Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00130

Full Text
I fr


INDEX

FILE NO. ISSUER NAME
2-
3946 ARKANSAS MI SOURI POWER CORP
4445 ARKANSAS MISSOURI POWER CORP
4568 BIG HORN MINES INC
1698 BLACKSTONE VALLEY GAS & ELEC CO
3864 BLACKSTONE VALLEY GAS & ELEC CO

2622 BREEZE CORPORATIONS INC
4711 BRIDGEPORT HYDRAULIC COMPANY
4145 CENTRAL POWER AND LIGHT COMPANY
4716 GAR WOOD INDUSTRIES INC
2920 GIRARD INVESTMENT COMPANY

4713 GROUP SECURITIES INC
4321 INCOME ESTATES OF AMERICA INC
1729 INVESTORS FUND INCORPORATED
2843' INVESTORS FUND INCORPORATED
4702 KANSAS NEBRASKA NATURAL GAS CO INC
4703 KANSAS NEBRASKA NATURAL GAS CO INC

3153 MINERAL MOUNTAIN MNG & MILLING CO
2073 MINNEAPOLIS GAS LIGHT COMPANY
2657 MINNEAPOLIS GAS LIGHT COMPANY
2528 MONTANA DAKOTA UTILITIES CO
4034 MONTANA DAKOTA UTILITIES CO
4616 MONTANA DAKOTA UTILITIES CO

3050 NATIONAL GAS & ELECTRIC CORP
4472 NORTHWESTERN PUBLIC SERVICE CO
3328 OHIO PUBLIC SERVICE COMPANY
4180 PUBLIC SERVICE COMPANY OF COLORADO
4743 ST CHARLES.HOTEL COMPANY VT

3656 SAN ANTONIO PUBLIC SERVE ICE COMPANY
4098 SAN ANTONIO PUBLIC SERVICE COMPANY
4482 SAN ANTONIO PUBLIC SERVICE COMPANY
781 SAN JOSE WATER WORKS,
1070 SAN JOSE WATER WORKS
1243 SAN JOSE WATER WORKS
2729 SAN JOSE WATER WORKS
2919 SAN JOSE WATER WORKS
4683 SAN JOSE WATER WORKS

3489 TAMPA ELECTRIC COMPANY
4193 U S TRUCK LINES INC OF DELAWARE
4039 WEST TEXAS UTILITIES COMPANY
4412 WILCOX GAY CORPORATION




INSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

AEBBh-VIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission Is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10q per page for the first 100 pages in any single
order, and 7q: per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

I;IFRFpTAT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.


SE f,13: / i


SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEDIATE MAY Pl41
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)




1" 1 1 44]
I ~~~TI_________ P___________ _____________ G S E _____ _____T_____ ___ I
A T A T : P I U I P A C. IF A C L O ATE AO ....
SDaT AM OF PROPOSED CAS ATiM PROF.
S-' r' A* i IU I f DATE0 I OFFERING STATE- E0iIT

2 AMENDMENTS FILED


bsR BIG HORN MINES INC AO1
LOS ANGELES CALIF 0 M LUNOENE PRES
LAST PREVIOUSLY RECORDED I TEM
AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -

AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -


4716 GAR WOOD INDUSTRIES INC A2
DETROIT MICH GARFIELD A WOOD PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
FACE ITEMS 4 5 6 8 10 16 20 32
33 35 36 40 41 44 FS CONS
EX G1 G2 12 13 14 15 16 J
AMENDMENT FILED
ITEMS 21 22 23 34 PR EX F
PRIN UNDERWRITER NAMED BY AMEND -
JOHN J BERGEN & CO LTD


4702 KANSAS NEBRASKA NATURAL GAS CO INC A2
ORIGINALLY FILED AS
KANSAS PIPE LINE & GAS COMPANY
PHILLIPSBURG KANS L E FISCHER PRES
R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E S TIME -
PROSPECTUS PER RULE 800B FILED -

POST EFFECTIVE AMENDMENT FILED
EX 85 AND K


4703 KANSAS NEBRASKA NATURAL GAS CO INC A2
ORIGINALLY FILED AS
KANSAS PIPE LINE & GAS COMPANY
PHILLIPSBURG KANS L E FISCHER PRES
R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E S TIME -
PROSPECTUS PER RULE 8008 FILED

POST EFFECTIVE AMENDMENT FILED
EXHIBIT K


3153 MINERAL MOUNTAIN MNG & MILLING CO Al
SPOKANE WASH FRED THEIL PRES
REGISTRATION STATEMENT EFFECTIVE
AMENDMENT OF SEP 28 1938 EFFECTIVE -
PROSPECTUS PER SECTION 1081 FILED -

POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 20 49
OFFERING DATA AS AMENDED
SC PAR COMMON
SOLD UNDER THIS RS AT 50C
SOLD PRIOR TO REGISTRATION
AT 13.82C AVE
SUBSCRIBED FOR PRIOR TO REGN
AND ISSUED AFTER EFF DATE
AT 15C TO 30C
UNSOLD SHS REMOVED FROM REGSTRN
PER THIS AMENDMENT


3 REGISTRATION STATEMENTS

4711 BRIDGEPORT HYDRAULIC COMPANY A2
BRIDGEPORT CONN SAMUEL P SENIOR PRES
OPERATING WATER UTILITY
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED
RS DESIGNATED AS ANNUAL REPORT BY
FORM 1MD FILED WITH 2-4215 -

R S EFFECTIVE 4 45 PM E S TIME ON -

WTS FOR $20 PAR NON CUM COMMON
REPRESENTING UNEXERCISED
FRACTIONAL SUBSCRIPTION RIGHTS
ABOVE WARRANTS EXERCISABLE
ONLY THRU JUL 12 1941
TO BE OFFRO FROM JUL 3 THRU
JUL 12 1941 TO HIGHEST
BIDDER AT EST PRICE OF
13 00 PER WARRANT MAX
820 PAR NON CUM COMMON
THRU JUN 30 1941
RES FOR STKHLDRS WTS AT 26 00
FROM JUL 3 THRU JUL 12 1941
RES FOR WTS REPRESENTING
UNEXERCISED SUB RTS AT 26 00
AFTER JUL 12 1941
TO BE SOLD IN MANNER AS
EXECUTIVE COMMITTEE DIRECTS
BUT AT NOT LESS THAN 26 00
TOWARD SAUGATUCK RESERVOIR PROJECT
NO UNDERWRITER


4 16 41


5 1 41


7 21 .
10 12 38
2 1 41

5 1 41

5 1 41

166 442
291 621


21 517

133 558


FULLY EFFECTIVE



3 27 41
4 12 41

4 28 41

5 1 41








10 000








10 000


83 221

40 296


4 42.5








42 26 319
23 28 3

3


130 000








260 000




k- 1. 11,1
ISSUER WNE FORM
C I T ND STATE PRINCIPAL OFFICER TITLE PAGES FILED
FILE I N I TRY UNITS REGISTERED AGREGATE AMOUNT
O. SECURITY DE CRIP I T00 000 000
: PURPI T N 000 000 OF PROPOSED CASH RATION PRO.
OREOFFERING STATTE- SPTUS
OF ATo00 O00 00 ME T


3 REGISTRATION STATEMENTS FULLY EFFECTIVE Continued

4743 ST CHARLES HOTEL COMPANY VT Fl
NEW ORLEANS LA ROBERT MOORE ET AL
HOTEL
REGISTRATION STATEMENT ORIG FILED 4 25 41 10 6 13

R S EFFECTIVE 4 45 PM E S TIME ON 5 1 41

VTC FOR 525 PAR COMMON 12 088


2622








3946



4445




1698



3864



4145



4321




1729




2843





2073



2657




2528



4034



4616




3050





4472




3328



3


27 39
5 41 8

1 41 1


FORMS)


1 41 36



1 41 36


7 WITHDRAWAL DATA

BREEZE CORPORATIONS INC Al
NEWARK NJ JOSEPH J MASCUCH PRES
REGISTRATION STATEMENT REEFFECTIVE 1
POST EFFECTIVE AMENDMENT FILED 3

REQ TO WITHDRAW MAR 18 1941 AMEND 5

8 ANNUAL REPORTS FILED (MD

ARKANSAS MISSOURI POWER CORP Al
ANNUAL REPORT ON FORM 1MD FILED 5


ARKANSAS MISSOURI POWER CORP Al
ANNUAL REPORT FILED WITH RS 2-3946 5



BLACKSTONE VALLEY GAS & ELEC CO A2
ANNUAL REPORT ON FORM 1MD FILED 5


BLACKSTONE V-ALLEY GAS & ELEC CO A2
ANNUAL REPORT FILED WITH RS 2-1698 5



CENTRAL POWER AND LIGHT COMPANY A2
ANNUAL REPORT ON FORM 1MD FILED 5



INCOME ESTATES OF AMERICA INC Cl
ANNUAL REPORT ON FORM 2MD FILED 5



INVESTORS FUND INCORPORATED C1
ORIGINALLY FILED AS
INSURED INVESTORS INCORPORATED
ANNUAL REPORT ON FORM 2MD FILED 5


INVESTORS FUND INCORPORATED Cl
ORIGINALLY FILED AS
INSURED INVESTORS INCORPORATED
ANNUAL REPORT FILED WITH RS 2-1729 5


MINNEAPOLIS GAS LIGHT COMPANY A2 & D1A
ANNUAL REPORT ON FORM 1MD FILED 5


MINNEAPOLIS GAS LIGHT COMPANY A2
ANNUAL REPORT FILED WITH RS 2-2073 5



MONTANA DAKOTA UTILITIES CO A2
ANNUAL REPORT ON FORM 1MD FILED 5


MONTANA DAKOTA UTILITIES CO A2
ANNUAL REPORT FILED WITH RS 2-2528 5


MONTANA DAKOTA UTILITIES CO A2
ANNUAL REPORT FILED WITH RS 2-2528 5



NATIONAL GAS & ELECTRIC CORP A2
ANNUAL REPORTS ON FORM 1MD FILED 5
FOR YEAR ENDING DEC 31 1937
FOR YEAR ENDING DEC 31 1940



NORTHWESTERN PUBLIC SERVICE CO A2
ANNUAL REPORT ON FORM 1MD FILED 5



OHIO PUBLIC SERVICE COMPANY A2
ANNUAL REPORT ON FORM 1MD FILED 5
PRIN OFFICER PER ABOVE REPORT
T 0 KENNEDY PRESS


1 41




1 41





1 41




1 41



1 41



1 41




1 41



1 41



1 41



1 41





1 41



1 41




S. ,- -AN E" 'FO I -
r A. D T T E PIII CIPAL OFFICER TII L PAGES FILED
L UNITS REGISTERED AGGREGATE AMOUNT -
S, I I OF PROPOSED CASH TRATI 0
S L I I. r DA T OFFERING STATE. 5~FETU EcIlBITS

8 -- ANNUAL REPORTS FILED (MD FORMS) Continued m

41 O .P L t C SERVE CF COMPANY OF COLORADO A2
ANNUAL REPORT ON FORM 1MD FILED 5 1 41 49
PRI N OFF I CER PER ABOVE REP RT
GUY W FALLEN PRESS O -m



.0
409S SAN ANTONIO PUBLIC SERVICE COMPANY A2
ANNUAL REPORT ON FORM 1IMO FILED 5 1 41 30

409B SAN ANTONIO PUBLIC SERVICE COMPANY A2
ANNUAL REPORT FILED WITH RS 2-3656 5 1 41 30

4482 SAN ANTONIC PUBLIC SERVICE COMPANY A2
ANNUAL R. PORT FILEn WITH RS 2-3656 5 1 41 30


781 SAN JOSE YATER WORKS Al
ANNUAL REPORT ON FORM 1MD FILED 5 1 41 10

1070 SAN JOSE WATER NORKS A1
ANNUAL REPORT FI LE WITH RS 2-781 5 1 41 10


1243 SAN JOSE WATER AORKS Al
AN IUAL REPORT FILED WITH T S 2-781 5 1 41 10


2729 A'.i JOSE WATER WORKS A2
-NNUAL REPORT FILED WITH RS 2-781 5 1 41 10

2911 SAN JOSE WATER WORKS A2
ANNOUA RE PORT F ILE ) WI ITH RS 2-7 1 5 1 41 10

4683 SAN J SE WATER WORKS A2
ANNUAL REPORT FILE) WITH RS 2-781 5 1 41 10


3489 TAMPA ELECTRIC COMPANY A2
ANNUAL REPORT ON FORM 1MD FILED 5 1 41 50


419 U S TRUCK LINE I NC OF DELAWARE A2
ANNUAL REPORT ON FORM 1MD FILED 5 1 41 30


4039 4EST TEXAS UNTIL CITIES COMPANY A2
ANNbAL RI PORT ON FOR M M1) FI LED 5 1 41 33

441 WI LCOX GAY CORPORATE) ION 2

IA N AL R PORT i M o F ILE 5 1 41 18

9 ---------- SUPPLEMENTAL ATA (NOT FILED AS PART OF REG, STATEMENT

292 GI RADk I INVESTMENT COI PAN A2
PHI LA ELPHI A PA F TRUSCOTT PRESS
R S EFFECTIVE AS OF APR 15 1937 ON 4 30 37
PROSPECTUS PER SECTION 1OBI FILED 9 9 40 14

PROSPECTUS PER SECTION 10B1 FILED 5 1 41 14


4713 GROUP SECURI TIES INC Al
JERSEY CITY NJ KENNETH S GASTON PRES
R S EFFECTIVE 4 4! PM E S TIME ON 4 21 41
AS OF 4 45 PM E S TIME 4 16 41
PROSPECTUS PER RULE 1008 FILED 4 25 41 30

SUPPLEMENTAL PROSPECTUS MATL FILED 5 1 41 39