Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00147

Full Text




SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEDIATE MARCH 27, 1941
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


INDEX

FILE NO. ISSUER NAME
2-
4711 BRIDGEPORT HYDRAULIC COMPANY

4709 CONNECT CUT LI GHT AND POWER CO

4682 CORPORATE LEADERS OF AMER I CA INC

42 DIVIDEND SHARES INC

2397 DIVIDEND SHARES INC

3262 DIVIDEND SHARES INC

3588 DIVIDEND SHARES INC

4669 FEDERAL FOUNDERS CORPORATE ION

3897 FI KANY SHOE CO OF NEW YORK INC

3747 FOUNDERS MUTUAL DEPOSIT TOR CORP

4651 INSURED INVESTORS INCORPORATED

4710 MODERN COLLET & MACHI NE COMPANY

4692 OHIO POWER COMPANY

4295 REPUBLIC C OF PANAMA

4626 STANDARD OIL COM PANY OHIO

1321 SWIFT AND COMPANY

2823 SWIFT AND COMPANY

4708 SWIFT AND COMPANY

4379 UNION LIGHT HEAT AND POWER CO


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used In reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission Is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10o per page for the first 100 pages in any single
order, and 7 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.




-- ISSUER NaCil 2 1. 191
FILE ITI T NY S TATE PRINCIPAL OFFICE Ti LLE I PAt FILES
go. 1 ST IT$ EEM8ll IIlG AOUN
00 0 000AT OF PROPOSESC,,T IWrAI "-.
000_o oo oo mw -" n "


REGISTRATION STATEMENTS FILED

4711 BRIDGEPORT HYDRAULIC COMPANY A2
BRIDGEPORT CONN SAMUEL P SENIOR PRESS
OPERATE IN WATER UT ILITY
WTS FOR $20 PAR NON CUM COMMON
REPRESENTING UNEXERC I SED
FRACTIONAL SUBSCRIPTION RIGHTS
ABOVE WARRANTS EXERC I SABLE
ONLY THRU JUL 1 1941
TO RE OFFRO FROM JUL 3 THRU
JUL 12 1941 TO HIGHEST
BIODER AT EST PR IC OF
13 00 PER WARRANT MAX 10 000 130 000
$20 PAR NON CUM COMMON
THRU JUN 30 1941
lES FOR STKHLORS WTS AT 26 00
FROM JUL 3 THRU JUL 12 1941
RES FOH WTS REPRESENTING
UNEXE C ISED SUB H TS AT ., 00
AFTER JUL 12 1941
TO BE SOLO IN MANNER AS
EXECUTI VE COIIMMI TTEE I RECTS
BUT AT NOT LESS THAN 26 00 10 000 260 000
TOWARD SAUG ATUCK RESERVOIR PROJECT
NO UNDERWRITER

REGISTRATION STATEMENT ORIG FILED 3 27 41 42 26 319


4709 CONNECTICUT LIGHT ANn POWER CO A2
HARTFORD CONN C L CAMPBELL PRESS
OPERATING PUBLIC UTILITY
COMMON NPV
BY THE UNITED GAS IMPROVEMENT
COMPANY PARENT CO 701 253
FOR ACCOUNT OF PARENT COMPANY
OREXEL & CO AND
OTHERS TO RE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED 3 27 41 99 63 762


4710 MODERN COLLE T MACHI NE COMPANY A2
ECORSE MICH SAMUEL BAXENDALE PRES
MFR OF TOOLS & PARTS FOR LATHES ETC
1 PAR COMMON
BY ISSUER AT 4 00 17 500 70 000
BY CERTAIN STOCKHOLDERS AT 4 00 32 500 130 000
ISSUERS PART FOR WORKING CAPITAL
KEANE & COMPANY

REGISTRATION STATEMENT ORIG FILED
IN CLEVELAND 3 27 41 45 23 20


4708 SWIFT ANn COMPANY A2
CHICAGC ILL JOHN HOLMES PRESS
MEAT PACKERS ETC
2 3-4 PC 20YR DEBS 1961 $12 500 000
X PC TO X PC SERIAL
DEBENTURES 1942-1951 $12 500 000
TOWARD RED 3 3-4 PC 1ST MTG R 1950
SALOMON BROS & HUTZLER

SEE 22-110 ENTRY RE TR INDENTR DATA

REGISTRATION STATEMENT ORIG FILED 3 27 41 122 38 338

2 AMENDMENTS FILED

4662 CORPORATE LEADERS OF AMERICA INC Cl
NEW YORK NY GUY W RENYX PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 3 24 41 21 12 39

AMENDMENT FILED 3 27 41 2
CONSENT


4669 FEDERAL FOUNDERS CORPORATION Al
PORTLAND ORE OLIVER W RUSSELL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED IN SAN FRANCISCO 3 22 41 15

AMENDMENT FILED IN SAN FRANCISCO 3 27 41 1
ATTACHING SIGNATURES




MARCH 27, 1941
ISSUE NAME FORM
FILE CITY AND STATE PRINCIPAL OFFICER TITLE IPAES FILED
I TITS REGISTERED AGGREGATE ABOUT ES FIE
O. SECIURP 000 000 000T E i
2IEC C 000 000 0 OF PROPOSED CASH T"T O PRO..-
U RECOR NO A T ERWRITER DATE 00 OFFERING STATE J "^
1 -------- N* **t ----------------- ---------------------- ------------- -------------- J'*', ___________


2


3897

















4651













4 7 9


A2
PRESS


FILED Continued



4 25 39
5 18 39 1

3 7 41 3

3 27 41

2 822 28 220

12 525

235 2 350

1 215


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


OHIO POWER COMPANY A2
CANTON OHIO GEO N TIDD PRESS
HOLDING & OPERATING PUBLIC UTILITY
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
PROSPECTUS
APPLICATION GRANTED
SEE 22-108 ENTRY RE TR INDENTR DATA
R S EFFECTIVE 10 00 AM E S TIME ON -

3PC 1ST MTG BONDS 1971 AT 102 25
AFTER RECLASSIFICATION OF SECURITIES
100 PAR 4 1-2 PC CUM PFD
THRU UNDERWRITERS AT 108
FIRST IN EXCH SH FOR SH FOR
$100 PAR 6PC CUM PFD
UNEXCHD THRU UNDRS AT 108
ABOVE EXCH PRIVILEGE
NOT GRANTED TO AMER
GAS & ELEC CO PARENT
TOWARD FUNDED & OTHER DEBT TOWARD
RED OF 100 PAR 6PC CUM PFD WK CAP
DILLON READ & CO ET AL


15 337 500


33 000 3 564 000


169 403 18 295 524


AMENDMENTS

FIKANY SHOE CO OF NEW YORK INC Al
ROCHESTER NY JAMES A F I KANY PRESS
R S EFF CT IVE AS OF APR 9 1939 ON -
PRI CE REPORT PER RULE 970 F I LED

POST EFFECTIVE AMENDMENT F FILED
FACE & ITEM 20
OFFERING DATA AS AMENDED
510 PAR CLASS A NON VOTING COMMON
AT 10 00
REMOVED FROM REG ISTRATION
PER THIS AMENDMENT
10 PAR CLASS B VOTING COMMON
AT 10 00
REMOVED FROM REGISTRATION
PER THIS AMENDMENT


INSURED INVESTORS INCORPORATED C1
NAME OF REGISTRANT TO BECOME
INVESTORS FUND INCORPORATED
UPON EFFECT I VENESS OF THIS HS
PER ITEM 5
KANSAS CITY MO SIMPSON YEOMANS PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
SEE REGISTRATION RECORD FOR -

AMENDMENT F I LED
FACE ITEM 5 PR EX Fl


UNION LIGHT HEAT AND POWER CO
CINCINNATI OHIO H C BLACKIWELL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


4692












5 POST EFFECTIVE AMENDMENTS EFFECTIVE


4295


REPUBLIC OF PANAMA SCH B ETC
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
AMENDMENT OF APR 5 1940 EFFECTIVE -
AMENDMENT OF MAY 9 1940 EFFECTIVE -
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE AMENDMENT FILED
FACE FEE ITEMS 1 2 3 5 6
8 THRU 14 20 23 30 42
44 THRU 52 PR EX A B2 3 El E2
H4 H5 J1 AND J3
PROPOSED OFFERING AS AMENDED
ISSUANCE AFTER DEPOSIT OF
COS FOR REPUBLIC OF PANAMA
SPC 35YR EXTL SECURED
SF GB SERI ES A 1963
SERIES A COS RE STAMPED
ASSENTED TO SVC READJ PLAN
SERIES B CDS RE NOT STAMPED
ASSENTED TO SVC READJ PLAN
DATA GIVEN PER FORM D1A
UNDER PLAN FOR READJUSTMENT OF
EXTERNL DEBT OF REPUBLIC OF PANAMA
OFFERS IN EXCHANGE FOR ABOVE CDS
IF 75PC BUT NOT ALL HLORS
OLD BONDS ASSENT TO PLAN
REPUBLIC OF PANAMA
5PC 35YR EXTL SECURED
SF GB SERIES A 1994
STAMPED UNDER DEPOSIT
AGREEMENT OF JAN 31 1940
I NT RATE TO BE REDUCED
FROM 5PC TO 3 1-4 PC
ON PAYMENTS FROM NOV
15 1939 TO DEC 1 1994
IF ALL HOLDERS OF OLD BONDS
ASSENT TO PLAN
REPUBLIC OF PANAMA
3 1-4 PC 55YR EXTL SECURED
REFUNDNG BDS DUE 1994
DATA GIVEN PER FORM El
TO BE OFFERED,FOR CASH
REPUBLIC OF PANAMA
3 1-2 PC 26YR EXTL SECURED
REF BDS SERIES B 1967 AT 103
TOWARD CASH REQUIREMENTS OF PLAN
PRIN UNDRWRTRS NAMED BY AMEND
GLORE FORGAN & CO ET AL
AMENDMENT OF MAR 27 1941 EFFECTIVE -


WITHDRAWAL DATA

STANDARD OIL COMPANY OHIO A2
CLEVELAND OHIO W T HOLLIDAY PRESS
LAST PREVIOUSLY RECORDED ITEM
R S WITHDRAWAL REQUEST FILED 3

REGISTRATION STATEMENT WITHDRAWN 3


ANNUAL REPORTS FILED (MD

DIVIDEND SHARES INC Al
ANNUAL REPORT FILED FEB 28 AMENDED 3


DIVIDEND SHARES INC
ANNUAL REPORT FILED WITH RS 2-42
FEB 28 1941 AMENDED


DIVIDEND SHARES INC
ANNUAL REPORT FILED W ITH RS '2-42
FEB 28 1941 AMENDED


DIVIDEND SHARES INC Al
ANNUAL REPORT FILED WITH RS 2-42
FEB 28 1941 AMENDED 3

9 SUPPLEMENTAL DATA (NOT FILED AS PART


FOUNDERS MUTUAL DEPOSITOR CORP C1
DENVER COLO LOWELL 0 COLLINS PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 10B1 FILED -



SWIFT AND COMPANY A2
CHICAGO ILL G F SWIFT PRESS
REGISTRAT ION STATEMENT EFFECT IVE

EDITORS NOTE
PRINCIPAL OFFICER PER R S 2-4708
FILED MAR 27 1941
JOHN HOLMES PRESS


FORMS)


27 41


3 27 41



3 27 41


27 41 4

OF REG. STATEMENT)




26 41 29

27 41 30


4 3 40
3 17 40
4 6 40
5 17 40
2 25 41

3 27 41



3 27 41




$10 437 000

S 876 500













511 313 500



511 313 500




S 4 0'00 000

3 27 41

3 27 41


137


7

4626


4 120 000


42



2397



3262




3588





3747







1321




MARCH 27, 1941
ISSUER NAME FORM PAGES FILED
CITY A ND STATE PRINCIPAL OFFICER TITLE UNITS REGISTERED AREGATE FILED
FILE I s TITS REUISTETED ADOREGATE AMOUIT
NO. SE R E CR PTON 000 000 000 OPPOSED CASH R
2- Ii' I URPO ;E Uh O PROPOS"E oo ooo ooC ygp "
SII l P TY I E E IT ER DATE OFFERING STATE- SPWC ECSlV l


9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT) Continued
2823 SWIFT AND COMPANY A2
CHICAGO ILL G F SWIFT PRES
REGISTRATION STATEMENT EFFECTIVE 2 17 37
EDITORS NOTE 3 27 41
PRINCIPAL OFFICER PER R S 2-4708
FILED MAR 27 1941
JOHN HOLMES PRESS


PART II TRUST INDENTURE DATA
FILE I S SU ER N AM E FORM PAGES FILED
SC I T Y AND STATE PRINCIPAL OFFICER TITLE DATE PAGES FLE
NO. SECURITY DESCRIPTION 00 00 00IT
22- RECORD OF ACTION FORMS rIBITS


NEW FILINGS

SWIFT AND COMPANY A2
CHICAGO ILL JOHN HOLMES PRESS
2 3-4 PC 20YR DEBS 1961
X PC TO X PC SERIAL
DEBENTURES 1942-1951
DATA INCLUDED IN R S 2-4708 FILED -
FORM ST DATA
FORM T1 THE FIRST NATIONAL
BANK OF CHICAGO
APPLICATION PER SECTION 310B1

OTHER ACTIONS

OHIO POWER COMPANY A2
CANTON OHIO GEO N TIDD PRES
3PC 1ST MTG BONDS 1971
APPLICATION PER SECTION 304C
FILED MAR 22 1941 GRANTED -


3 27 41


3 27 41
3
14
6




UNIVERSITY OF FLORIDA
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