100 pages In any single
order, and 7 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.


SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEO IATE APRIL ;, 1041
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)

________________________________ IL~____________________


2-





-U-T -iF A I APkIL 15. Ly4,
' .P I I I C I A A l 0,F F I C I PAII /L
TI E PI pAL OFFICE TILE PAs FILED
6. E E1 I TV REG STEREO I ASIREAI l ANOM T T

_'I .... ... ..Oo 000 ,0 0 Do nI, I.- -
0 0 0 0 1 ow


AMENDMENTS FILED


ASSOCI ATED FUND INCORPORATED
ST LOUIS MO HARRY J ONEILL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


C1
PRESS


466'7







4 69 .
4694









4722








4715















4379








4710
















4689


CONTINUED ON NEXT PAGE


3 29 41
3 31 41


4 15 41


SRAINARD STEEL CORPORATION A2
WARREN OHIO E T SPROULL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED IN CLEVELAND -
EDITORS NOTE

AMENDS TO DEFER EFFECTIVE DATE
FILED IN CLEVELAND -


MOORE CORPORATION A2
JOLIET ILL E K PRIEST PRESS
REGISTRATION STATEMENT ORIG FILED

AMENDMENT FILED
ITEMS 5 9 15 21 36 45 FS CONS
PR AND EX 84



MOORE MCCORMACK LINES INC A2
NEW YORK NY ALBERT V MOORE PRESS
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT FILED
FACE ITEMS 3 4 5 6 7 8 9 14 21
22 23 24 26 27 35 41 FS CONS PR
EX 812 F2 H1 H2 H3 132 THRU 139
UNDERWRITING IATA AS AMENDED
E H ROLLINS & SONS INC AND
SCHRODER ROCKEFELLER & CO INC
OTHERS TO RE NAMED BY AMENDMENT
A C ALLYN AND CO INC ET AL
MAY BE UNDERWRITERS



UNION LIGHT HEAT AND POWER CO A2
CINCINNATI OHIO H C BLACKWELL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE

3 REGISTRATION STATEMENTS F

MODERN COLLET & MACHINE COMPANY A2
ECORSE MICH SAMUEL BAXENOALE PRESS
MFR OF TOOLS a PARTS FOR LATHES ETC
REGISTRATION STATEMENT ORIG FILED
IN CLEVELAND -
AMENDMENT FILED IN CLEVELAND -

R S EFFECTIVE 4 45 PM E S TIME ON -

1 PAR COMMON
BY ISSUER AT 4 00
BY CERTAIN STOCKHOLDERS AT 4 00
ISSUERS PART FOR WORKING CAPITAL
KEANE & COMPANY
GEORGE L FAULKNER MAY BE AN UNDER


NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRES
INVESTMENT TRUST
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E 8 TIME -

INDEP FUND DECLARATION OF TRUST
INCOME TYPE
CAPITAL TYPE
DISTRIBUTIVE TYPE
AGGR AMT INCLUDES 18750
CREATION FEE TO SPONSOR
FOR INVESTMENT
REGISTRANT IS SPONSOR


3

4

U LLY





3
4

4


27 41 1

15 41 1

EFFECTIVE





27 41 45 23
12 41 17 25

15 41


17 500
32 500


70 000
130 000



















268 750


39 1063

41 108


80
1














47


4 15 41


I




SE I- A_ E APRIL 15. 1941
SC I T S TA T PRINCIPAL OFFICE T I L PAGES FILE
FILE CITY AND STATE R CIPAL OFFICER TI UIT RE PATEREDESFILEDAMOUT
10. ECUR 000 000 000 RIS
I T OF PROPOSED CASH TRATION PRO-.
2DRDATE OFFERING STAlE- 4TSP Ist
iOR IS O A TlIONo 00 00 00 MIN T


4690














4691


FULLY EFFECTIVE Continued



3 6 41 48 37

4 3 41 12 22

4 15 41
4 9 41


3 REGISTRATION STATEMENTS
NATIONAL SECURITIES & RESEARCH CORP Cl
NEW YORK NY H J SIMONSON JR PRESS
INVESTMENT TRUST
REGISTRATION STATEMENT ORIG FILED
LAST PREV I OUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E S TIME -

SHARES IN FIRST MUTUAL TRUST FUND
AT MARKET
FOR INVESTMENT
REGISTRANT IS SPONSOR


NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRES
INVESTMENT TRUST
REGISTRATION STATEMENT ORIG FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 45 PM E S TIME ON
AS OF 4 45 PM E S TIME

INDEP FUND DECLARATION OF TRUST &
AGREEMENT ACCUMULATIVE TYPE
WITH INSURANCE
WITHOUT INSURANCE
FOR INVESTMENT
REGISTRANT IS SPONSOR


250 056















126 000
126 CO0


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)

4727 KIRKLAND GOLD RAND LIMITED Al
KIRKLAND LAKE ONT J T TEBBUTT PRES
REGISTRATION STATEMENT ORIG FILED 3 31 41 38 13 380

NOTICE APR 15 SETS HRNG WASHINGTON 4 28 41
RE FACE ITEMS 3 5 6 11 19 20
21 27 THRU 47 50 52 53 FS PR
ENGINEERS REPORT EX B E F & G
AND SECTIONS 6 & 7 OF ACT


7 WITHDRAWAL DATA

4731 LIBERTY ATHLETIC PALACE INC Al
BROOKLYN NY HENRY LEACH PRES
LAST PREVIOUSLY RECORDED ITEM
R S WITHDRAWAL REQUEST FILED 4

REGISTRATION STATEMENT WITHDRAWN 4


4728







4721







4707







3725


9 SUPPLEMENTAL DATA (NOT FILED AS PART

AMERICAN BRAKE SHOE AND FOUNDRY CO A2
NEW YORK NY WILLIAM B GIVEN JR PRES
R S EFFECTIVE 4 45 PM E S TIME ON 4

PRICE REPORT PER RULE 970 FILED 4
PROSPECTUS PER RULE 800B FILED 4


KOPPERS COMPANY A2
PITTSBURGH PA J P WILLIAMS JR PRES
R S EFFECTIVE 4 45 PM E S TIME ON -
PROSPECTUS PER RULE 800B FILED

PRICE REPORT PER RULE 970 FILED -


MASTER ELECTRIC COMPANY A2
DAYTON OHIO E P LARSH PRES
R S EFFECTIVE 1 00 PM E S TIME ON -

PROSPECTUS PER RULE 800B
FILED IN CLEVELAND -


WISCONSIN INVESTMENT COMPANY A2
MILWAUKEE WIS HAROLD W STORY PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL FINANCIAL DATA FILED

PROSPECTUS PER SECTION 1081 FILED -


11 41 1

15 41

OF REG. STATEMENT)


4 10 41


4 15 41


41 400


I i I





UNIVERSITY OF FLORIDA


3 1262 08741 4198