Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00189

Full Text




SECURITIES AND EXCHANGE COMMISSION AsuGT 4, 1941
FOR Wash ington INCLUDES
IMMED IATE ANY STATEMENTS
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 EFFECTIVE
(Trust Indenture Act of 1939) AUGUST 3. 19,1


INDEX

FILE NO. ISSUER NAME
2-
4795 AMERICAN MUTUAL REINSURANCE CO

4317 CENTRAL ELECTRIC & TELEPHONE CO

4537 DANBURY & BETHEL GAS A ELEC LT CO

2577 EATON & HOWARD STOCK FUND

3601 FERN VALLEY MUTUAL WATER COMPANY

4700 FISCAL FUND INC
4637 FOOTE BROS GEAR AND MACHINE CORP

4781 GENERAL ACCEPTANCE CORPORATION

3687 INCOME ESTATES OF AMERICA INC

4635 LIBBY MCNEILL & LIBBY

4794 REMINGTON RAND INC

4725 STANDARD STOKER COMPANY INC

186 WELLINGTON FUND INC

1792 WELLINGTON FUND INC

3416 WELLINGTON FUND INC


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets
PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10l per page for the first 100 pages in any single
order, and 70 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.





ISSUER NAME FORM AUGUST
I C I TY A ND S TATE PRINCIPAL OFFICER TITLE PAElS FILED
FILE I N U S T R Y UNITS REGISTERED AGGREGATE AMOUNT
Wo. SECURITY E FSCRI P T RN 000 000 000 O O RR WIS
PI OS TE 1 OF PROPOSED OF 7 ATInP PRO-.
2-0IPR I CIP ERWR I TER DATE OFFERING SIATE- SVM IST
C. SOF AT 00 00 00 I


AMENDMENTS FILED


AMERICAN MUTUAL REINSURANCE CO Al
CHICAGO ILL 0 EDWARD RINGOUIST PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
FACE ITEMS 3 11 21 22 23 39 47
50 53 CONS PR EX D G L THRU S
PROPOSED OFFERING AS AMENDED
3PC CUM NON NEGOTIABLE DEBENTURES
INTEREST PAYABLE ONLY WHEN
SURPLUS EXCEEDS 1000000 DOLLARS
WITHOUT MATURITY CALLABLE AS OF
ANY DEC 31 SUBSEQUENT TO DATE
OF ISSUANCE ON 365 DAYS NOTICE
TO MUTUAL FIRE AND CASUALTY
INSURANCE COMPANIES AT 100


4795

















4700


Al
PRESS


STANDARD STOKER COMPANY INC A2
NEW YORK NY HAROLD P FARRINGTON PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEMS 5 22 23 24 44 PR EX Fl
F2 AND H
PROPOSED OFFERING AS AMENDED
85 PAR COMMON
BY CERTAIN STKHLDRS AT 19 50

5 POST EFFECTIVE AMENDM


8 4 41






S 5 000 000


8 4 41

44 890

ENTS EFFECTIVE


LIBBY MCNEILL & LIBBY A2
CHICAGO ILL DANIEL W CREEDEN PRES
R S EFFECTIVE 4 30 PM E S TIME ON -

POST EFFECTIVE AMENDMENT FILED
ITEMS 21 & 24 PR EX Fl
PROPOSED OFFERING AS AMENDED
$7 PAR COMMON BY SWIFT & COMPANY
SOLD UNDER THIS R S TO UNDRWRS
AND REOFFERED TO PUB AT 6.875
TO BE OFFERED
THRU UNDERWRITERS AT 5.625
AMENDMENTS OF JUL 29 AND
AUG 1 & 4 1941 EFFECTIVE -


518 639

500 000

4 41


10 440 643

8 437 500


WITHDRAWAL DATA


4537 DANBURY & BETHEL GAS & ELEC LT CO A2
DANBURY CONN J L STONE PRESS
R S EFFECTIVE 3 30 PM E S TIME ON
R S WITHDRAWAL REQUEST FILED

REGISTRATION STATEMENT WITHDRAWN

ANNUAL REPORTS FILED

3687 INCOME ESTATES OF AMERICA INC Cl
ANNUAL REPORT FILED APR 30 AMENDED -


186




1792



3416


WELLINGTON FUND INC Al
ORIGINALLY FILED AS
INDUSTRIAL & POWER SECS CO
ANNUAL REPORT FILED JUL 15 AMENDED -


WELLINGTON FUND INC Al
ANNUAL REPORT FILED WITH RS 2-186
JUL 15 1941 AMENDED

WELLINGTON FUND INC Al
ANNUAL REPORT FILED WITH RS 2-186
JUL 15 1941 AMENDED


18 40
1 41 1

4 41

FORMS)


4 41 11





2 41 7


8 2 41



B 2 41


FISCAL FUND INC
JERSEY CITY NJ LEWIS T BEMAN
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


4725


13 121


5 000 000


875 355


4635


_1




ISSUER NAME FORM AUGUST 4 1Q
E IT Y A ND STATE PR INCIPAL OFFICER TITLE UNATS RE.ITEREO A GES FILED
FILE I U USTR Y ITS REGISTERED AOREGATE AMOUNT
0 -. LE CRSPT 1 0 R 000 000 000 RERI- PP. .
S PCUPUU R SEDI IS U E 0N000 000 0 0 0 OF PROPOSED CASH RATION P
I PE R C I P A L UN "DI0 ERWR I TER DATE OFFERING S PECTUS W EHII1TS
RECORD OF ACTION 00 00 00 MEWT


9 SUPPLEMENTAL DATA (NOT FILED AS PART


OF REG. STATEMENT)


2577









3601







4637








4781








4794


EATON & HOWARD STOCK FUND Al
ORIGINALLY FILED AS
EATON & HOWARD MGMNT FUND F
BOSTON MASS CHARLES F EATON JR ET AL
AMENDMENT OF OCT 2 1940 EFFECTIVE -
ANNUAL REPORT FILED WITH RS 2-203

PROSPECTUS PER SECTION 10B1 FILED -


FERN VALLEY MUTUAL WATER COMPANY Al
IDYLLWILD CALIF ROLLIN R NUMBER PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -
PROSPECTUS PER SECTION 10B1 FILED -


FOOTE BROS GEAR AND MACHINE CORP A2
CHICAGO ILL WILLIAM A BARR PRES
R S EFFECTIVE 4 30 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 800B FILED

SUPPLEMENTAL PROSPECTUS MATL FILED -


GENERAL ACCEPTANCE CORPORATION A2
BETHLEHEM PA F REED WILLS PRESS
R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 pM E S TIME -
PROSPECTUS PER RULE 800B FILED

PRICE REPORT PER RULE 970 FILED -


REMINGTON RAND INC A2
BUFFALO NY JAMES H RAND JR PRESS
R S EFFECTIVE 4 45 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -

PROSPECTUS PER RULE 800B FILED


OTHER ACTIONS


4317 CENTRAL ELECTRIC & TELEPHONE CO A2
SIOUX CITY IOWA MAX MCGRAW PRESS
REPORTS FILED 8 2 40 2
ANNUAL REPORT ON FORM 1MD FILED 6 16 41 46

REPORTS FILED 8 2 41 4
SEE 22-9 ENTRY RE TR INDENTR DATA



PART II TRUST INDENTURE DATA
FILE I ISSUER AME FORM PAGE FILED
IC I T A NCD S TATE PRINCIPAL OFFICER TITLE DATE PAGES FILED
0. I SECURE IT DESCRIPTION 00 00 00
-- Rj 0 0EC OR OF ACTIO FOR

PERIODIC REPORTS FILED


CENTRAL ELECTRIC & TELEPHONE CO A2
SIOUX CITY IOWA MAX MCGRAW PRESS
4 1-2 PC 1ST MTG COLL LIEN
SF BONDS SER A 1965

REPORTS PER SECTION 313 FILED
BY THE FIRST NATIONAL BANK
OF CHICAGO RE FORM T1
BY ROBERT L GRINNELL
CHICAGO ILL RE FORM T2


B 2 41




UNIVERSITY OF FLORIDA

3 1262 08740 8Ii588II
3 1262 08740 8588