Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00204

Full Text


F


REGISTRATION RECORD

SECURITIES ACT OF 1933


NOVEMBER 2,


1938


INDEX
ISSUER NAME

ALASKA GOLD MOUNTAIN MINES LTD
AMERICAN EXPORT LINES INC
ARGENTINE REPUBLIC
BANKERS CREDIT & ACCEPTANCE CORP
GENERAL AMERICAN OIL CO OF TEXAS
IMPERIAL PICTURES INC
INTERNAL ACCOUNTANTS SOCIETY INC
NEWPORT INDUSTRIES INC
PETTIT BRYAN & KALBACH INC
REFUGEE ECONOMIC CORPORATION


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.


FILE NO.
2-
476
3822
3756
3697
2512
3578
3585
3838
3835
1534


FOR IMMEDIATE RELEASE









Foreword

This report of registration events occurring under the Securities Act of
1933 is issued daily by the Securities and Exchange Commission. Registration
events, as they occur, are reported under the following headings:
1. REGISTRATION STATEMENTS FILED
2. A-'Ft'DMENTS FILED
3. REGISTRATION STATEMENTS FULLY EFFECTIVE
4. REGISTRATION STATEMENTS EFFECTIVE BUT UNDER NOTICE
OF DEFICIENCIES, OR OTHERWISE NOT FULL' EFFECTIVE
5. F,,ST EFFECTIVE ArMEIDME!TS EFFECTIVE
6. SUSEUNSION DATA (INCLUDING HEARINGS ANNOUNCED)
7. WITHDRAWAL DATA
8. ANNUAL REPORTS FILED (MD FORMS)
9. SU'FPL-EME!TAL DATA (NOT FILED AS PART OF REGISTRATION STTEME':T)
10. OTHER ACTIONS
INSTPUCTI'ONS The various items of information which appear in the report
are arranged according to a system of indentations which parallel the inden-
tations in the column readings. A HANDBOOK on registration procedure illus-
trating the method used in reporting registration events, and containing
digests of the principal registration forms, may be obtained from the Commis-
sion on request.
INDEX An alphabetical list of the names of all security issuers included in
this report appears on the cover page. A cumulative index to registration
statements appearing in the report is issued periodically.

ABBREVIATIONS Following are some of the more frequently used abbreviations:
AMEND amendment
CONS consent; i.e., consents of experts
required to be furnished in regis-
tration statements
EX exhibits (to registration statement)
FACE facing sheet; i.e., cover page of
registration statement
FS financial statements
PR prospectus
R S registration statement
PHOTOCOPIES The number of pages contained in each document filed with the
Commission is reported in order to facilitate the placing of orders for
photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first
100 paF s in any single order, and 7d per page for each page over 100 pages.
In ordering, please give file number and issuer name of registration statement.

IMPORTANT

The Securities and Exchange Commission does not pass on
the merits of securities registered with it. It does not
..arantee any securities, nor can it guarantee the correctness
or accuracy of information filed with it in registration state-
ments. The Securities Act of 1933 provides that a registration
statement be on file with the Commission and open to public in-
spection for at least twenty days before a security issue may
be offered for public sale in interstate commerce. The Act also
requires that a prospectus containing a summary of the data in
the registration statement be given to each purchaser of such
securities at or before the time of the sale.








REGISTRATION RECORD

SECURITIES ACT OF 1933



NOVEMBER 2, 1938
ISSUER NAME FORM
CITY A ND STATE PRINCIPAL OFFICER TITLE N R PAGES FILED
FILE I D USTR Y UNITS REGISTERED AGGREGATE AMOUNT
I SE UR 0 E C IS P 0 II 000 000 000 OFRE 1. C 0
NO. E OF PROPOSED CASH TRACTION PRO-
COR N CO I P T I D RIE TER DATE OFFERING STATE- BITS
,I O O T ION 00 00 00 ENT




z AMENDMENTS FILED




3822 AMERICAN EXPORT LINES I NC A2
NEW YORK NY WILLIAM H COVERDALE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 10 28 38 74 53 323
AMENDMENT FILED 11 2 38 19 106 18
ITEMS 4 21 THRU 29 34 35 36
37 39 41 CONS PR EX F G & 112
PROPOSED OFFERING AS AMENDED 11 2 38
S1 PAR CAPITAL AT 10 50 88 000 924 000
PRIN UNDRWRTRS NAMED BY AMEND 11 2 38
LEHMAN BROTHERS ET AL


2512 GENERAL AMERICAN OIL CO OF TEXAS Al
SHREVEPORT LA J W GILLILANO PRES
REGISTRATION STATEMENT EFFECTIVE 8 16 37
ANNUAL REPORT ON FORM 1MD FILED 10 27 38 36
POST EFFECTIVE AMENDMENT FILED 11 2 38 82 37 478
NEW Al FS CONS PR EX A20 A3B
F2B F3B F4A F6 F7 H41 THRU H61
MB AND MC
PROPOSED OFFERING AMENDED 11 2 38
FOR DETAILS SEE AMEND
UNDERWRITING DATA AS AMENDED 11 2 38
RUSSELL MAGU IRE & CO INC


3578 IMPERIAL PICTURES INC Al
NEW YORK NY WILL AM M PIZOR PRESS
R S EFFECTIVE AS OF APR 8 1938 ON 4 9 38
SUPPLEMENTAL PROSPECTUS MATL FILED 8 19 38 32
POST EFFECTIVE AMENDMENT FILED 11 2 38 33 42 19
FACE ITEMS 2 8 11 20 25 30 31
32 33 35 36 46 49 FS CONS PR
EX E4 H1B & H4A
PROPOSED OFFERING AS AMENDED 11 2 38
81 PAR COMMON
SOLD UNDER THIS R S AT 1 50 1 000 1 500
TO BE OFFERED AT 1 50 424 000 636 000
UNDERWRITING DATA AS AMENDED 11 2 38
SMITH FRIZZELLE & CO INC


3835 PETTIT BRYAN A KALBACH INC C1
JERSEY CITY NJ KARL D PETTIT PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 10 21 38 13 27
AMENDMENT FILED 11 2 38 5 26
FACE ITEMS 14 74 & PR



3 REGISTRATION STATEMENTS FULLY EFFECTIVE


ARGENTINE REPUBLIC SCH B
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT F I LED
AMENDMENT FILED
FACE ITEM 18 & PR
R S EFFECTIVE AS OF OCT 26 1938 ON -
4 1-2 PC 10YR SF
EXT LOAN BONDS 1948 AT 95 50
FOR ADVANCEMENT TO CITY OF BUENOS
A IRES TO BE USED FOR PAYMENT OF
PROPERTY ACBU IRED FOR STREET S &
FOR GOVERNMENTS PUBLIC WORKS
PROGRAM FOR 1938
MORGAN STANLEY & C I NC ET AL


S25 000 000


23 875 000


3756


































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


























http://www.archive.org/details/registrationreco19382unit





NOVEMBER 2, 198
ISUER NAME FORM
Sg CITT A S T TATE PRINCIPAL OFFICER TITLE F REG FILED
SD C 000 000 00 0 OF PROPOSED CASH sTi O.
2- So E"RRIT DT I SFYwwm
REj O 0 A w T E R I R TEIR DATE OFFERING STATE- SrEUS
EC 0t 0 ACT**INON 00 00 00 NEXT




3 REGISTRATION STATEMENTS FULLY EFFECTIVE CONTINUED



3838 NEWPORT INDUSTRIES INC A2
PENSACOLA FLA A A SCHLES SINGER PRESS
MFR OF WOOD NAVAL STORES ETC
REGISTRATION STATEMENT ORIG FILED 10 13 38 45 19 51
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 10 29 38 7 19 4
REGISTRATION STATEMENT EFFECTIVE 11 2 38

WTS FOR $1 PAR CAPITAL TO STKHLDRS
S1 PAR CAPITAL RES FOR WTS AT 10 00 103 870 1 038 700
IF MORE THAN 60000 BUT LESS
THAN 90000 SHS SUBSCR THRU WTS
UNSUB MAY BE OFFERED IN EXCH
FOR 5PC NTS PER ITEM 21
IF LESS THAN 60000 SHS SUBSCRBD
UNSUB MAY BE THRU UNDRWRTRS
TERMS RE UNSUB SHS TO BE
STATED BY POST EFF AMEND
FOR DEBT NEW BOILERS & WORK CAP
NO UNDERWRITER



5 POST EFFECTIVE AMENDMENTS EFFECTIVE



3585 INTERNAL ACCOUNTANTS SOCIETY INC El
CHICAGO ILL JOHN T MADDEN PRES
R S EFFECTIVE AS OF FEB 17 193B ON 4 12 38
AMENDMENTS OF OCT 28 & 31 1938 EFF 11 2 38


SUPPLEMENTAL DATA

(NOT FILED AS A PART OF REG. STATEMENT)


476







3697






1534


ALASKA GOLD MOUNTAIN MINES LTD Al
LOS ANGELES CALIF C F HUTCHINS PRESS
R S EFFECTIVE AS OF JUL 7 1935 ON -
AMENDMENTS OF JUL 17 & 31 1935 EFF -
AMENDS OF SEP 26 & OCT 14 1938 EFF -
PROSPECTUS PER SECTION 10B1 FILED -


BANKERS CREDIT & ACCEPTANCE CORP Al
WASHINGTON DC BLAKE S MACKENZIE PRES
REGISTRATION STATEMENT EFFECTIVE
AMENDMENTS OF SEP 13 A 17 1938 EFF -

PROSPECTUS PER RULE 800B FI LED -


REFUGEE ECONOMIC CORPORATION Al
NEW YORK NY FELIX M ARBURG PRESS
REGISTRATION STATEMENT EFFECTIVE
PROSPECTUS PER SECTION 1081 FILED -





UNIVERSITY OF FLORIDA
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3 1262 08737 5126,