Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00213

Full Text





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INSTRUCTIONS A HAIDlOOK on ri:E1lstratlon procedure 11lustratlin :t-i mettho used in retortlnp rel-i.-
tration events, and conr; .ini direetr of tlie priici-.l restr' ron forms, may be obtained on reruet.

ABBREVIATIOFS Followin r r or f the ore frequently used at r vi:ltlon.;:

AME-N amendment F financial sri ;enrt t
CONS consent PP prosAectus
X exhibits RS re ;:" n t .rnt
FACE facing sheets

PHOTOCOPIES The number ol pages in each document fiIled with :.- *omTsio n is recor ie to f'llilt1te
the placing of orders for photocoGles. The Comm vision uiLli i ot:ocoes of -in docicl.elit, or any
part of any document, on Lutb1c file. Prices are 1r? ier pa "c. flrt 1', pare; In any sin]e
order, and 7 per page for each pare over 100 pages. In ordirln, tive fie Tur. ber and I suer name of
rel stration statement.

IMPORTANT The Securities and Fxchange Comilsslon do e not ,;.> jii ri tsr oI or if z uar tee any
securities registered with It.


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FEBRUARY 21, 1941
ISSUER MAME FORM
SC I T Y A D S T A T E P IICIPAL OFFICER T I TLE PAGES FILED
":10 S CP UR YE C UT 0 I 000 000 000 OF PROPOSED CASH IS
PEC R O rNC P L U T n ERWRITER DATE OFFERING STTE- SP EXm
EC S O oF ATION 00 00D 00


2 AMENDMENTS FILED

464B THE GEORGETOWN CORPORATION Al
WASHINGTON DC F J WARD PRESS
LAST PREVIO USLY RECORDED ITEM
AMENDMENT FILED 2

AMENDMENT FILED 2
FACE ITEMS 3 23 25 26 27 39 40
44 45 46 47 & PR


4654


















4606


3706







4623


PHILIP MORRIS & CO LTD INC A2
NEW YORK NY 0 H CHALKLEY PRESS
LAST PREV IOUSLY RECORDED ITEM
AMENDMENT F I LED

AMENDMENT F I LED
FACE FEE ITEMS 10 12 17 20 21
24 25 27 CONS PR EX A5 F Gl G2
G3 Hi H2 AND H3
PROPOSED OFFERING AS AMENDED
WTS FOR 100 PAR 4 1-4 PC SER CUM PFD
TO COMMON STOCKHOLDERS RTS
8100 PAR 4 1-4 PC SERIES CUM PFD
RES FOR WTS AT 100
UNSUB TO UNDERWRITERS AT 100
MAY BE RESOLD TO PUBLIC
AT 100 OR MARKET



TEXAS FUND I NC Cl
)ALLAS TEXAS C L MORUZZI PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
NEW C1 FS CONS PR EX A Al B1
B2 83 84 C Cl 0 El E2 E3 E4 F G
I M N1 N2 AND N3
PROPOSE OFFER I NG AS AMFNDED
TEXAS ARKANSAS CERTIFICATES OF
RENEF ICIAL INTEREST
FULLY PAID AND
MONTHLY PAYMENT CTFS AT MKT
AGGR AMT NOT TO EXCEED


5-- POST EFFECTIVE AMENDMENTS

REPUBLIC OF CUBA SCH B
R S EFFECTIVE AS OF JUN 10 1938 ON 6
PROSPECTUS PER SECTION 10B1 FILED 2

AMENDMENT OF FED 12 1941 EFFECTIVE 2


LIUZERNE COUNTY GAS & ELECTRIC CORP A2
KINGSTON PA R R VAN HORN PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -

AMENDMENT OF FEB 11 1941 EFFECTIVE -


15 41

21 41


2 21 41

893 946




148 991


2 21 41


14 899 100
















1 000 000


EFFECTIVE


22 38
12 41 26

21 41




23 41

21. 41


301 124


7 WITHDRAWAL DATA


4497








2 7 8 3




, 7 H 4


DIAMOND SHOE CORPORATE I N A
NEW YORK NY M L FRIED MAN PRESS
LAST PREV IOUSLY RECORD ) ITEM
AMENDS TO DEFER EFFECT I VE DATE 2 6 41 1

R S WITHDRAWAL REQOIFST FILED 21 41 1

B ANNUAL REPORTS FILED (MD FORMS)

INTL MATCH REAL I ZAT ON CO LTD El
ANNUAL REPORT CN OHRM IMD FILED 2 21 41 26



INTL MATCH REAL I ZATIO II CO LTD VT Fl
ANNUAL REPORT ON FORM 3MO FILED 2 21 41 19

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)


17 74 INC 0 RP RA TE INVESTORS Al
BOSTON MASS WILL AM A PARKER PRESS
LA ST PRFVI J SLY RECO 0DE D I TEM
PROSPLC I S P R SECTION 10B1 FILED -

P H SP C T f) P' l : R I C T I ON lo B FILED -



4296 INVESTORS II TUAL INC Al
MI NFI PO I' MI NN EAHL E CHABR PRESS
LAST PRI V IOUS Rt COR E ITEM
PR OSI' .C1 T PFR H ACTION 1081 FILED -

PROSPECTU Ij PF ACTION 10B1 F ILED





FEBRUARY 21 1341
SSUER I AME ORM
FILE C I T Y A STA T E PRINCIPAL OFFICER TITLE PAGES FILED
CILE I ND USTR Y UNITS REGISTERED AGGREGATE AMOUNT
NO. SECPUR ED E C PT O 000 000 000 OF POPOSEDCASH
RETI O 6E R I TER OFE R A RING STATE-
0 0-A 0 0 00 00 V00


4629







4398


9 SUPPLEMENTAL DATA (NOT FILED AS PART
RIEKE METAL PRODUCTS CORPORATION A2
AUBURN IND I H RIEKE PRESS
R S EFFECTIVE 4 30 PM E S TIME ON 2
PRICE REPORT PER RULE 970 FILED 2
PROSPECTUS PER RULE 8008 FILED 2


OF REG. STATEMENT) Continued


18 41
21 41 1
21 41 14


10 OTHER ACTIONS

IOWA SOUTHERN UTILITIES CO OF DEL A2
CENTERVILLE IOWA ED L SHUTTS PRES
LAST PREVIOUSLY RECORDED ITEM
REPORT FILED 1
REPORT FILED
SEE 22-27 ENTRY RE TR INDENTR DATA


PART II TRUST INDENTURE DATA
FILE ISSUER AM E F ORn M PAGES FILED
S I T AND STATE PRINCE I PAL OFF I C ER TITLE DATE
lt. SECURE ITY DESCRIPTI 0N 00 00 00 FORMS ELIOITS
RECORD OF ACTION


PERIODIC REPORTS

IOWA SOUTHERN UTILITIES CO OF DEL A2
CENTERVILLE IOWA ED L SHUTTS PRESS
4PC 1ST MTG BONDS DUE 1970
4 1-2 PC GENL MTG
SF BONOS DUE 1950

REPORT PER SEC 313 TR INDENT ACT -
BY NORTHERN TRUST COMPANY AND
SHELDON A WEAVER


FILED






2 21 41






UNIVERSITY OF FLORIDA


3 1262 08741 4073