Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00184

Full Text
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INDEX

FILE NO. ISSUER NAME
2-
3690 AERONAUT I CAL SECURE I T IES INC

4790 BEACON ASSOCIATES INC

2935 BOSTON FUND INC

4200 CANADIAN MINERAL EQUITIES LIMITED

4415 CARPENTER PAPER COMPANY
4578 CARPENTER PAPER COMPANY

3503 FINANCIAL SECURITY FUND INC

4409 FLEMING WILSON MERCANTILE COMPANY

22-127 FLOUR MILLS OF AMERICA INC

4793 HASKELITE MANUFACTURING CORP

2250 HOBERG PAPER MILLS INC

207 INVESTMENT COMPANY OF AMERICA

3907 INVESTMENT COMPANY OF AMERICA

4689 NATIONAL SECURITIES & RESEARCH CORP

4690 NATIONAL SECURITIES & RESEARCH CORP

4691 NATIONAL SECURITIES & RESEARCH CORP

4741 NORTHERN NATURAL GAS COMPANY

4798 PENI NSULA PLYWOOD CORPORATION

4794 REMINGTON RAND INC

4659 STATE BOND AND MORTGAGE COMPANY


SECURITIES AND E%.ChANGF COMMISSION
FOR Washington iN.ii
IMMEDIATE A NY ', TA IN ,
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 I. I
(Trust Indenture Act of 1939) 'U


INSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used in reporting regis-
tration events, and containing digests of the principal reslri- ttlon forms, may te obtalneO on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financlil statements
CONS consent PR prospectus
EX exhibits RS registrtlion statement
FACE facing sheets
PHOTOCOPIES The number of pages in each document filed with the Commission Is relrted to faclltat
the placing of orders for photocopies. The Commir son su1ilic.- hotocoples of r. licurnt, r r Cny
part of any document, on ;utlic file. Prices are 10I per f ae for the first 10 pages in iny single
order, and 7T per page for each page over 10C pages. In ordering, c!ve file number and iasu:r na: ii
registration statement.

IMPORTANT The Securities and Fxchange Commission does not pass on the merits of or guarantee any
securities registered with It.




JULY 21, 1941
SS-U .ER ,AME FORMJULY 2 194
FILE IT Y A N STATE PRINCIPAL OFFICER TITL E PAGES FLE
FILE 1I STRY C T ON UNITS REGISTERED AGGREGATE ANOINT
A.000 000 000 OF PROPOSED CAIN ajg

,-0" 00 0 0 00 OFFEtNE

REGISTRATION STATEMENTS FILED



4798 PENINSULA PLYWOOD CORPORATION Al
SEATTLE WASH EMORY E MOORE PRES
MFR OF PLYWOOD A ASSOCIATED PRODS
51000 PAR COMMON AT 1000 48 48 000
FOR NEW PLYWOOD PLANT MACHINERY
EQUIPMENT AND WORKING CAPITAL
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIG FILED 7 21 41 53 20 70

2 AMENDMENTS FILED

4790 BEACON ASSOCIATES INC Al
PROVIDENCE RI KENNETH H EARLE PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 7 14 41 1

AMENDMENT FILED 7 21 41 35 33 32
FACE ITEMS 16 23 26 29 32 36
38 53 FS CONS PR EX D A E
PROPOSED OFFERING AS AMENDED 7 21 41
6 1-2 PC 30YR PART SF
DEBS SERIES A 1971 AT 100 S 500 000 500 000


4793 HASKELITE MANUFACTURING CORP A2
CHICAGO ILL GEO R MEYERCORD JR PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 7 17 41 18 13 2

AMENDMENT FILED 7 21 41 7 3
ITEM 5 AND PR


4741 NORTHERN NATURAL GAS COMPANY A2
OMAHA NEBR B R BAY PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 7 3 41 9

AMENDMENT FILED 7 21 41 4 2
ITEM 41 AND EX 17


4794 REMINGTON RAND INC A2
BUFFALO NY JAMES H RAND JR PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 7 17 41 27 45 122

AMENDMENT FILED 7 21 41 32 47 123
ITEMS 4 5 15 27 33 34 35 FS
CONS PR EX B2 F G AND G1
SEE 22-129 ENTRY RE TR INDENTR DATA


4659 STATE BOND AND MORTGAGE COMPANY A2
NEW ULM MINN HENRY N SOMSEN PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 7 10 41 3

AMENDMENT FILED 7 21 41 12 6
FS CONS A PR

7 WITHDRAWAL DATA

4200 CANADIAN MINERAL EQUITIES LIMITED Al
TORONTO ONT ARTHUR MEIGHEN PRES
REGISTRATION STATEMENT EFFECTIVE ON 1 25 40
AS OF 4 30 PM E S TIME 1 17 40
AMENDMENT OF MAR 27 1940 EFFECTIVE 4 3 40
R S WITHDRAWAL REQUEST FILED 6 21 41 1

AFFIDAVIT FILED 7 21 41 2

8 ANNUAL REPORTS FILED (MD FORMS)

4415 CARPENTER PAPER COMPANY A2
ANNUAL REPORT FILED MAY 24 AMENDED 7 21 41 B

4578 CARPENTER PAPER COMPANY A2
ANNUAL REPORT FILED WITH RS 2-4415
MAY 24 1941 AMENDED 7 21 41 8


2250 HOBERG PAPER MILLS INC A2
ANNUAL REPORT FILED APR 24 AMENDED 7 21 41 3




,ULT ;L t __1941

0.. O0 O01 0 ;,
FILE I 'T PI II CIPAI 0 OFFICE I TILE PAE S FILE
O 1 ITS HLuTEIES AsRE:ATE AMOUNT

go. 11000 00 0000 A Sm

8 ANNUAL REPORTS FILED (MD FORMS) Continued

207 INVESTMENT COMPANY OF AMERICA 02
ORIGINALLY FILED ON FORM Al
ANNUAL REPORT FILED JUN 28 AMENDED 7 a2. 41 28

3907 INVESTMENT COMPANY OF AMERICA A2
ANNUAL REPORT FILED WITH RS 2-207
JUN 28 1941 AMENDED 7 21 41 28

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)


3690








2935






3503







4409









4689







4690







4691


AERONAUTICAL SECURITIES INC Al
JERSEY CITY NJ MINTON M WARREN PRESS
PROSPECTUS PER SECTION 1081 FILED -
ANNUAL REPORT ON FORM N8B1
IN LIEU OF FORM iMO FILED -

PROSPECTUS PER SECTION 10B1 FILED -


BOSTON FUND INC Al
BOSTON MASS 0 KELLEY ANDERSON PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -

PROSPECTUS PER SECTION 1081 FILED -


FINANCIAL SECURITY FUND INC Al
DENVER COLO CHARLES F SMITH PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -
PROSPECTUS PER SECTION 10B1 FILED -


FLEMING WILSON MERCANTILE COMPANY A2
TOPEKA KANSAS 0 A FLEMING PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT OF SEP 3 1940 EFFECTIVE -

PROSPECTUS PER SECTION 1081 FILED -
ISSUER NAME CHANGED FEB 8 1941 PER
ABOVE PROSPECTUS TO
FLEMING CO INCORPORATED


NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRES
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRES
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -
SUPPLEMENTAL PROSPECTUS MATL FILED -





PA1T II TRUST INDENTURE DATA .__ ut, :L t
UER. n AHE FORM r efat Dir I
I A D T T i P I F I L r f I c E l I L DATL(
u. S E C U R I T Y 0 S C R I I ---
J1- 0(E(CU IT DO CRIr i I 00 00 .C


AMENDMENTS FILED


127 FLOUR MILLS OF AMERICA INC T3
KANSAS CITY MO E P MITCHELL PRESS
4PC 20YR CONV SUBORDINATED
INCOME SF NOTES 1960
NON INTEREST BEARING NON VOTING
SUBORDINATED RETIREMENT
FUND CERTIFICATES OF
INDEBTEDNESS DUE 1960
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
EX T3C1 & T3E3 OF FORM T3
NEW Ti UNION NATIONAL BANK IN
KANSAS CITY
EX T1AA T1AB T1AC TIB AND TID
OF FORM T1


129


REMINGTON RAND INC A2
BUFFALO NY JAMES H RAND JR PRES
3 1-4 PC 15YR SF DEBS 1956

DATA INCLUDED IN R S 2-4794 AMEND -
ITEMS 2 6 THRU 12 OF FORM T1


7 21 41


UNIVERSITY OF FLORIDA



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