Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00161

Full Text

L -


FOR IMMEDIATE RELEASE


REGISTRATION RECORD

SECURITIES ACT OF 1933












INDEX FOR JANUARY 1941










This Index lists alphabetically all registration

statements which have appeared in the REGISTRATION RECORD

during the month, giving the date of the last item reported

during the month in each case. By referring to the REGIS-

TRATION RECORD of that date, the details as to the item,

and also the back record of previous items, may be found.











SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C.




































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://www.archive.org/details/registration3794unit






RILE ISSUER NAME

2- RECORD OF LATEST ACTION DURING MONTH


FORM DATE OF LATEST

ACTION FOR MONTH


1968 ADMINISTRATIVE CORPORATION Cl
SUPPLEMENTAL PROSPECTUS MATL FILED -

4512 AIR COMMUNICATIONS INC Al
POST EFFECTIVE AMENDMENT FILED

2980 AMERICAN FORGING & SOCKET COMPANY A2
ANNUAL REPORT ON FORM 1MD FILED
LAST PREVIOUSLY RECORDED ITEM
REGISTRATION STATEMENT EFFECTIVE

3691 AMERICAN TRUSTEE FUNDS INC Cl
PROSPECTUS PER SECTION 1081 FILED -

3850 AMERICAN TRUSTEE FUNDS INC Cl
PROSPECTUS PER SECTION 10B1 FILED -

4651 ASSOCIATED INVESTORS INC Cl
REGISTRATION STATEMENT ORIG FILED -

2235 ATLANTIC OIL INVESTMENT CORP Al
SUPPLEMENTAL PROSPECTUS MATL FILED -

1903 AXE HOUGHTON FUND INC Al
ORIGINALLY FILED AS
ADMINISTERED FUND SECOND INC
AMENDMENT OF NOV 23 1940 WITHDRAWN -
AMENDS OF JAN 9 11 & 24 1941 EFF

4572 BARIUM STAINLESS STEEL CORP A2
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 800B FILED -

4571 BEAR MINING AND MILLING COMPANY Al
AMENDS TO DEFER EFFECTIVE DATE

4568 BIG HORN MINES INC AO1
AMENDS TO DEFER EFFECTIVE DATE

4287 BLOOM LAKE CONSOLIDATED MINES LTD Al
PROSPECTUS PER SECTION 1081 FILED -

4607 BOND STORES INCORPORATED A2
PRICE REPORT PER RULE 970 FILED -

4273 BRAINARD STEEL CORPORATION A2
AMENDMENT OF JAN 11 1941 EFFECTIVE -

2967 BREWSTER AERONAUTICAL CORPORATION Al
PROSPECTUS PER SECTION 10B1 FILED -

3975 BREWSTER AERONAUTICAL CORPORATION A2
EDITORS NOTE

1906 BROAD STREET INVESTING CORPORATION A2
ORIGINALLY FILED AS
BROAD STREET INVESTING CO INC
PROSPECTUS PER SECTION 1081 FILED -

419 BROWN FORMAN DISTILLERS CORP Al
ORIGINALLY FILED ON FORM 02 AS
BROWN FORMAN DISTILLERY CO
EDITORS NOTE

2325 BROWN FORMAN DISTILLERS CORP Al
ORIGINALLY FILED AS
BROWN FORMAN DISTILLERY CO
EDITORS NOTE

4605 BRUNSWICK BALKE COLLENDER COMPANY A2
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED -

3471 CALLAHAN ZINC LEAD COMPANY Al
PROSPECTUS PER SECTION 10B1 FILED -

3501 CENTRAL SOYA COMPANY INC A2
ANNUAL REPORT ON FORM 1MD FILED
LAST PREVIOUSLY RECORDED ITEM
EDITORS NOTE

4014 CENTRAL SOYA COMPANY INC A2
ANNUAL REPORT FILED WITH RS 2-3501 -
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE 800B FILED
4628 CENTURY SHARES TRUST At
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED

4591 CHAIN STORES DEPOT CORPORATION A2
AMENDS TO DEFER EFFECTIVE DATE

4544 CHEFFORD MASTER MFG CO INC Al
SUPPLEMENTAL PROSPECTUS MATL FILED -

4084 REPUBLIC OF CHILE SCH B
PROSPECTUS PER SECT ION 10B1 FILED -
4559 CITY WATER COMPANY OF CHATTANOOGA A2
SUPPLEMENTAL PROSPECTUS MATL FILED -


1 7 41



1 11 41






FILE ISSUER NAME
NUMBER
2- RECORD OF LATEST ACTION DURING MONTH
.. ISERNM


FORM DATE OF LATEST

ACTION FOR MONTH


4435 COLORADO SPONSORS INC Cl
ANNUAL REPORT ON FORM 2Ma FILED
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 070 FILED -

1326 COMMODITY CORPORATION Al
PROSPECTUS PER SECT ION 1081 FILED -

4625 CONSOL GAS EL LT AND PW CO OF HALT A;
PRICE REPORT PER RULE 970 F I LE -

4620 CONTINENTAL AIR LINES INC A2
AMENDMENT F ILED

ZZ-50 COPLEY SQUARE TRUST T3
EDITORS NOTE

23 CORPORATE EQUITIES INC Al
EDITORS NOTE

922 CORPORATE EQIITI ES INC Cl
PROSPECTUS PER SECTION 10R1 FILED -

1285 CORPORATE EQIu IT I ES INC Cl
EDITORS NOTE

1292 CORPORATE EQUITI ES INC C1
EUI TORS NOTE

4614 CRUCI LE STEEL COMPANY OF AMERICA A2
PROSPECTUS PER RULE 8001 FILED -

4647 DAVENPORT WATER COMPANY A2
REGISTRATION STATE 4ENT ORI ; FILED -

4575 DELTA AIR CORPORATION A2
PRICE REPORT PER RULE 970 FILE -
PROSPECTUS PER RULE OU0H FILED

4636 DESPINA GOLD MINES LIMITED Al
REGISTRATION STATEMENT UIRI(; F ILE -

4497 DIAMOND SHOE CORPORATE ON AZ
AMENDS TO UEFER EFFECT I VE DATE

4535 DIESEL PLANTS INC Al
PRICE REPORT PER RULE 970 F I LED -

4550 WALT DISNEY PRODUCTIONS A2
ANNUAL REPORT ON FOR I 1 1) FILED
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS rATL FIL EU -

2639 U I VER I F I F I NV F T NT F If N I NC A1
ANNUAL REPORT ON FORMt 1M F ILEI)
LAST PREVIOUSLY RECORD I TEM
PROSPECTUS PER SECT ION 10B1 FILED -

45 9 EL PASo ELECTRIC COMPANY TEXAS A2
PRIi CE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8001 FILED

3558 EMERSON ELECTRIC MAN FACTURING CO A2
PROSPECTUS PER SECTION 10 1 F ILFU -

4410 EMPIRE LIMBER COMPANY B COMM U1
AMENDMENTS OF JAN 4 & 16 1941 EFF -

4649 EVEREL PROPELLER CORPORATION Al
REGISTRATION STATE ENT n RI G FILED -

352H F I ELI TY FUND INC A2
PROSPECTUS PER SECTION 1081 FILED -

3573 FIFTH MADISON CORPORATION El
PROSPECTUS PER SECT ION 10R1 FILED -

350 FINANCIAL SECURE TY FItNI) INC Al
PROSPECTUS PER SECTION 1081 FILED -

4496 FIRST I NVFSTORS SHARES CORPORATION C1
SUPPLEMENTAL PROSPECTUS H4ATL FILED -

274 5 F FISCAL FIND I NC Al
P R0SP E T c S P R SECT I ON 1 1 FIL F) -

4637 FO)TE RROq GEAR ANn tc PHINrF f 4 A
R i EFFECTIVE 4 30 PM E T I NE ON -

5747 F OUN E R S MUTUAL DEPO S I TOI CORP C1
ANNUAL REPORT ON F t)R H i '.) f II F
LA ST PREOREV I ISLY HECOR E 0 IT IE
PRON SPECTUS PEH SECT ION 10UH FILED -

4630 FRONTIER REFINING COMPANY Al
R 3 EFFECTIVE 10 30 AM E S I n UN -

12 FUNDAMENTAL GROUP COHPO RA r IO Al
PROSPECTUS PER SECTION 10 HI FIL ED -

3419 F UNIAMENTAL INVESTORS INC Al
PROSPECTUS PEH SECTION 10B1 FILED -






FILE ISSUER NAME FORM DATE Of LATEST
NUMBER
2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH


Z --85 ROBERT GAIR COMPANY INC T3
APPLIC FOR EQUAL OF TRUST INDENTURE
EFFECTIVE 4 30 PM E S TIME ON 1 24 41
APPLICATION PER SECTION 304C
FILED DEC 21 1940 GRANTED 1 24 41

ZZ-93 GENERAL AMERICAN INVESTORS CO INC T3
APPLIC FOR OUAL OF TR INDENTR EFF 1 31 41
AS OF 4 30 PM E S TIME 1 29 41

4593 GENERAL INDUSTRIES COMPANY A2
PRICE REPORT PER RULE 970 FILED 1 2 41

3600 GENERAL INVESTORS TRUST Al
PROSPECTUS PER SECTION 10B1 FILED 1 31 41

4648 THE GEORGETOWN CORPORATION Al
REGISTRATION STATEMENT ORIG FILED 1 29 41

4470 GILCREASE OIL COMPANY OF TEXAS
GILCREASE PRODUCTION CO CO ISSUER Al
SUPPLEMENTAL PROSPECTUS MATL FILED 1 13 41

4611 GILMORE VILLAGE DEPARTMENT STORE Al
AMENDMENT FILED 1 23 41

ZZ-94 AUOLF GOBEL INC T3
APPLIC FOR EQUAL OF TRUST IND FILED 1 14 41

3376 HARSHAW CHEMICAL COMPANY A2
ANNUAL REPORT ON FORM 1MO FILED 1 25 41
SEE REGISTRATION RECORD FOR 1 27 41
LAST PREVIOUSLY RECORDED ITEM
R S EFFECTIVE AS OF OCT 14 1937 ON 11 1 37

4615 HARSHAW CHEMICAL COMPANY A2
ANNUAL REPORT FILED WITH RS 2-3376 1 25 41
SEE REGISTRATION RECORD FOR 1 27 41
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 070 FILED 1 q 41
PROSPECTUS PER RULE R00B FILED 1 8 41

4565 HAWAIIAN ELECTRIC COMPANY LIMITED A2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 28 41

4274 HAYES MANUFACTURING CORPORATION A2
POST EFFECTIVE AMENDMENT FILED 1 17 41

4619 HAYES MANUFACTURING CORPORATION A2
REGISTRATION STATEMENT EFFECTIVE ON 1 28 41
AS OF 4 3U PM E S TIME 1 16 41

4650 WALTER E HELLER & COMPANY A2
REGISTRATION STATEMENT ORIG FILED 1 30 41

4481 HILTON DAVIS CHEMICAL CO A2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 4 41

4643 HOFFMANN LA ROCHE INC A2
REGISTRATION STATEMENT ORIG FILED 1 28 41

4610 HOUSEHOLD FINANCE CORPORATION A2
PRICE REPORT PER RULE 970 FILED 1 8 41
PROSPECTUS PER RULE 800 FILED 1 8 41

4687 ILLINOIS BELL TELEPHONE COMPANY A2
PRICE REPORT PER RULE 970 FILED 1 22 41

1197 INCOME FOUNDATION FUND INC Al
POST EFFECTIVE AMENDMENT FILED 1 18 41

3933 INCOME FOUNDATION FUND INC C1
POST EFFECTIVE AMENDMENT FILFn 1 18 41

4190 INCOME FOUNDATION FUND INC Cl
PROSPECTUS PER SECTION 1081 FILED 1 4 41

3679 INDEPENDENCE SHARES CORPORATION C1
PROSPECTUS PER SECTION 1081 FILED 1 17 41

4451 INTERNATIONAL PAPER COMPANY A2
AMENDS TO DEFER EFFECTIVE DATE -. 1 27 41

3877 INVESTMENT CORP OF NORTH AMERICA A2
R S WITHDRAWAL REQUEST
AND AFFIDAVIT FILED 1 29 41

3907 INVESTMENT COMPANY OF AMERICA A2
SUPPLEMENTAL FI NANCI AL DATA FILED 1 28 41

4314 INVESTORS FUND C INC A2
PROSPECTUS PER SECTION 1081 FILED 1 24 41

4057 INVESTORS SYNDICATE A2
REGISTRATION STATEMENT WITHDRAWN 1 4 41

4599 INVESTORS SYNDICATE OF AMERICA INC Al
AMENDMENT OF JAN 9 1941 EFFECTIVE 1 22 41

4219 JERSEY CENTRAL POWER & LIGHT CO A2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 16 41

4634 JONES & LAUGHLIN STEEL CORP A2
PRICE REPORT PER RULE 970 FILED 1 17 41
PROSPECTUS PER RULE 8008 FILED 1 17 41







UILE ISSUER NAME FORM DATE OF LATEST

2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH


1 29 41


4232 JOY MANUFACTURING COMPANY A2
ANNUAL REPORT ON FORM 1MI) FILED
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

4612 KAUFMANN DEPARTMENT STORES INC A2
PRICE REPORT PER RULE 970 FILED -

4641 K INNER MOTORS INC Al
REGISTRATION STATEMENT ORIG FILED

4569 KNIIDSEN CREAMERY CO OF CALIF A2
SUPPLEMENTAL PROSPECTUS MATL FILED -

4634 LAKE SUPERIOR DISTRICT POWER CO A2
AMENDMENT FILED

4642 LAPLANT CHOATE MANUFACTURING CO INC A2
REGISTRATION STATEMENT ORIG FILE -

4588 LAWRENCE WAREHOUSE COMPANY A2
PROSPECTUS PER RULE 800B FILED -

4272 LI BBY MCNEILL & LIBBY A2
EDITORS NOTE

4635 LIHBY MCNEILL & LIBBY A2
PROSPECTUS PER RULE dOOB FILE -

4623 LUZERNE COUNTY GAS & ELECTRIC CORP A2
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE BOOB FILED -

4580 MACDONALD MINES LIMITED Al
PRICE REPORT PER RULE 970 FILED -

3575 MANHATTAN BOND FUND INC Al
ORIGINALLY FILED AS
MANHATTAN FUND INC
PROSPECTUS PER SECT I ON 10H1 FIL ED -

ZZ-97 MINNESOTA AND ONTARIO PAPER CU T3
AMENDMENT To APPLIC FOR EQUAL FILED -

3205 MONROE LOAN SOC I ETY A2
PROSPECTUS PER SECTION 1081 FILED -

4616 MONTANA I)AKOTA ITIL I TI ES CO A2
PROSPECTUS PER RULE 8 0 0 FILED -

4485 MUTUAL FUND OF CALIFORNIA C1
PROSPECTUS PER RULE OOH FILED -

4597 MUTUAL INVESTMENT FUND INC Al
SUPPLEMENTAL FINANCE AL IDATA FILED -
SEE REGISTRATION RECORD FOR -

4639 MUTUAL INVESTMENT FUND INC Al
REGISTRATION STATEMENT ORIG FILED -

3579 MUTUAL MANAGEMENT COMPANY Cl
PROSPECTUS PER SECTION 10R1 FILrn -

4604 NATIONAL OIL PRODUCTS COMPANY A2
PRICE REPORT PER RULE 970 FILED -

4595 NORTHEAST AIRLINES INC A2
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 8008 FILED

4472 NORTHWESTERN PUBLIC C SERVICE CO A2
REPORT FILED
SEE REGISTRATION RECORD FOR -

4640 OHI 0 FINANCE COMPANY A2
REGISTRATION STATEMENT ORIG FILED -

4295 REPI0RL IC OF PANAMA SCH 9 ETC
SUPPLEMENTAL PROSPECTUS MATL FILED -

4579 PANHANDLE EASTERN PIPE LINE CO A2
R S EFFECTIVE 4 30 PM E S TIME ON -

451 H PARKER APPL IANCE COMPANY Al
SUPPLEMENTAL PROSPECTS MATL FIL ED -

4531 PASAUENA FIRE INSURANCE COM PANY Al
SUPPLEMENTAL PROSPECTUS MATL FILED -

4502 DAVID FENDER GROCERY COMPANY A2
NAME OF REGI STRANT WILL BECOME
COLON I AL STORES INCORPORATED
UPON MERGER WITH SOUTHERN
GROCERY STORES INC
SUPPLEMENTAL PROSPECTIUS MATL FILt o -

41t5 PENNSYLVANIA TELEPHONE COR.P A2
SUPPLEMENTAL FINANCIAL DATA FILED -

4o1H PHILLIPS PETROLEUM COMPANY A2
SUPPLEMENTAL PROSPECTUS MATL FILED -

70 PLYMOUTH FUND INC Al
PROSPECTUS PER SECTION 1081 FILED -






FILE ISSUER NAME FORM DATE OF LATEST
NUMBER
2- RECORD OF LATEST ACTION DURING MONTH ACTION FOR MONTH


3129 PURE OIL COMPANY A2
PROSPECTUS PER SECTION 10B1 FILED 1 24 41

1634 RAILWAY AND LIGHT SECURITIES CO A2
AMENDMENT OF JAN 21 1941 EFFECTIVE 1 23 41

4600 REASON TUNG PLANTATIONS INC Al
AMENDS TO DEFER EFFECTIVE DATE 1 21 41

3879 REPII) L IC I NVES ORS FUND I C A2
PROSPECTUS PER SECT ION 10 FIL FD 1 2 41

4629 RIEKE METAL PROI)UCTS CORPORATION A2
AMENDMENT F ILED 1 30 41

443 ROCHESTER GAS AND ELECTRIC CORP A2
REPORT FILED 1 2 41

ZZ- 6 SAN FRANCISCO HAY TOLL BRII GE CO T3
APPLIC FOR EQUAL OF TRUST INDENTURE
EFFECTIVE 4 30 PM E S TIME ON 1 2 41

4621 SAVANNAH GAS COMPANY A2
PRICE REPORT PER RULE 970 FILED 1 ?5 41
PROSPECTUS PER HULE 8 0 0 FILED 1 25 41

4633 SHELL UNION OIL CORPORATION A2
PRICE REPORT PER RULE 970 FILED 1 28 41
PROSPECTUS PER RULE 800 FILED 1 28 41

4622 SOUTHERN COUNTIES GAS CO OF CAL IF A2
PRICE REPORT PER RULE 970 FILED 1 27 41
SUPPLEMENTAL PROSPECTUS MATL FILED 1 27 41

4598 SOUTHERN NATURAL GAS COMPANY A2
PRICE REPORT PER RULE 970 FILED 1 24 41
PROSPECTUS PER RULE 8001 FILED 1 24 41

3686 SOVEREIGN INVESTORS INC Al
PROSPECTUS PER SECTION 1081 FILED 1 6 41

2454 SPENCER TRASK FUND INC Al
SUPPLEMENTAL PROSPECTUS MATL FILED 1 31 41
SUPPLEMENTAL FINANCE AL DATA FILEDn 1 3 41

4626 STANDARD OIL COMPANY OHIO Az
AMENDMENT FILED 1 23 41

4632 SUPERVI SED SHARES INC IOWA A2
AMENDMENT FILED 1 31 41

3485 T I S MANAGEMENT CORPORATION C1
PROSPECTUS PER SECTION 10B1 FILED 1 10 41

2952 TAYLOR COLQU ITT CO A2
ANNUAL REPORT ON FORM 1MI) FILED 1 16 41
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 12 22 38

4606 TEXAS FUND INC C1
AMENDS TO DEFER EFFECTIVE DATE 1 28 41

4646 TEXAS SOUTHWESTERN GAS COMPANY Al
REGISTRATION STATEMENT ORIG FILED 1 28 41

3100 THIRD INVESTMENT COUNSEL CORP A2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 14 41
SEE REGISTRATI ON RECORD FOR 1 15 41

4644 TRUST FUNDS INC C1
REGISTRATION STATEMENT ORIG FILED 1 28 41

4645 TRUST FUNDS INC C1
REGISTRATION STATEMENT ORIG FILED 1 28 41

4379 UNION LIGHT HEAT AND POWER CO Az
AMENDS TO DEFER EFFECTIVE DATE 1 30 41

4603 UNION PREMIER FOOD STORES INC A2
SUPPLEMENTAL PROSPECTUS MATL FILED 1 15 41

4631 UNITED RESOURCES CORPORATION C1
AMENDS TO DEFER EFFECTIVE DATE 1 23 41

3925 UNITED STATES MOLYBDENUM CORP A01
R S WITHDRAWAL REQUEST FILED 1 31 41

4542 UNIVERSAL CORPORATION INDIANA Al
PRICE REPORT PER RULE 970 FILED 1 6 41
PROSPECTUS PER RULE HOOH FILED 1 6 41

3714 REPUBLIC OF URUGUAY SCH B
PROSPECTUS PER SECTION tOR0 FILFD 1 7 41

4617 VAN NORMAN MACHINE TOOL COMPANY A2
PRICE REPORT PER RULE 970 FILED 1 15 41

3916 WATERFORD DOWNS INC Al
PROSPECTUS PER SECTION 10B FILED 1 15 41






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