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Registration record, Securities Act of 1933
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00208
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00208

Full Text



FOR IMMEDIATE RELEASED


















REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVEMBER 7, 1938

(INCLUDES ANY STATEMENTS EFFECTIVE NOVEMBER 6, 1938)



INDEX

FILE NO. ISSUER NAME
2-

3 822 AMER I CAN EX PORT LINES I NC
3H41 AMER ICAN TRUS EED FUNGUS INC

3766 BUFFALO SHEPMAC GOLD MINES LTD
37 3 1 CORNUCOP I A OLD MINES

3 3 4 G E EMPLOYEES SECURITY I S COHP

3H19 HAMI LTON DEPOSIT S COHPORAT ION
3 4 3 INDEPENDENCE HOYALTV FUNU SECOND

29H9 MCCLELL AN KENN A COMPANY

3805 MI CH IGAN GAS & OIL CUHPOR AT ION

3755 MISEHS CHE ST MNG & MI L L ING CO I NC

3122 NATIONAL G YPSUM' COMPANY

3837 PLATE VALLEY Tt:L PHONE CORP
379 ; 0 RO T PH OUC IS C O) POR A T I ON
37, 9 SEAR S ROE BUC K AND CO

3857' UNIJ 0 ELECTRIC COMPANY OF MI SSO RIH I
3 H 0 UN I 0 PRE MI ER F OD STORES I NC
3ib 6 U S LIFE I NS CO IN THE CITY OF N Y
3H03 WESTERN UTI L I r I ES CORPURAT I ON
3 iH 8 FRANK L WI GHT IS TILL ING COMPANY






SECURITIES AND EXCHANGE CO.MMI-'rON
WASHINGTON, D. C.








Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. AMENDMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTI'.'E BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHEcWIZE NOT FULLY EFFECTIVE
5. POST EFFECTIVE AMENDMENTS EFFECTIVE
6. SUSPENSION DATA (INCLUDING HE.APINtGS AN!'UNCED)
7. WITHDRWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SUPPLEMENTAL DATA 'NOT FILED AS PART OF REGISTRATION STATEMENT)
10. .THE., ACTIONS
INSTRUCTIONS The various items of information which appear in the report
are arranged according, to a system of indentations which parallel the inden-
tations in the column headings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing: in the report is issued periodically.

ABBREVIATIONS Followin; are some of the more frequently used abbreviations:
AM D amenm-ent
CONS consent; i.e., consents of experts
required to be furnished in regis-
tritior statements
EX exhibits (to reg itration statement)
FACE facing sheet; i.e., cover page of
registration statement


FS
PR
R S


financial statements
pro pectus
re, station statement


PHC-TOCOPIES The number of pes contained in each document filed with the
Commission is reported in or-er to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, or public file. Pri es are ": per page for the first
100 pages in any single order, an.l er pae for each page over 100 .',s.
In orderln, please give file number and i -ier name of registration statement.

IMP F'Or.T ANT

The Securities and .' C1: e Criirission does not pass on
the merits of securities registere: with it. It does not
guarantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1'33 provides that a registration
statement be on file with th, Commission and open to public in-
spection for at least twenty "ays before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a pr spectus containing a summary of the data in
the registration statement ib given to each purchaser of such
securities at or before the t)>e of the sale.







REGISTRATION RECORD


SECURITIES ACT OF 1933


1 REGISTRATION STATEMENTS FILED


3122


60 000


100 0001 1 500 000


11 7 38


NATIONAL GYPSUM COMPANY A2
BUFFALO NY M H BAKER PRESS
MINING AND MFR GYPSUM PRODUCTS
S4 50 CUM CONV PFD NPV
THRU UNDERWRITERS
SHS OF OUTSTANDING 1ST & 2ND
PFO STKS WILL BE ACCEPTED
TOWARD PAYMENT OF NEW PFD
S1 PAR COMMON & SCRIP CTFS FOR FR SH
RES FOR CONV NO OF SHS UNKNOWN
TO BE OFFERED TO EMPLS UNDER
GOLD BOND STK PURCHASE PLAN
FIRST YEAR AT 15 00 & THEN
AT PRICE SET BY BOARD
FOR RETIREMENT OF ENTIRE ISSUES OF
1ST AND 2ND PFO STKS FOR PLANT
ADDI TIONS & WORKING CAPITAL
W E HUTTON & CO AND
OTHERS TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT REFILED


UNION ELECTRIC COMPANY OF MISSOURI A2
ST LOUIS MO LOUIS H EGAN PRES
OPERATING AND HLDG ELECTRIC UTILITY
INTERIM RECPTS FOR 5 00 CUM PFD NPV
S5 CUM PFD NPV THRU INTERIM RECEIPTS
THRU UNDERWRITERS
FI RS TO HOLDERS OF
s100 PAH PFU ISSUE OF 1922
UNSUB TO PUBLIC
FOR PAYMENT OF BANK LOANS & TO
REIMBURSE TREASURY FOR FUNDS TO BE
USED TO REDEEM ALL 100 PAR PFD
UNORWRTR TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED -


U S LIFE INS CO IN THE CITY OF N Y A2
NEW YORK NY CORNELIUS V STARR PRESS
STOCK LIFE INSURANCE COMPANY
5 PAR CAPITAL
FIRST TO STOCKHOLDERS AT 5 00
UNSUB UP TO 30000 SHS WILL BE
OFFERED THRU UNDERWRITER
AT 5 00
BALANCE UNSUB OPTI ONED TO
UNDERWRITER AT 5 00
FOR WORKING CAPITAL
S E LEVY & CO

REGISTRAIlON STATEMENT ORIG FILED -


FRANK L WI GHT DISTILLING COMPANY A2
BALTIMORE MO CHARLES B GILLET PRES
MFR OF STRAIGHT RYE WHISKEY
S100 PAR 7PC CUM CONV PRI OR PFD
AT 100
5C PAR COMMON
TO BE OFFERED AT 15 00
RES FOR CONV ABOVE PFU
RES FOR CONV OUTSTANDING PFU
FOR WORKING CAPITAL
NO UNDERWRITER NAMED

REGISTRATION STATEMENT OH IG F ILEO -


7 38


11 7 38


350 000










203 900

30 585


SI I 224


S0 6 1 59 9


130 51 150


130 000




11 7 38











70 000


38571


3856















3858


































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://www.archive.org/details/registrationreco19387unit






F I t LED 5 1 A I E R l R C F A L 0 f I C L I I E I L IFA L E ITLE
L I I 0 TR UNITS REGISTERED! AGGREGATE AMOUNT I .
O IL ; U TRY E E S C R I P T 0 .0 .00. .. oAu ... I .
PUR S E S S U OF PROPOSED CASH TR TIOO PRO-
PR CIP UA E WRI TER DATE OFFERING STATE- SPEC' E I
A F i. Af i C TITII1



2 AMENDMENTS FILED




3841 AMER I CAN TRUSTEE FUNDS INC Cl
NEW YORK NY T P HEIDER PRESS
REGISTRATION STATEMENT ORIG FILED 10 19 38 27 8 9

AMENDS TO DEFEH EFFECTIVE DATE 11 7 38 1


37b6 BUFFALO SHEPMAC GOLD MINES LTD Al
FORT ER IE ONT WIL.LIAM Y DEAR PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 10 25 38 1

REQ TO WI THDRAW SPECI FIELD MATERI AL 11 7 38 2
FS OF ORIG R S
AMENDMENT FILED 1 7 38 45 22 14
FACE ITEMS 3 9 13 15 16 20 25
27 28 29 33 34 36 45 46 50 51
59 FS CONS PR EX E1A E3 & H


3843 INDEPENDENCE ROYALTY FUND SECOND Al
HALTIMORE MD C B PENNEY PRESS
REGISTRATION STATEMENT ORIG FILED 10 21 38 1a 8 35

AMENDMENT FILED 11 7 38 20 9
FACE ITEMS 3 25 27 32 34 36 39
40 42 43 47 53 & PR


3805 MICHIGAN GAS a OIL CORPORATION A2
NEW YORK NY OWEN M MASON PRESS
R S EFF UNDER NOTICE OF DEFICIT ENCY 10 11 38
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 5 38 28 21 8

AMENDMENT FILED 11 7 3 2
ATTACHING SIGNATURES



3792 ROBOT PRODUCTS CORPORATION Al
DETROIT MICH L C BENEDICT PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFEH EFFECTIVE DATE 10 29 38 1

REQ TO WITHDRAW SPECIFIED MATERIAL 11 7 38 3
EX C & L OF ORIG R S
AMENDMENT FILED 11 7 38 30 28 99
FACE ITEMS 3 20 26 27 31 THRU
36 39 40 41 42 46 47 53 CONS
PR EX Al Fl H I K1 Mi S T U V W
X Y Z AND PATENTS



3803 WESTERN UTILITIES CORPORATION A2
SAN FRANCISCO CAL C H LOVELAND PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 10 20 38 5

AMENDMENT FILED 11 7 38 4 46
PROSPECTUS




3 REGISTRATION STATEMENTS FULLY EFFECTIVE



3755 MISERS CHEST MNG & MILLING CO INC AO0
LORDSBURG N MEX W H BLACK PRESS
MINING AND MILLING 20 8
REGISTRATION STATEMENT REFILED 8 B 38 0 88
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 11 3 38

R S EFFECTIVE AS OF NOV 4 1936 ON 11 7 38

81 PAR COMMON AT 1 00 100 000 100 000
FOR MILL EXPLORATION DEVELOPMENT
LEASES AND WORKING CAPITAL
H B HENING








ISSUER NAME FORM
FILE CITY AND STATE PRINCIPAL OFFICER TITLE AOUNT PAGES FILED
NO. SESCUftTShoE" ___O_ ooo ooo oOo oF,- RS..
S8 E cCft 00 0 0D OF PROPOSED CA I PRO
L U0T DERWRITER DATE OFFERING STATE- 6P
_D0_______0__ 00 00 X__ET



7 WITHDRAWAL DATA



2989 MCCLELLAND KENNARD COMPANY A2
BARNESVILLE OHIO A E KENNARO PRESS
R S EFFECTIVE AS OF APR 15 1937 ON 6 4 37
R S WITHDRAWAL REQUEST FILED 8 23 38 1
R S WI THORAWAL REQUEST
AND AFFIDAVIT FILED 11 4 38 13

REGISTRATION STATEMENT WI THDRAWN 11 7 38


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


3822 AMER I CAN EXPORT LINES INC A2
NEW YORK NY WILLIAM H COVERDALE PRES
R S EFFECTIVE AS OF OCT 18 1938 ON 11 3 38
PROSPECTUS PEH RULE 800B FI LED 11 7 38 103


3731 CORNUCOPIA GOLD MINES Al
SEATTLE WASH RICHARD E FULLER PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 800B FILED 10 24 38 3

SUPPLEMENTAL PROSPECTUS MATL FILED 11 7 38 23


3834 G E EMPLOYEES SECURITIES CORP A2
JERSEY CITY NJ W 0 HAY JR PRES
REGISTRATION STATEMENT EFFECTIVE 10 28 38
PRICE REPORT PER RULE 970 FILED 11 7 38 1
PROSPECTUS PER RULE 800B FI LED 11 7 38 44


3H19 HAMILTON DEPOSITORS CORPORATION Cl
DENVER COLU ALLEN REDEKER PRESS
H S EFFECTIVE AS OF OCT 13 1938 ON 10 25 38
PROSPECTUS PER RULE 800B FI LED 11 7 38 24


3837 PLATE VALLEY TELEPHONE CORP A2
SCOTTSBLUFF NEB WILLIAM J WALSH PRESS
R S EFFECTIVE AS OF NOV 1 1938 ON 11 3 38
PROSPECTUS PEH RULE 800B FI LED 11 7 38 17


3729 SEAMS ROEBUCK AND CO AB
CHI CAGO ILL ROBERT E WOOD PRESS
REGISTRATION STATEMENT EFFtCTIVE 7 14 38
PRICE REPORT PER RULE 970 FILED 11 7 38 1
PROSPECTUS PER RULE 808B FI LED 11 7 38 24


3808 UNION PREMIER FOOD STORES INC A2
PHILADELPHIA PA SAML FRI EDLAND PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER RULE 8008 FI LED 10 29 38 103
PRICE REPORT PER RULE 970 FILED 11 7 3 1






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UNIVERSITY OF FLORIDA

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3 1262 08737 4657