Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00210

Full Text





SECURITIES AND 'C .'..F ""Mtll S.I, N
wa ., i r ;ton

REGISTRATION REi'O3RD ': CITIESS ,-',: OF I
(Trust Indenture Act of i'"39)


INDEX


ISSUER NAME


THE AVIAT

BEAR MINI

CAL I F 0 RNI

HAYES MAN

I N E PENDE

MARSHALL

OHIO FINAL

SILVER DO

TEXAS SOU


ION CORPORATE

NG AN 0 MILLI

A ENGELS MIN

IFACTURI NG C

NCE SHARES C

DRUG COMPANY

NCE COMPANY

LLAR MINING

THWESTERN GA


I 0 N

NG COMPANY

I NG COMPANY

ORP ORAT I ON

ORP 0 RATI ON





COMPANY

S COMPANY


5E ,ig 941"'


FOR
IMMED I ATE
RELEASE


FE8RIR F, 19.41


FILE NO.
2-
4652

4571

4197

4619

3679

4510

4640

2335

4646


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the metuho usea in reporting regis-
tration events, and containing digests of the principal relistrati7n fori lmay be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Com1ission is reported to facll!tat
the placing of orders for photocoples. The Commission sulies nGot:ciopl s of any document, or
part of any document, on public file. Prices are 1CI per paie for the firsje 10 rape in any si nle
order, and 7t, per page for each page over 10C pages. In orderlnp, 1ive file lumber and issuer nae f
registration statement.

IMPORTAT Tr -re uritles and ;.m Commission does not aso on itc merits of or uarantec any
securitil.. Pe'l;.r.red with it.


f





ME F OR
CI A ND STAT E PRINCIPAL OFFICER TI ILE PAGES FILED
FILE IND U S T AY UNITS REGISTERED AGGREGATE AMOUNT
No0- SE Y EDE PCI P T 10 OfO u00 000 OF PROPOSED CASH T IS
D E NW RIo T ?ER DATE OFFERING ST TE- 0T EAIIInITS
SI I N. oo .o r Es

I REGISTRATION STATEMENTS FILED

4652 THE AVIATION CORPORATION A
NEW YORK NY VICTOR EMANUEL PREi
HOLDING COMPANY AVIATION INDU TA
B3 PAR CAP I TAL
TO STOCKHOLDERS THRU WARRANTS
TO AVIATION & TRANSPORT CiOP
IN EXCH FOR PFD & COM L T .C v
OF AUBURN CENTRAL MFG C n P
AND FOUNDERS STOCK OF
NEW YORK SHIPBUILDING C u'P 4 9 5.
FIRST TO STKHLDRS OTHER TI i H I
AVIATION & TRANSPORT CI .P
UNSUB TO AVIATION AN-
TRANSPORTATION CORP IN
EXCH FOR CERTAIN A -. T I
UNSUB THRU UNDRWRS AT M*. I '. 41
FOR CERTAIN ASSETS OF AVIATIONi A rI
TRANSPORT TAT ION CORP FOR BK Lu iAN
AND WK CAP OF REGI STRANT & SU-iiD-
RE 487641 SHARES
EMANUEL & CO
LEHMAN BROTHERS AND
OTHERS TO BE NAMED BY AME N "t r T
RE 528319 SHARES
AVIATION AND TRANSPORTATION
CORP MAY BE A UNDERWR I TER
RE 429595 SHARES
NO UNDERWRITER NAMED

REGISTRATION STATEMENT 0RIG FILr .1


AMENDMEJNTL


4571







4510









4640









4646


4619







3679)


BEAR MINING AND MILLING COMPANY
DENVER COLO JOHN H VOHLKEN
LAST PREV I OUSLY RECORDED iTEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


FIiED --


MARSHALL DRUG COMPANY
CLEVELAND OHIO W J MARSHALL -
R S EFFECTIVE 4 30 PM E S TIME '
PRICE REPORT PER RULE 970 FIL' -
PROSPECTUS PER RULE 8008 F ILE -

POST EFFECTIVE AMENDMENT F I LED
EX H1 AND H2



SOHIO FINANCE COMPANY A*
COLUMBUS OHIO CHARLES W WILC I E
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED -

AMENDMENT FILED -
SEE 22-98 ENTRY RE TR INDENTR IA T



TEXAS SOUTHWESTERN GAS COMPANY A1
DALLAS TEXAS ALBERT S JOHNSON P S
REGISTRATION STATEMENT ORIG FILED 1

AMENDMENT FILED 2
SEE 22-99 ENTRY RE TR INDENTR II TA

5 POST EFFECTIVE AMENDMENTS


HAYES MANUFACTURING CORPORATION
GRAND RAPIDS MICH A A ANDERSON VP
REGISTRATION STATEMENT EFFECTIVE Oh -
AS OF 4 30 PM E S TIME

AMENDMENT OF FEB 4 1941 EFFECT IE -E



INDEPENDENCE SHARES CORPORATION Cl
PHILADELPHIA PA A H GEARY PREB
R S EFFECTIVE AS OF JUN 14 1938 ON -
AMENDMENTS OF JUL 14 A 20 1938 EFF -
AM NDS OF DEC 22 27 & 30 1938 E F
SUPPLEMENTAL PROSPECTUS MATL FILED

AMENDMENT OF DEC 2 1940 EFFECTi vE -


Ic *I~


S 1


I1
lFFEC

EFFECTIVE


1 41
1 '1


ii










'.1





I 2














III


i I


;, [ ,




FEBRUARY 5. 1941
SSUER NAME FOR-
CITY AND STATE PRINCIPAL OFFICER TITLE PAGE FILED
FILE I O STR Y UNITS REGISTERED AGGREGATE AMOUNT RE
0. I O ERWRI TER DATE OFFERING STATE- EIS
1$ EC UR EDI 0 00 0 00 000 OF PROPOSED CASH I T PRO-
URE o OF A T ONR 00 00 FFERIT T s m

6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)

.197 CALIFORNI A ENGELS MINING COMPANY A2
SAN FRANCISCO CALIF A J HELLER PRESS
REGISTRATION STATEMENT EFFECTIVE ON 1 11 40
AS OF 4 30 PM E S TIME 10 15 39
NOTICE AUG 5 SETS HEARING
SAN FRANCISCO 8 19 40
STOP ORDER WITH OPINION ISSUED 2 5 41
SEE RELEASE NO 2459

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

?335 SILVER DOLLAR MINING COMPANY Al
WALLACE IDAHO C 0 DUNLOP PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 11 16 40 23

PROSPECTUS PER SECTION 1081 FILED 2 5 41 23


PART II TRUST INDENTURE DATA
FILE I SSUER N A M E FORM
E CI TU ND STA TE PRINCIPAL OFFICER TITLE DATE
0. i SCUR ITT DESCRIPTION 00 00 00
22-I jR tCORD OF ACTION


PAGES FILED

FORMS MIIIBITS


NEW FILINGS

TEXAS SOUTHWESTERN GAS COMPANY Al
DALLAS TEXAS ALBERT S JOHNSON PRESS
4 3-4 PC 1ST MTG SF
BONDS SERIES DUE 1956
DATA INCLUDED IN R S 2-4646 AMEND
FORM TI THE MARINE MIDLAND
TRUST CO OF NEW YORK
FORM T2 BALDW IN MAULL


5 41
8
3


AMENDMENTS FILED


OHIO FINANCE COMPANY A2
COLUMBUS OHIO CHARLES W WILD PRESS
3PC 10YR DEBS SER A 1951
2 1-4 PC SYR DEBS
SER I ES B DUE 1946
DATA INCLUDED IN R S 2-4640 AMEND -
EX T1A & T1F OF FORM T1


30


2 5 41


'iL t





UNIVERSITY OF FLORIDA

3 1l262 08741 3323111
3 1262 08741 3323