Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00145

Full Text






















INDEX

ISSUER NAME


AMERICAN SECURITIES SHARES


THE ARLINGTO

BIG HORN MIN

FINANCIAL SE

HOFFMANN LA

HONOLULU GAS

INDIANA ASSO

KNUDSEN CREA

LOUISVILLE R

MICA CORPORA

PACIFIC GAS

PUBLIC SERVI

STATE LOAN C

TEXAS SOUTH

UNITED RESOU

WHEELING STE


N CORPORATION VT

ES INC

CUR I TY FUND INC

ROCHE INC

COMPANY LIMITED

CI ATED TELEPHONE CORP

MERY CO OF CALIF

AI LWAY COMPANY

TI ON OF AMERI CA

AND ELECTRIC COMPANY

CE COMPANY OF OKLAHOMA

COMPANY


FILE NO.
2-

4696

3675

4568

4668

4643

4681

4680

4569

4278

4675

4676

4672

4660

4646

4631

4684


STERN GAS CO

CES CORPORATE

L CORPORATE IO


M P A N Y
NPANY

ION

N


SECURITIES AND EXCHANGE COMMISSION MARCH 17, 1941
FOR Washington INCLUDES
IMMEDIATE ANY STATEMENTS
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 EFFECTIVE
(Trust Indenture Act of 1939) MARCH 16, 1941


E

R

E


IISTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
rration events, and containing digests of the principal registration forms, may be obtained on request.

aBEREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

FP,.'.T,,FIl' The number of pages in each document filed with the Commission is reported to facilitate
rh, placing of orders for photocopies. The Commission supplies photocopies of any document, or any
[art of any document, on public file. Prices are 10q per page for the first 100 pages in any single
orcer, and 7. per page for each page over 100 pages. In ordering, give file number and issuer name of
r istration statement.

I;IP-'FTANT The Securities and Fxchange Commission does not pass on the merits of or guarantee any
;lcuritl-e registered with it.


: /./ ,- ""




U_ M frliH 17 1941
L I uI II Ii L 94
FILE U TR I, O t ICIIITS STERED AiO8tEATE AIMOUIT
: E UII C PT U i00S 0 00 0 0 000 OF PROPOSED CASH N L pa
DI Emi isly
w T E' A DATE OFll TIATE
L*ECO6 Ir !I 1 K0 13 oo 00 N-T

REGISTRATION STATEMENTS FILED

4696 AMERICAN SECURITIES SHARES Al
ST LOUIS MO LEWIS W THOMSON CHAIRMAN
INVESTMENT TRUST
CERTIFICATES OF BENEFICIAL INTEREST
AT MARKET
AGGREGATE AMOUNT NOT TO EXCEED 250 000
FOR INVESTMENT
LEWIS I THOMSON & CO

REGISTRATION STATEMENT ORIG FILED 3 17 41 41 14 70


AMENDMENTS FILED


4568








4668







4643








4681







4676









4631


BIG HORN MINES INC A01
LOS ANGELES CALIF 0 M LUNOENE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -


FINANCIAL SECURITY FUND INC
DENVER COLO CHARLES F SMITH
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


HOFFMANN LA ROCHE
NUTLEY NJ
LAST PREVIOUSLY
AMENDMENT FILED

AMENDMENT FILED
FACE


Al
PRESS


INC A2
ELMER H BOBST PRES
RECORDED ITEM


HONOLULU GAS COMPANY LIMITED A2
HONOLULU HAWAII ALFRED L CASTLE PRESS
REGISTRATION STATEMENT ORIG FILED

AMENDMENT FILED
ITEMS 6 36 38 & PR


PACIFIC GAS AND ELECTRIC COMPANY A2
SAN FRANCISCO CALIF JAS B BLACK PRES
LAST PREVIOUSLY RECORDED ITEM
EDITORS NOTE

AMENDMENT FILED IN SAN FRANCISCO
ITEMS 6 15 28 FS CONS
SEE 22-102 ENTRY RE TR INDENTR DATA


UNITED RESOURCES CORPORATION Cl
NEW YORK NY HORACE S POPE PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS 0 DEFER EFFECTIVE DATE

AMENDMENT FILED
TEMS 4 12 13 38 39 42 43 67 74
S CONS 'R EX A & N1


3 1 41

3 17 41


3 -- REGISTRATION STATEMENTS FULLY

4660 STATE LOAN COMPANY A2
MOUNT RAINIER MD ADAM WEIR PRESS
SMALL LOANS
REGISTRATION STATEMENT ORIG FILED 2
LAST PREVIOUSLY RECOROLD ITEM
AMENDMENT FILED -

AMENDMENT FILED 3
ITEM 23 PR EX F
R S EFFECTIVE 11 00 AM E S TIME ON 3

S100 PAR 6PC CUM PROFIT SHARING PFD
AT 110
FOR BANK LOANS EXPANSION WK CAP
ADAM WEIR


EFFECTIVE


5 00(


550 000


115



















9




SII II NAME FORM MARCH 17, 1941
FILE C IT A D STATE PRINCIPAL OFFICER TITLE PAGES FILED
nO. IS E C 1 PT REI0 S TEOIEO AGGREGATE ANOUIT i.
N. E U jIT DE CR PT ONT 00 00 000 OF OPPOSED CASHi I E
2- p F PE ISSUE IRAiS TI
RECO P 0 ToU E RWR I TER DATE OFFERING S 7A EIT
00 00 00 Mw


3 REGISTRATION STATEMENTS

TEXAS SOUTHWESTERN GAS COMPANY Al
DALLAS TEXAS ALBERT S JOHNSON PRES
NATURAL GAS AND WATER DISTRIBUTOR
REGISTRATION STATEMENT ORIG FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED
FACE ITEMS 3 35 FS CONS & PR
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
4 3-4 PC 1ST MTG SF
BONDS SERIES DUE 1956 AT 100
FOR FUNDED AND OTHER DEBT AND FOR
PURCHASE OF PROPERTIES
E H ROLLINS & SONS INC


FULLY EFFECTIVE Continued


4646

















4675


850 000


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)

MICA CORPORATION OF AMERICA Al
INDIANAPOLIS IND FRED V LEE PRES
REGISTRATION STATEMENT ORIG FILED 2 25 41 44 15
R S EFF UNDER NOTICE OF DEFICIENCY
4 30 PM E S TIME ON 3 16 41
NOTICE MAR 17 SETS HRNG WASHINGTON 3 27 41
RE FACE ITEMS 3 13 19 20 25 26
27 28 29 31 33 36 37 39 THRU 47
50 52 FS PR EX I ENGNRS REPORT
FAILURE TO USE & FURNISH
INFORMATN REQUIRED BY FORM AOl


9 SUPPLEMENTAL DATA (NOT FILED AS PART


THE ARLINGTON CORPORATION VT F1
NEW YORK NY GEORGE E ROOSEVELT ET AL
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -
PROSPECTUS PER SECTION 1081 FILED -


INDIANA ASSOCIATED TELEPHONE CORP A2
LAFAYETTE INO J F OCONNELL PRES
R S EFFECTIVE 4 15 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -

PROSPECTUS PER RULE 800B FILED -


KNUDSEN CREAMERY CO OF CALIF A2
LOS ANGELES CALIF TH R KNUDSEN PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


PUBLIC SERVICE COMPANY OF OKLAHOMA A2
TULSA OKLAHOMA R K LANE PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

PRICE REPORT PER RULE 970 FILED -


WHEELING STEEL CORPORATION A2
WHEELING W VA WM W HOLLOWAY PRES
R S EFFECTIVE 4 10 PM E S TIME ON -

PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE BOOB FILED

) OTHER ACTIONS

LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED
REPORT FILED
SEE 22-1 ENTRY RE TR INDENTR DATA


OF REG. STATEMENT)




18 39 5
17 41 4


850 000


3675







4680







4569







4672







4684


4278


596
167














52




PART II TRUST INDENTURE DATA v. .. l :e a
SFILEr ISu: u Ir FORM PAGES FILED
0 I l Ai I S I I P C IPAL OFFI E R TIT L E OAT IE F
S E CU) ITY 0 S ItI P T0 O0 0
F IEC 0 BD OF ACTION1 0A lilS

AMENDMENTS FILED UNIVERSITY OF FLORIDA
102 PACI FIC GAS AND ELECTRIC COMPANY A2 II I I III I
SAN FRANCISCO CALIF JAS B BLACK PRESS 12 07 4
3PC 1ST AND REF MTG 31262087414123
BONDS SERIES J 1970
DATA INCLUDED IN R S 2-4676 AMEND 3 17 41
I TEM 4T OF FORM ST OATA 7
I TEAMS 7 9 a 11 OF FORM T1 OF
AMERICAN TRUST COMPANY 4
FACE ITEMS 2 4 6 THRU 12
OF FORM T1 OF CITY BANK
FARMERS TRUST COMPANY 7


PERIODIC REPORTS FILED


LOUISVILLE RAILWAY COMPANY A2
LOUISVILLE KY FRANK H MILLER PRESS
4 1-2 PC 2ND MTG 40YR BOS
DUE 194U EXTD TO 1942
REPORT PER SEC 313 TR INDENTR ACT -
BY LIBERTY NATIONAL BANK AND
TRUST COMPANY OF LOUISVILLE


3 15 41