Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00149

Full Text


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4683

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AMER I C N P A K E HOE N:, FO LI D I

A P E P I C A F I D F L I T V 4 C A S A I. T i C ii

AS C I A T E F UND I NC 0 R P A ED

E IG H OR M I N ES I NC

C 0rJ T N E N I A L A P L INE l C

C r TI E N T ML C A SALT Y 'rC O P AN

DELAWARE FUND I N C

EMERALD COA L ANil COVE CO)MP AN

EVEREL PPOPELLER CORPORATION

MAR T I N PAFRY CORPORATE I ON

OHIO POWEF COMPANY

SAN JOSE WATER WORKS

S 0 I T H E R 1I CAL I F ORNI A G AS COMPANY


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II.STRUCTIONS E A ,AU.DBC,'oF un regIsrit raon gric,.edure 1 lustirat In; trn, mTet. n.i u-= :i r, ;:r mInc rel -
trat lon events, ano contairin g -jiers or r.r n prlnci: p ril r:-.[ .n :j n .rmr i;,L: [m,- oic.r ai -i .n r-.ju.r:

ABBREVIATIOrr6 Following Iare c e ,z rE .' I ore 1re. rflty u, .1 vir r : l:on :

A.rlEl.' iTimern F rir F' f iru.ric il r rj-.rrt
r'NS cons-n. FF [prro;e.:t'
EL; exnibits h; re;-rririon I'te itfien
FACE: ra cing ch-Tc

PHOTOCOFIES The number cf page. In -i,:ti .],j-,m.T nt ril-.; iir.I : r 'L Il ,.:r, 1. r.e[-r r. T l IsC, ll t' i ..
tre placlr~cng of or e3rZ or prr'nolc.-:jpei- Tr .e C.rluT ici n -u ll e rn E.:... e. i rL '; ii eir. ._.r
part ofar in.,' docurmcnnt, on rucL Ic fli-. Fri- re i_. pe r e ." trn I' lr 1i'. 1'. In in;. r .-
order, .ani -~1 [er page for e r.iin L:~ -. r "1' ri -.. ir ..-rd -riC, l'.iv i1 rrr.r.-r :,.. zu r na .- ,
re Is tration stater nI .

IMPORFTA "- The Securities anr ER hanjriF oiim1 :l on -ri,.-. nor .I : -n rin= ert i I :,r of r uar r.A nte3 l ,.
securities reglsrerea witr it.


SECURITIES AND EXCHANGE COMMISSION
washington

REGISTRATION RECORD SECURITIES ACT OF 19.33
(Trust liiLenture Act of 1939)



INDEI

E NO. ISSUER NAME




APRIL 1. 1941
; i,,uE R aN, F O 1 W
FILE c A T A T E PRINCIPAL OF F I CE TI TLE P1I FILED
O 1 0i C 0 i UNITS E IIoSTEEO ASI-EAE AMOUNT

I A A 0 0 0 0 00 1 rr

REGISTRATION STATEMENTS L


4720 AMERICAN BRAKE SHOE AND FOUNDRY CO A2
NEW YOR; NY WILLIAM B GIVEN JR PRESS
MFR OF BRAKE & AUTOMOTIVE PRODUCTS
100 PAR 5 1-4 PC CUM CONV PFD
CONV THRU JUN 30 1941
INCLUDING 624 TREASURY SHARES
FIRST TO PFD STKHLDRS
THRU WARRANTS
IJNSUB THRU UNDRWRTRS
COMMON NPV RES FOR CONVERSION
FOR WORKING CAPITAL
MORGAN STANLEY & CO INC ET AL

REGISTRATION STATEMENT ORIG FILED -


EMERALD COAL AND COKE COMPANY Al
PITTSBURGH PA J H HILLMAN JR PRESS
COAL MINING
CAPITAL NPV
FIRST TO STOCKHOLDERS AT 12 00
UNSUB TO BE ISSUED AS FOLLOWS
300UO SHS TO PITTSBURGH
COKE & IRON CO FOR CASH
AT 12 00
30000 SHS TO PITTSBURGH
SIEEL CO FOR CANCELLATION
OF 5PC DEMAND NOTES
62457 SHS TO HILLMAN COAL
AND COKE CO FOR CANCELLTN
OF 5PC DEMAND NOTES
FOR INDEBTEDNESS FOR CAP EXPENDS
AND EQUIP OR REPAYMENT OF ADVANCES
AND FOR WORKING CAPITAL
NO UNDERWRITER

REGISTRATION STATEMENT ORIC FILED



SOUTHERN CALIFORNIA GAS COMPANY A2
LOS ANGELES CALIF F S WADE PRESS
OPERATING NATURAL GAS UTILITY
3 1-4 PC 1ST MTG BOS 1970
THRU UNDERWRITERS
TO BE OFFERED FROM TIME TO TIME
PRIOR TO APR 1942 TO PACIFIC
LIGHTING CORP PARENT CO
TO REIMBURSE TREAS FOR CAP EXPENDS
PREVIOUSLY MADE AND FINANCING
FUTURE CAPITAL EXPENDITURES
BLYTH & CO INC AND
OTHERS TO BE NAMED BY AMENDMENT

SEE 22-112 ENTRY RE TR INDENTR DATA

REGISTRATION STATEMENT ORIG FILED
IN SAN FRANCISCO -


43 706
87 412


4 1 41










30 000


30 000


62 457




4 1 4a






S 5 000 000

S 2 000 000








4 1 41


360 000


360 000


749 484


501 21 408


1 21 39


AMENDMENTS FILED


ASSOCIATED FUND INCORPORATED
ST LOUIS MO HARRY J ONEILL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


C1
PRESS


BIG HORN MINES INC A01
LOS ANGELES CALIF 0 U LUNDENE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -

AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -


CONTINENTAL CASUALTY COMPANY A2
CHICAGO ILL M P CORNELIUS PRESS
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT FILED
ITEMS 12 21 22 23 24 34 41 FS
CONS PR EX A3 F G H2 13 & K
UNDERWRITING DATA AS AMENDED
GLORE FORGAN & CO ET AL


47 32





















4730


4667







4568









4698


3 17 41

4 1 41


4 1 41




I SSU ER I AME FOR, APRIL 1 1941
FILE C IT A D S TA TE PRINCIPAL OFFICER TITLE PAGES FILED
0. S0E Y E P OI It 00 D 0TE OF PROPOSED CASI ERB I
2- 1 E RW ItIT ER I DATE InG StA1E- SP(1I3
0! f0 Is oD ooo o00 U
.O.N 1 1 T n I E 00 0 0 0 0 OFF ....


Z AMENDMENTS
4649 EVEREL PROPELLER CORPORATION Al
BALTIMORE MD ENOS 8 STOCKBRIDGE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
ITEM 48


4723 MARTIN PARRY CORPORATION A2
YORK PA A S BLAGOEN PRES
REGISTRATION STATEMENT ORIG FILED
AMENDMENT FILED
PROSPECTUS


4708 SWIFT AND COMPANY A2
CHICAGO ILL JOHN HOLMES PRES
REGISTRATION STATEMENT ORIG FILED
AMENDMENT FILED
FS CONS & EX B2
SEE 22-110 ENTRY RE TR INDENTR DATA


4644 TRUST FUNDS INC Ci
BOSTON MASS DALTON A GRIFFITH PRESS
R S EFFECTIVE 1 00 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED
POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 58 & 59 PR EX Al B4


4645 TRUST FUNDS INC Cl
BOSTON MASS DALTON A GRIFFITH PRESS
R S EFFECTIVE 1 00 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -
POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 58 & 59 PR EX Al 84


4665 UNITED AIRCRAFT PRODUCTS INC A2
DAYTON OHIO H L BILL PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE AMENDMENT FILED
ITEM 36 FS CONS

5 POST EFFECTIVE AMENDM


4692 OHIO POWER COMPANY
CANTON OHIO GEO
R S EFFECTIVE 10 00 AM E

POST EFFECTIVE AMENDMENT
ITEM 15 PR EX B3
AMENDMENT OF APR 1 1941


A2
N TIDD PRESS
S TIME ON -

FILED
EFFECTIVE -


FILED Continued

II I I I


NTS EFFECTIVE



3 27 41
4 1 41 6 59 129
4 1 41


8 ANNUAL REPORTS FILED (MD FORMS)


3177 AMERICAN FIDELITY & CASUALTY CO INC A2
ANNUAL REPORT ON FORM 1MO FILED


DELAWARE FUND INC
ANNUAL REPORT ON FORM 1MD FILED


4533 UNITED FUNDS INC
ANNUAL REPORT ON FORM 1MD FILED


UNITED FUNDS MANAGEMENT CORP C1
ORIGINALLY FILED AS
UNITED SECURITIES CO OF MO
ANNUAL REPORT ON FORM 2MD FILED

UNITED FUNDS MANAGEMENT CORP C1
ORIGINALLY FILED AS
UNITED SECURITIES CO OF MO
ANNUAL REPORT FILED WITH R8 2-1495 -

UNITED FUNDS MANAGEMENT CORP C1
ORIGINALLY FILED AS
UNITED SECURITIES CO OF MO
ANNUAL REPORT FILED WITH R8 2-1495 -

CONTINUED ON NEXT PAGE


4 1 41



4 1 41



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4 1 41




4 1 41




4 1 41


3625


1495




3811




3868






SI I I I L ENAME
S aD TATE P I CIPAL OFrlF I [, 1 T 1
S r
I I' ,
At~ .ITEKr
AICO ON T 1N


8 ---- ANNUAL REPORTS FILED

U.. j !I F Fit n IA A 4FHF 0 S lP C 1
IPNU*1. tIiR I PFLESn t R 2-1495 -



14 :A I F 6 ti AS


ITS MEllIE TIKEDI AGGIEi ATE AMouNIT fL-.---- -
DO0 ca 0 0 OF PROPOSED CAStl IATIiI p.|
,-, T E OFFERIIg i~S TIA IfIL I



IMD FC' PMS! --- -- -- Cintinue


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9 -- ---- ..'PPu.MENTAL DATA I NO1 FiE, '. Fr-a

462S0 C 0.1T r : i'u i pi .l I l' Ai H
SiEN Ir t r r sit PRE
fR !, T > t 1 | ,, T i 11 N ,
PRt ** U F Ii I F ILED -

PR r rs.' 1 T Fia IS t E 7 0 F I t t -


6O 31 A6 N I, o i A 1
SAN i' i 4L F I LP H fLSMAN PRE 3
R S E [ 1. vO N0 0'I P T I UF AND
uO U E S T I ME ON -
PHR( '. C T t u L tF. M' U O L
Fi F llE IN : N rRANCI CO -

P F I- P ER ULF 'u70
F I LED IN 'AN FRANC ISCO -


10------- ------ OTHER ACTIONS

4367 TOLE' I C, N 4. I. I UPAN I 12
TOLiL H I u C L R PP CL 1 VICE PRESS
L A I V I II I ECO i E I I T E
RE i,' T FILF 1
St t 9 T 4 T i N RECORD FOR

RE[ P l I IL F N
3E T T '- I NDE N T r AT 7


PAPT II 'TRUST INDENTURE
L, I .'N J i i
I" I "' A I P I q C I P A L '1 F F I C L R r I I L DAlE
: IT i ,. _, ,lIl
.2- i ... I ) ..

NEW FILINGS


112 SOUTHERN CALIFORNIA GAS COMPANY A2
LOS ACNELES CALIF F S WADE PRESS
5 1-4 PC 1ST MTG BOB 1970

DATA INCLUDED IN R S 2-4730 FILED 4 1
FORM ST DATA
FOPM 11 AMERICAN TRUST COMPANY
SAN FRANCISCO CALIF

AMENDMENTS FILED


110 S$ IFT AND COMPANY A2
CHICAGO ILL JOHN HOLMES PRES
2 3-4 PC qOYR DEBS 1961
X PC TO X PC SERIAL
OEBENTURES 1942-1951

OATA INCLUDED IN R S 2-4708 AMEND 4 1
ITEM 4T OF FORM ST DATA

PERIODIC REPORTS FILED

19 TiLE O iD SO N COMPANY A2
TOLEfio OHIO C L PROCTOR VICE PRESS
3 1-4 PC 15T MTG
BONoS SERIES DUE 1970
3 1-2 PC SF OEBS DUE 1960

REPORT PER SEC 313 TR INDENTR ACT 4 1
BY CENTRAL HANOVER BANK AND
TRUST COMPANY


' I .1




4 a


1 .A1

OF F~EG ST TEML 'd



24 1
2P a

1 41





20 41

24 41


1 41


41
41

41



DATA


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24

1






27


1


1


2





PAGES FILED
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2


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